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Emulsions
Presented by: Ernest Simpemba
BPharm MSc
 An emulsion is a dispersion in which the dispersed
phase is composed of small globules of a liquid
distributed throughout a vehicle in which it is
immiscible.
 In emulsion terminology, the dispersed phase is the
internal phase, and the dispersion medium is the
external or continuous phase.
 Emulsions with an oleaginous internal phase and an
aqueous external phase are oil-in-water (o/w)
emulsions. Conversely, emulsions having an aqueous
internal phase and an oleaginous external phase are
termed water-in-oil (w/o) emulsions.
 Generally, to prepare a stable emulsion, a third phase,
an emulsifying agent, is necessary.
 Depending on their constituents, the viscosity of
emulsions can vary greatly and pharmaceutical
emulsions may be prepared as liquids or semisolids.
 Based on the constituents and the intended
application, liquid emulsions may be employed orally,
topically, or parenterally; semisolid emulsions,
topically.
 Emulsions include certain lotions, liniments, creams,
ointments, and commercial vitamin drops
PURPOSE OF EMULSIONS AND OF EMULSIFICATION
 Preparation of relatively stable and homogeneous mixtures of two
immiscible liquids.
 permits administration of a liquid drug in the form of minute
globules rather than in bulk.
 o/w type permits palatable administration of an otherwise
distasteful oil by dispersing it in a sweetened, flavored aqueous
vehicle.
 The reduced particle size of the oil globules may render the oil
more digestible and more readily absorbed.
 increased efficacy of mineral oil as a cathartic when emulsified.
 Medicinal agents that irritate the skin generally are less irritating in the
internal phase of an emulsified topical preparation than in the external
phase, from which direct contact with the skin is more prevalent.
 Naturally, the miscibility or solubility in oil and in water of a medicinal
agent dictates to a great extent the vehicle, and its nature in turn suggests
the phase of the emulsion that the resulting solution should become.
 On the unbroken skin, a w/o emulsion can usually be applied more evenly
because the skin is covered with a thin film of sebum, and this surface is
more readily wetted by oil than by water.
 A w/o emulsion is also more softening to the skin, because it resists
drying and removal by contact with water.
 On the other hand, if it is desirable to have a preparation that is easily
removed from the skin with water, an o/w emulsion is preferred.
 Also, absorption through the skin (percutaneous absorption) may be
enhanced by the diminished particle size of the internal phase.
THEORIES OF EMULSIFICATION
 surface tension theory.
 A liquid drop possesses internal forces that tend to promote association of the molecules to
resist distortion of the sphere
 Surface tension
 Interfacial tension
 Tension-lowering substances are surface active (surfactant) or wetting agents.
 oriented-wedge theory.
 The theory is based on the presumption that certain emulsifying agents orient themselves
about and within a liquid in a manner reflective of their solubility in that particular liquid.
 An emulsifying agent having a greater hydrophilic than hydrophobic character will promote an
o/w emulsion
 A w/o emulsion results from use of an emulsifying agent that is more hydrophobic than
hydrophilic.
 plastic or interfacial film theory.
 emulsifying agent is at the interface between the oil and water, surrounding the droplets of
the internal phase as a thin layer of film adsorbed on the surface of the drops
 the formation of an o/w or a w/o emulsion depends on the degree of solubility of the agent in
the two phases, with water-soluble agents encouraging o/w emulsions and oil-soluble
emulsifiers the reverse
PREPARATION OF EMULSIONS
Emulsifying Agents
The initial step in preparation of an emulsion
is selection of the emulsifier.
 able to promote emulsification
Compatible
stable and not deteriorate in the preparation.
Nontoxic
little odor, taste, or color
The HLB System
hydrophil–lipophil balance.
HLB value or number indicating the
substance’s polarity.
highly polar or hydrophilic have been assigned
higher numbers than materials that are less
polar and more lipophilic.
Methods of Emulsion Preparation
Depending on the nature of components and
equipment.
Continental or Dry Gum Method
The continental method is also referred to as
the 4:2:1 method because for every 4 parts by
volume of oil, 2 parts of water and 1 part of
gum are added in preparing the initial or
primary emulsion.
Oil and gum then water
English or Wet Gum Method
By this method, the same proportions of oil,
water, and gum are used as in the continental
or dry gum method, but the order of mixing is
different, and the proportion of ingredients
may be varied during the preparation of the
primary emulsion
Gum oil water
Bottle or Forbes Bottle Method
Extemporaneous preparation of emulsions
from volatile oils or oleaginous substances of
low viscosities.
Powdered acacia is placed in a dry bottle, two
parts of oil are added, and the mixture is
thoroughly shaken in the capped container.
A volume of water approximately equal to
that of the oil is then added in portions and
the mixture.
Auxiliary Methods
An emulsion prepared by either the wet gum
or the dry gum method can generally be
increased in quality by passing it through a
hand homogenizer.
In Situ Soap Method
The two types of soaps developed by this
method are calcium soaps and soft soaps.
Calcium soaps are w/o emulsions that contain
certain vegetable oils, such as oleic acid, in
combination with limewater (synonym:
Calcium Hydroxide Solution, USP).
Microemulsions
The diameter of droplets in a microemulsion
may be in the range of 100 Å (10 millimicrons)
to 1000 Å, whereas in a macroemulsion the
droplets may be 5000 Å in diameter
STABILITY OF EMULSIONS
Unstable emulsions;
 the internal or dispersed phase upon standing tends
to form aggregates of globules.
 large globules or aggregates of globules rise to the
top or fall to the bottom of the emulsion to form a
concentrated layer of the internal phase
 if all or part of the liquid of the internal phase
separates and forms a distinct layer on the top or
bottom of the emulsion as a result of the coalescing of
the globules of the internal phase.
 In addition, an emulsion may be adversely affected by
microbial contamination and growth and by other
chemical and physical alterations.
Aggregation and Coalescence
Creaming of the emulsion ( reversible )
Breaking of an emulsion ( irreversible)
Temperature
Extremes of cold and heat.
Freeze and thaw.
In industry tests are conducted at 5°C, 40°C,
and 50°C.
Light
light-resistant containers are used.
Air
antioxidants may be included
Microorganisms
fungistatic preservatives, commonly
combinations of methylparaben and
propylparaben.
Alcohol

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Emulsions

  • 1. Emulsions Presented by: Ernest Simpemba BPharm MSc
  • 2.  An emulsion is a dispersion in which the dispersed phase is composed of small globules of a liquid distributed throughout a vehicle in which it is immiscible.  In emulsion terminology, the dispersed phase is the internal phase, and the dispersion medium is the external or continuous phase.  Emulsions with an oleaginous internal phase and an aqueous external phase are oil-in-water (o/w) emulsions. Conversely, emulsions having an aqueous internal phase and an oleaginous external phase are termed water-in-oil (w/o) emulsions.
  • 3.  Generally, to prepare a stable emulsion, a third phase, an emulsifying agent, is necessary.  Depending on their constituents, the viscosity of emulsions can vary greatly and pharmaceutical emulsions may be prepared as liquids or semisolids.  Based on the constituents and the intended application, liquid emulsions may be employed orally, topically, or parenterally; semisolid emulsions, topically.  Emulsions include certain lotions, liniments, creams, ointments, and commercial vitamin drops
  • 4. PURPOSE OF EMULSIONS AND OF EMULSIFICATION  Preparation of relatively stable and homogeneous mixtures of two immiscible liquids.  permits administration of a liquid drug in the form of minute globules rather than in bulk.  o/w type permits palatable administration of an otherwise distasteful oil by dispersing it in a sweetened, flavored aqueous vehicle.  The reduced particle size of the oil globules may render the oil more digestible and more readily absorbed.  increased efficacy of mineral oil as a cathartic when emulsified.
  • 5.  Medicinal agents that irritate the skin generally are less irritating in the internal phase of an emulsified topical preparation than in the external phase, from which direct contact with the skin is more prevalent.  Naturally, the miscibility or solubility in oil and in water of a medicinal agent dictates to a great extent the vehicle, and its nature in turn suggests the phase of the emulsion that the resulting solution should become.  On the unbroken skin, a w/o emulsion can usually be applied more evenly because the skin is covered with a thin film of sebum, and this surface is more readily wetted by oil than by water.  A w/o emulsion is also more softening to the skin, because it resists drying and removal by contact with water.  On the other hand, if it is desirable to have a preparation that is easily removed from the skin with water, an o/w emulsion is preferred.  Also, absorption through the skin (percutaneous absorption) may be enhanced by the diminished particle size of the internal phase.
  • 6. THEORIES OF EMULSIFICATION  surface tension theory.  A liquid drop possesses internal forces that tend to promote association of the molecules to resist distortion of the sphere  Surface tension  Interfacial tension  Tension-lowering substances are surface active (surfactant) or wetting agents.  oriented-wedge theory.  The theory is based on the presumption that certain emulsifying agents orient themselves about and within a liquid in a manner reflective of their solubility in that particular liquid.  An emulsifying agent having a greater hydrophilic than hydrophobic character will promote an o/w emulsion  A w/o emulsion results from use of an emulsifying agent that is more hydrophobic than hydrophilic.  plastic or interfacial film theory.  emulsifying agent is at the interface between the oil and water, surrounding the droplets of the internal phase as a thin layer of film adsorbed on the surface of the drops  the formation of an o/w or a w/o emulsion depends on the degree of solubility of the agent in the two phases, with water-soluble agents encouraging o/w emulsions and oil-soluble emulsifiers the reverse
  • 7. PREPARATION OF EMULSIONS Emulsifying Agents The initial step in preparation of an emulsion is selection of the emulsifier.  able to promote emulsification Compatible stable and not deteriorate in the preparation. Nontoxic little odor, taste, or color
  • 8. The HLB System hydrophil–lipophil balance. HLB value or number indicating the substance’s polarity. highly polar or hydrophilic have been assigned higher numbers than materials that are less polar and more lipophilic.
  • 9. Methods of Emulsion Preparation Depending on the nature of components and equipment.
  • 10. Continental or Dry Gum Method The continental method is also referred to as the 4:2:1 method because for every 4 parts by volume of oil, 2 parts of water and 1 part of gum are added in preparing the initial or primary emulsion. Oil and gum then water
  • 11. English or Wet Gum Method By this method, the same proportions of oil, water, and gum are used as in the continental or dry gum method, but the order of mixing is different, and the proportion of ingredients may be varied during the preparation of the primary emulsion Gum oil water
  • 12. Bottle or Forbes Bottle Method Extemporaneous preparation of emulsions from volatile oils or oleaginous substances of low viscosities. Powdered acacia is placed in a dry bottle, two parts of oil are added, and the mixture is thoroughly shaken in the capped container. A volume of water approximately equal to that of the oil is then added in portions and the mixture.
  • 13. Auxiliary Methods An emulsion prepared by either the wet gum or the dry gum method can generally be increased in quality by passing it through a hand homogenizer.
  • 14. In Situ Soap Method The two types of soaps developed by this method are calcium soaps and soft soaps. Calcium soaps are w/o emulsions that contain certain vegetable oils, such as oleic acid, in combination with limewater (synonym: Calcium Hydroxide Solution, USP).
  • 15. Microemulsions The diameter of droplets in a microemulsion may be in the range of 100 Å (10 millimicrons) to 1000 Å, whereas in a macroemulsion the droplets may be 5000 Å in diameter
  • 16. STABILITY OF EMULSIONS Unstable emulsions;  the internal or dispersed phase upon standing tends to form aggregates of globules.  large globules or aggregates of globules rise to the top or fall to the bottom of the emulsion to form a concentrated layer of the internal phase  if all or part of the liquid of the internal phase separates and forms a distinct layer on the top or bottom of the emulsion as a result of the coalescing of the globules of the internal phase.  In addition, an emulsion may be adversely affected by microbial contamination and growth and by other chemical and physical alterations.
  • 17. Aggregation and Coalescence Creaming of the emulsion ( reversible ) Breaking of an emulsion ( irreversible)
  • 18. Temperature Extremes of cold and heat. Freeze and thaw. In industry tests are conducted at 5°C, 40°C, and 50°C.
  • 19. Light light-resistant containers are used. Air antioxidants may be included Microorganisms fungistatic preservatives, commonly combinations of methylparaben and propylparaben. Alcohol

Editor's Notes

  1. o/w emulsion may be diluted or extended with water or an aqueous preparation and a w/o emulsion, with an oleaginous or oil-miscible liquid