Katie Wegg is a risk professional with over 10 years of experience in investment banking. She has expertise in risk operations, fund management, credit risk analysis, and client onboarding. Previously she was an Assistant Vice President at Barclays Bank, where she managed the credit risk of 3,200 funds and implemented robust processes for fund limit management. She has strong leadership, communication, and technical skills.

1. KATIE WEGG
01689 860569 (H) 07729 303112 (M)
Email : katiewegg2@gmail.com
PROFILE
A Risk Professional with over 10 years experience in a Tier 1 Investment Bank.
A Subject Matter Expert in Risk Operations and Fund Management.
A reputation for focused delivery and execution.
KEY SKILLS AND COMPETENCIES
Leadership
Successful team leadership, ability to motivate, challenge and action team objectives across
a multi disciplined team.
Communication
First class relationship and interpersonal skills provides the ability to communicate at all
levels throughout a large organisation.
Credit Risk
Significant credit analysis and risk experience.
IB Product Knowledge
Extensive knowledge of credit treatment for OTC products within an investment bank.
Client On-boarding
Strong operational On-boarding knowledge through the complete IB process to good to
trade, fully up to date with KYC/AML regulations.
Technical
Proficient in Microsoft Office tools and Barclays internal risk systems.
Regulatory
Working knowledge of Dodd Frank, Basel III and EMIR regulations.

2. CAREER
Sep 2009 – Dec 2015 - Barclays Bank PLC (Barclays Capital)
Assistant Vice President – Credit Risk
• Sector Head within a team of 2 people, maintaining the credit risk of approx 3200 funds.
• Implemented a robust process for management of credit limits of funds of Asset
Managers.
• Managed and completed Data Maintenance Projects including validation of Funds for
limit and grading processes.
• Developed metric tools to provide transparency of projects and deliverables.
• Business contact for sanctioning credit limit breaks across asset classes.
• Managing trade clearance at point of trade exceptions during trading hours.
• Working with Sales and credit sanctioners in identifying appropriate limit levels for
clients.
• Worked with IT in developing excess management capture systems and implemented
change to monitor across credit risk.
• Obtaining sound working knowledge of trade capture systems.
• Ensuring governance and controls were implemented across processes.
• Monitoring of Net Asset Value of funds to prevent NAV trigger events.
• Implemented governance and control remediation of operational processes within the
credit risk function.
• Through strong governance and control of data was able to facilitate the reduction of the
RWA capital charge throughout the project.
• Worked with external vendors in providing documentation requirements.
Sep 1995 - 2009 - Manager Operations Team
• Team supporting Credit Risk Officers and controlling the recording of all credit risk data
for the IB.
• Managed a 6 person team responsible for all recruiting, training, appraisals and holiday
and sickness cover.
• Credit Analyst support for Financial Institutions and Sovereigns team in maintaining their
sanctioned limits on Barclay’s internal credit system.
• Administration of cross border country risk for Europe, Eastern Europe, parts of Africa,
the Caribbean and Asia.
• Responsible for expired limits, communicating with credit officers to confirm their
requirements.
• Credit Analyst support for the Non Banking Financial Institutions and Asset
Securitisation teams.

3. Early Career - Sep 1984 -1995
Analyst and member of Audit Team
Working on a 12 month project to build a global credit risk database.
Credit Risk Analyst - Financial Institutions Team
Working with a credit risk analyst to review and mark credit lines for European based
financial institutions.
1993 move to BZW as Executive Assistant within Central Risk Management Division
Account Management Team - Barclays International
Funding Clerk
Calendar Clerk
Account Officer
Bankproof Team - Operations - NCR Operator
Sterling Accounts Team - Operations - Terminal Operator
Documentary Credits Department - Clerk for the amendment of Letters of Credit
!
TRAINING COURSES
Developing Management Skills
Managing People and Tasks
Team Management
Effective Speaking and Presentation Skills Effective Business Writing
QUALIFICATIONS
6 Levels and 2 A Levels
Chartered Institute of Bankers : Supervisory Skills and Introduction to Accounting.
INTERESTS
I enjoy my walking my dogs and horse riding. I enjoyed very much my volunteering at the
George Green School on the Isle of Dogs where I assisted with the reading practice for pupils. I
am CRB checked.