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Changing PMA or HDE Devices during COVID-19
By: Madison Wheeler
As medical device firms adjust to the new normal in light of COVID-19 hurdles, the FDA
continues to issue guidances and relax regulatory requirements to accommodate. Disruptions to global
supplies and the challenge of social distance restrictions may be the driving forces behind necessary
device and operations changes. Normally, the FDA requires manufacturers to file a supplement or 30-day
notice for their premarket approvals (PMA) or humanitarian device exemptions (HDE) before
implementing changes.1
With the constraints the global pandemic has put on the medical device industry,
the agency issued a guidance last week relaxing that requirement for certain design changes.
The guidance on supplements for PMA and HDE submissions during COVID-19 identifies that
manufacturers may need to make immediate changes to manufacturing processes to overcome COVID-19
complications. The FDA is relaxing regulatory requirements for a specific set of changes that the industry
has identified as necessary to mitigate limitations seen during the public health emergency. Some of these
changes may be adjusting manufacturing processes to allow for social distancing among workers,
adapting processes or device design due to supply chain disruption, or even moving device production to
a different location less impacted by the pandemic. The agency is allowing firms to make these changes
without prior notification as long as they do not create undue risk. Changes that the FDA has identified as
potentially creating undue risk, and therefore require the standard notification, include changes to
sterilization methods, changes to the intended use of the device, and automation of a manufacturing
process that is not fully verified.2
The guidance explains that the FDA expects all changes to be documented in change control and
device master records. Any component change must also have the required verification/validation testing
and reference the applicable standards or specifications to which the component conforms. It is also
highly recommended that manufacturers fully identify and describe any changes made without prior
notification during the public health emergency.
As the medical device industry continues to adjust to operations during COVID-19,the FDA is
working diligently to lessen burdens on the industry by temporarily relaxing certain regulatory
requirements. If you need guidance on what regulations to follow during the pandemic, EMMA
International is ready to help you navigate. Give us a call at 248-987-4497 or email
info@emmainternational.com to see how we can help.
1 FDA (December 2019) 30-DayNotices, 135-DayPMA Supplements and75-DayHDE Supplements for ManufacturingMethod
or Process Changes retrieved on05/27/2020 from: https://www.fda.gov/regulatory-information/search-fda-guidance-
documents/30-day-notices-135-day-premarket-approval-pma-supplements-and-75-day-humanitarian-device-exemption
2 FDA (May2020) Supplements for PMA or HDE Submissions during the COVID-19 Public HealthEmergencyretrieved on
05/27/2020 from: https://www.fda.gov/media/138265/download

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Changing PMA or HDE Devices during COVID-19

  • 1. Changing PMA or HDE Devices during COVID-19 By: Madison Wheeler As medical device firms adjust to the new normal in light of COVID-19 hurdles, the FDA continues to issue guidances and relax regulatory requirements to accommodate. Disruptions to global supplies and the challenge of social distance restrictions may be the driving forces behind necessary device and operations changes. Normally, the FDA requires manufacturers to file a supplement or 30-day notice for their premarket approvals (PMA) or humanitarian device exemptions (HDE) before implementing changes.1 With the constraints the global pandemic has put on the medical device industry, the agency issued a guidance last week relaxing that requirement for certain design changes. The guidance on supplements for PMA and HDE submissions during COVID-19 identifies that manufacturers may need to make immediate changes to manufacturing processes to overcome COVID-19 complications. The FDA is relaxing regulatory requirements for a specific set of changes that the industry has identified as necessary to mitigate limitations seen during the public health emergency. Some of these changes may be adjusting manufacturing processes to allow for social distancing among workers, adapting processes or device design due to supply chain disruption, or even moving device production to a different location less impacted by the pandemic. The agency is allowing firms to make these changes without prior notification as long as they do not create undue risk. Changes that the FDA has identified as potentially creating undue risk, and therefore require the standard notification, include changes to sterilization methods, changes to the intended use of the device, and automation of a manufacturing process that is not fully verified.2 The guidance explains that the FDA expects all changes to be documented in change control and device master records. Any component change must also have the required verification/validation testing and reference the applicable standards or specifications to which the component conforms. It is also highly recommended that manufacturers fully identify and describe any changes made without prior notification during the public health emergency. As the medical device industry continues to adjust to operations during COVID-19,the FDA is working diligently to lessen burdens on the industry by temporarily relaxing certain regulatory requirements. If you need guidance on what regulations to follow during the pandemic, EMMA International is ready to help you navigate. Give us a call at 248-987-4497 or email info@emmainternational.com to see how we can help. 1 FDA (December 2019) 30-DayNotices, 135-DayPMA Supplements and75-DayHDE Supplements for ManufacturingMethod or Process Changes retrieved on05/27/2020 from: https://www.fda.gov/regulatory-information/search-fda-guidance- documents/30-day-notices-135-day-premarket-approval-pma-supplements-and-75-day-humanitarian-device-exemption 2 FDA (May2020) Supplements for PMA or HDE Submissions during the COVID-19 Public HealthEmergencyretrieved on 05/27/2020 from: https://www.fda.gov/media/138265/download