August 2012, Saybrook Residential Conference

Marc Applebaum, PhD
Associate Editor, Journal of Phenomenological Psychology
Founding Editor, PhenomenologyBlog


                                        ©2012 Marc Applebaum
Descriptive exercise

Have you had an experience of seeing an important
person in your life as a real person in his or her own
right, as if for the first time?

If yes, please describe what this was like, with as much
detail as possible
To introduce you to the phenomenological
tradition
To give you a sense of how researchers in
phenomenological psychology have approached
the study of intimacy, resilience, and empathy
To give you enough information to decide whether
to begin learning the method by taking RES 3130 at
Saybrook
3130 is the hands-on introduction to conducting
descriptive phenomenological psychological
research
My expertise is in the descriptive
phenomenological method pioneered by
Amedeo Giorgi at Duquesne and Saybrook
And its roots in the philosophy of Edmund
Husserl and Maurice Merleau-Ponty
I am Associate Editor of the Journal of
Phenomenological Psychology, and edit
PhenomenologyBlog
My interests include cultural and organizational
psychology, and consciousness studies
This seminar aims to introduce students to the
work of several contemporary
phenomenological psychologists…
My summary of and excerpts from their work
are partial and reflect my own perspective and
the limited time we have
I encourage you to read the publications of
Halling, Wertz, and Englander directly:
references are provided at the end of this
presentation
Descriptive Phenomenological Psychology
• Is one of the most carefully articulated qualitative
  psychological research methods

• Envisions psychology as a human science, as
  distinguished from a natural science
“Science” and “Human Science”
Scientia is Latin for “knowledge;” the word does not
imply a particular method or subject matter

Instead it refers to the outcome of inquiry: reliable
knowledge for a community of knowers

The meanings of science have been debated for
millennia--“science” is not a univocal term
Emergence of Natural Science
The origins of natural science predate Galileo’s
brilliant experiments in the 16th century. In the
course of conceiving of human being as the object
of scientific investigation, the human person came
to be defined in large measure as a natural object.
Therefore the human being came to be seen as
spatially and temporally bounded and subject to
material causality.
Achievements of Natural Science
We’re surrounded by evidence of the natural
science’s accomplishments—
• The computer showing this presentation
• The transportation that brought us here today
• The food, housing, and health care that sustain
   us are in large measure due to natural science
Are human beings (only) natural objects?
Nevertheless, since the 17th century there has
been a debate within philosophy and the sciences
regarding whether human being should be viewed
as a natural object like chemical
compounds, plants or animals…

Or whether consciousness makes human beings a
unique sort of object for science—an object who is
also a subject, requiring a “human science.”
Human science
The human science movement took particular
shape the 19th century as an alternative to
positivism, which had become the dominant
philosophy of science.
Human science argues that
meanings, not just facts, are critical
in understanding human
phenomena. Dilthey was a founding
figure in this movement.

                                Wilhelm Dilthey (1833-1911)
The “human” in human science
For a human science approach, the fullness of lived
experience must be preserved in order to
understand human being
This is lost if we reduce human
being to only its measurable and
causal-mechanical dimensions

We’ll discuss examples of this
later…
Philosophers such as
Husserl, Heidegger, Sartre, Merleau
-Ponty, and Gurwitch are part of
the phenomenological tradition--
It includes more than a century of
critical thinking about
science, scientific
methods, psychology,      and the
meanings of technology in society
                                 Edmund Husserl (1859-1938)
Science is based upon the lived-world
“The whole universe of science is built upon the world as
directly experienced, and if we want to subject science
itself to rigorous scrutiny…we must begin by reawakening
the basic experience of the world of which science is the
second-order expression.” (2005/1945, p. ix)

                     -Maurice Merleau-Ponty
                     Phenomenology of Perception
Edmund Husserl (1859-1938) founded
phenomenological philosophy
Philosophers such as Sartre, Merleau-
Ponty, and Gurwitsch explored psychological
implications of phenomenology, but no
research method had been articulated by
psychologists
In the late 1960’s Amedeo Giorgi, trained as a
quantitative psychologist, began to develop a
qualitative research method based upon
Husserl’s philosophical method
Re-envisioning psychology as a human
science
“When I articulated the idea that psychology
should be a human science, it was because, for
me, the discipline of psychology was essentially
missing its target. It was not truly capturing
psyche…I realized that it wasn’t a patch-up job
that psychology required so much as radical
reform.”

                           -Amedeo Giorgi (2000)
What does it mean psychologically when time
seems to “slow down” or “speed up”?
How is connectedness or disconnectedness
experienced between members of a team?
What are the various meanings of feeling
“distant” from a loved one?
How does empathy, or lack of empathy, occur?
For more than a quarter of a century Saybrook
has been a home for phenomenological
psychology, thanks to the work of Amedeo Giorgi
Is a depth approach that requires intensive
work with interview transcripts
For a dissertation 3-4 subjects are interviewed
regarding their experience of a phenomenon
The researcher seeks to discover whether a
shared psychological structure unites the
subjects’ accounts of the phenomenon

  You will see examples later…
Pivotal moments in psychotherapy
The experience of living with hallucinatory
psychosis
The experience of precognitive dreams
The experience of the body in multiple
personality disorder
Unconscious reaction to culture change as it is
expressed in dreams
RES 3130: The Descriptive Phenomenological
Method
HTP 3140: The Phenomenological Critique of
Psychological Systems
8100: Independent Study (theory or praxis)
such as—
  Edmund Husserl: Crisis of European Sciences
  Maurice Merleau-Ponty: The Phenomenology of
  Perception
  Conduct a study with 3-4 subjects
RES 1100: Phenomenological Research
Practicum
The phenomenological path at Saybrook

1.    Introduction to Phenomenological
      Psychological Research
2.    Independent study using the method (both
      theory and praxis)
3.    Research practicum using the method
4.    Candidacy essays
5.    Dissertation
Halling, Wertz, and Englander




Steen Halling, Seattle   Fred Wertz, Fordham   Magnus
University               University            Englander, Malmö
                                               University
The researcher sets aside her previous
experiences and theoretical knowledge in order
to encounter the other’s experience freshly
(bracketing)
Neither affirming nor denying the factual
content of the data (epoché)
Seeking to explicate the lived-meanings in the
data from a psychological perspective
Steen Halling: Intimacy, Transcendence, and
             Psychology (2008)
Halling: research question
“Describe as specifically as possible a time when
you came to see someone of real significance in
your life more as a real person in his or her own
right.”
                                   (2008, p. 16)
Interview and analysis
How we interview
Transcribing and dividing data into “meaning
units”
Transforming the data (explication)
Seeking the least variant psychological
structure, among the descriptions gathered
Seeing the other as a real person
As we analyze data, we “dwell” with it
Insights arise unpredictably—it’s not a mechanical
process
Time, patience, and care are required

                          Halling (2008)
Halling—grasping the phenomenon

“This reaching out *to the other+ does not come
about as we make a deliberate effort to bring
about a…transformation.” (2008, p. 24)




Why might this be important, psychologically?
Halling
“The awakening of the self to encounter or
embrace more of the being of the other person is
indeed a movement of creativity. In being
receptive and responsive, the self changes, and
image of the other alters, and the relationship
changes in ways that were unanticipated.”
(2008, p. 32)

What does this imply about “seeing the other”?
Halling: psychological constituents
(1) Surprise and wonder,
(2) participation in the perspective of the
other, (3) recognition of separateness,
(4) awakening of the self, and
(5) a horizon of hopefulness.

                                  (2008, p. 23)
How do these constituents relate to your own
spontaneous descriptions of the phenomenon?
Halling’s second study: Forgiveness

Reductionism is an issue phenomenologists often
confront--

“Overall psychologists discuss forgiveness in
rather reductive terms. By ‘reductive,’ I mean
that this process, which is subtle and profound, is
frequently described in ways that are simplistic
and one-dimensional.” (2008, p. 102)
Halling
Psychologists have called forgiveness “’a promising
therapeutic tool,’” describing it as a willed
action, while other psychologists “encourage
clinicians to ‘consider the use of forgiveness’ as if
it were a medication or technique.” (2008, pp.
102-103)

What’s problematic about framing forgiveness
as a technique?
Excerpt from a phenomenological description

 “The experience of forgiving the person who has
 injured oneself is a complex multidimensional
 process that moves from a tearing of one’s lived
 world through feelings of
 hurt, anger, revenge, confusion to an opening up
 to a larger experience of oneself and the world.”

                       (Halling, 2008, p. 106)
Descriptive exercise
Describe in writing a situation when something very
unfortunate happened to you
Frederick Wertz: “A Phenomenological Psychological
Approach to Trauma and Resilience”, in Five Ways of
         Doing Qualitative Analysis (2011)
Wertz (2011): a case study

In this case the method was used with a single
case
The data was gathered in a slightly different
way, due to the structure of the collaboration
Wertz: full research question

“Describe in writing a situation when something
very unfortunate happened to you. Please begin
your description prior to the unfortunate event.
Share in detail what happened, what you felt and
did, and what happened after, including how you
responded and what came of this event in your
life.”
                                  (2011, p. 104)
Wertz: research attitude
“The overall attitude I adopted in this work was
first to put aside my knowledge of scientific
theories and research on trauma and resilience in
order to focus on the concrete example in
Teresa’s life….” (2011, p. 136)

What challenges can you imagine in adopting a
phenomenological attitude?
Wertz: examples of psychological constituents
 • “Initially, trauma is passively suffered. It
   happens to a person, was not intended, and
   therefore is experienced in cognitive shock
   and disbelief…in which a previously active
   agent becomes an acute sufferer.
 • Trauma is lived bodily by way of
   numbness, paralysis, diminishment, contractio
   n, shrinkage, or withdrawal in relation to the
   world.” (2011, p. 154)
Wertz: other examples
• “The individual’s stance toward trauma and
  strategies of living through and coping with
  trauma are…continuations of habitual ways in
  which he or she has coped with past
  adversity…”
• “Trauma is individualizing, isolating, lonely—
  the traumatized person is singled out and
  separated from others.” (2011, p. 154-155)
Magnus Englander
“
Englander
• Draws upon phenomenological philosophical
  explorations of empathy in the work of
  Husserl, Stein, and others (see Zahavi, 2010)
• Questions the predominant psychological view
  of empathy as a kind of simulation
• Seeks to explore lived-empathy as an
  experience of opening to intersubjectivity
Englander (forthcoming)
Drawing on phenomenological philosophy, he
argues: “Empathy is a distinct form of
intentionality and is not to be confused or
fused with closely related phenomena such as
sympathy, caring…providing service, helping
someone solve a problem, et cetera.”
Empathy training
• Englander’s training (forthcoming) is an
  experiential workshop
• Participants work in dyads and are introduced
  to the descriptive phenomenological
  perspective--
• As a way of learning to discriminate between
  their experiences of empathizing and, for
  example, problem-solving in relation to an
  other…
Conclusion: becoming a researcher
“Using Giorgi’s method involves judgment and
imagination, and there is a sense in which one
does not really appreciate the method until one
has worked with it for a while, ideally with the
guidance of an experienced phenomenological
researcher. As Kuhn pointed out, you do not
become a competent member of a scientific
community just by reading texts and manuals.”

                      (Halling, 2008, p. 164)
Englander, M. (forthcoming). Empathy training from a phenomenological
    perspective. Journal of Phenomenological Psychology.
Giorgi, A. (2009). The descriptive phenomenological method in
    psychology: A modified Husserlian approach. Pittsburgh: Duquesne
    University Press.
Giorgi, A. (2000). Psychology as a human science revisited. Journal of
    Humanistic Psychology, 40 (3): 56-73.
Halling, S. (2008) Intimacy, transcendence, and psychology: Closeness and
    openness in everyday life. New York: Palgrave MacMillan.
Merleau-Ponty, M. (2005). The phenomenology of perception. C. Smith
    (Trans.). London: Routledge. (original work published in 1945)
Wertz, F. (2011). A phenomenological psychological approach to trauma
    and resilience. In Five ways of doing qualitative analysis, F. Wertz et
    al. (Eds.). (pp. 124-164). New York: The Guildford Press.
Zahavi, D. (2010). Empathy, embodiment, and interpersonal
    understanding: From Lipps to Shutz. Inquiry, 53(3): 285-306.

 Photo credit: anatomy of the brain from Curious Expeditions

Applebaum: Themes in phenomenological psychological research

  • 1.
    August 2012, SaybrookResidential Conference Marc Applebaum, PhD Associate Editor, Journal of Phenomenological Psychology Founding Editor, PhenomenologyBlog ©2012 Marc Applebaum
  • 2.
    Descriptive exercise Have youhad an experience of seeing an important person in your life as a real person in his or her own right, as if for the first time? If yes, please describe what this was like, with as much detail as possible
  • 3.
    To introduce youto the phenomenological tradition To give you a sense of how researchers in phenomenological psychology have approached the study of intimacy, resilience, and empathy To give you enough information to decide whether to begin learning the method by taking RES 3130 at Saybrook 3130 is the hands-on introduction to conducting descriptive phenomenological psychological research
  • 4.
    My expertise isin the descriptive phenomenological method pioneered by Amedeo Giorgi at Duquesne and Saybrook And its roots in the philosophy of Edmund Husserl and Maurice Merleau-Ponty I am Associate Editor of the Journal of Phenomenological Psychology, and edit PhenomenologyBlog My interests include cultural and organizational psychology, and consciousness studies
  • 5.
    This seminar aimsto introduce students to the work of several contemporary phenomenological psychologists… My summary of and excerpts from their work are partial and reflect my own perspective and the limited time we have I encourage you to read the publications of Halling, Wertz, and Englander directly: references are provided at the end of this presentation
  • 6.
    Descriptive Phenomenological Psychology •Is one of the most carefully articulated qualitative psychological research methods • Envisions psychology as a human science, as distinguished from a natural science
  • 7.
    “Science” and “HumanScience” Scientia is Latin for “knowledge;” the word does not imply a particular method or subject matter Instead it refers to the outcome of inquiry: reliable knowledge for a community of knowers The meanings of science have been debated for millennia--“science” is not a univocal term
  • 8.
    Emergence of NaturalScience The origins of natural science predate Galileo’s brilliant experiments in the 16th century. In the course of conceiving of human being as the object of scientific investigation, the human person came to be defined in large measure as a natural object. Therefore the human being came to be seen as spatially and temporally bounded and subject to material causality.
  • 9.
    Achievements of NaturalScience We’re surrounded by evidence of the natural science’s accomplishments— • The computer showing this presentation • The transportation that brought us here today • The food, housing, and health care that sustain us are in large measure due to natural science
  • 10.
    Are human beings(only) natural objects? Nevertheless, since the 17th century there has been a debate within philosophy and the sciences regarding whether human being should be viewed as a natural object like chemical compounds, plants or animals… Or whether consciousness makes human beings a unique sort of object for science—an object who is also a subject, requiring a “human science.”
  • 11.
    Human science The humanscience movement took particular shape the 19th century as an alternative to positivism, which had become the dominant philosophy of science. Human science argues that meanings, not just facts, are critical in understanding human phenomena. Dilthey was a founding figure in this movement. Wilhelm Dilthey (1833-1911)
  • 12.
    The “human” inhuman science For a human science approach, the fullness of lived experience must be preserved in order to understand human being This is lost if we reduce human being to only its measurable and causal-mechanical dimensions We’ll discuss examples of this later…
  • 13.
    Philosophers such as Husserl,Heidegger, Sartre, Merleau -Ponty, and Gurwitch are part of the phenomenological tradition-- It includes more than a century of critical thinking about science, scientific methods, psychology, and the meanings of technology in society Edmund Husserl (1859-1938)
  • 14.
    Science is basedupon the lived-world “The whole universe of science is built upon the world as directly experienced, and if we want to subject science itself to rigorous scrutiny…we must begin by reawakening the basic experience of the world of which science is the second-order expression.” (2005/1945, p. ix) -Maurice Merleau-Ponty Phenomenology of Perception
  • 15.
    Edmund Husserl (1859-1938)founded phenomenological philosophy Philosophers such as Sartre, Merleau- Ponty, and Gurwitsch explored psychological implications of phenomenology, but no research method had been articulated by psychologists In the late 1960’s Amedeo Giorgi, trained as a quantitative psychologist, began to develop a qualitative research method based upon Husserl’s philosophical method
  • 16.
    Re-envisioning psychology asa human science “When I articulated the idea that psychology should be a human science, it was because, for me, the discipline of psychology was essentially missing its target. It was not truly capturing psyche…I realized that it wasn’t a patch-up job that psychology required so much as radical reform.” -Amedeo Giorgi (2000)
  • 17.
    What does itmean psychologically when time seems to “slow down” or “speed up”? How is connectedness or disconnectedness experienced between members of a team? What are the various meanings of feeling “distant” from a loved one? How does empathy, or lack of empathy, occur?
  • 18.
    For more thana quarter of a century Saybrook has been a home for phenomenological psychology, thanks to the work of Amedeo Giorgi
  • 19.
    Is a depthapproach that requires intensive work with interview transcripts For a dissertation 3-4 subjects are interviewed regarding their experience of a phenomenon The researcher seeks to discover whether a shared psychological structure unites the subjects’ accounts of the phenomenon You will see examples later…
  • 20.
    Pivotal moments inpsychotherapy The experience of living with hallucinatory psychosis The experience of precognitive dreams The experience of the body in multiple personality disorder Unconscious reaction to culture change as it is expressed in dreams
  • 21.
    RES 3130: TheDescriptive Phenomenological Method HTP 3140: The Phenomenological Critique of Psychological Systems 8100: Independent Study (theory or praxis) such as— Edmund Husserl: Crisis of European Sciences Maurice Merleau-Ponty: The Phenomenology of Perception Conduct a study with 3-4 subjects RES 1100: Phenomenological Research Practicum
  • 22.
    The phenomenological pathat Saybrook 1. Introduction to Phenomenological Psychological Research 2. Independent study using the method (both theory and praxis) 3. Research practicum using the method 4. Candidacy essays 5. Dissertation
  • 23.
    Halling, Wertz, andEnglander Steen Halling, Seattle Fred Wertz, Fordham Magnus University University Englander, Malmö University
  • 24.
    The researcher setsaside her previous experiences and theoretical knowledge in order to encounter the other’s experience freshly (bracketing) Neither affirming nor denying the factual content of the data (epoché) Seeking to explicate the lived-meanings in the data from a psychological perspective
  • 25.
    Steen Halling: Intimacy,Transcendence, and Psychology (2008)
  • 26.
    Halling: research question “Describeas specifically as possible a time when you came to see someone of real significance in your life more as a real person in his or her own right.” (2008, p. 16)
  • 27.
    Interview and analysis Howwe interview Transcribing and dividing data into “meaning units” Transforming the data (explication) Seeking the least variant psychological structure, among the descriptions gathered
  • 28.
    Seeing the otheras a real person As we analyze data, we “dwell” with it Insights arise unpredictably—it’s not a mechanical process Time, patience, and care are required Halling (2008)
  • 29.
    Halling—grasping the phenomenon “Thisreaching out *to the other+ does not come about as we make a deliberate effort to bring about a…transformation.” (2008, p. 24) Why might this be important, psychologically?
  • 30.
    Halling “The awakening ofthe self to encounter or embrace more of the being of the other person is indeed a movement of creativity. In being receptive and responsive, the self changes, and image of the other alters, and the relationship changes in ways that were unanticipated.” (2008, p. 32) What does this imply about “seeing the other”?
  • 31.
    Halling: psychological constituents (1)Surprise and wonder, (2) participation in the perspective of the other, (3) recognition of separateness, (4) awakening of the self, and (5) a horizon of hopefulness. (2008, p. 23) How do these constituents relate to your own spontaneous descriptions of the phenomenon?
  • 32.
    Halling’s second study:Forgiveness Reductionism is an issue phenomenologists often confront-- “Overall psychologists discuss forgiveness in rather reductive terms. By ‘reductive,’ I mean that this process, which is subtle and profound, is frequently described in ways that are simplistic and one-dimensional.” (2008, p. 102)
  • 33.
    Halling Psychologists have calledforgiveness “’a promising therapeutic tool,’” describing it as a willed action, while other psychologists “encourage clinicians to ‘consider the use of forgiveness’ as if it were a medication or technique.” (2008, pp. 102-103) What’s problematic about framing forgiveness as a technique?
  • 34.
    Excerpt from aphenomenological description “The experience of forgiving the person who has injured oneself is a complex multidimensional process that moves from a tearing of one’s lived world through feelings of hurt, anger, revenge, confusion to an opening up to a larger experience of oneself and the world.” (Halling, 2008, p. 106)
  • 35.
    Descriptive exercise Describe inwriting a situation when something very unfortunate happened to you
  • 36.
    Frederick Wertz: “APhenomenological Psychological Approach to Trauma and Resilience”, in Five Ways of Doing Qualitative Analysis (2011)
  • 37.
    Wertz (2011): acase study In this case the method was used with a single case The data was gathered in a slightly different way, due to the structure of the collaboration
  • 38.
    Wertz: full researchquestion “Describe in writing a situation when something very unfortunate happened to you. Please begin your description prior to the unfortunate event. Share in detail what happened, what you felt and did, and what happened after, including how you responded and what came of this event in your life.” (2011, p. 104)
  • 39.
    Wertz: research attitude “Theoverall attitude I adopted in this work was first to put aside my knowledge of scientific theories and research on trauma and resilience in order to focus on the concrete example in Teresa’s life….” (2011, p. 136) What challenges can you imagine in adopting a phenomenological attitude?
  • 40.
    Wertz: examples ofpsychological constituents • “Initially, trauma is passively suffered. It happens to a person, was not intended, and therefore is experienced in cognitive shock and disbelief…in which a previously active agent becomes an acute sufferer. • Trauma is lived bodily by way of numbness, paralysis, diminishment, contractio n, shrinkage, or withdrawal in relation to the world.” (2011, p. 154)
  • 41.
    Wertz: other examples •“The individual’s stance toward trauma and strategies of living through and coping with trauma are…continuations of habitual ways in which he or she has coped with past adversity…” • “Trauma is individualizing, isolating, lonely— the traumatized person is singled out and separated from others.” (2011, p. 154-155)
  • 42.
  • 43.
    Englander • Draws uponphenomenological philosophical explorations of empathy in the work of Husserl, Stein, and others (see Zahavi, 2010) • Questions the predominant psychological view of empathy as a kind of simulation • Seeks to explore lived-empathy as an experience of opening to intersubjectivity
  • 44.
    Englander (forthcoming) Drawing onphenomenological philosophy, he argues: “Empathy is a distinct form of intentionality and is not to be confused or fused with closely related phenomena such as sympathy, caring…providing service, helping someone solve a problem, et cetera.”
  • 45.
    Empathy training • Englander’straining (forthcoming) is an experiential workshop • Participants work in dyads and are introduced to the descriptive phenomenological perspective-- • As a way of learning to discriminate between their experiences of empathizing and, for example, problem-solving in relation to an other…
  • 46.
    Conclusion: becoming aresearcher “Using Giorgi’s method involves judgment and imagination, and there is a sense in which one does not really appreciate the method until one has worked with it for a while, ideally with the guidance of an experienced phenomenological researcher. As Kuhn pointed out, you do not become a competent member of a scientific community just by reading texts and manuals.” (Halling, 2008, p. 164)
  • 47.
    Englander, M. (forthcoming).Empathy training from a phenomenological perspective. Journal of Phenomenological Psychology. Giorgi, A. (2009). The descriptive phenomenological method in psychology: A modified Husserlian approach. Pittsburgh: Duquesne University Press. Giorgi, A. (2000). Psychology as a human science revisited. Journal of Humanistic Psychology, 40 (3): 56-73. Halling, S. (2008) Intimacy, transcendence, and psychology: Closeness and openness in everyday life. New York: Palgrave MacMillan. Merleau-Ponty, M. (2005). The phenomenology of perception. C. Smith (Trans.). London: Routledge. (original work published in 1945) Wertz, F. (2011). A phenomenological psychological approach to trauma and resilience. In Five ways of doing qualitative analysis, F. Wertz et al. (Eds.). (pp. 124-164). New York: The Guildford Press. Zahavi, D. (2010). Empathy, embodiment, and interpersonal understanding: From Lipps to Shutz. Inquiry, 53(3): 285-306. Photo credit: anatomy of the brain from Curious Expeditions