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Two decades of subversion
attempts
Alma Swan
SPARC Europe
Key Perspectives Ltd
Enabling Open Scholarship
3rd National Open Access Workshop, Presidency of Higher Education Council
20-21 October 2014, Ankara
The ‘Subversive Proposal’
• arXiv started in 1991
• And still flourishes
• 27 June 1994: the Subversive Proposal
• Recommended that authors post their
papers on anonymous ftp sites
• Free access to theirs peers
PROGRESS
What happened next?
• World Wide Web
What happened next?
• Not a lot!
PROBLEMS
Why so low after 20 years?
Authors
• Lack of awareness
• Lack of understanding
• Overdose of misunderstandings
• Fear of repercussions
– from publishers
– or on their careers
• Reward systems in academia entrench conservative
behaviour
• Glacial pace of academic adoption of the Web
Why so low after 20 years?
Publishers (some of them!)
• Hindrance
• Obstruction
• Obfuscation
• FUD
Why so low after 20 years?
Libraries
• Hooked into Big Deals
• Budgets frozen
• Policy made elsewhere
• Varying levels of buy-in to the notion of
Open Access
• Preoccupation with issues that are not
relevant
Why so low after 20 years?
Policymakers
• Slow to act
• Have lacked boldness
• Complacency: failure to monitor and
enforce policy
• Though … all this is changing now
PROMISE
Better and better advocacy
• Benefits:
– Visibility, usage, impact
Individual article usage
Data: ORBi (University of Liege, Belgium)
Citation impact
Range = 36%-200%
(Data: Stevan Harnad and co-workers)
Advocacy
• Benefits to authors:
– Visibility, usage, impact
– More efficient research
– Better research process (no duplication, no ‘culs de sac’, more
confidence in lines of research)
– Part of the new modus operandi for the digital scholar
• Benefits to institutions:
– Mission
– Visibility, usage, impact
– Monitoring and assessment
– Competitive intelligence
– Outreach, return on investment
– Funding
• Benefits to funders:
– Monitoring and assessment
– Return on investment
Advocacy
Focus Authors Institutions Funders
Impact (visibility, usage, citations, re-use) ✔ ✔ ✔
Better research process ✔ ✔ ✔
Mission ✔ ✔
Management information ✔ ✔
Competitive intelligence ✔ ✔ ✔
Outreach, return on investment ✔ ✔ ✔
Funding ✔ ✔
Open Access policies
• 222 institutional policies
• 44 sub-institutional policies
• 90 funder policies
• Europe:
– H2020 Rules have a mandatory OA policy
– Recommendation to Member States (2012)
• US: OSTP directive to federal agencies
Open Access policies
Infrastructure
• Print > electronic
• Hyperlinking
• Linked open data(?)
• Interoperability (work in progress)
– Deposit
– ID
– Licensing
– Preservation
– etc, etc
OA infrastructure for EU research
Authors
Institutional
repositories
OpenAIRE
Readers
Google, etc
Open Data
• Massive interest
• Funders developing policy to support Open
Data implementation
• Lots of infrastructure already
ISSUES and CHALLENGES
Issues and challenges
• Humanities (some areas):
– esp. the future of university presses (and their
relationship with libraries)
• Open Data:
– Preservation and curation
– Development of appropriate data management
practices
• Licensing practices and copyright (TDM)
• Sustaining the new system
• Funder and institutional responsibilities
“It is one of the noblest duties of a
university to advance knowledge and
to diffuse it, not merely among those
who can attend the daily lectures, but
far and wide.”
Daniel Coit Gilman
First President, Johns Hopkins University
Thank you
almaswan3@gmail.com
www.spareurope.org
www.openscholarship.org
www.pasteur4oa.eu
Institutional responsibility III:
Sustaining the Open Access system
• Service infrastructure
• Many began as projects
• Sustainability plans not always robust
• May not be workable in the longer term
• First steps being taken to address this issue
• Libraries (and funders) have roles
Creative Commons License
This work is licensed under
Attribution 4.0 International License
http://creativecommons.org/licenses/by/4.0/

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Two Decades of Subversion Attempts, October 2014

  • 1. Two decades of subversion attempts Alma Swan SPARC Europe Key Perspectives Ltd Enabling Open Scholarship 3rd National Open Access Workshop, Presidency of Higher Education Council 20-21 October 2014, Ankara
  • 2. The ‘Subversive Proposal’ • arXiv started in 1991 • And still flourishes • 27 June 1994: the Subversive Proposal • Recommended that authors post their papers on anonymous ftp sites • Free access to theirs peers
  • 4. What happened next? • World Wide Web
  • 5.
  • 6.
  • 7.
  • 8.
  • 11. Why so low after 20 years? Authors • Lack of awareness • Lack of understanding • Overdose of misunderstandings • Fear of repercussions – from publishers – or on their careers • Reward systems in academia entrench conservative behaviour • Glacial pace of academic adoption of the Web
  • 12. Why so low after 20 years? Publishers (some of them!) • Hindrance • Obstruction • Obfuscation • FUD
  • 13. Why so low after 20 years? Libraries • Hooked into Big Deals • Budgets frozen • Policy made elsewhere • Varying levels of buy-in to the notion of Open Access • Preoccupation with issues that are not relevant
  • 14. Why so low after 20 years? Policymakers • Slow to act • Have lacked boldness • Complacency: failure to monitor and enforce policy • Though … all this is changing now
  • 16. Better and better advocacy • Benefits: – Visibility, usage, impact
  • 17. Individual article usage Data: ORBi (University of Liege, Belgium)
  • 18. Citation impact Range = 36%-200% (Data: Stevan Harnad and co-workers)
  • 19. Advocacy • Benefits to authors: – Visibility, usage, impact – More efficient research – Better research process (no duplication, no ‘culs de sac’, more confidence in lines of research) – Part of the new modus operandi for the digital scholar • Benefits to institutions: – Mission – Visibility, usage, impact – Monitoring and assessment – Competitive intelligence – Outreach, return on investment – Funding • Benefits to funders: – Monitoring and assessment – Return on investment
  • 20. Advocacy Focus Authors Institutions Funders Impact (visibility, usage, citations, re-use) ✔ ✔ ✔ Better research process ✔ ✔ ✔ Mission ✔ ✔ Management information ✔ ✔ Competitive intelligence ✔ ✔ ✔ Outreach, return on investment ✔ ✔ ✔ Funding ✔ ✔
  • 21. Open Access policies • 222 institutional policies • 44 sub-institutional policies • 90 funder policies • Europe: – H2020 Rules have a mandatory OA policy – Recommendation to Member States (2012) • US: OSTP directive to federal agencies
  • 23. Infrastructure • Print > electronic • Hyperlinking • Linked open data(?) • Interoperability (work in progress) – Deposit – ID – Licensing – Preservation – etc, etc
  • 24. OA infrastructure for EU research Authors Institutional repositories OpenAIRE Readers Google, etc
  • 25. Open Data • Massive interest • Funders developing policy to support Open Data implementation • Lots of infrastructure already
  • 26.
  • 28. Issues and challenges • Humanities (some areas): – esp. the future of university presses (and their relationship with libraries) • Open Data: – Preservation and curation – Development of appropriate data management practices • Licensing practices and copyright (TDM) • Sustaining the new system • Funder and institutional responsibilities
  • 29. “It is one of the noblest duties of a university to advance knowledge and to diffuse it, not merely among those who can attend the daily lectures, but far and wide.” Daniel Coit Gilman First President, Johns Hopkins University
  • 31. Institutional responsibility III: Sustaining the Open Access system • Service infrastructure • Many began as projects • Sustainability plans not always robust • May not be workable in the longer term • First steps being taken to address this issue • Libraries (and funders) have roles
  • 32. Creative Commons License This work is licensed under Attribution 4.0 International License http://creativecommons.org/licenses/by/4.0/