The document discusses ancillary financial services in Nepal, which support market participants but do not include core services like payments and deposits. It highlights the roles of investment banks in managing complex financial transactions, including underwriting and advising on mergers and public offerings. Additionally, it details the classification and operation of investment banks in Nepal under the Securities Board of Nepal (SEBON).

1. ANCILLARY FINANCILA
SERVICES
Suraj Khatiwada
BBS III Year 2079
AEF
Foundation of Financial System In Nepal

2. ⎯Supplementary Services to support the participants of markets.
⎯The term "ancillary services" describes any services offered by the
BFIs that are not payment services, lending or deposit facilities.
⎯Safekeeping and administration of Financial Instruments for the
account of Clients, including custodianship and related services
such as cash/collateral management
⎯Foreign exchange services where these are connected to the
provision of investment services.
Introduction

3. Foundation of financial system in nepal AEF
Investment Banking Credit
CDS and
Clearing Ltd
Depositary
Participant
Securities
dealer and
brokers
Credit rating
agencies
Deposit
and credit
guarantee
fund
information
bureau of
Nepal

4. Functions of Ancillary financial Services
Auxiliary financial services:
financial transactions and settlement processing activities, including credit card
transactions, counselling services for investments; counselling and mediation for
mortgages, asset management, and custodian services against payment or under
contract.
Foundation of financial system in Nepal AEF
Investment
Research
Financial
Analysis
Portfolio
management
Safekeeping
Auxiliary
Financial
Services

5. Investment banking Industry
Investment banking is a type of banking that organizes large,
complex financial transactions such as mergers or
initial public offering (IPO) underwriting. These banks may raise
money for companies in a variety of ways, including underwriting
the issuance of new securities for a corporation, municipality, or
other institution. They may manage a corporation's IPO.
Investment banks also provide advice in mergers, acquisitions,
and reorganizations.
In essence, investment bankers are experts who have their fingers
on the pulse of the current investment climate. They help their
clients navigate the complex world of high finance.

6. ⎯ Underwriting securities
⎯ Advice to participants
⎯ Public offering
⎯ Filing documents
⎯ Portfolio management Services
⎯ Merger and Acquisition
Functions of Investment
Banking

7. Structure of Investment banking in Nepal
Investment banks in Nepal operated under SEBON. They are also
called merchant banks in Nepal. Investment bankers are classified
as per their business operation. Issue manager, Security
underwriter, Share registrar and portfolio manager are the criteria
to classify investment banker in Nepal.
Foundations of financial systems AEF
Issue manager
• 30,000,000
Share Registrar
•10,000,000
Securities Underwriter
•40,000,000
Portfolio
manager10,000,000

8. List of investment bankers in Nepal
Issue and sales manager
24
Share registrar and portfolio manager 1
Portfolio manager 5
Foundation of financial system in Nepal AEF