The document provides an overview of the services offered by Accounting & Compliance International (ACI). ACI offers accounting, bookkeeping, financial reporting and compliance services for broker dealers, investment advisors, hedge funds and other financial firms. Their services include accounting, bookkeeping, regulatory filings, compliance program development and reviews, and ongoing compliance support and consulting.
Partner Janice Snyder discussed the recent changes made by the Financial Accounting Standards Board and how those changes will impact you and your organization.
This presentation will also provide a year end update of the technical accounting standards (ASU’s), proposed standards that are in Exposure Drafts (ED’s), and the projects of the FASB going forward.
During the presentation attendees can expect to learn the following:
Gain an understanding of the most significant changes in accounting standards over the past 12 months
Become familiar with the proposed changes that the FASB has issued in Exposure Drafts
Acquire knowledge of the big projects that the FASB will address next
After this webinar attendees will be able to answer:
What changes has the FASB made over the past year?
How will these changes impact you and your organization?
What areas will the FASB focus on next?
Talent Maximus provides payroll outsourcing services including payroll processing, tax compliance, and reimbursement management. They have over 100 clients across India in various industries. Their services are supported by a proprietary payroll application, robust IT infrastructure, and dedicated teams for compliance, software development, and customer support.
The document discusses implementing SAP Invoice Management to improve a company's purchase-to-pay process. It provides an overview of key features of SAP Invoice Management including 7 workflow types and 29 template variants. The document also discusses selecting an optimal optical character recognition system and highlights factors to consider such as full-text recognition, learning capabilities, and pricing models. Implementation best practices are covered such as developing a business case, customizing SAP Invoice Management, and leveraging project organization tools to generate business intelligence from invoice data and realize benefits like reduced processing costs.
The document discusses important questions and considerations for import practices and compliance. It outlines key areas companies should review such as who is handling imports, ensuring customs bonds and powers of attorney are up to date, using brokers appropriately, record keeping, and staying updated on trade regulations. Additional sections provide guidelines on commercial invoices and assists as well as information on import programs, websites, and professional organizations.
New revenue recognition standards: What the rule changes mean for your businessNakisa Financials
New accounting standards for how organizations will recognize revenue (Revenue from Contracts with Customers) under IFRS/US GAAP will be effective in 2017 and force organizations to adapt their accounting technology, processes and policies to the new regulations. Companies will need to analyze the new rules, determine how they impact the business, and then make the changes to processes and systems that will enable them to operate in compliance, while maintaining business efficiency and effectiveness.
For a smooth transition, early preparation is not only recommended by experts, but crucial for successful compliance. With this in mind, smart companies are modifying processes and systems today, to ensure compliance and uninterrupted operations tomorrow.
In this session find out how:
- An SAP and Nakisa solution, built from the ground up for compliance helps you to get ahead of the curve.
- Nakisa’s accounting team successfully streamlined the management of a large number of software services contracts by customizing data capture fields based on their contractual terms.
- The solution enables you to prepare for the new revenue recognition requirements and conduct forecast and analysis.
Sambhav Gupta is a Chartered Accountant with 9 years of experience working with various clients to understand their financial needs and provide services such as financial auditing, tax compliance, and financial advice. He is currently a Senior Specialist at Axa Business Service where he performs accounting work including reconciliation, financial reporting, and risk management. Gupta has held previous roles at HSBC Bank, Suyog Telematics Pvt Ltd, and ICICI Bank where he was responsible for accounting, taxation, auditing, and financial operations. He holds an MBA in Finance and has passed various financial certifications.
The document discusses audit planning and documentation from the perspective of a peer reviewer auditing a bank branch. It outlines basic challenges of remote auditing during COVID-19 like having proper technology and ensuring data security. It then details various auditing standards that must be followed regarding agreeing terms, documentation, laws and regulations, communication, risk assessment, materiality, evidence, confirmations, analytical procedures, sampling, going concern, representations, and reporting. The document concludes by outlining an illustrative communication from ICAI for initiating remote bank branch audits to ensure timely completion.
Partner Janice Snyder discussed the recent changes made by the Financial Accounting Standards Board and how those changes will impact you and your organization.
This presentation will also provide a year end update of the technical accounting standards (ASU’s), proposed standards that are in Exposure Drafts (ED’s), and the projects of the FASB going forward.
During the presentation attendees can expect to learn the following:
Gain an understanding of the most significant changes in accounting standards over the past 12 months
Become familiar with the proposed changes that the FASB has issued in Exposure Drafts
Acquire knowledge of the big projects that the FASB will address next
After this webinar attendees will be able to answer:
What changes has the FASB made over the past year?
How will these changes impact you and your organization?
What areas will the FASB focus on next?
Talent Maximus provides payroll outsourcing services including payroll processing, tax compliance, and reimbursement management. They have over 100 clients across India in various industries. Their services are supported by a proprietary payroll application, robust IT infrastructure, and dedicated teams for compliance, software development, and customer support.
The document discusses implementing SAP Invoice Management to improve a company's purchase-to-pay process. It provides an overview of key features of SAP Invoice Management including 7 workflow types and 29 template variants. The document also discusses selecting an optimal optical character recognition system and highlights factors to consider such as full-text recognition, learning capabilities, and pricing models. Implementation best practices are covered such as developing a business case, customizing SAP Invoice Management, and leveraging project organization tools to generate business intelligence from invoice data and realize benefits like reduced processing costs.
The document discusses important questions and considerations for import practices and compliance. It outlines key areas companies should review such as who is handling imports, ensuring customs bonds and powers of attorney are up to date, using brokers appropriately, record keeping, and staying updated on trade regulations. Additional sections provide guidelines on commercial invoices and assists as well as information on import programs, websites, and professional organizations.
New revenue recognition standards: What the rule changes mean for your businessNakisa Financials
New accounting standards for how organizations will recognize revenue (Revenue from Contracts with Customers) under IFRS/US GAAP will be effective in 2017 and force organizations to adapt their accounting technology, processes and policies to the new regulations. Companies will need to analyze the new rules, determine how they impact the business, and then make the changes to processes and systems that will enable them to operate in compliance, while maintaining business efficiency and effectiveness.
For a smooth transition, early preparation is not only recommended by experts, but crucial for successful compliance. With this in mind, smart companies are modifying processes and systems today, to ensure compliance and uninterrupted operations tomorrow.
In this session find out how:
- An SAP and Nakisa solution, built from the ground up for compliance helps you to get ahead of the curve.
- Nakisa’s accounting team successfully streamlined the management of a large number of software services contracts by customizing data capture fields based on their contractual terms.
- The solution enables you to prepare for the new revenue recognition requirements and conduct forecast and analysis.
Sambhav Gupta is a Chartered Accountant with 9 years of experience working with various clients to understand their financial needs and provide services such as financial auditing, tax compliance, and financial advice. He is currently a Senior Specialist at Axa Business Service where he performs accounting work including reconciliation, financial reporting, and risk management. Gupta has held previous roles at HSBC Bank, Suyog Telematics Pvt Ltd, and ICICI Bank where he was responsible for accounting, taxation, auditing, and financial operations. He holds an MBA in Finance and has passed various financial certifications.
The document discusses audit planning and documentation from the perspective of a peer reviewer auditing a bank branch. It outlines basic challenges of remote auditing during COVID-19 like having proper technology and ensuring data security. It then details various auditing standards that must be followed regarding agreeing terms, documentation, laws and regulations, communication, risk assessment, materiality, evidence, confirmations, analytical procedures, sampling, going concern, representations, and reporting. The document concludes by outlining an illustrative communication from ICAI for initiating remote bank branch audits to ensure timely completion.
The document discusses Knowledge Process Outsourcing (KPO) services provided by Global FPO. They help clients streamline operations, reduce costs, and enhance efficiencies through global sourcing. Their KPO services include IFRS, US GAAP, and Indian GAAP advisory services as well as various research services. Some of their capabilities include proprietary modeling tools, experienced analysts, and daily/weekly/fortnightly reporting.
This document provides information on the Companies (Auditor's Report) Order, 2016 (CARO 2016) and Internal Financial Controls (IFC). It discusses the 16 reporting points under CARO 2016 and applicability to different types of companies. It explains the clauses under CARO 2016 regarding maintenance of property records, physical verification of inventory, loans to other parties, and compliance with Sections 185 and 186 of the Companies Act. The document is intended to guide auditors on reporting requirements under CARO 2016.
Bahamas introduced a VAT system that was supposed to come into force on July, 2014, but was delayed to January 1, 2015. We provided support to the largest Telecom company on the Bahamas for system and process implementation including training.
The document describes a partnership between an accounting firm (CPA) and a financial services company (FPS) to provide business and financial consultancy services. The services include bookkeeping, payroll, tax preparation, management reporting, and financial planning. FPS recruits and services clients, while the CPA provides reviews, tax filings, and consulting. Both partners share ownership of the client base and revenue from recurring fees and consulting services. The partnership aims to streamline accounting processes, reduce costs, improve business performance, and provide valuable financial guidance to clients.
Standard operating procedures (SOPs) and internal inspections play an important role in preventing frauds. SOPs provide detailed, step-by-step instructions to ensure tasks are completed correctly and consistently. Areas susceptible to fraud are included in inspection questionnaires. Inspections also support investigations and exception reporting. Potential fraud areas discussed include non-compliance with SOPs, irregularities in sales and claims processes, policy servicing issues, and accounting errors. Adhering strictly to SOPs and conducting thorough inspections can help mitigate procedural lapses and reduce fraud.
RECONNECT 2014, Oracle Financial Close Management: Streamline Your Close ProcessRJ Linehan
Organizations today face a constant stream of requirements and regulations that add complexity and change to their period-end close processes. Add to that reality a manually-driven approach to ‘closing the books’ and it is not surprising that organizations recognize the value of adopting a tool that can efficiently manage all of their financial close cycles. This presentation will make a case for embracing a unified financial close strategy that incorporates Oracle Hyperion Financial Close Management.
Objectives:
• Demonstrate the benefits of an optimized close process
• Reveal the advantages of increased collaboration
• Exhibit the improvements in user productivity
• Illustrate the value of improved transparency and compliance
• Demonstrate the assurance of reconciliation accuracy
SmartFin Services is a company that provides IT, Consulting and Accounting Outsourcing solutions to Real Estate companies in US.
This presentation is detailed overview of SmartFin's services .
Are Your Account Reconciliations in Good Shape?Justin Johnson
This presentation demonstrates how finance, accounting, audit and compliance executives can further ensure the integrity of their balance sheets—and ultimately financial reports—by implementing software to automate the traditionally manual, labor-intensive and spreadsheet-driven account reconciliation process.
KEY Group a Phenix Consulting company - For the success of our clients we connect Finance, Tax and Technology. We want to be recognized as a leading boutique for Finance, Tax and Technology by our clients, employees and business partners.
Original air date: July 24, 2017
Rebroadcast and recording info at http://www.mhmcpa.com
During this presentation, we will review the key aspects of the new revenue recognition financial reporting standards as well as the income tax regulations for revenue recognition. We will explore inconsistencies between these two frameworks and analyze possible compliance measures to which businesses may be subject in order to adopt a new method of accounting for tax purposes.
The document discusses the accounting challenges faced by Southeast Asian companies in recent years due to changes in technology, standards, and regulations. It introduces Logiframe as a company that provides accounting services and solutions to help clients address these challenges. Logiframe offers statutory bookkeeping, accounting advisory, audit management, accounting technology consulting, and learning and development services. Its goal is to help clients improve efficiency, compliance, and financial reporting through outsourcing and advisory support.
Overview of the financial architecture in oracle e business suite release 12magnifics
www.Magnifictraining.com-oracle apps r12 scm fuctional online training.
contact us: info@magnifictraining.com or
call us: +919052666559
oracle apps technologies like oracle discrete manufacturing, oracle apps purchasing training,
oracle apps order management training,oracle apps r12 functional training.
real time Oracle scm online training by industrail experts
for details call:+919052666559 hands on training on oracle online TRAINING.
Oracle Apps Finance Functional R12 Online Training Course Details
Oracle Apps R12 Summary Course Content
Payables (AP)
Receivables (AR)
General Ledger (GL)
Fixed Assets (FA)
Cash Management (CE)
Multi Org Access Control (MOAC)
Sub Ledger Accounting (SLA)
R12 Detailed Course Content:
Basic Concepts of R12
Architectural Overview – System Administration
UI Navigation changes in R12 Vs 11i
Flex fields
Access and Controls
Functional overview of Products
Concepts of LE/OU/Chart of Accounts
Differences between R11 Vs 11i-sneek peek review
Creation of Users and assignment of Responsibilities
Profile Options and security controls
Ravindra Agarwal is a senior finance professional with nearly 18 years of experience in finance, accounting, and taxation. He has expertise in strategic planning, budgeting, financial reporting, and ensuring statutory compliance. Currently he is the Head of Accounts and Finance at Capacite Infra Projects Ltd in Mumbai, where he leads a team of 15-20 people and oversees the company's overall financial operations. Previously he held senior finance roles at other companies as well, demonstrating his extensive experience in diverse industries.
The document discusses establishing effective internal controls over revenue recognition for medical technology companies. Key points include communicating revenue recognition policies throughout the organization, establishing controls to ensure adherence to policies and prepare for audits, and focusing on areas of highest risk like estimates and accounting for multi-element arrangements. It provides an overview of the new revenue recognition standards and emphasizes the importance of training, documentation, and ongoing monitoring to implement the changes required.
What is B-BBEE?
EME and QSE. What is it and where do you fit in?
B-BBEE verification or not?
The B-BBEE Scorecard
B-BBEE Levels
B-BBEE in Rise: Standard Accounting
Shankar Tule has over 16 years of experience in financial management, accounting, taxation, auditing, and statutory compliance. He currently works as Deputy Manager of Finance and FC&A Lead at Reliance Jio Infocom Ltd., where he handles financial planning and budgeting, accounting management, and ensuring statutory compliance. Prior to this, he held finance and accounting roles at various telecommunications companies, where he was responsible for implementing accounting systems, managing finances, and preparing financial reports. He has a Post Graduate Diploma in Financial Management and a Bachelor's degree in Commerce.
Alat optik adalah alat yang menggunakan lensa dan memerlukan cahaya untuk membantu mata melihat dengan lebih jelas dan merekam gambar. Beberapa alat optik umum adalah kamera, lup, mikroskop, dan teropong yang membantu melihat benda-benda kecil, jauh, dan merekam gambar.
Defense expenditure in thailand to 2015 import and export dynamics market p...Neel Terde
This document provides a summary and link to purchase the report "Defense Expenditure in Thailand to 2015 - Import and Export Dynamics: Market Profile" published by Aarkstore.com. The report provides an overview of Thailand's defense industry, including trends in defense imports and exports. It analyzes key segments of the industry and reasons for companies to purchase the report, such as insights into import and export dynamics. The document includes a table of contents of the full report.
Sport has become a major social phenomenon over the last century and is practiced by many in both organized and casual settings. The document discusses the evolution of sport in society from a spectator activity to one widely participated in. It also outlines the institutionalization of sport through various governing bodies at international, national, regional and local levels that work to promote and regulate sporting competitions and activities. The concepts of sport, its social role, and trends in participation in Spain are also examined.
The Use of Social Media (Tools) in Clinical Research CollaborationJoel Selzer
These are the supporting slides from my talk at the Society of Clinical Research Associates conference on "Harnessing Social Media to Advance Clinical Research", August 2, 2013 in Philadelphia.
The document discusses Knowledge Process Outsourcing (KPO) services provided by Global FPO. They help clients streamline operations, reduce costs, and enhance efficiencies through global sourcing. Their KPO services include IFRS, US GAAP, and Indian GAAP advisory services as well as various research services. Some of their capabilities include proprietary modeling tools, experienced analysts, and daily/weekly/fortnightly reporting.
This document provides information on the Companies (Auditor's Report) Order, 2016 (CARO 2016) and Internal Financial Controls (IFC). It discusses the 16 reporting points under CARO 2016 and applicability to different types of companies. It explains the clauses under CARO 2016 regarding maintenance of property records, physical verification of inventory, loans to other parties, and compliance with Sections 185 and 186 of the Companies Act. The document is intended to guide auditors on reporting requirements under CARO 2016.
Bahamas introduced a VAT system that was supposed to come into force on July, 2014, but was delayed to January 1, 2015. We provided support to the largest Telecom company on the Bahamas for system and process implementation including training.
The document describes a partnership between an accounting firm (CPA) and a financial services company (FPS) to provide business and financial consultancy services. The services include bookkeeping, payroll, tax preparation, management reporting, and financial planning. FPS recruits and services clients, while the CPA provides reviews, tax filings, and consulting. Both partners share ownership of the client base and revenue from recurring fees and consulting services. The partnership aims to streamline accounting processes, reduce costs, improve business performance, and provide valuable financial guidance to clients.
Standard operating procedures (SOPs) and internal inspections play an important role in preventing frauds. SOPs provide detailed, step-by-step instructions to ensure tasks are completed correctly and consistently. Areas susceptible to fraud are included in inspection questionnaires. Inspections also support investigations and exception reporting. Potential fraud areas discussed include non-compliance with SOPs, irregularities in sales and claims processes, policy servicing issues, and accounting errors. Adhering strictly to SOPs and conducting thorough inspections can help mitigate procedural lapses and reduce fraud.
RECONNECT 2014, Oracle Financial Close Management: Streamline Your Close ProcessRJ Linehan
Organizations today face a constant stream of requirements and regulations that add complexity and change to their period-end close processes. Add to that reality a manually-driven approach to ‘closing the books’ and it is not surprising that organizations recognize the value of adopting a tool that can efficiently manage all of their financial close cycles. This presentation will make a case for embracing a unified financial close strategy that incorporates Oracle Hyperion Financial Close Management.
Objectives:
• Demonstrate the benefits of an optimized close process
• Reveal the advantages of increased collaboration
• Exhibit the improvements in user productivity
• Illustrate the value of improved transparency and compliance
• Demonstrate the assurance of reconciliation accuracy
SmartFin Services is a company that provides IT, Consulting and Accounting Outsourcing solutions to Real Estate companies in US.
This presentation is detailed overview of SmartFin's services .
Are Your Account Reconciliations in Good Shape?Justin Johnson
This presentation demonstrates how finance, accounting, audit and compliance executives can further ensure the integrity of their balance sheets—and ultimately financial reports—by implementing software to automate the traditionally manual, labor-intensive and spreadsheet-driven account reconciliation process.
KEY Group a Phenix Consulting company - For the success of our clients we connect Finance, Tax and Technology. We want to be recognized as a leading boutique for Finance, Tax and Technology by our clients, employees and business partners.
Original air date: July 24, 2017
Rebroadcast and recording info at http://www.mhmcpa.com
During this presentation, we will review the key aspects of the new revenue recognition financial reporting standards as well as the income tax regulations for revenue recognition. We will explore inconsistencies between these two frameworks and analyze possible compliance measures to which businesses may be subject in order to adopt a new method of accounting for tax purposes.
The document discusses the accounting challenges faced by Southeast Asian companies in recent years due to changes in technology, standards, and regulations. It introduces Logiframe as a company that provides accounting services and solutions to help clients address these challenges. Logiframe offers statutory bookkeeping, accounting advisory, audit management, accounting technology consulting, and learning and development services. Its goal is to help clients improve efficiency, compliance, and financial reporting through outsourcing and advisory support.
Overview of the financial architecture in oracle e business suite release 12magnifics
www.Magnifictraining.com-oracle apps r12 scm fuctional online training.
contact us: info@magnifictraining.com or
call us: +919052666559
oracle apps technologies like oracle discrete manufacturing, oracle apps purchasing training,
oracle apps order management training,oracle apps r12 functional training.
real time Oracle scm online training by industrail experts
for details call:+919052666559 hands on training on oracle online TRAINING.
Oracle Apps Finance Functional R12 Online Training Course Details
Oracle Apps R12 Summary Course Content
Payables (AP)
Receivables (AR)
General Ledger (GL)
Fixed Assets (FA)
Cash Management (CE)
Multi Org Access Control (MOAC)
Sub Ledger Accounting (SLA)
R12 Detailed Course Content:
Basic Concepts of R12
Architectural Overview – System Administration
UI Navigation changes in R12 Vs 11i
Flex fields
Access and Controls
Functional overview of Products
Concepts of LE/OU/Chart of Accounts
Differences between R11 Vs 11i-sneek peek review
Creation of Users and assignment of Responsibilities
Profile Options and security controls
Ravindra Agarwal is a senior finance professional with nearly 18 years of experience in finance, accounting, and taxation. He has expertise in strategic planning, budgeting, financial reporting, and ensuring statutory compliance. Currently he is the Head of Accounts and Finance at Capacite Infra Projects Ltd in Mumbai, where he leads a team of 15-20 people and oversees the company's overall financial operations. Previously he held senior finance roles at other companies as well, demonstrating his extensive experience in diverse industries.
The document discusses establishing effective internal controls over revenue recognition for medical technology companies. Key points include communicating revenue recognition policies throughout the organization, establishing controls to ensure adherence to policies and prepare for audits, and focusing on areas of highest risk like estimates and accounting for multi-element arrangements. It provides an overview of the new revenue recognition standards and emphasizes the importance of training, documentation, and ongoing monitoring to implement the changes required.
What is B-BBEE?
EME and QSE. What is it and where do you fit in?
B-BBEE verification or not?
The B-BBEE Scorecard
B-BBEE Levels
B-BBEE in Rise: Standard Accounting
Shankar Tule has over 16 years of experience in financial management, accounting, taxation, auditing, and statutory compliance. He currently works as Deputy Manager of Finance and FC&A Lead at Reliance Jio Infocom Ltd., where he handles financial planning and budgeting, accounting management, and ensuring statutory compliance. Prior to this, he held finance and accounting roles at various telecommunications companies, where he was responsible for implementing accounting systems, managing finances, and preparing financial reports. He has a Post Graduate Diploma in Financial Management and a Bachelor's degree in Commerce.
Alat optik adalah alat yang menggunakan lensa dan memerlukan cahaya untuk membantu mata melihat dengan lebih jelas dan merekam gambar. Beberapa alat optik umum adalah kamera, lup, mikroskop, dan teropong yang membantu melihat benda-benda kecil, jauh, dan merekam gambar.
Defense expenditure in thailand to 2015 import and export dynamics market p...Neel Terde
This document provides a summary and link to purchase the report "Defense Expenditure in Thailand to 2015 - Import and Export Dynamics: Market Profile" published by Aarkstore.com. The report provides an overview of Thailand's defense industry, including trends in defense imports and exports. It analyzes key segments of the industry and reasons for companies to purchase the report, such as insights into import and export dynamics. The document includes a table of contents of the full report.
Sport has become a major social phenomenon over the last century and is practiced by many in both organized and casual settings. The document discusses the evolution of sport in society from a spectator activity to one widely participated in. It also outlines the institutionalization of sport through various governing bodies at international, national, regional and local levels that work to promote and regulate sporting competitions and activities. The concepts of sport, its social role, and trends in participation in Spain are also examined.
The Use of Social Media (Tools) in Clinical Research CollaborationJoel Selzer
These are the supporting slides from my talk at the Society of Clinical Research Associates conference on "Harnessing Social Media to Advance Clinical Research", August 2, 2013 in Philadelphia.
Affective Ludology: Affective Measurement of User Experience in GamesLennart Nacke
Keynote from GameDays 2010: Serious Games for Sports and Health.
Digital games provide the most engaging interactive experiences. You will be able to take away 3 methods for measuring user experience in games from this talk. First, the objective assessment of physiological user responses together with automated event-logging techniques, so called game metrics, will show how to collect player- and game-related variables for a comprehensive understanding of their interaction. Second, using psychometric questionnaires willallow a reliable assessment of players' subjective emotion and cognition during gameplay. Third, the combination of the two approaches allows cross-correlations to be made about gameplay experience with focus on human-machine interaction.
Total Quality Management (TQM) is an organizational approach that aims to delight customers through continuous improvement. It involves everyone in the organization working to meet customer expectations with high quality products and processes at low cost. The presentation discusses the origins and principles of TQM, including Deming's 14 principles. It provides examples of how TQM has been implemented at Rashtriya Ispat Nigam Limited to improve quality, productivity, and performance. Six Sigma is also introduced as a data-driven approach and methodology used within the TQM framework to reduce variation and solve problems scientifically.
Accounting involves creating financial statements and other information for management decision making, while auditing enhances the credibility of financial statements through an independent examination and evaluation of accounting records to form an opinion. A key difference is that auditors must have accounting knowledge and expertise to analyze audit evidence and accumulate audit findings.
Labdhie Associates is a financial outsourcing firm that provides business process management and finance & accounting services. Their team of experts can help clients achieve their goals across operations, compliance, and management reporting. They offer a range of services including bookkeeping, financial reporting, payroll processing, and tax preparation using applications like QuickBooks, Tally, and Oracle. Labdhie prioritizes data security and quality control and believes their approach of thorough planning and feedback can deliver high-quality services to clients while also providing cost savings compared to in-house resources.
Labdhie Associates is a financial outsourcing firm that provides business process management and finance & accounting expertise. Their team has deep understanding of business processes and technical expertise to diagnose problems and offer solutions. Their goal is to understand client needs and exceed expectations by helping clients achieve their goals across operations, compliance, and management reporting. They offer services including bookkeeping, financial reporting, payroll processing, business plans, and tax returns. Their approach involves detailed planning, obtaining and processing input data, delivering outputs, and obtaining feedback to improve services. Clients can expect benefits like dedicated experts, flexible processes, aggressive pricing, data security, and commitment to high quality service.
Basiz is a fund accounting services provider headquartered in Chennai, India with offices in Mumbai, Coimbatore, Singapore, London, and New York. They service hedge funds, private equity/venture capital, mutual funds, family offices, and insurance portfolios. Basiz has over $13.8 billion in assets under administration and has prepared over 6,000 financial statements. Their services include financial statement preparation, NAV accounting, 1065 and K-1 taxation, and private equity/venture capital services. Basiz utilizes proprietary PERT/CPM techniques to efficiently complete fund accounting and reporting processes.
An auditing is a systematic process of evaluating evidence to determine if financial statements and internal controls are fairly presented. The main parties that benefit from audits are society through more efficient capital markets, owners and boards through more reliable financial information, and management through credibility. Auditors are responsible for issuing opinions on whether financial statements and internal controls are fairly stated while management is responsible for preparing them.
The document provides an introduction and overview of auditing. It defines auditing as examining accounting records to establish if they accurately reflect transactions. The key objectives of auditing are reporting, detecting and preventing frauds and errors. The specific objectives can depend on whether it is an internal audit or audit for other purposes like obtaining a bank loan. Auditing aims to verify that accounting policies are followed and financial statements present a true and fair view.
Basiz is a fund accounting services provider headquartered in Chennai, India with offices in Mumbai, Coimbatore, Singapore, London, and New York. They service hedge funds, private equity/venture capital, mutual funds, family offices, and insurance portfolios. Basiz has over $12.6 billion in assets under administration and has prepared over 6,000 financial statements. They offer a range of fund accounting services including financial statement preparation, NAV accounting, 1065 and K-1 taxation, and private equity/venture capital services.
Basiz is a fund accounting services provider headquartered in Chennai, India with offices in Mumbai, Coimbatore, Singapore, London, and New York. They service hedge funds, private equity/venture capital, mutual funds, family offices, and insurance portfolios. Basiz has over $12.6 billion in assets under administration and has prepared over 6,000 financial statements. They offer a range of fund accounting services including financial statement preparation, NAV accounting, 1065 and K-1 taxation, and private equity/venture capital services.
Vee Technologies provides finance and accounting outsourcing services through its division Vee FnA. With over 1200 professionals across multiple locations, Vee FnA manages end-to-end finance and accounting processes for both emerging and established clients. For 14 years, Vee FnA has delivered extraordinary outcomes and consistently exceeded client expectations by taking on complex finance and accounting functions.
This document provides an overview of auditing and assurance services. It defines auditing and distinguishes it from accounting. It describes different types of audits, the need for auditing, and the framework of auditing. It discusses the benefits of financial statement audits, limitations of external audits, and the development of auditing over time. It also covers topics like the principal-agent relationship in auditing, major corporate accounting crises, roles of auditors and users, requirements for becoming an approved company auditor in Malaysia, and the Sarbanes-Oxley Act passed after the Enron scandal.
Wealthplanned! Financial Plannning and Wealth Management softwareCMC Ltd.
WealthPlanned is INdia's 1st integrated Financial Planning and Wealth Management solution on cloud. It is also available on Enterprise model. From CMC Ltd., a TATA group company
ex of my work for a client: Wealthplanned presentationPravin Gandhi
- Enjoyed branding Wealthplanned (tm of CMC Ltd.) as "Art of Making Your Clients Affluent"
- Packaged an integrated offering of Financial Planning and back office Wealth Management software
- on in-house or cloud platform;
- created awareness of product through linkedin and social media,
- designed promotional material
** this presentation is freely distributed on online media by client for procuct awareness **
Accounting and Bookkeeping Services in Dubai What You Need to Know.pptxjas cott
This is where professional accounting and bookkeeping services play a crucial role. In this comprehensive guide, we delve into the essentials of accounting and bookkeeping services in Dubai, providing valuable insights and guidance for businesses seeking to navigate the financial landscape with confidence and efficiency.
This document contains the resume of Ahmed Abdelkarim Mohamed. It summarizes his work experience as a Senior Accountant and Auditor in Dubai and Egypt from 2005 to the present. It also lists his skills, education, and personal details. His objective is to acquire new skills and be an asset in his career.
This document contains the resume of Muhammad Zubair. It summarizes his experience working in finance, accounting, and auditing roles for various organizations in Pakistan and the UAE over the past 9 years. It details his responsibilities and achievements in positions such as Manager of Accounts and Finance, Assistant Manager of Financial Reporting, Audit and Business Advisory, and Manager of Finance and Accounts. It also lists his education qualifications and skills including being a CA Finalist and having a Master's in Economics.
This document introduces Outboxbiz, an accounting and corporate services firm focused on start-ups and SMEs. It provides affordable, quality services including accounting, taxation, HR/payroll, and secretarial work. Outboxbiz was incorporated in 2010 and employs specialists with big 4 auditing experience and expertise in commercial industries. The firm aims to offer operationally sound solutions through listening to clients' needs and forming long-term partnerships. It then outlines the specific accounting, HR/payroll, tax, and secretarial services Outboxbiz can provide and how they benefit clients.
This document contains a summary of Adnan Sharif's qualifications and work experience. It outlines that he has 5 years of experience in finance and accounting roles in various industries. He is an ACCA Finalist with a Bachelor's degree in Applied Accounting from the UK. His experience includes roles as a Senior Auditor, General Accountant, and Audit & Accounts Associate. His responsibilities involved financial reporting, budgeting, audit work, and taxation services.
In World Expo 2010 Shanghai – the most visited Expo in the World History
https://www.britannica.com/event/Expo-Shanghai-2010
China’s official organizer of the Expo, CCPIT (China Council for the Promotion of International Trade https://en.ccpit.org/) has chosen Dr. Alyce Su as the Cover Person with Cover Story, in the Expo’s official magazine distributed throughout the Expo, showcasing China’s New Generation of Leaders to the World.
Monthly Market Risk Update: June 2024 [SlideShare]Commonwealth
Markets rallied in May, with all three major U.S. equity indices up for the month, said Sam Millette, director of fixed income, in his latest Market Risk Update.
For more market updates, subscribe to The Independent Market Observer at https://blog.commonwealth.com/independent-market-observer.
Discover the Future of Dogecoin with Our Comprehensive Guidance36 Crypto
Learn in-depth about Dogecoin's trajectory and stay informed with 36crypto's essential and up-to-date information about the crypto space.
Our presentation delves into Dogecoin's potential future, exploring whether it's destined to skyrocket to the moon or face a downward spiral. In addition, it highlights invaluable insights. Don't miss out on this opportunity to enhance your crypto understanding!
https://36crypto.com/the-future-of-dogecoin-how-high-can-this-cryptocurrency-reach/
Dr. Alyce Su Cover Story - China's Investment Leadermsthrill
In World Expo 2010 Shanghai – the most visited Expo in the World History
https://www.britannica.com/event/Expo-Shanghai-2010
China’s official organizer of the Expo, CCPIT (China Council for the Promotion of International Trade https://en.ccpit.org/) has chosen Dr. Alyce Su as the Cover Person with Cover Story, in the Expo’s official magazine distributed throughout the Expo, showcasing China’s New Generation of Leaders to the World.
Explore the world of investments with an in-depth comparison of the stock market and real estate. Understand their fundamentals, risks, returns, and diversification strategies to make informed financial decisions that align with your goals.
13 Jun 24 ILC Retirement Income Summit - slides.pptxILC- UK
ILC's Retirement Income Summit was hosted by M&G and supported by Canada Life. The event brought together key policymakers, influencers and experts to help identify policy priorities for the next Government and ensure more of us have access to a decent income in retirement.
Contributors included:
Jo Blanden, Professor in Economics, University of Surrey
Clive Bolton, CEO, Life Insurance M&G Plc
Jim Boyd, CEO, Equity Release Council
Molly Broome, Economist, Resolution Foundation
Nida Broughton, Co-Director of Economic Policy, Behavioural Insights Team
Jonathan Cribb, Associate Director and Head of Retirement, Savings, and Ageing, Institute for Fiscal Studies
Joanna Elson CBE, Chief Executive Officer, Independent Age
Tom Evans, Managing Director of Retirement, Canada Life
Steve Groves, Chair, Key Retirement Group
Tish Hanifan, Founder and Joint Chair of the Society of Later life Advisers
Sue Lewis, ILC Trustee
Siobhan Lough, Senior Consultant, Hymans Robertson
Mick McAteer, Co-Director, The Financial Inclusion Centre
Stuart McDonald MBE, Head of Longevity and Democratic Insights, LCP
Anusha Mittal, Managing Director, Individual Life and Pensions, M&G Life
Shelley Morris, Senior Project Manager, Living Pension, Living Wage Foundation
Sarah O'Grady, Journalist
Will Sherlock, Head of External Relations, M&G Plc
Daniela Silcock, Head of Policy Research, Pensions Policy Institute
David Sinclair, Chief Executive, ILC
Jordi Skilbeck, Senior Policy Advisor, Pensions and Lifetime Savings Association
Rt Hon Sir Stephen Timms, former Chair, Work & Pensions Committee
Nigel Waterson, ILC Trustee
Jackie Wells, Strategy and Policy Consultant, ILC Strategic Advisory Board
Confirmation of Payee (CoP) is a vital security measure adopted by financial institutions and payment service providers. Its core purpose is to confirm that the recipient’s name matches the information provided by the sender during a banking transaction, ensuring that funds are transferred to the correct payment account.
Confirmation of Payee was built to tackle the increasing numbers of APP Fraud and in the landscape of UK banking, the spectre of APP fraud looms large. In 2022, over £1.2 billion was stolen by fraudsters through authorised and unauthorised fraud, equivalent to more than £2,300 every minute. This statistic emphasises the urgent need for robust security measures like CoP. While over £1.2 billion was stolen through fraud in 2022, there was an eight per cent reduction compared to 2021 which highlights the positive outcomes obtained from the implementation of Confirmation of Payee. The number of fraud cases across the UK also decreased by four per cent to nearly three million cases during the same period; latest statistics from UK Finance.
In essence, Confirmation of Payee plays a pivotal role in digital banking, guaranteeing the flawless execution of banking transactions. It stands as a guardian against fraud and misallocation, demonstrating the commitment of financial institutions to safeguard their clients’ assets. The next time you engage in a banking transaction, remember the invaluable role of CoP in ensuring the security of your financial interests.
For more details, you can visit https://technoxander.com.
An accounting information system (AIS) refers to tools and systems designed for the collection and display of accounting information so accountants and executives can make informed decisions.
Fabular Frames and the Four Ratio ProblemMajid Iqbal
Digital, interactive art showing the struggle of a society in providing for its present population while also saving planetary resources for future generations. Spread across several frames, the art is actually the rendering of real and speculative data. The stereographic projections change shape in response to prompts and provocations. Visitors interact with the model through speculative statements about how to increase savings across communities, regions, ecosystems and environments. Their fabulations combined with random noise, i.e. factors beyond control, have a dramatic effect on the societal transition. Things get better. Things get worse. The aim is to give visitors a new grasp and feel of the ongoing struggles in democracies around the world.
Stunning art in the small multiples format brings out the spatiotemporal nature of societal transitions, against backdrop issues such as energy, housing, waste, farmland and forest. In each frame we see hopeful and frightful interplays between spending and saving. Problems emerge when one of the two parts of the existential anaglyph rapidly shrinks like Arctic ice, as factors cross thresholds. Ecological wealth and intergenerational equity areFour at stake. Not enough spending could mean economic stress, social unrest and political conflict. Not enough saving and there will be climate breakdown and ‘bankruptcy’. So where does speculative design start and the gambling and betting end? Behind each fabular frame is a four ratio problem. Each ratio reflects the level of sacrifice and self-restraint a society is willing to accept, against promises of prosperity and freedom. Some values seem to stabilise a frame while others cause collapse. Get the ratios right and we can have it all. Get them wrong and things get more desperate.
1. comPlYing With regulAtorY requirements
shoulD Be Business enhAncing, not hinDering
Accounting, FinoP & comPliAnce services
AccountABilitY is the neW gloBAl stAnDArD.
Accounting & compliance international
Your Passport to security
www.acisecure.com
2. comPAnY overvieW
Accounting, FinoP & BookkeePing
Broker DeAler comPliAnce
heDge FunD & riA comPliAnce
contAct us
theY’re looking At
You through A
mAgniFYing glAss.
Are You PrePAreD?
Accounting & compliance international • 40 Wall st, 34th Floor • new York, nY 10005 • 212-668-8700 •info@acisecure.com
3. comPAnY overvieW
Aci comPAnY overvieW
Aci believes that complying with regulatory
requirements should be business enhancing, not
business hindering. By developing tailored programs for
our clients that account for the individual risks of the
firm relating to size, strategy, structure, and business
practices, Aci is able to create and maintain cost
effective business and regulatory programs that will
withstand the scrutiny of regulators, auditors, and
investors. Aci’s consulting programs are supported by
more than 25 years of expertise within the financial
industry. Design and maintain your compliance and
accounting programs with Aci.
our clients incluDe
•Broker Dealers •investment Advisers
•hedge Funds
corPorAte heADquArters
40 Wall st, 34th Floor, new York nY 10005
regional representatives throughout the usA
AreAs oF exPertise
Accounting, BookkeePing & FinoP comPliAnce services
Accounting services: registration
• Bank reconciliations •new membership Applications
• Bookkeeping •continuing membership Applications
• Brokerage statement Analysis •1017 Additional lines of Business/material change
• Financial statement Preparation •membership Withdrawals
• net capital computations •u4 / u5 Filings
• Focus reporting •Form ADv Part i and ii
• FinoP outsourcing compliance Documents & infrastructure
• FinrA examination support •compliance manuals/code of ethics/Privacy Policy
• entity/Personal taxation •Business continuity Plans
• Accounting Due Diligence •Aml Procedures
Audits & reviews
Aci specializes in Broker Dealer Accounting, but additional •Aml Audits
capabilities include corporate accounting for small to •supervisory controls review & ceo certification
medium sized businesses such as law firms, corporate •Advertising and marketing reviews
real estate companies, architectural firms, and high •Brokerage statement reviews
•email reviews
net-worth individuals.
•Due Diligence
•Annual compliance meeting
•internal inspections
•osJ and Branch office examinations
•mock sec/FinrA Audits
consulting support
•onsite and telephone consulting
•exam Preparation and checklists
•onsite exam management
•regulatory comment letters & inquiries
•Arbitration and litigation support
•sec Filings
Accounting & compliance international • 40 Wall st, 34th Floor • new York, nY 10005 • 212-668-8700 •info@acisecure.com Page 1
4. Accounting, BookkeePing & FinoP services
BAnk reconciliAtions
Accounting outsourcing Aci exercises care in reconciling bank accounts on a monthly
basis. Access to online bank statements ensures that Aci can
reconcile bank accounts early in the month and provide
Aci has over 25 years of experience handling
accurate bank balances to the client at all times.
the full range of accounting services for
financial industry clients. While specializing in BookkeePing
broker dealer accounting, Aci also works with Aci provides full-scale bookkeeping services. each client is
other small to medium sized businesses to assigned a primary and secondary bookkeeper to record all
provide accounting and bookkeeping services. receivables, analyze and record invoices into accounts payable,
cut checks and process payroll.
We provide oversight and accurate reporting BrokerAge stAtement AnAlYsis
for our clients regarding all accounting matters. introducing broker dealer firms that are unable to clear their
own trades often opt to clear their trades through larger firms.
Accounting outsourcing services Aci is familiar with the statements generated by most clearing
• Bank reconciliations firms and is trained to accurately analyze & reconcile these
• Bookkeeping accounts.
• Brokerage statement Analysis FinAnciAl stAtement PrePArAtion
• Financial statement Preparation Aci produces accurate and timely financial statements for all
• net capital computations end users, inclusive of a balance sheet, income statement and
• Focus reporting general ledger detailing all monthly activity. reports are
• FinoP outsourcing provided to the client within 17 business days of month end,
• FinrA examination support as required by FinrA.
• entity/Personal taxation net cAPitAl comPutAtions
• Accounting Due Diligence Aci prepares monthly net capital computations and provides
guidance as to whether or not to infuse additional capital to
avoid regulatory violations. net capital computations can be
performed during the month if net capital deficiencies are
anticipated.
Focus rePorting/FinoP
sec rule 17a-5 requires all broker dealers to file monthly/
quarterly Focus reports. Aci has earned a reputation as the
premier provider of Focus reporting for new York stock
exchange member firms. Aci employees can also serve in the
FinoP capacity, often saving clients a significant cost burden.
Accounting You cAn A Financial operations Principal is required for all direct access
broker dealer firms regulated by FinrA.
count on to Be AccurAte.
FinrA exAminAtion suPPort
FinrA conducts an annual review of each member firm to
ensure the accuracy & fairness of the financial statements
being reported. As the provider of accounting services, Aci
prepares all documents required to perform the review and
works with the examiners to answer any financial questions.
entitY/PersonAl tAxAtion
Aci prepares and files federal, state, and city entity tax returns
for our accounting clients to ensure precision and accuracy in
tax planning. We also file hundreds of individual returns for
both owners and employees of the clients we service.
Accounting Due Diligence
Aci will review the accounting history and records for potential
broker dealer purchases to ensure the firm has previously
maintained compliance with FinrA regulations.
Page 2 Accounting & compliance international • 40 Wall st, 34th Floor • new York, nY 10005 • 212-668-8700 •info@acisecure.com
5. Broker DeAler comPliAnce
Broker DeAler comPliAnce registrAtions & WithDrAWAls
Aci provides consulting support to determine the best
course of action when looking to start or close a broker
Aci provides compliance consulting services for dealer firm. We can work with your firm to execute on a
broker dealers to ensure that they are compliant new membership Application, 1017 change in ownership
with applicable rules and regulations of FinrA, the Application, or Withdrawal
sec, or any other regulatory body that governs Application. Aci also assists with filing u4 and u5 forms
their business. for registered representatives.
Broker Dealer compliance consulting services
comPliAnce Documents & inFrAstructure
registrations & Withdrawals Aci works with clients to tailor the firm’s written
•new membership Applications supervisory procedures, code of ethics, privacy policy,
•continuing membership Applications business continuity plans and Aml procedures to create
•1017 Additional lines of Business/material change a supervisory structure that accounts for each unique
•membership Withdrawals business model. Aci can develop this infrastructure with
•u4 / u5 Filings your firm as well as provide maintenance if and when the
compliance Documents & infrastructure infrastructure has been established.
•compliance manuals/code of ethics/Privacy Policy
•Business continuity Plans AuDits AnD revieWs
•Aml Procedures Aci’s compliance professionals guide your firm through the
Audits & reviews appropriate compliance review program to identify and
•Aml Audits improve weaknesses and deficiencies. At the end of a
•supervisory controls review & ceo certification review, Aci provides the client with a verbal summary of
•Advertising and marketing reviews findings as well as a written report with recommendations.
•Brokerage statement reviews these reviews include:
•email reviews Aml AuDit
•Due Diligence Aci writes Aml prevention procedures to detect
•Best execution suspicious securities transactions and conducts the Aml
•Annual compliance meeting / continuing education audit.
•internal inspections
•osJs and Branch office exams suPervisorY controls revieW
•mock sec/FinrA Audits Aci conducts a gAP Analysis of the written supervisory
procedures against firm practices and provides
consulting support
recommendations on areas that would be enhanced by
•onsite and telephone consulting
updates.
•exam Preparation and checklists
•onsite exam management ADvertising & mArketing revieWs
•regulatory comment letters & inquiries Aci reviews materials and consults on required changes.
•Arbitration and litigation support
•sec Filings Due Diligence
Aci oversees due diligence reviews for our clients.
AnnuAl comPliAnce meeting /continuing eDucAtion
Aci can assist your firm with holding the annual
compliance meeting and developing and implementing
other continuing education programs.
internAl insPections/ osJ AnD BrAnch oFFice exAms
Aci conducts inspections of the broker dealer’s home
office and branch office exams to fulfill the inspection
requirement. Aci also conducts mock exams to get your
firm ready for upcoming sec or FinrA Audits.
consulting suPPort
is comPliAnce hinDering Aci can provide monthly compliance and consulting to
keep your firm informed of the latest regulations and
Your Business?
answer any compliance questions or concerns that may
arise within your firm. this could include quarterly onsite
visits, telephone support, assistance with sec filings and
pre/post exam support.
Accounting & compliance international • 40 Wall st, 34th Floor • new York, nY 10005 • 212-668-8700 •info@acisecure.com Page 3
6. heDge FunD & riA comPliAnce
investment ADvisor registrAtion
heDge FunD services sec registration
•Preliminary Business consult to advise the client
•Preparation and filing of Form ADv Part i
Aci remains cutting edge with the latest •Preparation of iArD entitlement forms for electronic filing
regulatory changes and develops speciality •Development (or review) of
programs that meet those regulations while o Policies and Procedures
keeping your firm competitive and focused on o code of ethics
business growth. o Privacy Policy
o schedule F
hedge Fund and riA compliance Programs • Preparation Form ADv Part ii/the Brochure
• investment Advisor registration: sec/state state registration(s)
• compliance infrastructure Development •customized based on Blue sky laws for each state
o Aml procedures
comPliAnce inFrAstructure DeveloPment
o Business continuity Plan
Aci assists your firm to develop a streamlined compliance
o code of ethics
program that makes the best use of both internal and external
o Policies and Procedures
resources. services may include:
o Privacy Policy
• Development of integral compliance documents:
• Documented compliance reviews & Audits o Aml Procedures
• compliance continuity checks o Business continuity Plan
o Pre/Post exam services o code of ethics
• compliance outsourcing o Policies and Procedures
o ongoing compliance o Privacy Policy
o quarterly compliance • Development of an implementation plan
o Annual compliance • Development of an annual compliance calendar
• compliance training
• quarterly onsite visits and telephone access to an Aci
consultant for consulting support
DocumenteD comPliAnce revieWs AnD AuDits
Aci recognizes the pressure placed on funds by investors who
are seeking consistent messaging and greater transparency.
Aci works with your firm to conduct a series of reviews and
reports to share with your investors.
• Advertising & marketing reviews
• Annual review / quarterly reviews
• code of ethics reviews
• Due Diligence reviews
• Form ADv review and Annual update
• mock sec exam + Findings report
comPliAnce continuitY checks
• Aci can conduct a risk Assessment of your existing
compliance program to discover and rectify gaps and
inconsistencies between procedures and practices in key risk
areas.
We can also update procedures to develop processes that will
minimize operational risks
• sec exam Preparation including provision of document
Are You AheAD oF the request lists and checklists
• mock sec exams to familiarize your firm with the
lAtest regulAtions?
examination process
•Post-sec exam support to respond to comment letters
Page 4 Accounting & compliance international • 40 Wall st, 34th Floor • new York, nY 10005 • 212-668-8700 •info@acisecure.com
7. contAct us
heDge FunD & riA comPliAnce outsourcing Welcome to the neW WorlD
Aci can work with the cco to oversee the implementation of your oF regulAtion
compliance program. maintaining a compliance program can be a
daunting task for a cco or even a team of compliance professionals.
For ongoing support in maintaining your existing compliance
program, Aci can assist in the following areas:
ongoing support
• telephone support for the firm’s cco and staff
• Assist client in setting up an automated personal trading platform,
if deemed necessary based on size and trade volume, for
automated pre-clearance
• review of employee emails
• review of advertising & marketing materials as needed
• Development of an annual compliance calendar (based on firm
policies with reminders to conduct tasks)
quarterly on-site reviews
• quarterly on-site review of the compliance program contAct us
• training programs for compliance staff, management and
employees to facilitate compliance implementation
• review and update of code of ethics, privacy policy and policies
and procedures
Annual requirements and updates
• Assist with Form ADv Part i and ii updates
• Assist with sec Filings
• Due Diligence review of investors, service providers and related Aci - Accounting & comPliAnce
companies internAtionAl
• review of offering documents, disclosures and applicable 40 WAll street, 34th Floor
schedules neW York, nY 10005
• Aml Audit (if Aml procedures in place) FAx: 917 591-1440
• Annual review Phone: 212-668-8700
emAil: inFo@Acisecure.com
Accounting & compliance international • 40 Wall st, 34th Floor • new York, nY 10005 • 212-668-8700 •info@acisecure.com Page 5
8. contAct
Accounting & comPliAnce internAtionAl
40 WAll street, 34th Floor
neW York, nY 10005
FAx: 917 591-1440
Phone: 212-668-8700
emAil: inFo@Acisecure.com
Accounting outsourcing services comPliAnce outsourcing services
• Bank reconciliations registration
• Bookkeeping •new membership Applications
• Brokerage statement Analysis •continuing membership Applications
• Financial statement Preparation •1017 Additional lines of Business/material change
• net capital computations •membership Withdrawals
• Focus reporting •u4 / u5 Filings
• FinoP •Form ADv Part i and ii
• FinrA examination support
• entity/Personal taxation compliance Documents & infrastructure
• Accounting Due Diligence •compliance manuals/code of ethics/Privacy Policy
•Business continuity Plans
•Aml Procedures
Audits & reviews
•Aml Audits
•supervisory controls review & ceo certification
•Advertising and marketing reviews
•Brokerage statement reviews
•email reviews
•Due Diligence
•Annual compliance meeting
•internal inspections
•osJ and Branch office examinations
•mock sec/FinrA Audits
consulting support
•onsites and telephone consulting
•exam Preparation and checklists
•onsite exam management
•regulatory comment letters & inquiries
•Arbitration and litigation support
•sec Filings
WWW.Acisecure.com