India's 1st integrated financial planning and wealth management solution from India's most experienced IT solutions provider for the Capital Market

1. The Art of Making Your Clients Affluent

2. The Art of Making Your Clients Affluent
Crafted using
Integrated Financial Planning and
Wealth Management software

3. India’s first Integrated
Financial Planning and Wealth Management Solution
TM
TM WealthPlanned is the trademark of CMC Ltd., India

4. ABOUT CMC LTD.

5. • India’s oldest and most experienced IT
solutions and service provider to Stock
Exchanges, Banking & Financial Institutions
and Insurance companies.
About CMC

6. • India’s oldest and most experienced IT
solutions and service provider to Stock
Exchanges, Banking & Financial Institutions
and Insurance companies.
About CMC
• Implemented projects of national importance
• Passenger Reservation System for Indian
Railways irctc;
• BOLT an online -trading system for Bombay
Stock Exchange
• Depository System for CDSL.

7. • India’s oldest and most experienced IT
solutions and service provider to Stock
Exchanges, Banking & Financial Institutions
and Insurance companies.
• Implemented projects of national importance
• Passenger Reservation System for Indian
Railways irctc;
• BOLT an online -trading system for Bombay
Stock Exchange
• Depository System for CDSL.
• Part of the Tata Group

8. High volume complex transaction systems from CMC
CMC Clients Service/Solution provided
BSE BOLT - Trading System
CDSL CDAS - Depository System
About CMC
40 Banks DpSecure - DP Back Office
• ICICI Bank
• State Bank of India
• Royal Bank of Scotland
• Barclays bank
• IDBI Bank
• Deutsche Bank
10 NBFCs DpSecure - DP Back Office
HDFC Ergo/ICICI Lombard Genesis – Insurance

9. CMC has the complete solutions suite for the Capital Market
Capital Market Solutions Suite

10. Your Benefits and Our Advantages
TM

11. Key Benefits
 Single-window view across products
Benefits and Advantages
 integrate with other systems with ease, minimal cost
 Ensure customer retention
 Improved advisor productivity
 Reduced Compliance Risk
 Early fraud detection

12. Key Advantages
• Full cycle functionality:
Benefits and Advantages
• Client Acquisition  Financial Planning  Portfolio
Management  Accounting & Reporting

13. Key Advantages
• Full cycle functionality:
Benefits and Advantages
• Client Acquisition  Financial Planning  Portfolio
Management  Accounting & Reporting
• Sophisticated Financial Planning* based on
international best practices
• Based on “6-step Financial Planning methodology”
recommended by Financial Planning Standards Board of India
* Financial Planning powered by OMNIMaxTM. OMNIMax is the trademark of Omnimax Software
Ltd., New Zealand

14. Key Advantages
• Full cycle functionality:
Benefits and Advantages
• Client Acquisition  Financial Planning  Portfolio
Management  Accounting & Reporting
• Sophisticated Financial Planning* based on
international best practices
• Based on “6-step Financial Planning methodology”
recommended by Financial Planning Standards Board of India
• Choice of Configuration options
• PMS/Non-PMS; With or without Financial Planning
• Enterprise, Hosted, or Cloud
* Financial Planning powered by OMNIMaxTM. OMNIMax is the trademark of Omnimax Software
Ltd., New Zealand

16. Also

17. Key Advantages
Benefits and Advantages
Complete solution suite for the Capital Market

18. WealthPlanned!
FUNCTIONAL OVERVIEW

20. CLIENT ACQUISITION

21. Client Acquisition
• Know Your Customer & Document Management
• Pooled and Non Pooled client accounts
Client Acquisition
• POA details and Documentation
• Client grouping under sub groups and family
• Document Scanning and retrieval
• Discretionary & Non Discretionary accounts
• Relationship Manager mapping
• Freezing & De-Freezing Accounts

22. PLANNING

23. Financial Planning & Advisory
 FPSB’s Six steps of Financial Planning
 Client Risk-Profiling and Model Portfolio
Planning
 Risk Return Analysis and Reallocation Strategies
 Can embed third party research Model Portfolio
 Can Manage Changing Business Model
 Neutral Platform: Open Ended for Research or
Products

24. Six steps of Financial Planning recommended by FPSB
Step 1. Step 2. Step 3.
Process Step 4. Step 5. Step 6.
Establish Goal Analysis
Process RecommendImplement Review
Engagement Identification
Client Relationship Management
Planning
‘Front’ Risk Financial Plan Portfolio Plan Reviews
‘Front’ Office
Office Profile Management
Data Gathering Prepare Plan Present Plan
Objectives
‘Back’ 1. Brochure & Plan Writing Document & Archive Portfolio Plan Review
Disclosure
‘Back’ Office
Office doc. Management Documents
2. Letter of & Archive
Appointment
Management & Practice Management Management Reports
Management &
Administration - Audit, Compliance, Invoicing - Advisor Performance
Administration
Investment & Insurance &
Financial DataData
Financial Price Data Policy Data

25. Plan Writing Advantage
 Index - Preface; Conclusion- Disclaimers
 Scalable to support multiple advisors thru login
 Customizable- Logo- Branding- Look & Feel
Planning
 Auto Archival and Audit Trail of Plan doc.
 Recommendation based on Asset Allocation and
Overall Exposure consistent with Plan Writing
 Graphical and Tabular Presentation
 Availability in Vernacular Languages

26. MANAGEMENT

27. Portfolio Management
 Allows Multiple Assets - Mutual Funds, Equities,
Bonds, Futures, Options and Commodities
Allocation of funds based on Model portfolio
Management

 Securities Ledger – Inward and Outward of Securities
 Settings for Appreciation & Depreciation Alerts
 Reconciliation with Depository for Securities
 Funds Reconciliation with Bank Accounts
 Portfolio Valuations and Generate Exit Alerts

28. Trade Management
 Blocked orders for pooled accounts
 Order Routing for Equity, Derivatives & Bonds
Management
 Import of Contract Note & Trade Reconciliation
 SWIFT Support for straight through process
 Interface with RTA for Buy and Sell of mutual funds
 Portfolio Reshuffle – Automated order generation
 Support for custodial settlement

29. Corporate Actions
 Import of CA announcement files
 Generation of Overdue alerts and triggers
Management
 Reconciliation with DP for Bonus and Rights Issue
 Customer follow up for Rights Issue,Order generation
 Interest Accruals for Fixed Income Instruments
 Reconciliation with Bank Accounts for Dividends &
Interest on Bonds
 Update the Stock Ledger and General Ledger

30. Transaction Charges and Billing
 Multiple billing schemes and client mapping
 Activity based transaction charges definitions
Management
 Fixed and transaction value based charges.
 Fees on entry load and exit load
 Based on Multiple Slabs of transaction value
 Diminishing fees in case Mutual funds & ULIPs
 Trail commissions

31. ACCOUNTING

32. Accounting Engine
 General Ledger with accounts for all clients & Brokers
 Bank Book and Income & Expense statement
Accounting
 Tax Calculations and TDS Calculations
 Trail Balance and Profit & Loss Account
 Journal Vouchers – Inward and Outward of Funds.
 Long term and short term Capital Gain calculation
 Consolidated Receipt and Payments to Brokers, RTAs

33. Customer Reporting
 Asset allocation report
 Transactions & Holding Statements
Accounting
 Financial statements with Income, Expense and Gain
 Performance Reporting and returns.
 Parameterized Report Headers and Footers
 Scheduling Emails with digitally signed PDF
 Consolidated Reports to Client / Group/ Family

34. MIS and Compliance Reporting
 Assets under Management by client category
 Top Performing Client Accounts
Accounting
 Revenue Analysis by Client Accounts
 List of Dormant Client Accounts
 Graphical Representation
 Revenue Analysis by Relationship Manager
 Asset under management by RM

35. Configuration and Delivery Options
DELIVERY MODELS

36. Configuration Options
Configuration & Delivery Options
Range of Packages
Functions  PMS Wealth Financial Price*
Management Planning
Packages* 
Express  contact
Express-Plus   contact
Expert  contact
Enterprise   contact
Enterprise-Plus    contact

37. Configuration Options
Configuration & Delivery Options
Range of Packages
To suit Organization's focus (Financial
Planning/ Wealth Management/ Both)
PMS/Non-PMS; Discretionary/Non-
Discretionary; Advisory/Execution-Only
To facilitate progressive deployment
Attractively priced

38. Delivery Options
 Enterprise:
 On-premise:
 solution installed on your premises
 Hosted:
 Solution owned by you;
 We host and manage it dedicatedly for you in
a data centre with the infrastructure on rental
Benefits:
 On-Cloud 1. Investment-FREE!
• No Harware,
 Pay-as-you-go • No Software license,
• No AMC
• Only subscription
2. Pay only for what you use

39. SUMMARY

40. Our advantage
 Safest, surest solution for your Wealth Advisory and
Management business
 CMC’s track record
SUMMARY
 Full Cycle Functionality
 Configured packages for your business model
 Configured packages for step-by-step implementation
 Complete Capital Market Solutions suite
 Single-Platform, Single-Vendor for all your solution needs

41. Thank you for seeing this presentation
: wealthplanned@cmcltd.com
: www.cmcltd.com/products/wealthplanned.htm
Thank You
: wealthplanned!
: @wealthplanned
CALL YASH 9892457988
WealthPlanned! is the trademark of CMC Ltd., India
Financial Planning powered by OMNIMaxTM.
OMNIMax is the trademark of Omnimax Software Ltd., New Zealand.

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