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International Journal of Doctoral Studies Volume 2, 2007
Editors: Nitza Geri & Yair Levy
A Proposed Ph.D. Student Bill of Rights
Marc Schniederjans
College of Business Administration
University of Nebraska-Lincoln, Lincoln, NE, USA
mschniederjans1@unl.edu
Abstract
Chairing a doctoral committee involves an ethics-driven responsibility and is critical to the suc-
cess of Ph.D. candidates. This paper discusses issues concerning what prospective Ph.D. students
should expect from faculty who chair their doctoral committees. From a personal perspective the
author provides a set of basic rights, structured as a bill of articles, which should be afforded doc-
toral students in pursuit of their degrees. These rights provide guidelines for doctoral candidates
in selecting prospective committee chairs. Also, this paper challenges all who chair doctoral
committees to question their conduct in upholding basic student rights and setting ethical exam-
ples for students to emulate.
Keywords: Ph.D. Student Rights, Ethics, Ph.D. Committee Chair Responsibilities.
The Concept of Fairness in Student Rights
The theme of "fairness" is used in universities as a justification for student rights ("Graduate
Handbook," 2007). This fairness theme's origin is based on the "Fairness Principle" used in many
codes of conduct ("Create and Evaluate a Code of Conduct," 2006). According to Paine,
Deshpande, Margolis and Bettcher (2005), the Fairness Principle consists of four component
parts: fair dealing, fair treatment, fair competition, and fair process. Not surprisingly, the Fair-
ness Principle is a primary construct in basic ethics textbooks (MacKinnon, 2006; Newton &
Ford, 2005; Pojman, 2005; Quinn, 2005). In addition to basic textbooks, the Fairness Principle is
now a common subject included in ethics books aimed at professionals in business (Brooks,
2006) and, in particular, education (Corey, Corey, & Callanan, 2006; Strike & Soltis, 2004;
Strike, Haller, & Soltis, 2005).
The Fairness Principle is important because of its "process" component. In an Internet survey
conducted for this paper, of thirty US universities with Ph.D. programs, no specific student rights
were delineated relating to the process of Ph.D. students' selection of committee chairs. More-
over, none of the generally structured student rights found online is applicable regarding the
Ph.D. committee chair selection decision. While it is recognized many graduate schools and col-
lege departments may verbally dis-
tribute process selection information
individually (e.g., University of Ne-
braska-Lincoln), the inability to access
such information online in written
form reveals that universities may be
missing an opportunity to help pro-
spective Ph.D. students make this
critically important decision. More
importantly, without documenting
chair selection guidelines, docu-
Material published as part of this journal, either on-line or in
print, is copyrighted by the publisher of the Informing Science
Journal. Permission to make digital or paper copy of part or all of
these works for personal or classroom use is granted without fee
provided that the copies are not made or distributed for profit or
commercial advantage AND that copies 1) bear this notice in full
and 2) give the full citation on the first page. It is permissible to
abstract these works so long as credit is given. To copy in all
other cases or to republish or to post on a server or to redistribute
to lists requires specific permission and payment of a fee. Contact
Publisher@ijds.org to request redistribution permission.
A Proposed Ph.D. Student Bill of Rights
2
mented student rights are incomplete. If universities truly embrace the Fairness Principle for all
students, then the rights of Ph.D. students regarding selection of committee chairs should be for-
mally addressed and documented.
Introduction to Student Rights
In the US citizen rights are granted under the US Constitution. Yet in some circumstances, the
rights of students do not equal the rights of a US citizen, even if the student is a US citizen. Cur-
rently, college students who perform journalistic tasks for their university newspapers are not
granted the same censorship rights as reporters for private newspapers ("Washington lawmakers
consider bolstering student-press rights," 2007). This lack of protection for student rights has led
to a suggestion that universities should establish written student bills of rights (Smith, 2006).
Surprisingly, some faculty, administrators, and even the American Civil Liberties Union oppose
such documented rights ("Academic bill of rights criticized," 2006). They argue such a broad,
sweeping formal document would inhibit education, which requires flexibility, controversial top-
ics, and new ideas in order to challenge students to learn.
Despite the debate on formalizing student rights in writing, many universities have developed
written statements on select areas of student rights. Indicative of fundamental activities that stu-
dents require in the performance of their educational programs, these rights are focused on gen-
eral student tasks. Illustrating these basic rights, Georgia Institute of Technology has a "student
bill of academic rights" (Georgia Institute of Technology, 2007). The eleven common rights
listed by Georgia Institute of Technology include the right to attend classes at regularly scheduled
times, the right to consult with an assigned and qualified advisor, the right to consult with faculty
outside the classroom, the right to have reasonable access to campus facilities to complete as-
signments, the right to receive a syllabus, the right allowing students reasonable time to learn ma-
terial, the right to receive access to their student records, the right to have access to grading and
evaluation criteria, the right to be informed of a grade appeal process, the right to have reasonable
facilities in which to receive instruction, and the right to be informed of definitions of academic
misconduct. Other universities, such as the University of Minnesota-Twin Cities, delineate
graduate student rights (from undergraduate student rights), but again focus narrowly on student
complaints in graduate programs ("Graduate Handbook," 2007). Unfortunately, these generally
stated, broad-natured rights do not appear to be helpful or address the process by which Ph.D.
students select particular committee chairs to head their programs.
In lieu of a formal document of Ph.D. student rights, this paper proposes a Ph.D. student bill of
rights for use in the selection process of committee chairs in traditional Ph.D. programs, where
students have the option of selecting a program chair. In the context of student expectations for
committee chairs, these rights seek to provide a listing of fundamental articles that Ph.D. students
can use as selection criteria and for faculty consideration by those who might be committee
chairs.
Toward a Ph.D. Student Bill of Rights
One of the key decisions for most graduate students in a doctoral program is who will chair their
committees (Grover, 2001). Other factors, such as a school's reputation, do matter, but the chair
of a doctoral committee is a critical success factor for the long-term success of a future faculty
member (Erdem & Ozen, 2003; Grover, 2001).
While most doctorate-granting institutions require faculty to demonstrate their qualifications to
serve on Ph.D. committees through accumulation of years of academic accomplishments, this
does not mean the faculty member will automatically "have what it takes" to serve as a doctoral
committee chair (Mehmet & Ekrem, 2000). It takes a special willingness to commit one's self to
Schniederjans
3
a process that most colleagues kindly liken to as "giving birth to a child". Like the commitment
one makes in raising a child, a faculty member should realize the job will usually last much
longer than the few years the doctoral student spends in residency at a university during a Ph.D.
program.
The role of preparing doctoral students involves an obligation on the part of faculty to be respon-
sible to meet the needs of students (Wanta, Parsons, Dunwoody, Barton, & Barnes, 2003). The
job of chairing a doctoral committee will by necessity involve the granting of a number of student
rights that can extend throughout an academic lifetime. This paper is an introduction to this sub-
ject and, hopefully, is a beginning for some universities in drafting Ph.D. student rights. What
follows is a statement of six articles that make up a short bill of rights for Ph.D. students, which is
an extension of Schniederjans (2001) and additionally based on education and ethics research.
These are six basic rights doctoral students should seek in discussions with prospective Ph.D.
committee chair faculty.
Article I. Provide a Recognized Expert in the Dissertation Sub-
ject's Area
While it is unusual for Ph.D. students to know the exact areas they might base their dissertation
on prior to being accepted at a university, it should be the right of every student to select the best
qualified faculty member for the dissertation subject. That is, the control of the selection process
should be in the hands of the student in traditional programs where they are given the right to se-
lect the Ph.D. program committee members. It is the ethical responsibility of faculty to make
sure this right is given to students, even if it means drawing talent from other colleges or person-
ally accepting a heavier than normal workload. It may also require changing doctoral chairs dur-
ing a student's program to maximize the educational outcome.
It should be the responsibility of students to choose faculty members who are research accom-
plished in areas in which they might want to do their dissertation. This may require doing re-
search on candidate committee chairs. Such research may result in generating new ideas for fu-
ture research as well. Some brief suggestions on what to look for in a committee chair can be
found in The Academic Job Forum (2004).
Many universities do not have unlimited sources of talented faculty, and most students recognize
this fact. Fortunately, the service orientation of universities is such that faculty may find they can
serve their own university by offering their services in Ph.D. programs at other universities. Fac-
ulty who share their expertise by serving on Ph.D. committees at other universities will generally
find that their own university treats such a contribution as a reputation-building service to the
academic field. Such faculty contributions to students can also stimulate research ideas for the
participating faculty committee member and can provide faculty with new learning experiences.
Indeed, some universities, such as Motilal Nehru National Institute of Technology in Allahabad,
India require an outside faculty member to serve on their Ph.D. students' committees as a condi-
tion for graduation and also to broaden their students' exposure to a wider-range of faculty exper-
tise.
Article II. Permit Changes in the Program Committee
Once a doctoral program committee is established, problems can develop that create difficulties
for students to complete their degrees. Some problems are student related (e.g., family or finan-
cial constraints) and other problems may originate with committee members (e.g., faculty too
busy to do their program assigned tasks). While it is the responsibility of students to deal with
any personal problems that may inhibit their doctoral program performance, doctoral students
A Proposed Ph.D. Student Bill of Rights
4
should have the right to expect faculty to meet their obligations to their programs in a timely
manner or allow the students to seek replacements.
This right would require the university administration to put into place procedures by which doc-
toral program committee members, including the chair, could be removed from a student's pro-
gram and replaced by other faculty. Such written procedures will help to encourage doctoral stu-
dents to request such changes when serious problems develop. Also, students should realize and
accept the added work that a change in a program might entail (i.e., extra course work, redoing
dissertation chapters, etc.). These procedures should also seek to ensure that doctoral students do
not abuse this procedure. They also require students to live up to the deadlines and working rela-
tionship expectations of the committee members.
Article III. A Committee Chair Should Willingly Work with the
Student on Research Prior to the Dissertation
In universities where committee chairs are selected well before the dissertation work begins, the
chair should begin encouraging students to give presentations and write publishable research as
soon as possible. Emerging from a doctoral program as "published" should be viewed as a par-
ticipatory right for students who themselves must have a predilection for doing research. Pres-
ently, there are universities that make journal research publications a prerequisite for obtaining
degrees.
To begin the process, program committee chairs should be active in two or more professional so-
cieties and encourage participation of their doctoral students in joining and participating in these
as well. However, writing papers for presentation should not be viewed as an end in itself, but
rather as a beginning of the process for publishing a journal article.
Every term paper a doctoral student writes should be considered by the students and by their pro-
gram committee chairs as an opportunity for a publishable paper. Committee chairs should also
encourage students to work with other departmental faculty to gain additional publication experi-
ence advantages. The chair should particularly encourage students to do top quality research to
increase the likelihood of a resulting publication. Along the way, the committee chair will learn
about their students, especially their strengths and weaknesses in writing. This insight can then be
used to help students improve skills as they face the eventual dissertation work ahead.
It should be the student's responsibility to keep the committee chair informed about term paper
research opportunities and to ask for advice in working with faculty. Students may find commit-
tee chairs to be a great resource for generating new ideas for term papers and eventual journal
publications.
Article IV. A Committee Chair Should Willingly Work with the
Student on Research during the Dissertation
Taking the time to establish mentoring relationships in the training of doctoral students has con-
sistently shown to be a success factor for Ph.D. students (Clark, Harden, & Johnson, 2000; Kob-
linsky, Kuvalanka, & McClintock-Comeaux, 2006). Doctoral students should have the right to
expect frequent access to program committee chairs during the dissertation period. This is critical,
since students might spend days on work that might later be discarded by the program committee.
With the advent of email there is no excuse not to be in close contact with doctoral students, even
for program chairs who travel world-wide. Chairs should also be willing to customize their time
requirements to meet each student's individual needs.
Schniederjans
5
It should be the student's responsibility to help keep the chair informed about their progress as
well as obstacles experienced. Usually, committee chairs can quickly get students "back on track"
if a problem occurs or university policy becomes an obstacle.
Article V. A Committee Chair Should Willingly Work with the
Student on Research after the Dissertation
Research has shown that satisfaction with mentoring programs of Ph.D. students increases as the
relationship extends over a longer period of time than just the period of a doctoral program (Er-
dem & Ozen, 2003). Indeed, research has shown that without post-doctorial mentoring, the con-
tributions of younger Ph.D.s to their respective fields can be diminished (Walker, Ouellette, &
Ridde, 2006). Doctoral students should have the right to expect their program committee chairs
to willingly offer to work with them after they complete their dissertations. It is impossible to
impart all the knowledge of the "ins" and "outs" of successfully managing one's career to a Ph.D.
student during the program. There are strategies and tactics to a successful publication career that
only an experienced researcher can know and teach to young scholars over a longer period of
time. Even basic writing skills are important, particularly for foreign students whose styles of
writing may need additional polishing. There are also unseen doors that a chair could help open
for students willing to extend the necessary efforts in order to advance within professional or-
ganizations. Helping former students achieve promotion, tenure, and awards for research and
teaching is both mutually beneficial and the most satisfying experience for a committee chairper-
son. Much like a parent who cherishes a child's future success, so does the former doctoral com-
mittee chair take pride in a former student's later accomplishments. The amount of pride is di-
rectly proportional to the long-term commitment and contribution the chair makes during later
years to the student's career. It is expected that former Ph.D. students will keep their program
chairs informed about their research interests and encourage a continued and mutually beneficial
collegial relationship, where the former student and chair can work on new research projects to-
gether as equals. It is also important that former Ph.D. students welcome new opportunities in
professional organizations and research grants that their program chairs might help them obtain.
Article VI. A Committee Chair Should Provide a Role Model of
Ethical Conduct
Not all universities may choose to write down a formal listing of Ph.D. student rights. Without a
formal bill of Ph.D. student rights, it falls to the committee chair to set up codes of conduct be-
tween the student and the chairperson. The next best thing to a formal document is a good exam-
ple set by the committee chair. Such personal codes of conduct should be based on a sound set of
ethical values.
Ph.D. students interact with many educators throughout their educational programs from grade
school through the Ph.D. It is with the committee chair that a student will more than likely have
the most intense, and therefore, most memorable experiences. To those who have served as
committee chairs, this role places one at the forefront of helping to set a good example as a
scholar, which younger scholars might emulate. This brings the discussion back to the subject of
ethics and what Kurtus (2007) refers to as the "Philosophy of Character". According to Kurtus
(2007), a person's character is made up of traits that are specially related to ethical conduct.
These character values include: honesty, morality, ethical integrity, fortitude, reliability, respon-
sibility, determination, courage, compassion, consideration, and honorability. Some are fortunate
to have seen all of these ethics- driven traits in program committee chairs and colleagues.
The question posed here is whether chairs actively demonstrate these traits while interacting with
Ph.D. students. If not, an effort should be made to incorporate them into frequent communica-
A Proposed Ph.D. Student Bill of Rights
6
tions between the committee chair and the student. Scholars have called for written ethical con-
duct codes for graduate students to be incorporated into their "living" experiences and not just the
learning experiences of course content (Solberg, Strong, & McGuire, 1995). While the writing of
the dissertation should provide ample opportunities for illustrations of these traits, they can at
least be included as talking points in a discussion of the chair's own past experiences. Helping a
Ph.D. student avoid future problems by passing educational experience along is what mentoring
is all about.
Table 1: Summary of doctoral student bill of rights
ARTICLE DESCRIPTION FACULTY
RESPONSIBILITY
STUDENT
RESPONSIBILITY
I Provide recognized
expert
Expert advice to guide the
selection of program
committee
βˆ’ Actively screen committee
candidates
βˆ’ Work with chairs to identify and
recruit outside faculty if
necessary
II Permit changes in
committee
βˆ’ Administrative tasks
βˆ’ Recognizing problems and
develop solution
recommendations
βˆ’ Courage to request change
βˆ’ Willingness to accept change's
consequences and costs
III Work with students
prior to dissertation
βˆ’ Mentoring by identifying
research opportunities for
student
βˆ’ Mentoring by identifying
student strengths and
weaknesses for correction
βˆ’ Work with students on
journal research projects
βˆ’ Willingness to do research
βˆ’ Keeping the chair informed on
research interests and activities
IV Work with students
during the
dissertation
βˆ’ Mentoring by guiding them
through the steps of the
dissertation process
βˆ’ Scheduling necessary time
with each student
Keeping the chair informed on
progress of dissertation and
obstacles
V Work with students
after the
dissertation
βˆ’ Mentoring by identifying
strategies for success toward
future promotions
βˆ’ Mentoring by providing
counsel when career
problems happen
βˆ’ Aid former students by
identifying and helping them
to achieve positions of
leadership in professional
organizations and research
grants
βˆ’ Keeping the chair informed on
joint research opportunities and
the willingness to work on such
projects
βˆ’ Keeping the chair informed of a
desire to obtain professional
organization positions of
leadership and opportunities for
research grants
VI Provide ethical role
model
Mentoring by actively estab-
lishing and reinforcing stan-
dards of excellence in conduct
throughout the entire
relationship with the student
Learn to set high standards of
ethical conduct
Schniederjans
7
Summary
The bill of rights suggested in this paper is summarized in Table 1. These rights stated here are
basic. Most faculty members who serve as doctoral program committee chairs subscribe to them
without question. Yet, some faculty members (perhaps because of personal workloads) might fail
to provide these basic rights to their students. It is recommended that a doctoral student affirm
the article rights listed above with prospective faculty members before selecting a program com-
mittee chair. It is also recommended prospective committee chairs carefully consider the ramifi-
cations of the role when opting to be a committee chair. As Fields (1998) has observed, the men-
toring abilities of a faculty can make the difference between a Ph.D. student finishing the degree
or not.
While this proposed Ph.D. bill of rights may serve on a limited basis for the development of a
documented set of university policies covering Ph.D. student rights, more issues can and should
be raised. There are several areas of potential research related to the development of documented
student rights. Future research might include an exploration of legal ramifications of written stu-
dent rights to assess risks to the universities that would implement them. Future research might
also be undertaken to identify critical success factors in the decision process of selecting a com-
mittee chair and appropriate policies developed and adopted to protect the rights of Ph.D. stu-
dents. In addition, ethical guidelines for committee chairs might be developed to help orient doc-
toral students on professional conduct during and after dissertation work. A suggested starting
point for development of these might center on the eleven traits suggested in the Philosophy of
Character by Kurtus (2007).
References
Academic bill of rights criticized. (2006). Chronicle of Higher Education, 52(40), p. A12.
The academic job forum. (2004). Chronicle of Higher Education, 50(24), p. A11.
Brooks, L. J. (2006). Business and professional ethics for directors, executives, and accountants (4th ed.).
Cincinnati, OH: South-Western.
Clark, R., Harden, S., & Johnson, W. (2000). Mentor relationships in clinical psychology doctoral training:
Results of a national survey. Teaching of Psychology, 27(4), 262-268.
Corey, G., Corey, M. S., & Callanan, P. (2006). Issues and ethics in helping professions. Princeton, NJ:
Brooks Cole.
Create and evaluate a code of conduct. (2006). Business ethics forum. Retrieved January 29, 2007, from
http://www.managementlogs.com/business_ethics.html
Erdem, F., & Ozen, J. (2003). The perceptions of proteges in academic organizations in regard to the func-
tions of monitoring. Higher Education in Europe, 28(4), 569-575.
Fields, C. D. (1998). Making mentorship count: Surviving Ph.D. programs requires someone who is willing
to show the way. Black Issues in Higher Education, 15(3), 28-30.
Georgia Institute of Technology. (2007). XXII. Student bill of academic rights, Georgia Institute of Tech-
nology. Retrieved January 30, 2007, from http://www.registrar.gatech.edu/rules/22.php
Graduate Handbook. (2007). University of Minnesota-Twin Cities. Retrieved January 28, 2007, from
http://www.cla.umn.edu/american/Grad/Handbook/hand_sturites.htm
Grover, V. (2001). 10 mistakes doctoral students make in managing their program. Decision Line, 32(2),
10-13.
Koblinsky, S., Kuvalanka, K., & McClintock-Comeaux, M. (2006). Preparing future faculty and family
professionals. Family Relations, 55(1), 29-43.
A Proposed Ph.D. Student Bill of Rights
8
Kurtus, R. (2007). Philosophy of character. Retrieved January 29, 2007, from http://www.school-for-
champions.com/character/philosophy.htm
MacKinnon, B. (2006). Ethics: Theory and contemporary issues. Belmont, CA: Wadsworth Publishing.
Mehmet, H. A., & Ekrem, M. (2000). Assessing supervision requirements of Ph.D. students: The case of
construction management and engineering in the UK. Journal of Engineering, 25, 1.
Newton, L. H., & Ford, M. M. (2005). Taking sides: Clashing views in business ethics and society (9th
ed.). Boston, MA: McGraw-Hill/Dushkin.
Paine, L., Deshpande, R., Margolis, J., & Bettcher, K. (2005). Up to code. Harvard Business Review,
83(12), 122-133.
Pojman, L. P. (2005). Ethics: Discovering right and wrong. Belmont, CA: Wadsworth Publishing.
Quinn, M. J. (2005). Ethics for the information age. Boston, MA: Addison Wesley.
Schniederjans, M. J. (2001). A short bill of rights for Ph.D. students. Decision Line, 32(3), 11-12.
Smith, K. (2006). A philosopher looks at the "academic bill of rights". Academe, 92(5), 29-32.
Solberg, J., Strong, K. C., & McGuire, C. (1995). Living (not learning) ethics. Journal of Business Ethics,
14(1), 71-81.
Strike, K. A., & Soltis, J. F. (2004). The ethics of teaching (4th. Ed). New York, NY: Teachers College
Press.
Strike, K. A., Haller, E. J., & Soltis, J. F. (2005). The ethics of school administration (3rd. ed.). New York,
NY: Teachers College Press.
Walker, S., Ouellette, V., & Ridde, V. (2006). How can PhD research contribute to the global health re-
search agenda? Development in Practice, 16(6), 617-622.
Wanta, W., Parsons, P., Dunwoody, S., Barton, R., & Barnes, B. (2003). Preparing graduate students to
teach: Obligation and practice. Journalism & Mass Communication Educator, 58(3), 209-238.
Washington lawmakers consider bolstering student-press rights. (2007). Community College Week, 19(12),
p. 10.
Biography
Marc J. Schniederjans is the C. Wheaton Battey Distinguished
Professor of Business in the College of Business Administration at the
University of Nebraska-Lincoln. He has served on doctoral program
committees for over 25 years. He currently teaches courses in
operations management, information systems, and decision sciences
and has authored over 100 journal articles covering a variety of topics
in theory, application and case studies on operations management.
Schniederjans research has also garnered awards from the Decision
Science Institute and the American Production and Inventory Control
Society, and he is a fellow of the Decision Sciences Institute.

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A Proposed Ph.D. Student Bill Of Rights

  • 1. International Journal of Doctoral Studies Volume 2, 2007 Editors: Nitza Geri & Yair Levy A Proposed Ph.D. Student Bill of Rights Marc Schniederjans College of Business Administration University of Nebraska-Lincoln, Lincoln, NE, USA mschniederjans1@unl.edu Abstract Chairing a doctoral committee involves an ethics-driven responsibility and is critical to the suc- cess of Ph.D. candidates. This paper discusses issues concerning what prospective Ph.D. students should expect from faculty who chair their doctoral committees. From a personal perspective the author provides a set of basic rights, structured as a bill of articles, which should be afforded doc- toral students in pursuit of their degrees. These rights provide guidelines for doctoral candidates in selecting prospective committee chairs. Also, this paper challenges all who chair doctoral committees to question their conduct in upholding basic student rights and setting ethical exam- ples for students to emulate. Keywords: Ph.D. Student Rights, Ethics, Ph.D. Committee Chair Responsibilities. The Concept of Fairness in Student Rights The theme of "fairness" is used in universities as a justification for student rights ("Graduate Handbook," 2007). This fairness theme's origin is based on the "Fairness Principle" used in many codes of conduct ("Create and Evaluate a Code of Conduct," 2006). According to Paine, Deshpande, Margolis and Bettcher (2005), the Fairness Principle consists of four component parts: fair dealing, fair treatment, fair competition, and fair process. Not surprisingly, the Fair- ness Principle is a primary construct in basic ethics textbooks (MacKinnon, 2006; Newton & Ford, 2005; Pojman, 2005; Quinn, 2005). In addition to basic textbooks, the Fairness Principle is now a common subject included in ethics books aimed at professionals in business (Brooks, 2006) and, in particular, education (Corey, Corey, & Callanan, 2006; Strike & Soltis, 2004; Strike, Haller, & Soltis, 2005). The Fairness Principle is important because of its "process" component. In an Internet survey conducted for this paper, of thirty US universities with Ph.D. programs, no specific student rights were delineated relating to the process of Ph.D. students' selection of committee chairs. More- over, none of the generally structured student rights found online is applicable regarding the Ph.D. committee chair selection decision. While it is recognized many graduate schools and col- lege departments may verbally dis- tribute process selection information individually (e.g., University of Ne- braska-Lincoln), the inability to access such information online in written form reveals that universities may be missing an opportunity to help pro- spective Ph.D. students make this critically important decision. More importantly, without documenting chair selection guidelines, docu- Material published as part of this journal, either on-line or in print, is copyrighted by the publisher of the Informing Science Journal. Permission to make digital or paper copy of part or all of these works for personal or classroom use is granted without fee provided that the copies are not made or distributed for profit or commercial advantage AND that copies 1) bear this notice in full and 2) give the full citation on the first page. It is permissible to abstract these works so long as credit is given. To copy in all other cases or to republish or to post on a server or to redistribute to lists requires specific permission and payment of a fee. Contact Publisher@ijds.org to request redistribution permission.
  • 2. A Proposed Ph.D. Student Bill of Rights 2 mented student rights are incomplete. If universities truly embrace the Fairness Principle for all students, then the rights of Ph.D. students regarding selection of committee chairs should be for- mally addressed and documented. Introduction to Student Rights In the US citizen rights are granted under the US Constitution. Yet in some circumstances, the rights of students do not equal the rights of a US citizen, even if the student is a US citizen. Cur- rently, college students who perform journalistic tasks for their university newspapers are not granted the same censorship rights as reporters for private newspapers ("Washington lawmakers consider bolstering student-press rights," 2007). This lack of protection for student rights has led to a suggestion that universities should establish written student bills of rights (Smith, 2006). Surprisingly, some faculty, administrators, and even the American Civil Liberties Union oppose such documented rights ("Academic bill of rights criticized," 2006). They argue such a broad, sweeping formal document would inhibit education, which requires flexibility, controversial top- ics, and new ideas in order to challenge students to learn. Despite the debate on formalizing student rights in writing, many universities have developed written statements on select areas of student rights. Indicative of fundamental activities that stu- dents require in the performance of their educational programs, these rights are focused on gen- eral student tasks. Illustrating these basic rights, Georgia Institute of Technology has a "student bill of academic rights" (Georgia Institute of Technology, 2007). The eleven common rights listed by Georgia Institute of Technology include the right to attend classes at regularly scheduled times, the right to consult with an assigned and qualified advisor, the right to consult with faculty outside the classroom, the right to have reasonable access to campus facilities to complete as- signments, the right to receive a syllabus, the right allowing students reasonable time to learn ma- terial, the right to receive access to their student records, the right to have access to grading and evaluation criteria, the right to be informed of a grade appeal process, the right to have reasonable facilities in which to receive instruction, and the right to be informed of definitions of academic misconduct. Other universities, such as the University of Minnesota-Twin Cities, delineate graduate student rights (from undergraduate student rights), but again focus narrowly on student complaints in graduate programs ("Graduate Handbook," 2007). Unfortunately, these generally stated, broad-natured rights do not appear to be helpful or address the process by which Ph.D. students select particular committee chairs to head their programs. In lieu of a formal document of Ph.D. student rights, this paper proposes a Ph.D. student bill of rights for use in the selection process of committee chairs in traditional Ph.D. programs, where students have the option of selecting a program chair. In the context of student expectations for committee chairs, these rights seek to provide a listing of fundamental articles that Ph.D. students can use as selection criteria and for faculty consideration by those who might be committee chairs. Toward a Ph.D. Student Bill of Rights One of the key decisions for most graduate students in a doctoral program is who will chair their committees (Grover, 2001). Other factors, such as a school's reputation, do matter, but the chair of a doctoral committee is a critical success factor for the long-term success of a future faculty member (Erdem & Ozen, 2003; Grover, 2001). While most doctorate-granting institutions require faculty to demonstrate their qualifications to serve on Ph.D. committees through accumulation of years of academic accomplishments, this does not mean the faculty member will automatically "have what it takes" to serve as a doctoral committee chair (Mehmet & Ekrem, 2000). It takes a special willingness to commit one's self to
  • 3. Schniederjans 3 a process that most colleagues kindly liken to as "giving birth to a child". Like the commitment one makes in raising a child, a faculty member should realize the job will usually last much longer than the few years the doctoral student spends in residency at a university during a Ph.D. program. The role of preparing doctoral students involves an obligation on the part of faculty to be respon- sible to meet the needs of students (Wanta, Parsons, Dunwoody, Barton, & Barnes, 2003). The job of chairing a doctoral committee will by necessity involve the granting of a number of student rights that can extend throughout an academic lifetime. This paper is an introduction to this sub- ject and, hopefully, is a beginning for some universities in drafting Ph.D. student rights. What follows is a statement of six articles that make up a short bill of rights for Ph.D. students, which is an extension of Schniederjans (2001) and additionally based on education and ethics research. These are six basic rights doctoral students should seek in discussions with prospective Ph.D. committee chair faculty. Article I. Provide a Recognized Expert in the Dissertation Sub- ject's Area While it is unusual for Ph.D. students to know the exact areas they might base their dissertation on prior to being accepted at a university, it should be the right of every student to select the best qualified faculty member for the dissertation subject. That is, the control of the selection process should be in the hands of the student in traditional programs where they are given the right to se- lect the Ph.D. program committee members. It is the ethical responsibility of faculty to make sure this right is given to students, even if it means drawing talent from other colleges or person- ally accepting a heavier than normal workload. It may also require changing doctoral chairs dur- ing a student's program to maximize the educational outcome. It should be the responsibility of students to choose faculty members who are research accom- plished in areas in which they might want to do their dissertation. This may require doing re- search on candidate committee chairs. Such research may result in generating new ideas for fu- ture research as well. Some brief suggestions on what to look for in a committee chair can be found in The Academic Job Forum (2004). Many universities do not have unlimited sources of talented faculty, and most students recognize this fact. Fortunately, the service orientation of universities is such that faculty may find they can serve their own university by offering their services in Ph.D. programs at other universities. Fac- ulty who share their expertise by serving on Ph.D. committees at other universities will generally find that their own university treats such a contribution as a reputation-building service to the academic field. Such faculty contributions to students can also stimulate research ideas for the participating faculty committee member and can provide faculty with new learning experiences. Indeed, some universities, such as Motilal Nehru National Institute of Technology in Allahabad, India require an outside faculty member to serve on their Ph.D. students' committees as a condi- tion for graduation and also to broaden their students' exposure to a wider-range of faculty exper- tise. Article II. Permit Changes in the Program Committee Once a doctoral program committee is established, problems can develop that create difficulties for students to complete their degrees. Some problems are student related (e.g., family or finan- cial constraints) and other problems may originate with committee members (e.g., faculty too busy to do their program assigned tasks). While it is the responsibility of students to deal with any personal problems that may inhibit their doctoral program performance, doctoral students
  • 4. A Proposed Ph.D. Student Bill of Rights 4 should have the right to expect faculty to meet their obligations to their programs in a timely manner or allow the students to seek replacements. This right would require the university administration to put into place procedures by which doc- toral program committee members, including the chair, could be removed from a student's pro- gram and replaced by other faculty. Such written procedures will help to encourage doctoral stu- dents to request such changes when serious problems develop. Also, students should realize and accept the added work that a change in a program might entail (i.e., extra course work, redoing dissertation chapters, etc.). These procedures should also seek to ensure that doctoral students do not abuse this procedure. They also require students to live up to the deadlines and working rela- tionship expectations of the committee members. Article III. A Committee Chair Should Willingly Work with the Student on Research Prior to the Dissertation In universities where committee chairs are selected well before the dissertation work begins, the chair should begin encouraging students to give presentations and write publishable research as soon as possible. Emerging from a doctoral program as "published" should be viewed as a par- ticipatory right for students who themselves must have a predilection for doing research. Pres- ently, there are universities that make journal research publications a prerequisite for obtaining degrees. To begin the process, program committee chairs should be active in two or more professional so- cieties and encourage participation of their doctoral students in joining and participating in these as well. However, writing papers for presentation should not be viewed as an end in itself, but rather as a beginning of the process for publishing a journal article. Every term paper a doctoral student writes should be considered by the students and by their pro- gram committee chairs as an opportunity for a publishable paper. Committee chairs should also encourage students to work with other departmental faculty to gain additional publication experi- ence advantages. The chair should particularly encourage students to do top quality research to increase the likelihood of a resulting publication. Along the way, the committee chair will learn about their students, especially their strengths and weaknesses in writing. This insight can then be used to help students improve skills as they face the eventual dissertation work ahead. It should be the student's responsibility to keep the committee chair informed about term paper research opportunities and to ask for advice in working with faculty. Students may find commit- tee chairs to be a great resource for generating new ideas for term papers and eventual journal publications. Article IV. A Committee Chair Should Willingly Work with the Student on Research during the Dissertation Taking the time to establish mentoring relationships in the training of doctoral students has con- sistently shown to be a success factor for Ph.D. students (Clark, Harden, & Johnson, 2000; Kob- linsky, Kuvalanka, & McClintock-Comeaux, 2006). Doctoral students should have the right to expect frequent access to program committee chairs during the dissertation period. This is critical, since students might spend days on work that might later be discarded by the program committee. With the advent of email there is no excuse not to be in close contact with doctoral students, even for program chairs who travel world-wide. Chairs should also be willing to customize their time requirements to meet each student's individual needs.
  • 5. Schniederjans 5 It should be the student's responsibility to help keep the chair informed about their progress as well as obstacles experienced. Usually, committee chairs can quickly get students "back on track" if a problem occurs or university policy becomes an obstacle. Article V. A Committee Chair Should Willingly Work with the Student on Research after the Dissertation Research has shown that satisfaction with mentoring programs of Ph.D. students increases as the relationship extends over a longer period of time than just the period of a doctoral program (Er- dem & Ozen, 2003). Indeed, research has shown that without post-doctorial mentoring, the con- tributions of younger Ph.D.s to their respective fields can be diminished (Walker, Ouellette, & Ridde, 2006). Doctoral students should have the right to expect their program committee chairs to willingly offer to work with them after they complete their dissertations. It is impossible to impart all the knowledge of the "ins" and "outs" of successfully managing one's career to a Ph.D. student during the program. There are strategies and tactics to a successful publication career that only an experienced researcher can know and teach to young scholars over a longer period of time. Even basic writing skills are important, particularly for foreign students whose styles of writing may need additional polishing. There are also unseen doors that a chair could help open for students willing to extend the necessary efforts in order to advance within professional or- ganizations. Helping former students achieve promotion, tenure, and awards for research and teaching is both mutually beneficial and the most satisfying experience for a committee chairper- son. Much like a parent who cherishes a child's future success, so does the former doctoral com- mittee chair take pride in a former student's later accomplishments. The amount of pride is di- rectly proportional to the long-term commitment and contribution the chair makes during later years to the student's career. It is expected that former Ph.D. students will keep their program chairs informed about their research interests and encourage a continued and mutually beneficial collegial relationship, where the former student and chair can work on new research projects to- gether as equals. It is also important that former Ph.D. students welcome new opportunities in professional organizations and research grants that their program chairs might help them obtain. Article VI. A Committee Chair Should Provide a Role Model of Ethical Conduct Not all universities may choose to write down a formal listing of Ph.D. student rights. Without a formal bill of Ph.D. student rights, it falls to the committee chair to set up codes of conduct be- tween the student and the chairperson. The next best thing to a formal document is a good exam- ple set by the committee chair. Such personal codes of conduct should be based on a sound set of ethical values. Ph.D. students interact with many educators throughout their educational programs from grade school through the Ph.D. It is with the committee chair that a student will more than likely have the most intense, and therefore, most memorable experiences. To those who have served as committee chairs, this role places one at the forefront of helping to set a good example as a scholar, which younger scholars might emulate. This brings the discussion back to the subject of ethics and what Kurtus (2007) refers to as the "Philosophy of Character". According to Kurtus (2007), a person's character is made up of traits that are specially related to ethical conduct. These character values include: honesty, morality, ethical integrity, fortitude, reliability, respon- sibility, determination, courage, compassion, consideration, and honorability. Some are fortunate to have seen all of these ethics- driven traits in program committee chairs and colleagues. The question posed here is whether chairs actively demonstrate these traits while interacting with Ph.D. students. If not, an effort should be made to incorporate them into frequent communica-
  • 6. A Proposed Ph.D. Student Bill of Rights 6 tions between the committee chair and the student. Scholars have called for written ethical con- duct codes for graduate students to be incorporated into their "living" experiences and not just the learning experiences of course content (Solberg, Strong, & McGuire, 1995). While the writing of the dissertation should provide ample opportunities for illustrations of these traits, they can at least be included as talking points in a discussion of the chair's own past experiences. Helping a Ph.D. student avoid future problems by passing educational experience along is what mentoring is all about. Table 1: Summary of doctoral student bill of rights ARTICLE DESCRIPTION FACULTY RESPONSIBILITY STUDENT RESPONSIBILITY I Provide recognized expert Expert advice to guide the selection of program committee βˆ’ Actively screen committee candidates βˆ’ Work with chairs to identify and recruit outside faculty if necessary II Permit changes in committee βˆ’ Administrative tasks βˆ’ Recognizing problems and develop solution recommendations βˆ’ Courage to request change βˆ’ Willingness to accept change's consequences and costs III Work with students prior to dissertation βˆ’ Mentoring by identifying research opportunities for student βˆ’ Mentoring by identifying student strengths and weaknesses for correction βˆ’ Work with students on journal research projects βˆ’ Willingness to do research βˆ’ Keeping the chair informed on research interests and activities IV Work with students during the dissertation βˆ’ Mentoring by guiding them through the steps of the dissertation process βˆ’ Scheduling necessary time with each student Keeping the chair informed on progress of dissertation and obstacles V Work with students after the dissertation βˆ’ Mentoring by identifying strategies for success toward future promotions βˆ’ Mentoring by providing counsel when career problems happen βˆ’ Aid former students by identifying and helping them to achieve positions of leadership in professional organizations and research grants βˆ’ Keeping the chair informed on joint research opportunities and the willingness to work on such projects βˆ’ Keeping the chair informed of a desire to obtain professional organization positions of leadership and opportunities for research grants VI Provide ethical role model Mentoring by actively estab- lishing and reinforcing stan- dards of excellence in conduct throughout the entire relationship with the student Learn to set high standards of ethical conduct
  • 7. Schniederjans 7 Summary The bill of rights suggested in this paper is summarized in Table 1. These rights stated here are basic. Most faculty members who serve as doctoral program committee chairs subscribe to them without question. Yet, some faculty members (perhaps because of personal workloads) might fail to provide these basic rights to their students. It is recommended that a doctoral student affirm the article rights listed above with prospective faculty members before selecting a program com- mittee chair. It is also recommended prospective committee chairs carefully consider the ramifi- cations of the role when opting to be a committee chair. As Fields (1998) has observed, the men- toring abilities of a faculty can make the difference between a Ph.D. student finishing the degree or not. While this proposed Ph.D. bill of rights may serve on a limited basis for the development of a documented set of university policies covering Ph.D. student rights, more issues can and should be raised. There are several areas of potential research related to the development of documented student rights. Future research might include an exploration of legal ramifications of written stu- dent rights to assess risks to the universities that would implement them. Future research might also be undertaken to identify critical success factors in the decision process of selecting a com- mittee chair and appropriate policies developed and adopted to protect the rights of Ph.D. stu- dents. In addition, ethical guidelines for committee chairs might be developed to help orient doc- toral students on professional conduct during and after dissertation work. A suggested starting point for development of these might center on the eleven traits suggested in the Philosophy of Character by Kurtus (2007). References Academic bill of rights criticized. (2006). Chronicle of Higher Education, 52(40), p. A12. The academic job forum. (2004). Chronicle of Higher Education, 50(24), p. A11. Brooks, L. J. (2006). Business and professional ethics for directors, executives, and accountants (4th ed.). Cincinnati, OH: South-Western. Clark, R., Harden, S., & Johnson, W. (2000). Mentor relationships in clinical psychology doctoral training: Results of a national survey. Teaching of Psychology, 27(4), 262-268. Corey, G., Corey, M. S., & Callanan, P. (2006). Issues and ethics in helping professions. Princeton, NJ: Brooks Cole. Create and evaluate a code of conduct. (2006). Business ethics forum. Retrieved January 29, 2007, from http://www.managementlogs.com/business_ethics.html Erdem, F., & Ozen, J. (2003). The perceptions of proteges in academic organizations in regard to the func- tions of monitoring. Higher Education in Europe, 28(4), 569-575. Fields, C. D. (1998). Making mentorship count: Surviving Ph.D. programs requires someone who is willing to show the way. Black Issues in Higher Education, 15(3), 28-30. Georgia Institute of Technology. (2007). XXII. Student bill of academic rights, Georgia Institute of Tech- nology. Retrieved January 30, 2007, from http://www.registrar.gatech.edu/rules/22.php Graduate Handbook. (2007). University of Minnesota-Twin Cities. Retrieved January 28, 2007, from http://www.cla.umn.edu/american/Grad/Handbook/hand_sturites.htm Grover, V. (2001). 10 mistakes doctoral students make in managing their program. Decision Line, 32(2), 10-13. Koblinsky, S., Kuvalanka, K., & McClintock-Comeaux, M. (2006). Preparing future faculty and family professionals. Family Relations, 55(1), 29-43.
  • 8. A Proposed Ph.D. Student Bill of Rights 8 Kurtus, R. (2007). Philosophy of character. Retrieved January 29, 2007, from http://www.school-for- champions.com/character/philosophy.htm MacKinnon, B. (2006). Ethics: Theory and contemporary issues. Belmont, CA: Wadsworth Publishing. Mehmet, H. A., & Ekrem, M. (2000). Assessing supervision requirements of Ph.D. students: The case of construction management and engineering in the UK. Journal of Engineering, 25, 1. Newton, L. H., & Ford, M. M. (2005). Taking sides: Clashing views in business ethics and society (9th ed.). Boston, MA: McGraw-Hill/Dushkin. Paine, L., Deshpande, R., Margolis, J., & Bettcher, K. (2005). Up to code. Harvard Business Review, 83(12), 122-133. Pojman, L. P. (2005). Ethics: Discovering right and wrong. Belmont, CA: Wadsworth Publishing. Quinn, M. J. (2005). Ethics for the information age. Boston, MA: Addison Wesley. Schniederjans, M. J. (2001). A short bill of rights for Ph.D. students. Decision Line, 32(3), 11-12. Smith, K. (2006). A philosopher looks at the "academic bill of rights". Academe, 92(5), 29-32. Solberg, J., Strong, K. C., & McGuire, C. (1995). Living (not learning) ethics. Journal of Business Ethics, 14(1), 71-81. Strike, K. A., & Soltis, J. F. (2004). The ethics of teaching (4th. Ed). New York, NY: Teachers College Press. Strike, K. A., Haller, E. J., & Soltis, J. F. (2005). The ethics of school administration (3rd. ed.). New York, NY: Teachers College Press. Walker, S., Ouellette, V., & Ridde, V. (2006). How can PhD research contribute to the global health re- search agenda? Development in Practice, 16(6), 617-622. Wanta, W., Parsons, P., Dunwoody, S., Barton, R., & Barnes, B. (2003). Preparing graduate students to teach: Obligation and practice. Journalism & Mass Communication Educator, 58(3), 209-238. Washington lawmakers consider bolstering student-press rights. (2007). Community College Week, 19(12), p. 10. Biography Marc J. Schniederjans is the C. Wheaton Battey Distinguished Professor of Business in the College of Business Administration at the University of Nebraska-Lincoln. He has served on doctoral program committees for over 25 years. He currently teaches courses in operations management, information systems, and decision sciences and has authored over 100 journal articles covering a variety of topics in theory, application and case studies on operations management. Schniederjans research has also garnered awards from the Decision Science Institute and the American Production and Inventory Control Society, and he is a fellow of the Decision Sciences Institute.