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The way of LTE towards 4G
December 2009
Eiko Seidel, Chief Technical Officer
Nomor Research GmbH, Munich, Germany




Summary                                                http://www.3gpp.org/ftp/tsg_ran/TSG_RAN/TSGR
While first signs of commercial LTE deployments        _45/Documents/
appear on the horizon, the standardization
organizations are working already on next steps in     Besides the technology description the 3GPP
technological enhancements that shall provide the      documents included templates for characteristics
user with full 4G experience. It looks like the        and link budget and compliance templates for
market of 4G technology will be much less              services, spectrum, and technical performance.
fragmented compared to previous generations of
mobile communication systems. There are just           3GPP conducted a Self-Evaluation under ITU-R
two candidate technologies remaining with 3GPP         guidelines of LTE Advanced with participation of
LTE-Advanced and IEEE 802.16m. Considering             18 companies from around the world. It was
the huge industry support for LTE the vision of an     shown that LTE already meets most of the 4G
almost unified global 4G standard might not be         requirements. Some enhancements are still
out of reach anymore. This paper provides some         needed as part of LTE Advanced to meet the
insight into the latest activities on             4G   remaining requirements such as the peak data
standardization in 3GPP, in ETSI as well as in ITU.    rates.

3GPP submission to IMT Advanced                        European 4G activities within ETSI
As reported previously 3GPP has been working on        ETSI has submitted LTE-Advanced as a
LTE Advanced since early 2009 as part of 3GPP          candidate IMT-Advanced technology, whereas
Release 9. The first decisions have been taken         the technical content has been prepared by
and will form the basis for LTE Advanced               3GPP TSG RAN. The submission was
standardization in Release 10 that will start in       completed in time to be treated at the meeting of
2010.                                                  ITU-R WP5D on 14-21 October (Dresden,
                                                       Germany). The ETSI Director General
                                                       participated in parts of the meeting to ensure that
3GPP submitted its LTE Advanced technology to
                                                       the ETSI submission was successfully
ITU-R as expected with an FDD and a TDD
                                                       concluded. As decided by the general assembly,
component. The documents had been approved             ETSI has registered as an evaluation group for
in the RAN#45 in September 2009.                       the purposes of IMT-Advanced evaluation.

The following documents are the latest versions        Overall it looks like that there will be a more
provided to ITU-R.                                     passive role of ETSI within the IMT Advanced
    • RP-090743 TR TR36.912 v9.0.0                     process, leaving the standardization and
    • RP-090744 Approval TR36.912 Annex A3:            evaluation to       3GPP, ITU and other
         Self evaluation results                       organizations.
    • RP-090746 Approval TR36.912 Annex C2:
         Link budget template RP-090747                Progress of ITU-R on IMT Advanced
         Approval TR36.912 Annex C3:                   Working Party 5D has received at its October
         Compliance template                           2009 meeting several candidate technology
    • RP-090745 Approval TR36.912 Annex C1:            submissions for IMT-Advanced. Six proposals
         Updated characteristics template              were received, but remarkably these refer to just
    • RP-090939 Approval 3GPP Submission               two technologies which are:
         Package for IMT-Advanced                          • 3GPP LTE Advanced
                                                           • IEEE 802.16m
The documents are publically available at:


Nomor Research GmbH / info@nomor.de / www.nomor.de / T +49 89 9789 8000                             1/3
The IEEE technology was proposed by                assumptions and results.
    1. IEEE
    2. Japan                                       The schedule for the development of IMT-
    3. TTA                                         Advanced radio interface recommendations has
                                                   been published in [5]. It is also likely that 3GPP
The 3GPP technology was proposed by                will organize another IMT-A evaluation workshop
    1. Japan                                       before the ITU-R WP5D meeting in June 2010.
    2. 3GPP proponents (3GPP organization
       partners of ARIB, ATIS, CCSA, ETSI,         LTE Advanced Standardization
       TTA AND TTC)                                3GPP already agreed on the schedule for
    3. China (People´s Republic of China)          Release 10 where LTE Advanced will be
                                                   standardized with:
A third IMT Advanced Workshop was held during          • functional freeze in December 2010
the most recent Working Party 5D meeting,              • ASN.1 freeze in March/June 2011
where explanations were given for each of the
candidate technologies. The 3GPP TSG RAN           In practice this means that the Physical Layer
Chairman Mr. Nakamura presented the LTE-           specification will have to be completed around
Advanced technology.                               September 2010, which leaves just about 9
                                                   months time. The protocol, interface and test
WP 5D has initiated the evaluation of the          specification are to be completed by December
candidate technology submission plans to           2010.
continue this work with the help of independent
evaluation groups.                                 According to the major LTE-A functional
                                                   enhancements, the following work items have
IMT-Advanced Evaluation Groups                     been approved for Release 10:
     1. ARIB Evaluation Group, Japan                  • Carrier aggregation for LTE
         (Association of Radio Industries and         • Enhanced downlink multiple antenna
         Businesses)                                       transmission for LTE
     2. ATIS WTSC, US                                 • Uplink multiple antenna transmission for
         (Alliance for Telecommunications                  LTE
         Industry Solutions Wireless                  • Latency reductions for LTE
         Technologies and Systems Committee)
     3. Canadian Evaluation Group (CEG),           A presentation introducing LTE-A technologies
         Canada                                    has been published early this year in [4]. The
     4. Chinese Evaluation Group (ChEG),           work on Cooperative Multipoint Transmission
         China                                     (CoMP) is still part of the downlink multiple
     5. ETSI, European Union                       antenna work item. It is stated that the
     6. Israeli Evaluation Group (IEG), Israel     standardization impact of downlink CoMP will be
     7. Russian Evaluation Group (REG),            assessed and a decision will be done in March
         Russia                                    2010 if downlink CoMP will be standardized as
     8. TCOE, India                                part of this work item.
     9. TR-45 - TR-45 Evaluation Group web
         site                                      LTE Advanced will be fully built on the existing
     10. TTA PG707, Korea                          LTE specification Release 10 and not be defined
     11. UADE, Instituto de Tecnología,            as a new specification series. Stage             2
         Argentina                                 (architecture and functional description) will for
     12. WiMAX Forum Evaluation Group              instance be added to TS 36.300 in Release 10.
         (WFEG)                                    Please keep in mind that there are a large
     13. Wireless Communications Association       number of other work items within Release 10.
         International (WCAI), US
     14. WINNER+ - Winner+ Evaluation Group        Remarkably 3GPP also approved a Work Item
         web site                                  on LTE Advanced Relays to improve coverage
Last week, on 17-18 of December, a 3GPP IMT-       and improve cell edge throughput. The Work
Advanced Evaluation Workshop took place in         Item was supported by key operators.
Beijing, China with participation of most of the
evaluation groups. Basically the LTE Advanced
technology was presented by key people from
the RAN working groups followed by
explanations on the 3GPP self evaluation


Nomor Research GmbH / info@nomor.de / www.nomor.de / T +49 89 9789 8000                        2/3
References

[1] RP-091353 Meeting Report of the 3GPP TSG
RAN meeting #45, Seville, Spain, September 15-
18, 2009

[2] IMT Advanced Report, ETSI Director-General
ETSI 54th General Assembly meeting, Cannes,
24-25 November 2009

[3] IMT Advanced submission and evaluation
process      webpage   http://www.itu.int/ITU-
R/go/rsg5-imt-advanced

[4] Draft Report of the 3GPP TSG RAN meeting
#46, Sanya, P.R. China, December 1-4, 2009

[5] Nomor Research White Paper: LTE
Advanced for 3GPP Release 10, Mai 2009,
http://www.nomor.de/home/technology/3gpp-
newsletter/2009-05-lte-advanced-for-3gpp-
release-10




Note: This newsletter is brought to you by Nomor
Research GmbH. Documents can be obtained from
www.nomor.de. Feel free to forward this issue in
electronic format. Please contact us in case you are
interested in collaboration on related subjects.




 Disclaimer: This information, partly obtained from
 official meeting reports, is assumed to be reliable, but
 do not necessarily reflects the view of Nomor Research
 GmbH. The report is provided for informational purpose
 only. We do not accept any responsibility for the
 content of this newsletter. Nomor Research GmbH has
 no obligation to update, modify or amend or to
 otherwise notify the reader thereof in the event that any
 matter stated herein, or any opinion, projection,
 forecast or estimate set forth herein, changes or
 subsequently becomes inaccurate.




Nomor Research GmbH / info@nomor.de / www.nomor.de / T +49 89 9789 8000   3/3
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4 g technology

  • 1. The way of LTE towards 4G December 2009 Eiko Seidel, Chief Technical Officer Nomor Research GmbH, Munich, Germany Summary http://www.3gpp.org/ftp/tsg_ran/TSG_RAN/TSGR While first signs of commercial LTE deployments _45/Documents/ appear on the horizon, the standardization organizations are working already on next steps in Besides the technology description the 3GPP technological enhancements that shall provide the documents included templates for characteristics user with full 4G experience. It looks like the and link budget and compliance templates for market of 4G technology will be much less services, spectrum, and technical performance. fragmented compared to previous generations of mobile communication systems. There are just 3GPP conducted a Self-Evaluation under ITU-R two candidate technologies remaining with 3GPP guidelines of LTE Advanced with participation of LTE-Advanced and IEEE 802.16m. Considering 18 companies from around the world. It was the huge industry support for LTE the vision of an shown that LTE already meets most of the 4G almost unified global 4G standard might not be requirements. Some enhancements are still out of reach anymore. This paper provides some needed as part of LTE Advanced to meet the insight into the latest activities on 4G remaining requirements such as the peak data standardization in 3GPP, in ETSI as well as in ITU. rates. 3GPP submission to IMT Advanced European 4G activities within ETSI As reported previously 3GPP has been working on ETSI has submitted LTE-Advanced as a LTE Advanced since early 2009 as part of 3GPP candidate IMT-Advanced technology, whereas Release 9. The first decisions have been taken the technical content has been prepared by and will form the basis for LTE Advanced 3GPP TSG RAN. The submission was standardization in Release 10 that will start in completed in time to be treated at the meeting of 2010. ITU-R WP5D on 14-21 October (Dresden, Germany). The ETSI Director General participated in parts of the meeting to ensure that 3GPP submitted its LTE Advanced technology to the ETSI submission was successfully ITU-R as expected with an FDD and a TDD concluded. As decided by the general assembly, component. The documents had been approved ETSI has registered as an evaluation group for in the RAN#45 in September 2009. the purposes of IMT-Advanced evaluation. The following documents are the latest versions Overall it looks like that there will be a more provided to ITU-R. passive role of ETSI within the IMT Advanced • RP-090743 TR TR36.912 v9.0.0 process, leaving the standardization and • RP-090744 Approval TR36.912 Annex A3: evaluation to 3GPP, ITU and other Self evaluation results organizations. • RP-090746 Approval TR36.912 Annex C2: Link budget template RP-090747 Progress of ITU-R on IMT Advanced Approval TR36.912 Annex C3: Working Party 5D has received at its October Compliance template 2009 meeting several candidate technology • RP-090745 Approval TR36.912 Annex C1: submissions for IMT-Advanced. Six proposals Updated characteristics template were received, but remarkably these refer to just • RP-090939 Approval 3GPP Submission two technologies which are: Package for IMT-Advanced • 3GPP LTE Advanced • IEEE 802.16m The documents are publically available at: Nomor Research GmbH / info@nomor.de / www.nomor.de / T +49 89 9789 8000 1/3
  • 2. The IEEE technology was proposed by assumptions and results. 1. IEEE 2. Japan The schedule for the development of IMT- 3. TTA Advanced radio interface recommendations has been published in [5]. It is also likely that 3GPP The 3GPP technology was proposed by will organize another IMT-A evaluation workshop 1. Japan before the ITU-R WP5D meeting in June 2010. 2. 3GPP proponents (3GPP organization partners of ARIB, ATIS, CCSA, ETSI, LTE Advanced Standardization TTA AND TTC) 3GPP already agreed on the schedule for 3. China (People´s Republic of China) Release 10 where LTE Advanced will be standardized with: A third IMT Advanced Workshop was held during • functional freeze in December 2010 the most recent Working Party 5D meeting, • ASN.1 freeze in March/June 2011 where explanations were given for each of the candidate technologies. The 3GPP TSG RAN In practice this means that the Physical Layer Chairman Mr. Nakamura presented the LTE- specification will have to be completed around Advanced technology. September 2010, which leaves just about 9 months time. The protocol, interface and test WP 5D has initiated the evaluation of the specification are to be completed by December candidate technology submission plans to 2010. continue this work with the help of independent evaluation groups. According to the major LTE-A functional enhancements, the following work items have IMT-Advanced Evaluation Groups been approved for Release 10: 1. ARIB Evaluation Group, Japan • Carrier aggregation for LTE (Association of Radio Industries and • Enhanced downlink multiple antenna Businesses) transmission for LTE 2. ATIS WTSC, US • Uplink multiple antenna transmission for (Alliance for Telecommunications LTE Industry Solutions Wireless • Latency reductions for LTE Technologies and Systems Committee) 3. Canadian Evaluation Group (CEG), A presentation introducing LTE-A technologies Canada has been published early this year in [4]. The 4. Chinese Evaluation Group (ChEG), work on Cooperative Multipoint Transmission China (CoMP) is still part of the downlink multiple 5. ETSI, European Union antenna work item. It is stated that the 6. Israeli Evaluation Group (IEG), Israel standardization impact of downlink CoMP will be 7. Russian Evaluation Group (REG), assessed and a decision will be done in March Russia 2010 if downlink CoMP will be standardized as 8. TCOE, India part of this work item. 9. TR-45 - TR-45 Evaluation Group web site LTE Advanced will be fully built on the existing 10. TTA PG707, Korea LTE specification Release 10 and not be defined 11. UADE, Instituto de Tecnología, as a new specification series. Stage 2 Argentina (architecture and functional description) will for 12. WiMAX Forum Evaluation Group instance be added to TS 36.300 in Release 10. (WFEG) Please keep in mind that there are a large 13. Wireless Communications Association number of other work items within Release 10. International (WCAI), US 14. WINNER+ - Winner+ Evaluation Group Remarkably 3GPP also approved a Work Item web site on LTE Advanced Relays to improve coverage Last week, on 17-18 of December, a 3GPP IMT- and improve cell edge throughput. The Work Advanced Evaluation Workshop took place in Item was supported by key operators. Beijing, China with participation of most of the evaluation groups. Basically the LTE Advanced technology was presented by key people from the RAN working groups followed by explanations on the 3GPP self evaluation Nomor Research GmbH / info@nomor.de / www.nomor.de / T +49 89 9789 8000 2/3
  • 3. References [1] RP-091353 Meeting Report of the 3GPP TSG RAN meeting #45, Seville, Spain, September 15- 18, 2009 [2] IMT Advanced Report, ETSI Director-General ETSI 54th General Assembly meeting, Cannes, 24-25 November 2009 [3] IMT Advanced submission and evaluation process webpage http://www.itu.int/ITU- R/go/rsg5-imt-advanced [4] Draft Report of the 3GPP TSG RAN meeting #46, Sanya, P.R. China, December 1-4, 2009 [5] Nomor Research White Paper: LTE Advanced for 3GPP Release 10, Mai 2009, http://www.nomor.de/home/technology/3gpp- newsletter/2009-05-lte-advanced-for-3gpp- release-10 Note: This newsletter is brought to you by Nomor Research GmbH. Documents can be obtained from www.nomor.de. Feel free to forward this issue in electronic format. Please contact us in case you are interested in collaboration on related subjects. Disclaimer: This information, partly obtained from official meeting reports, is assumed to be reliable, but do not necessarily reflects the view of Nomor Research GmbH. The report is provided for informational purpose only. We do not accept any responsibility for the content of this newsletter. Nomor Research GmbH has no obligation to update, modify or amend or to otherwise notify the reader thereof in the event that any matter stated herein, or any opinion, projection, forecast or estimate set forth herein, changes or subsequently becomes inaccurate. Nomor Research GmbH / info@nomor.de / www.nomor.de / T +49 89 9789 8000 3/3