This document discusses safety by design (SbD), which is the process of considering construction site safety and health during the design of construction projects. It notes that nearly 200,000 serious injuries and 1,000 deaths occur annually in US construction. SbD can help reduce accidents by addressing safety issues early in design. Barriers to SbD include fears of liability for designers and lack of safety expertise. However, tools like safety checklists and initiatives in various countries are helping promote SbD. Full implementation requires establishing a safety culture, enabling processes, and clients who value lifecycle safety.
4. What is Safety by Design?
Aka Designing for Construction Safety
The process of considering construction
site safety and health in the design of a
project
Designing for safety constructability
5. Prevention through Design
“Addressing occupational safety and health
needs in the design process to prevent or
minimize the work-related hazards and
risks associated with the construction,
manufacture, use, maintenance, and
disposal of facilities, materials, and
equipment.”
(NIOSH)
6. What Safety by Design is NOT
Having designers take a role in
construction safety DURING construction.
An endorsement of future legislation
mandating that designers design for
construction safety.
An endorsement of the principle that
designers can or should be held partially
responsible for construction accidents.
7. Accidents Linked to Design1,2
22% of 226 injuries that occurred from 2000-
2002 in Oregon, WA, and CA
42% of 224 fatalities in U.S. between 1990-2003
In Europe, a 1991 study concluded that 60% of
fatal accidents resulted in part from decisions
made before site work began
1
Behm, M., “Linking Construction Fatalities to the Design for Construction Safety Concept” (2005)
2
European Foundation for the Improvement of Living and Working Conditions
8. Ethical Reasons for SbD
National Society of Professional Engineers
Code of Ethics:
Engineers shall hold paramount the safety, health,
and welfare of the public.
American Society of Civil Engineers’ Code of
Ethics
Engineers shall recognize that the lives, safety,
health and welfare of the general public are
dependent upon engineering decisions ….
9. Considering Safety During Design Offers
the Most Payoff
Conceptual Design
Detailed Engineering
Procurement
Construction
Start-up
High
Low
Ability to
Influence
Safety
Project Schedule
1
Szymberski (1987)
11. Sustainability’s Social Equity Pillar
Do not our duties include minimizing all
risks that we have control over?
Do not we have the same duties for
construction workers as for the “public”?
Is it ethical to create designs that are not as
safe as they could (practically) be?
12. Benefits of Safety by Design
Reduced site hazards fewer injuries and
fatalities
Reduced workers compensation premiums
Increased productivity
Fewer delays due to accidents during
construction allow continued focus on quality
Encourages designer-constructor collaboration
15. DfCS Process1
Design
Kickoff Design
Internal
Review
Issue for
Construction
External
Review
Trade contractor
involvement
• Establish design for
safety expectations
• Include construction and
operation perspective
• Identify design for safety
process and tools
• QA/QC
• Cross-
discipline
review
• Focused safety
review
• Owner review
1
Gambatese
16. SbD Practices Around the Globe
Designers first required to design for construction
safety in the United Kingdom in 1995 (revised
2007)
Other European nations have similar requirements
Australia also leading in SbD
http://www.ascc.gov.au/ascc/HealthSafety/SafeDes
ign/Understanding
17. National Initiatives
OSHA Construction Alliance Roundtable
DfCS Workgroup (began 2005)
NIOSH NORA Construction Sector
Council CHPtD Workgroup and Prevention
Through Design National Workshop (July
2007)
ASCE-CI Prevention through Design
Committee
18. Barriers
Like many good ideas,
SbD faces a number of
barriers that will likely
slow its adoption.
Potential solutions to
these barriers involve
long-term education and
institutional changes.
19. Barrier: Designers' Fear of Liability
Barrier: Fear of undeserved liability for
worker safety.
Potential solutions:
Clearly communicate we are NOT suggesting
designers should be held responsible for
construction accidents.
Develop revised model contract language.
Propose legislation to facilitate DfCS without
inappropriately shifting liability onto designers.
20. Barrier: Increased Designer Costs
Barrier: SbD processes will increase both
direct and overhead costs for designers.
Potential solution:
Educate owners that total project costs and
total project life cycle costs will decrease.
21. Barrier: Designers' Lack of Safety
Expertise
Barrier: Few design professionals possess
sufficient expertise in construction safety.
Potential solutions:
Add safety to design professionals’ curricula.
Develop and promote 10-hour and 30-hour
OSHA courses for design professionals.
Disseminate SbD tools.
22. Design for Construction Safety Toolbox
Created by
Construction Industry
Institute (CII)
Interactive computer
program
Used in the design
phase to decrease the
risk of incidents
Over 400 design
suggestions
23. Safety by Design Checklists
Item Description
1.0 Structural Framing
1.1 Space slab and mat foundation top reinforcing steel at no more than 6 inches on
center each way to provide a safe walking surface.
1.2 Design floor perimeter beams and beams above floor openings to support
lanyards.
1.3 Design steel columns with holes at 21 and 42 inches above the floor level to
support guardrail cables.
2.0 Accessibility
2.1 Provide adequate access to all valves and controls.
2.2 Orient equipment and controls so that they do not obstruct walkways and work
areas.
2.3 Locate shutoff valves and switches in sight of the equipment which they control.
2.4 Provide adequate head room for access to equipment, electrical panels, and
storage areas.
2.5 Design welded connections such that the weld locations can be safely accessed.
27. Constructability Tips for Steel Design
Detailing Guide for the Enhancement of Erection Safety
published by the National Institute for Steel Detailing
and the Steel Erectors Association of America
28. The Erector Friendly
Column
Include holes in
columns at 21” and 42”
for guardrail cables and
at higher locations for
fall protection tie-offs
Locate column splices
and connections at
reasonable heights
above floor
Provide seats for beam
connections
39. Owners who are moving towards SbD
Southern Company
Intel
Harvard University
U.S Army Corps of Engineers
40.
41. Three Steps towards SbD
1. Establish an enabling culture
2. Establish enabling processes
3. Secure clients who value lifecycle safety
Culture Processes Clients
42. Establish a Lifecycle Safety Culture
Instill the right safety values
Secure management commitment
Ensure all employees are motivated
1. Professional Codes of Ethics
2. Payoff data
43. Establish Enabling Processes
Provide designers with safety training
Ensure designer-constructor interaction
Provide designers with DfCS tools
44. Secure Clients who Value Lifecycle Safety
Design-Builders less dependent on clients’
safety values
International clients favorable
Industrial clients favorable
Negotiated projects in other sectors offer
opportunity to educate clients
45. Summary
Safety by Design is the right thing to do and
the smart thing to do
Significant barriers are slowly eroding
Steel design has a fantastic design tool
Large design-builders and owners are
implementing SbD
Three first steps to implementing SbD
46. Questions for You
Do engineers and detailers have a ethical
responsibility to consider erector safety if they
are able?
Are the potential benefits of performing safety
by design outweighed by the liability risks?
Should AISC have a policy regarding safety by
design (either for or against)?
Do most engineers and detailers possess the
knowledge needed to perform safety by
design?
Should project owners demand safety by
design on their projects?
47. Thanks for Listening
Questions? Comments? Let’s talk!
For more information:
mike.toole@bucknell.edu
www.designforconstructionsafety.org
48. Five SbD Trajectories1
1. Increased prefabrication
2. Increased use of less hazardous materials and
systems
3. Increased application of construction
engineering
4. Increased spatial investigation and
consideration
5. Increased collaboration and integration
1
Toole and Gambatese, Journal of Safety Research, 2008
49. Implications of the 5 Trajectories
Designers need knowledge of construction safety
and construction processes
More safety in architectural and engineering curricula
Engineering licensure requirements
Designers need to become better gatherers and
communicators of project safety information
For example: existing site utilities, availability of
prefabricated components, likely methods to be used,
working clearances.
50. Implications for Education of Design
Engineers
Shift in mindset
Holistic view
Exposure to SbD fundamentals
Training in system-specific SbD
opportunities
Engineering course-specific SbD modules
51. Implications for Contracting
New contract terms needed
Design-Bid-Build typically hinders
collaboration during design
Design-Build and Design+Negotiated
construction better facilitate collaboration
52. Implications for Use of Information
Technology
IT represents efficient means for providing
designers with information needed to
perform SbD
Manufacturers must make SbD
information available
All entities will need IT to facilitate
communication, collaboration, integration
Editor's Notes
Need to acknowledge John Gambatese publication as source?
This graphic depicts the typical DfCS process. The key component of this process is the incorporation of site safety knowledge into design decisions. Ideally, site safety would be considered throughout the design process. It is recognized, however, that a limited number of progress reviews for safety may be more practical. The required site safety knowledge can be provided by one or more possible sources of such safety constructability expertise, including trade contractors, an in-house employee, or an outside consultant. In the future, perhaps state and federal OSHA employees may provide such expertise.
One question that sometimes is raised is whether the work product of a DfCS project looks different from that on standard projects. For now, the answer is “no.” That is, drawings and technical specifications on DfCS projects will likely at least initially look the same as typical documents, but they will reflect an inherently safer construction process. Eventually, it is hoped that construction documents resulting from a DfCS process will include safety enhancing details and notes that are not currently found on standard plans and specifications.
Americans generally consider themselves ahead of the rest of the world with regards to managing the safety of workers, but in designing for construction safety, the U.S. is lagging. Australia and several countries in Europe have had DfCS-related laws and/or initiatives for several years. The United Kingdom passed into law the Construction (Design and Management) Regulations (CDM), which became effective in 1995. Other European countries have since followed with similar regulations. The CDM regulations place requirements for addressing construction worker safety and health on design professionals. The crux of the CDM regulations affecting the design profession is that they place a duty on the designer to ensure that any design avoids unnecessary foreseeable risks to construction workers. Two specific examples from the CDM text are:
Designers shall “ensure that any design…includes among the design considerations adequate regard to the need (i) to avoid foreseeable risks to the healthy and safety of any person at work carrying out construction work….” and
“The design shall include “adequate information about any aspect of the project or structure or materials … which might affect the health and safety of any person at work carrying out construction work….”
The University of Wisconsin at Whitewater has developed a construction safety curriculum.
Martin Jung at Jacobs: Driven by EU operations but now corp. focus for value as part of “Beyond Zero” being marketed. Has Safety in Design intranet, with newsletters, checklists, contacts. He and safety personnel do review at 60% stage. Design engineers receiving 10 hour osha training.
Andy Peters at Parsons: PtD is mostly project based for clients such as DOE and USACE, but trying to make corp. wide. Their CEO challenged them to be the industry safety leader and Andy knows PtD is needed to take them to that level. Will roll out in April. They are seeing PtD required in RFPs, especially in Middle East.
Nancy Kralik at Fluor: Design engineers have been added to HSE groups. PtD being incorporated into checklists and processes, starting with maintainability issues and in fire protection, control systems.
Martin Reifschneider at Bechtel: Bechtel insists on doing nearly all structural steel tasks—design, detailing, sometimes erection—for control, efficiency and safety. Have developed own erection safety guidelines that overlap but exceed NEA/NISD guidelines, such as work platforms. Use of PtD hasn’t spread to other trades yet.
Southern Co: Developed project/equipment-specific and engineering discipline-specific checklists for maintenance that have grown to include construction safety. Safety and construction personnel required to be involved in several design stages. Engineers being trained in safety.
Intel: Has lifecycle safety checklist for all projects. Willing to make major footprint changes, as we saw by adding new floor.
Ellen Stewart at USACE: Intentions but progress limited by focus on completing revised EM 385. PtD and safety promotion to engineering and construction groups and 3 hours of training. She hopes to add anchorage points design to EM 385, processes.
The American Heritage® Science Dictionary defines trajectory as “The line or curve described by an object moving through space.” It is a deterministic concept, that is, it presumes the state of an object at any point in time reflects completely a set of antecedent causes. A classical problem in physics is to calculate the trajectory of a moving body, such as a projectile fired from a cannon. If one knows the initial velocity and direction of the projectile and environmental variables such as wind, one can calculate when and where the projectile will land. Social science constructs such as innovation have also been discussed as following trajectories (Dosi 1992, Toole 2001).
The concept of trajectories can also be applied to gain insights into how CHPtD may evolve. Using the analogy of a projectile, if we know the initial direction of the CHPtD projectile (that is, the underlying concept or goal), the initial velocity (the current publication rate and breadth of professional organizations promoting CHPtD), and the environmental conditions (the engineering design task and process, the construction task, and the structure of the EPC industry), we can better predict how CHPtD may evolve as it is diffused within the industry.
Another implication of the growth of CHPtD is that design professionals will need to become better information gatherers and communicators on project-related information that they currently do not sufficiently address. This change matches well with the vision of civil engineers as “master innovators and integrators” in the Vision 2025, which was recently communicated by the American Society of 2025 (ASCE 2007). Project information needs includes site utility data from owners and municipalities, technical data on prefabricated components, and trade-specific safety input from contractors. For example, designers will need to establish procedures for communicating with prefabricators before projects are awarded in order to ensure their designs lend themselves to prefabrication whenever possible. These necessary capabilities point at the need for designers to embrace and invest in innovation, particularly information technologies. Owner clients will need to play a role in facilitating this project collaboration by allowing alternative delivery methods that are more conducive to collaboration than is the traditional design-bid-build method. Contractors on design-bid-build projects are typically not chosen until well after design is completed, which is why the needed communication about hazards between designers and builders cannot occur. Owner clients also need to facilitate collaboration by budgeting for project information technology infrastructures that promote efficient collaboration and integration.