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PREVIEW
Guidelines on
Developing Eco-efficient and Sustainable Urban Infrastructure
in Asia and Latin America
Are We Building Competitive and Liveable Cities?
The guidelines ‘Competitive and Liveable Cities: Developing Eco-effi-
cient and Sustainable Urban Infrastructure in Asia and Latin America’
have been developed by the United Nations Economic and Social
Commission for Asia and the Pacific (ESCAP), the United Nations
Economic Commission for Latin America and the Caribbean (ECLAC),
in partnership with the Urban Design Lab (UDL), the Earth Institute, at
Columbia University in the City of New York, in the context of the project
‘Eco-efficient and Sustainable Urban Infrastructure in Asia and Latin America’.
The project has been implemented by ESCAP and ECLAC in partnership
with the United Nations Human Settlements Programme (UN-HABITAT).
The objective of the project is to promote the application of eco-efficiency
principles and criteria to urban infrastructure development as a basis
for enhancing sustainability and for expanding financing opportunities.
Activities included research, expert group meetings, case studies and pilot
projects.
The designations employed and the presentation of the material in this publication do not
imply the expression of any opinion whatsoever on the part of the Secretariat of the United
Nations concerning the legal status of any country, territory, city or area, or its authori-
ties, or conerning the delimitation of its frontiers or boundaries. The content and views
expressed in this publication are those of the authors and not necessarily reflect the views
or policies, or carry the endorsement of any of the co-publishing organizations. Reference to
a commercial entity or product in this publication does not imply endorsement.
The co-publishing organizations do not guarantee the accuracy of the data included in this
publication and accept no responsibility for any consequence of their use. This publication
has been issues without formal editing.
Reproduction and dissemination of material in this publication for educational or non-com-
mercial purposes are encouraged, with proper acknowledgement of the source. Reproduc-
tion of material in this, or associated information products for sale or for other commercial
purposes, including publicity and advertising is prohibited without the written permission
of the copyrightholders. Applications for such permission, with a statement of purpose and
extent of reproduction, should be addressed to the Director, Environment and Develop-
ment Division, United Nations, ESCAP.
Cities in Asia-Pacific are already suffering from severe environmental prob-
lems such as air pollution, traffic congestion or waste, while the basic needs of
millions of urban citizens are yet to be met. The unprecedented urbanization
of the region poses an even greater challenge for providing adequate hous-
ing, energy, water, sanitation and mobility to all. Eco-efficiency principles and
criteria can help realize the necessary win-win approaches to environment
and development.
‘The unprecedented scale of our global urbanization requires unprecedented
global attention to the design of our cities; to consider not only their physical
form and function, but also the enabling factors underlying long-term com-
petitiveness and environmental sustainability. Our timing is crucial with no
time to lose.’
Publication production team:
ESCAP: Lorenzo Santucci, Joris Oele
ECLAC: Ricardo Jordan, Beatriz Valenzuela
UDL, Earth Institute at Columbia University: Morana M. Stipisic
This publication was printed on 60% recycled fibres and 40% FSC certified fibres, using
soy-based ink.
‘Patterns of infrastructure development determine environmental sustain-
ability of economic growth. In turn, eco-efficiency is a key criterion for the
development of sustainable infrastructure, and therefore a key objective in
developing, planning and building more sustainable cities. Public and private
investments in eco-efficient infrastructure in Latin America and the Caribbean
are key for mitigation and adaptation to climate change impacts.’
Rae Kwon Chung,
Director, Environment and Development Division,
United Nations Economic and Social Commission for Asia and the Pacific
(UN-ESCAP)
Joseluis Samaniego,
Director, Sustainable Development and Human Settlements Division,
United Nations Economic Commission for Latin America and the Caribbean
(UN-ECLAC)
Richard Plunz,
Director, Urban Design Lab,
Earth Institute at Columbia University in the City of New York
(UDL)
Developing Eco-efficient and Sustainable Urban
Infrastructure in Asia and Latin America
Are We Building Competitive and Liveable Cities?
page 3page 2 DevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummaryDevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummary
70%
30%
45 million
20%
80%
rural urban%200%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
80%
4 million20 x 12 x
In 2030, about 2.6 bil-
lion people will live in
cities in Asia-Pacific2
.
This growth is equiva-
lent to adding an entire
new city of 4 million
people, such as Singa-
pore3
, every month for
the next 20 years.
In Latin America 80%
of people live in urban
areas. This figure will
grow to 85% by 20301
.
Approximately 30% of
urban residents in Asia-
Pacific live in slums4
,
without basic services.
The number of people
living in urban slums in
India5
now exceeds the
entire population of
the Philippines6
.
In Brazil 45 million peo-
ple live in urban slums7
.
This is almost 3 times
the entire population
of Chile8
.
New city like Singapore every month for 20 years
80% of people in Latin America live in cities
30% of citizens in Asia live in slums
45 million people in Brazil live in slums
CITIES
OF HOPE,
CITIES OF
DESPAIR
Urbanization:
Towards a Global City
Social Issues:
Urbanization of
poverty
Why do we need inclusive and sustainable urban
development?
page 5page 4 DevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummaryDevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummary
?
75%75%
Cities occupy 3% of the
Earth’s land surface,
house half of the hu-
man population, use
75% of the resources9
,
and account for ap-
proximately 2/3 of all
used energy and green-
house gas emissions10
.
The Ecological Foot-
print measures how
much of the Earth
or how many planet
Earths it would take
to regenerate the re-
sources we use and
to absorb the waste
we produce. In 1990,
our humanity started
demanding more than
one planet Earth to
support our current
lifestyle11
.
Carrying capacity is de-
fined as the maximum
population that can
survive indefinitely in
a given environment.
It depends on the avail-
able resources and the
consumption habits.12
.
In Asia-Pacific over 80%
of the region’s GDP is
produced in cities and
towns16
. Bangkok alone
accounts for 38% of
Thailand’s GDP17
.
Infrastructure invest-
ment requirements in
Latin America and the
Caribbean are estimat-
ed at 3% of the region’s
annual GDP15
.
The GDP of Buenos
Aires outsizes some of
the region’s national
GDPs like those of Uru-
guay and Paraguay18
.
Infrastructure invest-
ment in Asia-Pacific
must reach an esti-
mated US$ 10 trillion
over the next 10 years
to keep up with its
consumption and con-
struction needs13
. This
enormous investment
requirement is compa-
rable with two times
the whole Latin Amer-
ica and the Caribbean
region’s yearly GDP14
.
Asia needs US$ 10 trillion over 10 yrs for infrastructure
LAC needs 3% of annual GDP for infrastructure
80% of Asia’s GDP is produced by the cities
GDP of Buenos Aires is larger than GDP of Paraguay
Cities use 75% of the Earth resources
We need more than one planet Earth
CITY
ECONOMIES
ECOLOGICAL
FOOTPRINT
Environment:
Enormous Footprint
Finance:
Need for Investment
Economic Issues:
Engines of growth
page 7page 6 DevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummaryDevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummary
?
?
?
Traffic congestion: Sign of economic growth or low competitiveness?
Building construction: Good investment or long-term cost burden?
Business as usual: Eco-efficient and sustainable
urban development:
Choices made today will determine the competitiveness, quality of life and
environmental sustainability of cities for decades to come.
Cities in Asia and Latin America are at a crossroads in developing and expand-
ing infrastructure in support of fast economic growth and rapid urbanization.
Infrastructure has key implications for urban development.
It is difficult and costly to modify. Once built, it locks cities into specific con-
sumption patterns for decades. Constructing, operating and maintaining in-
frastructure is resource intensive: taking up energy, water, materials and land
thereby causing major environmental impacts.
leads to:
• Cities for cars
• More traffic congestion
• More pollution
• Health problems
• High energy bills
• Higher costs on the long run
• Less competitiveness
• Less jobs
• Decreased quality of life
leads to:
• Cities for people
• Fast, safe, affordable transportation
• Vibrant streets and green areas
• Clean and healthy environment
• Lower energy bills
• More value for money
• Attraction of foreign investment
• More jobs
• Increased quality of life
CHOOSING
OUR
FUTURE
SHAPING
OUR
CITIES
Along their life-cycle,
buildings alone are es-
timated to consume up
to 40% of all energy use
and cause up to 30% of
GHG emissions21
.
Traffic congestion costs
can be as high as 10%
of a city’s GDP19
.
Traffic congestion in
Bangkok is responsible
for 2.1% loss of the
whole country’s GDP20
.
Traffic congestion in
Lima, Peru contributes
to the loss of approxi-
mately 10% of GDP or
US$ 6,240 million every
year19
.
Cities will grow. There is
no question about that.
How we build them,
though, is up to us.
Are traffic congestion and high energy costs eating
up your competitiveness?
Cities are at a crossroad
page 9page 8 DevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummaryDevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummary
ur
ban infrastructu
re
eco-ef
ficient and sust
ainable
input:
water
economic
return
goods and
services employment
quality
of life
water
pollution
waste
disposal
impact on
biodiversity
emissions
land
energy
raw
materials
less
output:
m
ore
less
reduceconsumptionofresources
increase
valueforsociety
reduce
impactonnature
Enviro
nmental Sustain
ability
Competitiveness
$
Quality of Life
$
Eco-efficiency
EE =
Economic and
Social Value
Environmental
Impact
Principles of eco-efficient and sustainable urban development:
• Maximize quality of life
• Maximize competitiveness
• Maximize environmental sustainability
Eco-efficiency is expressed as the creation of more value with fewer resources
and less impact, or doing more with less.
Eco-efficiency is a management philosophy which encourages municipalities
and businesses to seek for environmental improvements that generate con-
sorted social as well as economic benefits. It promotes innovation, growth
and competitiveness while protecting our environment22
.
The quality of life of our citizens as well as competitiveness and environ-
mental sustainability of cities depend on the efficiency of this ‘urban me-
tabolism’.
People dwell in cities to have access to jobs, education, health, goods and ser-
vices. Resources like raw materials, land, water and energy are the inputs re-
quired to deliver these goods and services that present a value for the society,
while producing waste and emissions in the process.
MORE
WITH LESS
URBAN
METABOLISM
These principles are not
in conflict, but can re-
inforce each other. The
concept of eco-efficiency
seeks to develop syner-
gies, rather than just bal-
ance trade-offs.
ECO-EFFICIENCY‘A moral point of view
is compatible with ef-
ficiency’
Antanas Mockus,
former mayor of Bogotá
Reducing the consump-
tion of resources and
the impact on nature
is critical for achieving
sustainable develop-
ment with increased
value for society.
Cities as living organisms Eco-efficiency:
a driver for competitiveness and liveability
page 11page 10 DevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummaryDevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummary
Roads are congested
• Why not build more roads or flyovers?
Expanding roads has proven to be ineffective and even counter-productive in
easing congestion as it attracts an even higher volume of cars.
Waste is increasing
• Why not plan more landfills?
Landfills bury waste that could be recycled or reused, contaminates ground
water, releases greenhouse gases, and uses up valuable land.
Water demand is growing
• Why not utilize more fresh water reserves?
Waste water treatment and reuse can greatly enhance water supply, as well
as reducing contamination.
Energy demand is growing
• Why not build new power plants?
Building new power plants is much more expensive than reducing demand
and, in many cases, using renewables on the long run.
Roads are congested
• Build the city for people, not cars. Develop walkable and
bikeable cities and invest in public transport.
Waste is increasing
• Invest in Reduce, Reuse, Recycle (3R) measures.
Water demand is growing
• Invest in wastewater treatment and rainwater harvesting.
Energy demand is growing
• Invest in energy efficiency and conservation.
Guidance on choosing and prioritizing appropriate policies and policy instru-
ments will be further elaborated and provided in the complete publication of
the Guidelines for Developing Eco-efficient and Sustainable Urban Infrastruc-
ture in Asia and Latin America.
WHAT
DOES
WORK
WHAT
DOES NOT
WORK
‘Trying to solve traf-
fic problems by build-
ing bigger roads is like
puting out a fire with
gasoline’
Enrique Peñalosa,
former mayor of Bogotá
Counter-intuitive examples of bad policies: Focus on the basics:
page 13page 12 DevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummaryDevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummary
$
$
$
$
$
2. Link sectors and actors page 17
Integrate across sectors and between institutions.
3. Recognize the multiple values of natural resources page 19
Take a life-cycle approach and consider all values (monetary and not) of
natural resources and the environment.
1. Lead the change page 15
Drive the change you wish to see in the city. Put sustainable infrastruc-
ture on top of your agenda.
Eco-efficiency can be used as a driver to promote win-win solutions that maxi-
mize competitiveness, quality of life and environmental sustainability. In or-
der to guarantee eco-efficient outcomes, the following strategic principles are
critical.
5. Build the city for the people together with its people page 23
Sustainable outcomes can be achieved only through broad-based par-
ticipation.
4. Turn ‘green’ into a business opportunity page 21
Build the business case for eco-efficient solutions.
STRATEGIC
PRINCIPLES
STRATEGIC
PRINCIPLES
‘There is no ideal sys-
tem except integration.’
Jaime Lerner,
former mayor of Curitiba
‘A good city is a good
social event. What
interests people the
most are other people.
Build cities for the peo-
ple.’
Jan Gehl, architect
‘The concept of incen-
tivizing clean energy so
that it’s the cheaper,
more effective kind of
energy is one that is
proven to work and
is actually a market-
based approach.’
Barack Obama
‘You must be the
change you wish to see
in the world.’
Mahatma Gandhi
A new way to build competitive and liveable cities:
page 15page 14 DevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummaryDevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummary
Seoul, Republic of Korea
Cheongye-Cheong Canal
The historic waterway had to make
place for an elevated expressway. In
2003, however, Seoul City embarked
upon the restoration of the 5.8 ki-
lometer waterway by peeling back
pavement to make this public space
thoroughfare a part of the citywide
eco-friendly initiative.
Curitiba, Brasil
URBS Rapid Bus System
Off-board fare collection, along with the bus lane, is the key innovative
strategy in ‘Metronizing’ the Bus Transit System and is making it in deed
rapid.
The most important element in urban planning was a linear growth pattern,
which served to protect both density and green public spaces. A combina-
tion of land-use zoning and public transport development led to a decrease
of traffic in the city centre and the development of services, housing, and
industries along vertical axes.
Being the one to walk the unpaved road towards changing your city’s future
requires courage because of potential initial resistance from a number of
stakeholders who doubt the benefits of the new intervention. Experiences
such as those in Seoul, Republic of Korea and Curitiba, Brazil however, show
that in spite of initial resistance, sustainable infrastructure development proj-
ects can be very successful, not only in eco-efficiency and sustainability out-
comes, but also in increasing the popularity of the mayor or politician pushing
the agenda.
Lee Myung Bak
The President of the Republic of Korea
Jaime Lerner
Three Times Mayor, Two Times Governor, Architect, Planner
Curitiba, Brasil
Lee Myung Bak, President of the Republic of Korea, started his political career
as mayor of Seoul in 2002. Mr. Lee owes much of his electoral victory to two
large-scale sustainable urban development projects he successfully complet-
ed as the mayor of Seoul: the restoration of the Cheonggyecheon waterway
and the reformation of the public transportation system in Seoul. These sus-
tainable infrastructure initiatives immediately made Mr. Lee, a top Presiden-
tial contender.
Following his three mayoral terms, Jaime Lerner won election twice as gover-
nor of Paraná State after which he retired from his political career to devote
himself to the practice of architecture, planning and worldwide lecturing on
sustainable urban design. Among many sustainable initiatives that Mr. Lern-
er initiated the ‘Metronizing’ Rapid Bus System stands out as an example of
a successful practice that made many cities follow. Mr. Lerner is a visionary
leader and a strong advocate of the livable city designed for people.
THE POWER
OF
LEADERS
STRATEGIC
PRINCIPLE
1
‘When the best lead-
er’s work is done, the
people say: We did it
ourselves!’’
Lao Tzu, Chinese Taoist
Philosopher
Lead the change
page 17page 16 DevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummaryDevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummary
Dynamics of
Urban Infrastructure
Com
m
unications
Infrastructure
Blue/Green
Infrastructure
Transportation
Infrastructure
Sewage
Infrastructure
Water
Infrastructure
WasteInfrastructure
Energy
Infrastructure
Ulsan, Republic of Korea
Eco-Industrial-Park (EIP)
The Eco-Industrial-Park in Ulsan
demonstrates that eco-efficiency is a
key driver for local business commu-
nities as it can help them to produce
better goods and services while
using fewer resources and gener-
ating less environmental impact;
synergies (cooperation) between
these companies have resulted in
increased efficiency of resource use
(in information, materials, water,
energy, infrastructure and natural
habitat) and less pollution. In case
of Yoosung Company and Hankook
Paper for instance, the investment
to exchange steam, produced from
waste, had a payback time of less
than half a year.
A decisive point was the cooperative
network, supported by the national
government.
An Eco-industrial Park (EIP)
is a community of businesses that
cooperate with each other and with
the local community to efficiently
share resources (information, ma-
terials, water, energy, infrastructure
and natural habitat), leading to eco-
nomic gains, gains in environmental
quality, and equitable enhancement
of human resources for the business
and local community.
Cities need initiatives that not only focus on the physical element of infrastructure
butalsomeasuresthatpromoteagoodlifeandeconomicdevelopment.Providing
asolutiontothisneedcanonlybedonebybreakingawayfromseparatedsystems
in thinking, infrastructures and policies, and start to identify win-win solutions.
Most gains in eco-efficiency can be made by finding integrated solutions among
sectors such as transport and land-use planning. Horizontal integration among
sectors is needed to identify the cross-cutting issues and potential synergies. Ver-
tical integration between local and regional governmental agencies, the private
sector and citizens is needed to develop policies and strategies that benefit all.
What does it mean for the city and its people?
• More competitive and liveable through environmental sustainability
• Attractive, vibrant and healthy living areas
URBAN
SYNERGIES
STRATEGIC
PRINCIPLE
2
An integrated and sus-
tainable approach to
urban development en-
ables cities to respond
to current challenges
of urban expansion, re-
source depletion, qual-
ity of life and increased
competitiveness.
‘If you don’t under-
stand the structure
of the city, it is dif-
ficult to work on it.’
Jaime Lerner,
former mayor of Curitiba
Link sectors and actors
page 19page 18 DevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummaryDevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummary
Singapore
Active, Beautiful and Clean
Waters Programme:
‘Water for All: Conserve, Value, Enjoy’
• Shift from cost to value
• Shift from economic necessity to
social relevance
• Shift from mono-use to multi-
functionality
Bogotá, Colombia
Transmillenio Rapid Bus
combined with walkable and green
areas. Enrique Peñalosa won prizes
for his efforts related to transporta-
tion, land use and housing for the
poor, pollution abatement, and the
critical need for public spaces, and
their environmental benefits and
overall contributions to the quality
of life
Natural resources, such as water or primary energy sources, need to be con-
sidered not only in terms of their direct market price, but more importantly
as systems that deliver services to people. Therefore, do not only consider
monetary costs, but also non-monetary values of the environment for people,
as they can become a driver for increasing quality of life and economic com-
petitiveness.
The case of Singapore shows a re-orientation of policy and thinking. From
the historically grounded engineering approach that regards infrastructure re-
sources as an economic good, the approach now embraces many of the prin-
ciples of eco-efficiency by looking at water as a means to improve the quality
of life of people and the attractiveness of the city as a whole; water infrastruc-
ture management has been integrated as part of the planning and design of
the city, so that the local community can begin to embrace its waterways as
attractive and positive features in the urban landscape.
The case of Bogota, Colombia shows that cities can be reborn by redesigning
them not primarily on economic principles of profit, but on those of social
equity and quality of life. Achievements included:
• Installation of a new form of urban management with a focus on principles
and strategies of the sustainability
• Introduction of the TransMilenio - a Bus Rapid Transit System currently
among the biggest in the world
• Sidewalks improvement initiative
• Renovation of some of the most important avenues of the city
• Construction of the most extensive network of bike paths in Latin America
• Improvement of the existing city parks and the construction of several new ones
• Substantial improvements of infrastructure in the slums of Bogotá
What does it mean for the city and its people?
• Local people, as well as international business will embrace the city because
of its aesthetic, healthy and dynamic living and work environments. The city
will become a place to not only live and work but also enjoy life to the fullest.
VALUES
FOR
SOCIETY
STRATEGIC
PRINCIPLE
3
Developing infrastruc-
ture is not an objec-
tive itself. It’s purpose
is to improve the
lives of the citizens.
Recognize the multiple values of natural resources
page 21page 20 DevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummaryDevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummary
$
$
Dushanbe
Public buildings in Dushanbe are
subject to high levels of energy
losses due to the poor thermal insu-
lation and heating systems. Energy
consumption could be reduced by an
estimated 30-50% through energy
efficiency measures. 9 storey build-
ings (360 units) can provide savings
up to 44,7 million kWh of energy
per year, which is equivalent to US$
900,000. The payback time of ther-
mal insulation for wall structures is
4 years while its lifetime is over 20
years, making such an investment a
clear business opportunity.
Current infrastructure approaches are biased towards unsustainable ap-
proaches as environmental and social costs and benefits, not transmitted
through prices, are not taken into account in business cases. Governments,
both national and local, need to include externalities (both costs and benefits)
into decision-making and build the business case for eco-efficient and sustain-
able infrastructure development.
Developing parks and green spaces for instance, holds social benefits for users
and people living around them, but also overall benefits in economic terms.
Parks counter the urban heat effect, which results not only in improving liv-
ing conditions for people, but also lowering their energy bills because of its
direct effect on energy consumption of buildings. Urban greening projects
can increase the value of land around them. Therefore, cities can potentially
earn more money by planning a park surrounded by buildings instead of solely
buildings in the same space.
Resource efficient buildings also show win-win outcomes: if we don’t take into
account the life-cycle costs and impacts of buildings, but only the initial con-
struction costs, we will end up paying (external) costs for about 40 years: high
energy bills, inefficient and costly management, maintenance and demolition.
Moreover, we will miss out on the benefits: affordable, comfortable, attractive
and environmental sustainable housing.
Building the business case for eco-efficient infrastructure requires a mix of
policy instruments such as regulations, economic and fiscal instruments, as
well as voluntary agreements with the private sector.
The guidelines will provide detailed information on how and when to apply
such policy instruments, and how to identify and prioritize specific policies.
GREEN
AND
PROFITABLE
STRATEGIC
PRINCIPLE
4
To make an impact on
society, eco-efficiency
must go beyond sim-
ply improving existing
processes. It must also
involve changing exist-
ing processes, creat-
ing new policies and
changing or influenc-
ing markets with new
ideas and rules22
.
Turn ‘green’ into a business opportunity
page 23page 22 DevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummaryDevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummary
Surabaya, Indonesia
ComprehensiveKampungImprovement
-Improved1.2millionpeople’sliving
environmentspreadover3,008ha
-220kmfootpathsandroads
-93kmdrainsandculverts
-56kmwaterpipes
- 86 public bathing, washing and toilet
facilities
-improvedsolidwastecollection
- constructed elementary schools and
publichealthcenters23
Metro Manila, Philippines
PPP Public-private partnership for
watersupplyandsanitationservices
This case illustrates that all actors -
private investors, the local govern-
ment, and citizens - can benefit from
public private partnership (PPP)
projects. Well managed, the PPP in
Metro Manila helped to helped ex-
tend water access to low-income
communities23
.
While strong leadership is required to steer the process, broad-based partici-
pation in planning and developing infrastructure is essential in order to guar-
antee win-win outcomes and the overall sustainability of solutions.
We can improve the lives of people by allowing them to design their own
environment. It is increasingly recognized that the involvement of local com-
munities in designing and building a liveable local environment form the main
building blocks towards truly sustainable cities. Focus should be put on es-
tablishing affordable access to services and job creation through social links,
grouping of efforts and the search for solutions based on local ideas, circum-
stances and needs.
The case of Surabaya, Indonesia, shows that community-based mobilization
of resources and implementation activities is very effective while dealing with
low-income group problems. A sense of ownership, especially through the
creation of independent institutions in communities, helped to make the city
inclusive, responsible and credible. Although this programme made up a fifth
of the total city development budget, it served almost two thirds of the popu-
lation, mostly low-income groups.
The planning and implementation of public private partnerships contracts
have showed to be pitfalls in many cases around the world. However, the case
of Manila, the Philippines shows that political will, experienced advisers and
good public relations can push and speed up the process of designing, plan-
ning and implementation, making private sector participation in urban infra-
structure for low-income groups feasible.
What does it mean for the city and its people?
• Feeling of ownership and belonging: the power to change things for yourself
and the local environment
• Faster and more appropriate and efficient infrastructure development
CITY
FOR THE
PEOPLE
STRATEGIC
PRINCIPLE
5
Public Private Partner-
ships (PPPs) need to
focus on increasing
the local responsibili-
ties and attracting the
private sector through
transparency of plan-
ning and budgets.
Build the city for the people together with its people
page 25page 24 DevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummaryDevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummary
The need for inclusive and sustainable cities
Cities are fast growing concentrations of people, economic growth, develop-
ment and poverty and enormous footprints calling for investments to keep up
with consumption needs.
Infrastructure has key implications for urban development
Constructing, maintaining and operating infrastructure is very resource inten-
sive and once built, infrastructures lock cities into specific consumption pat-
terns for decades. Choices made today will determine the competitiveness,
quality of life and sustainability of cities for decades to come.
Eco-efficiency: a driver for competitiveness and liveability
Doing more with less means maximizing the quality of life, competitiveness
and environmental sustainability of cities.
A new way to build competitive and liveable cities
By initiating change, linking sectors and actors and identifying the multiple
values of natural resources, we can turn green into a business opportunity
and start to (re)build infrastructure which will be embraced by people, the
city, the planet and our shared future.
The guidelines
By reflecting on the key principles and criteria of eco-efficiency in detail, by
giving best practice examples and by paving the path forward, the guidelines
will provide crucial lessons and steering in developing infrastructure and cities
in a sustainable way. With tools and methods to apply eco-efficiency prin-
ciples to infrastructure development, you will be able to prioritize appropriate
policies and interventions and develop strategies and plans for implementa-
tion. The guidelines will inform and guide inspired politicians and planners
who believe that cities are crucial in improving the quality of our lives.
WIN-WIN
SOLUTION
Keep the holistic view:
think globally, act
locally!
Towards eco-efficient and sustainable cities
page 27page 26 DevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummaryDevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummary
1
Percentage of people living in urban areas in Latin America in 2030: 84.87%. United Nations (2009) World Urbaniza-
tion Prospect, the 2009 Revision Online: esa.un.org/unpd/wup/index.htm (visited 19-10-2010)
2
Number of people living in urban areas in Asia in 2030: 2,598,358. United Nations (2009) World Urbanization Pros-
pect, the 2009 Revision. Online: esa.un.org/unpd/wup/index.htm (visited 19-10-2010)
3
Number of people living in Singapore in 2004: 4,238,300. United Nations Data.
Online: data.un.org/Data.aspx?q=slums&d=MDG&f=seriesRowID:711 (visited 19-10-2010)
4
Percentage of urban pupulation living in slums in Asia-Pacific in 2010: Eastern Asia: 28.2%; South Asia: 35%; South-
East Asia: 31%; West Asia: 24.6%; Oceania: 24.1%. UN-HABITAT (2010). State of the world’s cities 2010/2011. Bridging
the urban devide.
5
Number of people living in urban slums in India in 2007: 109,501,151. United Nations Data.
Online: data.un.org/Data.aspx?q=slums&d=MDG&f=seriesRowID:711 (visited 19-10-2010)
6
Population of the Philippines in 2008: 93,617. United Nations Data.
Online: data.un.org/Data.aspx?q=slums&d=MDG&f=seriesRowID:711 (visited 19-10-2010)
7
Number of people living in urban slums in Brazil in 2007 45,707,606. United Nations Data.
Online: data.un.org/Data.aspx?q=slums&d=MDG&f=seriesRowID:711 (visited 19-10-2010)
8
Population of Chile in 2008: 17,135. United Nations Data.
Online: data.un.org/Data.aspx?q=slums&d=MDG&f=seriesRowID:711 (visited 19-10-2010)
9
Girardet (1995) Connections, Autumn. Online: www.ourplanet.com/aaas/pages/population06.html# (visited 19-10-2010)
10
World Energy Outlook Report (2008)
11
Global footprint network. Online: www.footprintnetwork.org/en/index.php/GFN/page/data_sources/ (visited 19-10-2010)
12
The Sustainable Scale Project: Online: www.sustainablescale.org
13
UN-Habitat (2010). The state of Asian cities 2010/2011
14
Latin America and the Caribbean GDP in millions of US dollars: 3,949,249. An estimate for 2009 produced by the
International Monetary Fund in April 2010.
15
ADB Infrastructure funding requirements.
Online: www.adb.org/Documents/Books/Infrastructure-Operations/chap04.pdf (visited 19-10-2010)
16
UN-Habitat (2010). The state of Asian cities 2010/2011
17
UNEP (2010). Online: www.unep.org/civil-society/LinkClick.aspx?fileticket=5K38DQP4vg8%3D&tabid=2910&languag
e=en-US (visited 4-11-2010)
18
GDP in Millions of US dollars: Buenos Aires: 36,2; Uruguay: 31,511; Paraguay: 14,216. International Monetary fund 2009.
19
CTL (2000) Congreso de Transporte de Lima. Organizado por la Municipalidad de Lima
20
United Nations ESCAP (2007). Sustainable Infrastructure in Asia: Overview and Proceedings. Seoul Initiative Policy
Forum on Sustainable Infrastructure. Seoul, Korea, September 6–8, 2006.
Online: www.unescap.org/esd/publications/st/2448/Sustainable%20Infrastructure%20in%20Asia.pdf (visited 19-10-2010)
21
UNEP (2009, p 3) Buildings and Climate Change. Online: www.unep.org/sbci/pdfs/SBCI-BCCSummary.pdf (visited
19-10-2010)
22
WBCSD (2000) Creating more value with less impact. Online: www.wbcsd.org/web/publications (visited 4-11-2010)
23
Kitakyushu Initiative
Sourcesofquotesarenotreferenced.Wekindlyaskfortheunderstandingoftheauthors.
Carbon Footprint
is a measure of the impact our activities have on the environment, and in particular climate change. It relates to
the amount of greenhouse gases produced in our day-to-day lives through burning fossil fuels for electricity, heat-
ing and transportation etc. It is a measurement of all greenhouse gases we individually produce and has units of
tonnes (or kg) of carbon dioxide equivalent.
To calculate your carbon footprint, go to online: www.carbonfootprint.com/calculator.aspx (visited 4-11-2010)
Source: Carbon Footprint TM
. Online: www.carbonfootprint.com (visited 4-11-2010)
Carrying Capacity
can be defined as the maximal population size of a given species that an area can support without reducing its
ability to support the same species in the future. Specifically, it is a measure of the amount of renewable resources
in the environment in units of the number of organisms these resources can support.
Source: Roughgarden (1979)
Eco-efficiency
is defined as ‘the delivery of competitively-priced goods and services that satisfy human needs and bring quality
of life, while progressively reducing ecological impacts and resource intensity throughout the life-cycle to a level
at least in line with the earth’s estimated carrying capacity’.
Source: WBCSD (2000)
Ecological Footprint
is a measure of how much biologically productive land and water an individual, population or activity requires to
produce all the resources it consumes and to absorb the waste it generates using prevailing technology and re-
source management practices. Today humanity uses the equivalent of 1.5 planets to provide the resources we use
and absorb our waste. If everyone lived the lifestyle of the average American we would need 5 planets. Turning
resources into waste faster than waste can be turned back into resources puts us in global ecological overshoot,
depleting the very resources on which human life and biodiversity depend.
Source: Global Footprint Network. Online: www.footprintnetwork.org (visited 4-11-2010)
Eco-Industrial Park (EIP)
is a community of businesses that cooperate with each other and with the local community to efficiently share re-
sources (information, materials, water, energy, infrastructure and natural habitat), leading to economic gains, gains
in environmental quality, and equitable enhancement of human resources for the business and local community’
Source: Chertow: Uncovering Industrial Symbiosis (2007)
Life cycle analysis and thinking
implies that everyone in the whole chain of a product’s life cycle, from cradle to grave, has a responsibility and
a role to play, taking into account all relevant external effects. From the extraction of the raw material through
refining, manufacturing, use or consumption to its reuse, recycling or disposal, individuals must be aware of the
impact that this product has on the environment and try to reduce it as much as possible. The impacts of all life
cycle stages need to be considered when taking informed decisions on the production and
consumption patterns, policies and management strategies.
Source: UNEP (2003)
Sustainable Development
The Brundtland Report of the World Commission on Environment and Development defines sustainable develop-
ment as follows: ‘Humanity has the ability to make development sustainable – to ensure that it meets the needs
of the present without compromising the ability of future generations to meets their needs.’
Source: United Nations (1987)
Cover: Kibae Park, Joris Oele, Morana Stipisic, ESCAP/ Page 2: Kibae Park/ Page 6: Kibae Park/ Page 7: left - Fang-zhou
Zhou, right - Ulsan Metropolitan City/ Page 14: top - Stephanie Vacek, right - Morana Stipisic, bottom - Lina Faria/ Page
16: Ulsan Metropolitan City/ Page 18: top - Flaminia Maietti, middle right - Enrique Peñalosa, bottom - Public Utilities
Board (PUB) Singapore/ Page 20: top - Kibae Park, bottom - Ulsan Metropolitan City/ Page 22: top left - Kitakyushu
initiative, top right - Kibae Park, bottom - ESCAP, Page 24: Evert Doorn
Photographs
Endnotes and References Glossary
LIVEABLE CITY
$
E
CO-EFFICIENC
Y
Co
m
m u nicatio
ns
E nergy
Tr
ansportatio
n
O
pen S pace
W ater
S e w age
Solid Waste
Sustainable InfrastructureNetworks
SUSTAINABLE DEVELOPMENT
STRATEGIC PRINCIPLES
1
2
3
4
5
THE
PO
W
ER
O
F
LEADERS
URBANSYNERGIES
VALUESFORSOCIETY
GREENANDPROFITABLE
C
ITY
FO
R
TH
E
PEO
PLE
UN ESCAP - UN ECLAC - UDL EI CU

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Un sustainable infrastructure

  • 1. PREVIEW Guidelines on Developing Eco-efficient and Sustainable Urban Infrastructure in Asia and Latin America Are We Building Competitive and Liveable Cities?
  • 2. The guidelines ‘Competitive and Liveable Cities: Developing Eco-effi- cient and Sustainable Urban Infrastructure in Asia and Latin America’ have been developed by the United Nations Economic and Social Commission for Asia and the Pacific (ESCAP), the United Nations Economic Commission for Latin America and the Caribbean (ECLAC), in partnership with the Urban Design Lab (UDL), the Earth Institute, at Columbia University in the City of New York, in the context of the project ‘Eco-efficient and Sustainable Urban Infrastructure in Asia and Latin America’. The project has been implemented by ESCAP and ECLAC in partnership with the United Nations Human Settlements Programme (UN-HABITAT). The objective of the project is to promote the application of eco-efficiency principles and criteria to urban infrastructure development as a basis for enhancing sustainability and for expanding financing opportunities. Activities included research, expert group meetings, case studies and pilot projects. The designations employed and the presentation of the material in this publication do not imply the expression of any opinion whatsoever on the part of the Secretariat of the United Nations concerning the legal status of any country, territory, city or area, or its authori- ties, or conerning the delimitation of its frontiers or boundaries. The content and views expressed in this publication are those of the authors and not necessarily reflect the views or policies, or carry the endorsement of any of the co-publishing organizations. Reference to a commercial entity or product in this publication does not imply endorsement. The co-publishing organizations do not guarantee the accuracy of the data included in this publication and accept no responsibility for any consequence of their use. This publication has been issues without formal editing. Reproduction and dissemination of material in this publication for educational or non-com- mercial purposes are encouraged, with proper acknowledgement of the source. Reproduc- tion of material in this, or associated information products for sale or for other commercial purposes, including publicity and advertising is prohibited without the written permission of the copyrightholders. Applications for such permission, with a statement of purpose and extent of reproduction, should be addressed to the Director, Environment and Develop- ment Division, United Nations, ESCAP. Cities in Asia-Pacific are already suffering from severe environmental prob- lems such as air pollution, traffic congestion or waste, while the basic needs of millions of urban citizens are yet to be met. The unprecedented urbanization of the region poses an even greater challenge for providing adequate hous- ing, energy, water, sanitation and mobility to all. Eco-efficiency principles and criteria can help realize the necessary win-win approaches to environment and development. ‘The unprecedented scale of our global urbanization requires unprecedented global attention to the design of our cities; to consider not only their physical form and function, but also the enabling factors underlying long-term com- petitiveness and environmental sustainability. Our timing is crucial with no time to lose.’ Publication production team: ESCAP: Lorenzo Santucci, Joris Oele ECLAC: Ricardo Jordan, Beatriz Valenzuela UDL, Earth Institute at Columbia University: Morana M. Stipisic This publication was printed on 60% recycled fibres and 40% FSC certified fibres, using soy-based ink. ‘Patterns of infrastructure development determine environmental sustain- ability of economic growth. In turn, eco-efficiency is a key criterion for the development of sustainable infrastructure, and therefore a key objective in developing, planning and building more sustainable cities. Public and private investments in eco-efficient infrastructure in Latin America and the Caribbean are key for mitigation and adaptation to climate change impacts.’ Rae Kwon Chung, Director, Environment and Development Division, United Nations Economic and Social Commission for Asia and the Pacific (UN-ESCAP) Joseluis Samaniego, Director, Sustainable Development and Human Settlements Division, United Nations Economic Commission for Latin America and the Caribbean (UN-ECLAC) Richard Plunz, Director, Urban Design Lab, Earth Institute at Columbia University in the City of New York (UDL) Developing Eco-efficient and Sustainable Urban Infrastructure in Asia and Latin America Are We Building Competitive and Liveable Cities?
  • 3. page 3page 2 DevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummaryDevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummary 70% 30% 45 million 20% 80% rural urban%200%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% 80% 4 million20 x 12 x In 2030, about 2.6 bil- lion people will live in cities in Asia-Pacific2 . This growth is equiva- lent to adding an entire new city of 4 million people, such as Singa- pore3 , every month for the next 20 years. In Latin America 80% of people live in urban areas. This figure will grow to 85% by 20301 . Approximately 30% of urban residents in Asia- Pacific live in slums4 , without basic services. The number of people living in urban slums in India5 now exceeds the entire population of the Philippines6 . In Brazil 45 million peo- ple live in urban slums7 . This is almost 3 times the entire population of Chile8 . New city like Singapore every month for 20 years 80% of people in Latin America live in cities 30% of citizens in Asia live in slums 45 million people in Brazil live in slums CITIES OF HOPE, CITIES OF DESPAIR Urbanization: Towards a Global City Social Issues: Urbanization of poverty Why do we need inclusive and sustainable urban development?
  • 4. page 5page 4 DevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummaryDevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummary ? 75%75% Cities occupy 3% of the Earth’s land surface, house half of the hu- man population, use 75% of the resources9 , and account for ap- proximately 2/3 of all used energy and green- house gas emissions10 . The Ecological Foot- print measures how much of the Earth or how many planet Earths it would take to regenerate the re- sources we use and to absorb the waste we produce. In 1990, our humanity started demanding more than one planet Earth to support our current lifestyle11 . Carrying capacity is de- fined as the maximum population that can survive indefinitely in a given environment. It depends on the avail- able resources and the consumption habits.12 . In Asia-Pacific over 80% of the region’s GDP is produced in cities and towns16 . Bangkok alone accounts for 38% of Thailand’s GDP17 . Infrastructure invest- ment requirements in Latin America and the Caribbean are estimat- ed at 3% of the region’s annual GDP15 . The GDP of Buenos Aires outsizes some of the region’s national GDPs like those of Uru- guay and Paraguay18 . Infrastructure invest- ment in Asia-Pacific must reach an esti- mated US$ 10 trillion over the next 10 years to keep up with its consumption and con- struction needs13 . This enormous investment requirement is compa- rable with two times the whole Latin Amer- ica and the Caribbean region’s yearly GDP14 . Asia needs US$ 10 trillion over 10 yrs for infrastructure LAC needs 3% of annual GDP for infrastructure 80% of Asia’s GDP is produced by the cities GDP of Buenos Aires is larger than GDP of Paraguay Cities use 75% of the Earth resources We need more than one planet Earth CITY ECONOMIES ECOLOGICAL FOOTPRINT Environment: Enormous Footprint Finance: Need for Investment Economic Issues: Engines of growth
  • 5. page 7page 6 DevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummaryDevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummary ? ? ? Traffic congestion: Sign of economic growth or low competitiveness? Building construction: Good investment or long-term cost burden? Business as usual: Eco-efficient and sustainable urban development: Choices made today will determine the competitiveness, quality of life and environmental sustainability of cities for decades to come. Cities in Asia and Latin America are at a crossroads in developing and expand- ing infrastructure in support of fast economic growth and rapid urbanization. Infrastructure has key implications for urban development. It is difficult and costly to modify. Once built, it locks cities into specific con- sumption patterns for decades. Constructing, operating and maintaining in- frastructure is resource intensive: taking up energy, water, materials and land thereby causing major environmental impacts. leads to: • Cities for cars • More traffic congestion • More pollution • Health problems • High energy bills • Higher costs on the long run • Less competitiveness • Less jobs • Decreased quality of life leads to: • Cities for people • Fast, safe, affordable transportation • Vibrant streets and green areas • Clean and healthy environment • Lower energy bills • More value for money • Attraction of foreign investment • More jobs • Increased quality of life CHOOSING OUR FUTURE SHAPING OUR CITIES Along their life-cycle, buildings alone are es- timated to consume up to 40% of all energy use and cause up to 30% of GHG emissions21 . Traffic congestion costs can be as high as 10% of a city’s GDP19 . Traffic congestion in Bangkok is responsible for 2.1% loss of the whole country’s GDP20 . Traffic congestion in Lima, Peru contributes to the loss of approxi- mately 10% of GDP or US$ 6,240 million every year19 . Cities will grow. There is no question about that. How we build them, though, is up to us. Are traffic congestion and high energy costs eating up your competitiveness? Cities are at a crossroad
  • 6. page 9page 8 DevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummaryDevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummary ur ban infrastructu re eco-ef ficient and sust ainable input: water economic return goods and services employment quality of life water pollution waste disposal impact on biodiversity emissions land energy raw materials less output: m ore less reduceconsumptionofresources increase valueforsociety reduce impactonnature Enviro nmental Sustain ability Competitiveness $ Quality of Life $ Eco-efficiency EE = Economic and Social Value Environmental Impact Principles of eco-efficient and sustainable urban development: • Maximize quality of life • Maximize competitiveness • Maximize environmental sustainability Eco-efficiency is expressed as the creation of more value with fewer resources and less impact, or doing more with less. Eco-efficiency is a management philosophy which encourages municipalities and businesses to seek for environmental improvements that generate con- sorted social as well as economic benefits. It promotes innovation, growth and competitiveness while protecting our environment22 . The quality of life of our citizens as well as competitiveness and environ- mental sustainability of cities depend on the efficiency of this ‘urban me- tabolism’. People dwell in cities to have access to jobs, education, health, goods and ser- vices. Resources like raw materials, land, water and energy are the inputs re- quired to deliver these goods and services that present a value for the society, while producing waste and emissions in the process. MORE WITH LESS URBAN METABOLISM These principles are not in conflict, but can re- inforce each other. The concept of eco-efficiency seeks to develop syner- gies, rather than just bal- ance trade-offs. ECO-EFFICIENCY‘A moral point of view is compatible with ef- ficiency’ Antanas Mockus, former mayor of Bogotá Reducing the consump- tion of resources and the impact on nature is critical for achieving sustainable develop- ment with increased value for society. Cities as living organisms Eco-efficiency: a driver for competitiveness and liveability
  • 7. page 11page 10 DevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummaryDevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummary Roads are congested • Why not build more roads or flyovers? Expanding roads has proven to be ineffective and even counter-productive in easing congestion as it attracts an even higher volume of cars. Waste is increasing • Why not plan more landfills? Landfills bury waste that could be recycled or reused, contaminates ground water, releases greenhouse gases, and uses up valuable land. Water demand is growing • Why not utilize more fresh water reserves? Waste water treatment and reuse can greatly enhance water supply, as well as reducing contamination. Energy demand is growing • Why not build new power plants? Building new power plants is much more expensive than reducing demand and, in many cases, using renewables on the long run. Roads are congested • Build the city for people, not cars. Develop walkable and bikeable cities and invest in public transport. Waste is increasing • Invest in Reduce, Reuse, Recycle (3R) measures. Water demand is growing • Invest in wastewater treatment and rainwater harvesting. Energy demand is growing • Invest in energy efficiency and conservation. Guidance on choosing and prioritizing appropriate policies and policy instru- ments will be further elaborated and provided in the complete publication of the Guidelines for Developing Eco-efficient and Sustainable Urban Infrastruc- ture in Asia and Latin America. WHAT DOES WORK WHAT DOES NOT WORK ‘Trying to solve traf- fic problems by build- ing bigger roads is like puting out a fire with gasoline’ Enrique Peñalosa, former mayor of Bogotá Counter-intuitive examples of bad policies: Focus on the basics:
  • 8. page 13page 12 DevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummaryDevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummary $ $ $ $ $ 2. Link sectors and actors page 17 Integrate across sectors and between institutions. 3. Recognize the multiple values of natural resources page 19 Take a life-cycle approach and consider all values (monetary and not) of natural resources and the environment. 1. Lead the change page 15 Drive the change you wish to see in the city. Put sustainable infrastruc- ture on top of your agenda. Eco-efficiency can be used as a driver to promote win-win solutions that maxi- mize competitiveness, quality of life and environmental sustainability. In or- der to guarantee eco-efficient outcomes, the following strategic principles are critical. 5. Build the city for the people together with its people page 23 Sustainable outcomes can be achieved only through broad-based par- ticipation. 4. Turn ‘green’ into a business opportunity page 21 Build the business case for eco-efficient solutions. STRATEGIC PRINCIPLES STRATEGIC PRINCIPLES ‘There is no ideal sys- tem except integration.’ Jaime Lerner, former mayor of Curitiba ‘A good city is a good social event. What interests people the most are other people. Build cities for the peo- ple.’ Jan Gehl, architect ‘The concept of incen- tivizing clean energy so that it’s the cheaper, more effective kind of energy is one that is proven to work and is actually a market- based approach.’ Barack Obama ‘You must be the change you wish to see in the world.’ Mahatma Gandhi A new way to build competitive and liveable cities:
  • 9. page 15page 14 DevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummaryDevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummary Seoul, Republic of Korea Cheongye-Cheong Canal The historic waterway had to make place for an elevated expressway. In 2003, however, Seoul City embarked upon the restoration of the 5.8 ki- lometer waterway by peeling back pavement to make this public space thoroughfare a part of the citywide eco-friendly initiative. Curitiba, Brasil URBS Rapid Bus System Off-board fare collection, along with the bus lane, is the key innovative strategy in ‘Metronizing’ the Bus Transit System and is making it in deed rapid. The most important element in urban planning was a linear growth pattern, which served to protect both density and green public spaces. A combina- tion of land-use zoning and public transport development led to a decrease of traffic in the city centre and the development of services, housing, and industries along vertical axes. Being the one to walk the unpaved road towards changing your city’s future requires courage because of potential initial resistance from a number of stakeholders who doubt the benefits of the new intervention. Experiences such as those in Seoul, Republic of Korea and Curitiba, Brazil however, show that in spite of initial resistance, sustainable infrastructure development proj- ects can be very successful, not only in eco-efficiency and sustainability out- comes, but also in increasing the popularity of the mayor or politician pushing the agenda. Lee Myung Bak The President of the Republic of Korea Jaime Lerner Three Times Mayor, Two Times Governor, Architect, Planner Curitiba, Brasil Lee Myung Bak, President of the Republic of Korea, started his political career as mayor of Seoul in 2002. Mr. Lee owes much of his electoral victory to two large-scale sustainable urban development projects he successfully complet- ed as the mayor of Seoul: the restoration of the Cheonggyecheon waterway and the reformation of the public transportation system in Seoul. These sus- tainable infrastructure initiatives immediately made Mr. Lee, a top Presiden- tial contender. Following his three mayoral terms, Jaime Lerner won election twice as gover- nor of Paraná State after which he retired from his political career to devote himself to the practice of architecture, planning and worldwide lecturing on sustainable urban design. Among many sustainable initiatives that Mr. Lern- er initiated the ‘Metronizing’ Rapid Bus System stands out as an example of a successful practice that made many cities follow. Mr. Lerner is a visionary leader and a strong advocate of the livable city designed for people. THE POWER OF LEADERS STRATEGIC PRINCIPLE 1 ‘When the best lead- er’s work is done, the people say: We did it ourselves!’’ Lao Tzu, Chinese Taoist Philosopher Lead the change
  • 10. page 17page 16 DevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummaryDevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummary Dynamics of Urban Infrastructure Com m unications Infrastructure Blue/Green Infrastructure Transportation Infrastructure Sewage Infrastructure Water Infrastructure WasteInfrastructure Energy Infrastructure Ulsan, Republic of Korea Eco-Industrial-Park (EIP) The Eco-Industrial-Park in Ulsan demonstrates that eco-efficiency is a key driver for local business commu- nities as it can help them to produce better goods and services while using fewer resources and gener- ating less environmental impact; synergies (cooperation) between these companies have resulted in increased efficiency of resource use (in information, materials, water, energy, infrastructure and natural habitat) and less pollution. In case of Yoosung Company and Hankook Paper for instance, the investment to exchange steam, produced from waste, had a payback time of less than half a year. A decisive point was the cooperative network, supported by the national government. An Eco-industrial Park (EIP) is a community of businesses that cooperate with each other and with the local community to efficiently share resources (information, ma- terials, water, energy, infrastructure and natural habitat), leading to eco- nomic gains, gains in environmental quality, and equitable enhancement of human resources for the business and local community. Cities need initiatives that not only focus on the physical element of infrastructure butalsomeasuresthatpromoteagoodlifeandeconomicdevelopment.Providing asolutiontothisneedcanonlybedonebybreakingawayfromseparatedsystems in thinking, infrastructures and policies, and start to identify win-win solutions. Most gains in eco-efficiency can be made by finding integrated solutions among sectors such as transport and land-use planning. Horizontal integration among sectors is needed to identify the cross-cutting issues and potential synergies. Ver- tical integration between local and regional governmental agencies, the private sector and citizens is needed to develop policies and strategies that benefit all. What does it mean for the city and its people? • More competitive and liveable through environmental sustainability • Attractive, vibrant and healthy living areas URBAN SYNERGIES STRATEGIC PRINCIPLE 2 An integrated and sus- tainable approach to urban development en- ables cities to respond to current challenges of urban expansion, re- source depletion, qual- ity of life and increased competitiveness. ‘If you don’t under- stand the structure of the city, it is dif- ficult to work on it.’ Jaime Lerner, former mayor of Curitiba Link sectors and actors
  • 11. page 19page 18 DevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummaryDevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummary Singapore Active, Beautiful and Clean Waters Programme: ‘Water for All: Conserve, Value, Enjoy’ • Shift from cost to value • Shift from economic necessity to social relevance • Shift from mono-use to multi- functionality Bogotá, Colombia Transmillenio Rapid Bus combined with walkable and green areas. Enrique Peñalosa won prizes for his efforts related to transporta- tion, land use and housing for the poor, pollution abatement, and the critical need for public spaces, and their environmental benefits and overall contributions to the quality of life Natural resources, such as water or primary energy sources, need to be con- sidered not only in terms of their direct market price, but more importantly as systems that deliver services to people. Therefore, do not only consider monetary costs, but also non-monetary values of the environment for people, as they can become a driver for increasing quality of life and economic com- petitiveness. The case of Singapore shows a re-orientation of policy and thinking. From the historically grounded engineering approach that regards infrastructure re- sources as an economic good, the approach now embraces many of the prin- ciples of eco-efficiency by looking at water as a means to improve the quality of life of people and the attractiveness of the city as a whole; water infrastruc- ture management has been integrated as part of the planning and design of the city, so that the local community can begin to embrace its waterways as attractive and positive features in the urban landscape. The case of Bogota, Colombia shows that cities can be reborn by redesigning them not primarily on economic principles of profit, but on those of social equity and quality of life. Achievements included: • Installation of a new form of urban management with a focus on principles and strategies of the sustainability • Introduction of the TransMilenio - a Bus Rapid Transit System currently among the biggest in the world • Sidewalks improvement initiative • Renovation of some of the most important avenues of the city • Construction of the most extensive network of bike paths in Latin America • Improvement of the existing city parks and the construction of several new ones • Substantial improvements of infrastructure in the slums of Bogotá What does it mean for the city and its people? • Local people, as well as international business will embrace the city because of its aesthetic, healthy and dynamic living and work environments. The city will become a place to not only live and work but also enjoy life to the fullest. VALUES FOR SOCIETY STRATEGIC PRINCIPLE 3 Developing infrastruc- ture is not an objec- tive itself. It’s purpose is to improve the lives of the citizens. Recognize the multiple values of natural resources
  • 12. page 21page 20 DevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummaryDevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummary $ $ Dushanbe Public buildings in Dushanbe are subject to high levels of energy losses due to the poor thermal insu- lation and heating systems. Energy consumption could be reduced by an estimated 30-50% through energy efficiency measures. 9 storey build- ings (360 units) can provide savings up to 44,7 million kWh of energy per year, which is equivalent to US$ 900,000. The payback time of ther- mal insulation for wall structures is 4 years while its lifetime is over 20 years, making such an investment a clear business opportunity. Current infrastructure approaches are biased towards unsustainable ap- proaches as environmental and social costs and benefits, not transmitted through prices, are not taken into account in business cases. Governments, both national and local, need to include externalities (both costs and benefits) into decision-making and build the business case for eco-efficient and sustain- able infrastructure development. Developing parks and green spaces for instance, holds social benefits for users and people living around them, but also overall benefits in economic terms. Parks counter the urban heat effect, which results not only in improving liv- ing conditions for people, but also lowering their energy bills because of its direct effect on energy consumption of buildings. Urban greening projects can increase the value of land around them. Therefore, cities can potentially earn more money by planning a park surrounded by buildings instead of solely buildings in the same space. Resource efficient buildings also show win-win outcomes: if we don’t take into account the life-cycle costs and impacts of buildings, but only the initial con- struction costs, we will end up paying (external) costs for about 40 years: high energy bills, inefficient and costly management, maintenance and demolition. Moreover, we will miss out on the benefits: affordable, comfortable, attractive and environmental sustainable housing. Building the business case for eco-efficient infrastructure requires a mix of policy instruments such as regulations, economic and fiscal instruments, as well as voluntary agreements with the private sector. The guidelines will provide detailed information on how and when to apply such policy instruments, and how to identify and prioritize specific policies. GREEN AND PROFITABLE STRATEGIC PRINCIPLE 4 To make an impact on society, eco-efficiency must go beyond sim- ply improving existing processes. It must also involve changing exist- ing processes, creat- ing new policies and changing or influenc- ing markets with new ideas and rules22 . Turn ‘green’ into a business opportunity
  • 13. page 23page 22 DevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummaryDevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummary Surabaya, Indonesia ComprehensiveKampungImprovement -Improved1.2millionpeople’sliving environmentspreadover3,008ha -220kmfootpathsandroads -93kmdrainsandculverts -56kmwaterpipes - 86 public bathing, washing and toilet facilities -improvedsolidwastecollection - constructed elementary schools and publichealthcenters23 Metro Manila, Philippines PPP Public-private partnership for watersupplyandsanitationservices This case illustrates that all actors - private investors, the local govern- ment, and citizens - can benefit from public private partnership (PPP) projects. Well managed, the PPP in Metro Manila helped to helped ex- tend water access to low-income communities23 . While strong leadership is required to steer the process, broad-based partici- pation in planning and developing infrastructure is essential in order to guar- antee win-win outcomes and the overall sustainability of solutions. We can improve the lives of people by allowing them to design their own environment. It is increasingly recognized that the involvement of local com- munities in designing and building a liveable local environment form the main building blocks towards truly sustainable cities. Focus should be put on es- tablishing affordable access to services and job creation through social links, grouping of efforts and the search for solutions based on local ideas, circum- stances and needs. The case of Surabaya, Indonesia, shows that community-based mobilization of resources and implementation activities is very effective while dealing with low-income group problems. A sense of ownership, especially through the creation of independent institutions in communities, helped to make the city inclusive, responsible and credible. Although this programme made up a fifth of the total city development budget, it served almost two thirds of the popu- lation, mostly low-income groups. The planning and implementation of public private partnerships contracts have showed to be pitfalls in many cases around the world. However, the case of Manila, the Philippines shows that political will, experienced advisers and good public relations can push and speed up the process of designing, plan- ning and implementation, making private sector participation in urban infra- structure for low-income groups feasible. What does it mean for the city and its people? • Feeling of ownership and belonging: the power to change things for yourself and the local environment • Faster and more appropriate and efficient infrastructure development CITY FOR THE PEOPLE STRATEGIC PRINCIPLE 5 Public Private Partner- ships (PPPs) need to focus on increasing the local responsibili- ties and attracting the private sector through transparency of plan- ning and budgets. Build the city for the people together with its people
  • 14. page 25page 24 DevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummaryDevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummary The need for inclusive and sustainable cities Cities are fast growing concentrations of people, economic growth, develop- ment and poverty and enormous footprints calling for investments to keep up with consumption needs. Infrastructure has key implications for urban development Constructing, maintaining and operating infrastructure is very resource inten- sive and once built, infrastructures lock cities into specific consumption pat- terns for decades. Choices made today will determine the competitiveness, quality of life and sustainability of cities for decades to come. Eco-efficiency: a driver for competitiveness and liveability Doing more with less means maximizing the quality of life, competitiveness and environmental sustainability of cities. A new way to build competitive and liveable cities By initiating change, linking sectors and actors and identifying the multiple values of natural resources, we can turn green into a business opportunity and start to (re)build infrastructure which will be embraced by people, the city, the planet and our shared future. The guidelines By reflecting on the key principles and criteria of eco-efficiency in detail, by giving best practice examples and by paving the path forward, the guidelines will provide crucial lessons and steering in developing infrastructure and cities in a sustainable way. With tools and methods to apply eco-efficiency prin- ciples to infrastructure development, you will be able to prioritize appropriate policies and interventions and develop strategies and plans for implementa- tion. The guidelines will inform and guide inspired politicians and planners who believe that cities are crucial in improving the quality of our lives. WIN-WIN SOLUTION Keep the holistic view: think globally, act locally! Towards eco-efficient and sustainable cities
  • 15. page 27page 26 DevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummaryDevelopingEco-efficientandSustainableUrbanInfrastructureinAsiaandLatinAmerica-ExecutiveSummary 1 Percentage of people living in urban areas in Latin America in 2030: 84.87%. United Nations (2009) World Urbaniza- tion Prospect, the 2009 Revision Online: esa.un.org/unpd/wup/index.htm (visited 19-10-2010) 2 Number of people living in urban areas in Asia in 2030: 2,598,358. United Nations (2009) World Urbanization Pros- pect, the 2009 Revision. Online: esa.un.org/unpd/wup/index.htm (visited 19-10-2010) 3 Number of people living in Singapore in 2004: 4,238,300. United Nations Data. Online: data.un.org/Data.aspx?q=slums&d=MDG&f=seriesRowID:711 (visited 19-10-2010) 4 Percentage of urban pupulation living in slums in Asia-Pacific in 2010: Eastern Asia: 28.2%; South Asia: 35%; South- East Asia: 31%; West Asia: 24.6%; Oceania: 24.1%. UN-HABITAT (2010). State of the world’s cities 2010/2011. Bridging the urban devide. 5 Number of people living in urban slums in India in 2007: 109,501,151. United Nations Data. Online: data.un.org/Data.aspx?q=slums&d=MDG&f=seriesRowID:711 (visited 19-10-2010) 6 Population of the Philippines in 2008: 93,617. United Nations Data. Online: data.un.org/Data.aspx?q=slums&d=MDG&f=seriesRowID:711 (visited 19-10-2010) 7 Number of people living in urban slums in Brazil in 2007 45,707,606. United Nations Data. Online: data.un.org/Data.aspx?q=slums&d=MDG&f=seriesRowID:711 (visited 19-10-2010) 8 Population of Chile in 2008: 17,135. United Nations Data. Online: data.un.org/Data.aspx?q=slums&d=MDG&f=seriesRowID:711 (visited 19-10-2010) 9 Girardet (1995) Connections, Autumn. Online: www.ourplanet.com/aaas/pages/population06.html# (visited 19-10-2010) 10 World Energy Outlook Report (2008) 11 Global footprint network. Online: www.footprintnetwork.org/en/index.php/GFN/page/data_sources/ (visited 19-10-2010) 12 The Sustainable Scale Project: Online: www.sustainablescale.org 13 UN-Habitat (2010). The state of Asian cities 2010/2011 14 Latin America and the Caribbean GDP in millions of US dollars: 3,949,249. An estimate for 2009 produced by the International Monetary Fund in April 2010. 15 ADB Infrastructure funding requirements. Online: www.adb.org/Documents/Books/Infrastructure-Operations/chap04.pdf (visited 19-10-2010) 16 UN-Habitat (2010). The state of Asian cities 2010/2011 17 UNEP (2010). Online: www.unep.org/civil-society/LinkClick.aspx?fileticket=5K38DQP4vg8%3D&tabid=2910&languag e=en-US (visited 4-11-2010) 18 GDP in Millions of US dollars: Buenos Aires: 36,2; Uruguay: 31,511; Paraguay: 14,216. International Monetary fund 2009. 19 CTL (2000) Congreso de Transporte de Lima. Organizado por la Municipalidad de Lima 20 United Nations ESCAP (2007). Sustainable Infrastructure in Asia: Overview and Proceedings. Seoul Initiative Policy Forum on Sustainable Infrastructure. Seoul, Korea, September 6–8, 2006. Online: www.unescap.org/esd/publications/st/2448/Sustainable%20Infrastructure%20in%20Asia.pdf (visited 19-10-2010) 21 UNEP (2009, p 3) Buildings and Climate Change. Online: www.unep.org/sbci/pdfs/SBCI-BCCSummary.pdf (visited 19-10-2010) 22 WBCSD (2000) Creating more value with less impact. Online: www.wbcsd.org/web/publications (visited 4-11-2010) 23 Kitakyushu Initiative Sourcesofquotesarenotreferenced.Wekindlyaskfortheunderstandingoftheauthors. Carbon Footprint is a measure of the impact our activities have on the environment, and in particular climate change. It relates to the amount of greenhouse gases produced in our day-to-day lives through burning fossil fuels for electricity, heat- ing and transportation etc. It is a measurement of all greenhouse gases we individually produce and has units of tonnes (or kg) of carbon dioxide equivalent. To calculate your carbon footprint, go to online: www.carbonfootprint.com/calculator.aspx (visited 4-11-2010) Source: Carbon Footprint TM . Online: www.carbonfootprint.com (visited 4-11-2010) Carrying Capacity can be defined as the maximal population size of a given species that an area can support without reducing its ability to support the same species in the future. Specifically, it is a measure of the amount of renewable resources in the environment in units of the number of organisms these resources can support. Source: Roughgarden (1979) Eco-efficiency is defined as ‘the delivery of competitively-priced goods and services that satisfy human needs and bring quality of life, while progressively reducing ecological impacts and resource intensity throughout the life-cycle to a level at least in line with the earth’s estimated carrying capacity’. Source: WBCSD (2000) Ecological Footprint is a measure of how much biologically productive land and water an individual, population or activity requires to produce all the resources it consumes and to absorb the waste it generates using prevailing technology and re- source management practices. Today humanity uses the equivalent of 1.5 planets to provide the resources we use and absorb our waste. If everyone lived the lifestyle of the average American we would need 5 planets. Turning resources into waste faster than waste can be turned back into resources puts us in global ecological overshoot, depleting the very resources on which human life and biodiversity depend. Source: Global Footprint Network. Online: www.footprintnetwork.org (visited 4-11-2010) Eco-Industrial Park (EIP) is a community of businesses that cooperate with each other and with the local community to efficiently share re- sources (information, materials, water, energy, infrastructure and natural habitat), leading to economic gains, gains in environmental quality, and equitable enhancement of human resources for the business and local community’ Source: Chertow: Uncovering Industrial Symbiosis (2007) Life cycle analysis and thinking implies that everyone in the whole chain of a product’s life cycle, from cradle to grave, has a responsibility and a role to play, taking into account all relevant external effects. From the extraction of the raw material through refining, manufacturing, use or consumption to its reuse, recycling or disposal, individuals must be aware of the impact that this product has on the environment and try to reduce it as much as possible. The impacts of all life cycle stages need to be considered when taking informed decisions on the production and consumption patterns, policies and management strategies. Source: UNEP (2003) Sustainable Development The Brundtland Report of the World Commission on Environment and Development defines sustainable develop- ment as follows: ‘Humanity has the ability to make development sustainable – to ensure that it meets the needs of the present without compromising the ability of future generations to meets their needs.’ Source: United Nations (1987) Cover: Kibae Park, Joris Oele, Morana Stipisic, ESCAP/ Page 2: Kibae Park/ Page 6: Kibae Park/ Page 7: left - Fang-zhou Zhou, right - Ulsan Metropolitan City/ Page 14: top - Stephanie Vacek, right - Morana Stipisic, bottom - Lina Faria/ Page 16: Ulsan Metropolitan City/ Page 18: top - Flaminia Maietti, middle right - Enrique Peñalosa, bottom - Public Utilities Board (PUB) Singapore/ Page 20: top - Kibae Park, bottom - Ulsan Metropolitan City/ Page 22: top left - Kitakyushu initiative, top right - Kibae Park, bottom - ESCAP, Page 24: Evert Doorn Photographs Endnotes and References Glossary
  • 16. LIVEABLE CITY $ E CO-EFFICIENC Y Co m m u nicatio ns E nergy Tr ansportatio n O pen S pace W ater S e w age Solid Waste Sustainable InfrastructureNetworks SUSTAINABLE DEVELOPMENT STRATEGIC PRINCIPLES 1 2 3 4 5 THE PO W ER O F LEADERS URBANSYNERGIES VALUESFORSOCIETY GREENANDPROFITABLE C ITY FO R TH E PEO PLE UN ESCAP - UN ECLAC - UDL EI CU