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YANG Xiaoye et al. Int. Journal of Engineering Research and Applications www.ijera.com
ISSN : 2248-9622, Vol. 5, Issue 5, ( Part -3) May 2015, pp.67-70
www.ijera.com 67 | P a g e
The Comparative Study of Gray Model and Markov Model in
Pavement Performance Prediction
YANG Xiaoye*, LI Chunge**, DUAN Xiaolan***
(School of civil engineering &architecture, Chongqing Jiaotong University, Chongqing 400074, China)*
(School of civil engineering &architecture, Chongqing Jiaotong University, Chongqing 400074, China)**
(School of civil engineering &architecture, Chongqing Jiaotong University, Chongqing 400074, China)***
ABSTRACT
Pavement performance prediction is an essential component of pavement maintenance management system,
which directly affects the choice of maintenance measures and funds. Firstly, this paper uses the Gray theoretical
model to predict the status of certain highway pavement damaged. Secondly, the Grey theory and Markov
prediction method are combined to forecast it. Finally, the comparison of the results between Grey theory and
Markov prediction method analyzes the similarities and differences .The results show that Grey theoretical
model is more suitable for recent forecasting, while combination method is suitable for longer-term forecasting.
Keywords -gray prediction model,Markov prediction model,pavement condition index
I. INTRODUCTION
There are several methods to predict pavement
conditions such as deterministic model, probabilistic
model, Grey theory and neural networks [1]
. Currently,
most scholars have no longer use a single model to
predict the performance of the road, but take an
integrated approach to predict it in the all-round
consideration on the basis of the characteristics of
each model, such as the Gray Markov model[2]
,
Neural Network and Markov combined forecasting
model[3]
,Gray neural network model[4]
.Because of the
complexity, diversity and variability of the road
system, how to find the most suitable method for the
decay characteristics of each road performance will
be the focus of our study and directly have an
impact on road life and economic investment.
Grey system theory is a method that study the
things What is uncertain. It is based on exploration
about the less date of characteristic, behavior and
potential regular to reveal the law of things in the
context of less data, less information[5]
.The
prediction model of GM (1,1) based on few data ,
referred to the Grey prediction.
Probability prediction model which is
represented by Markov model considered the
uncertainty of pavement performance prediction. It
can better able to reflect the uncertainty of changes in
various factors that result in pavement performance
changes, which is more in line with the actual
situation. Markov probability forecasting model as
the starting point for a variant model, according to
the latest survey data as a starting forecasting point to
predict and improve the prediction accuracy, what’s
more, the model can be updated with changes in road
conditions [6].
II. TEXT
Some dates which is collected in Chongqing
from 2001 to 2005 on behalf of expressway asphalt
pavement condition index (PCI) as follows:
98.4,93.3,90.7,87.5,83.4. The condition of the roads
damaged in the coming years is predicted.
RESEARCH ARTICLE OPEN
ACCESS
YANG Xiaoye et al. Int. Journal of Engineering Research and Applications www.ijera.com
ISSN : 2248-9622, Vol. 5, Issue 5, ( Part -3) May 2015, pp.67-70
www.ijera.com 68 | P a g e
1. Using GM (1,1) Model to predict
(1)Exploration about applicability of GM(1,1) Model
The original data sequence:
X
(0)
=(98.4 93.3 90.7 87.5 83.4)
Accumulation of the original data sequence once
time:
X
(1)
=(98.4 191.7 282.4 369.9 453.3)
Smooth text:
 
 
 
 
 
nk
kx
kx
k ,....3,2,
11
0


 (1)
When )(k is less than 0.5, to meet the conditions
of quasi-smooth.
According to equation (1),the results as follows:
,310.0)4(,473.0)3(,948.0)2(  
SO when K is greater than 3, to meet the conditions
quasi-smooth.
Quasi-exponential discipline:
 
 
 
 
 
 11
1
1


kx
kx
k (2)
When )(k is included in the interval of a and
b , is equal to b minus a,and is less than 0.5, X (1)
which establishes their GM (1,1) model is
quasi-exponential.
According to equation (2),the results as follows:
     
225.1)5(,310.1)4(,437.1)3( 111
 
When  
 5.1,1)(,3 1
 kk  and 5.0 ,
therefore, we can establish GM (1,1) model of
 1
X sequence.
(2)Establishment of GM(1,1) Model
Generating close to the value of X (1)
sequence:
Z
(1)
=(145.05 237.05 326.15 411.6)
Using the least squares method to Solve responsive
parameters:
 
 
 
 
 
 
 
 
 
 
 
  






























































4.83
5.87
7.90
3.93
3
2
,
16.411
115.326
105.237
105.145
1
13
12
0
0
0
1
1
1
nx
x
x
Y
nZ
Z
Z
B

     068423.99,0369457.0,
1


TTT
baYBBBa
Time response formula:
 
  457.2681057.25831 0369457.0
1
 

k
ekX (3)
According to equation (3),the results as follows:
Simulation value of X (1)
sequence:
 
 26.45340.36938.28209.1924.98
1


X
Simulation value of X (0)
sequence:
 
 86.8302.8729.9069.934.98
0


X
(3)Test model accuracy
Accuracy of the model test results are shown in Table 1.
Table 1:Accuracy of the model test results
(4) PCI forecasting value according to GM(1,1)
year actual data Analog data Residuals ε(k) Relative error Δk mean square deviation C
2001 98.4 98.4 0 0
S1=5.091
S2=0.3904
C=S1/S2=0.0767<0.35
one Grade
2002 93.3 93.69 -0.39 4.18×10-3
2003 90.7 90.29 0.41 4.52×10-3
2004 87.5 87.02 0.48 5.49×10-3
2005 83.4 83.86 -0.46 5.52×10-3
Small error probable:  
   
106745.0|| 1
00









Sipp 
YANG Xiaoye et al. Int. Journal of Engineering Research and Applications www.ijera.com
ISSN : 2248-9622, Vol. 5, Issue 5, ( Part -3) May 2015, pp.67-70
www.ijera.com 69 | P a g e
Table 2: PCI forecasting value according to GM(1,1)
year 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011
Measured
value
98.4 93.3 90.7 87.5 83.4
Predicted
value
98.4 93.69 90.29 87.02 83.82 80.82 77.89 75.06 72.34 69.72 67.19
Grade one one one one two two two two two three three
Table 2 shows that pavement conditions will drop to intermediate level when in 2010,it should take measures or
medium-capital overhauling in advance.
2.Using Gray Markov model to predict
(1)Determining state distribution of pavement
condition
According to Gray theoretical predictions, state
distribution of pavement condition can be calculated
by adopting attribute measure on a basis of measured
value in 2005 and predictive value in 2006.
measure attribute of 2005:
P0=(0.893 1 0.107 0 0)
measure attribute of 2006:
P1=(0.721 1 0.279 0 0)
Normalized:P0=(0.447 0.5 0.054 0 0),P1=
(0.361 0.5 0.140 0 0)
(2)Determining transition probability matrix as
follow:

















1
4544
3433
2322
1211
001
pp
pp
pp
pp
pppp
(4)
According to equation (4),the results as follows:

















1
063.0937.0
002.0998.0
172.0828.0
193.0807.0
p
(3)PCI forecasting value according to Gray Markov model is shown in Table3.
Table 3: PCI forecasting value according to Gray Markov model
year Status distribution PCI Grade
2006 P1=(0.361 0.5 0.140 0 0) 80.82 two
2007 P2=(0.291 0.484 0.224 0.001 0) 78.28 two
2008 P3=(0.235 0.456 0.307 0.002 0) 75.79 two
2009 P4=(0.189 0.423 0.385 0.003 0) 73.45 two
2010 P5=(0.152 0.386 0.457 0.005 0) 71.29 two
2011 P6=(0.123 0.348 0.522 0.007 0) 69.34 three
TABLE 3 shows that pavement conditions will drop to intermediate level about in 2011,it should take measures
or medium-capital overhauling in advance.
3.Comparison of predicted results
TABLE 2 and TABLE 3 indicate that the
prediction results which are based on model of GM
(1,1) and Gray Markov are consistent with damaged
pavement condition decay law. The difference is the
rate of decay. Grey theory predictions decay rates is
faster than the Gray Markov.
There are two main reasons, one is that the
original forecasting data is different. Gray model
which is based on the original survey data is
YANG Xiaoye et al. Int. Journal of Engineering Research and Applications www.ijera.com
ISSN : 2248-9622, Vol. 5, Issue 5, ( Part -3) May 2015, pp.67-70
www.ijera.com 70 | P a g e
relatively long, Grey Markov forecasting is closer to
the future development of pavement on the basis of
theoretical predictions, therefore, its decay results are
more in line with the development of road conditions.
Another reason is the characteristics of the model itself.
Gray theory prediction model is more suitable for
short-term prediction when the original data is less and
the accuracy of gray theory prediction model is limited.
The combination of Gray theory together with the
Markov model forecast road conditions can not only
take full account of the development of the uncertainty,
but also make the model for longer-term predictions
with the development of the road constantly updating.
III. CONCLUSIONS
Due to the complexity of factors that affect
pavement performance, a single prediction method
does not receive good results. Therefore, a
combination of a variety of methods will be used in
more pavement performance prediction. The
probabilistic forecasting model as a variable starting
point prediction model can better meet the actual
situation, gray theory prediction model can overcome
road information "black and white" nature.
Examples show that the combination forecasting of the
two methods which is more in line with the decay of
pavement properties can give full play to their
respective advantages and make the prediction
accuracy higher. Grey theoretical model is more
suitable for recent forecasting, while combination
method is suitable for longer-term forecasting.
GM (1,1) model is established on the basis of the
original data, the data model cannot be updated, it will
result prediction accuracy poor in longer years .
Therefore, future studies can be constantly updated by
forecasting model based on the new data by
consecutive surveys. The State of Markov transition
matrix model is static, but the difference exists
between the state transition to another state, ignoring
this difference is bound to increase the prediction error.
In this regard, the model can be used to improve
prediction accuracy, especially, the state transition
matrix becomes a dynamic matrix, constantly updated
transition probability matrix.
REFERENCES
[1] F. Xie, Highway pavement Management
intelligent Decision Model Based GIS,
doctoral dissertation, Southwest Traffic
University,2012.
[2] Z. H. Shen, T. Huang, and Y.H. Tang,
Application of Grey Markov model in dam
deformation prediction of internal,
Engineering of Surveying and mapping,
24(2), 2015.
[3] J. Tang, Y. Xu, and J. L. Li, Application of
Neural Network and Markov combined
forecasting model in highway asphalt
pavement performance, Road engineering, 1,
2014.
[4] S. F. Liu, Y. G. Dang, and Z. G. Fang, grey
system theory and its applications (science
publishers, Beijing, 2004).
[5] J. L. Deng, grey prediction and gray
decision (Huazhong University of Science
and Technology publishers, Wuhan, 2002).
[6] H. S. Xin, Study on the Evaluation and
Prediction and Maintaining Decision of
Expressway Pavement Performance, master
dissertation, master dissertation, Changan
University, 2008.

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The Comparative Study of Gray Model and Markov Model in Pavement Performance Prediction

  • 1. YANG Xiaoye et al. Int. Journal of Engineering Research and Applications www.ijera.com ISSN : 2248-9622, Vol. 5, Issue 5, ( Part -3) May 2015, pp.67-70 www.ijera.com 67 | P a g e The Comparative Study of Gray Model and Markov Model in Pavement Performance Prediction YANG Xiaoye*, LI Chunge**, DUAN Xiaolan*** (School of civil engineering &architecture, Chongqing Jiaotong University, Chongqing 400074, China)* (School of civil engineering &architecture, Chongqing Jiaotong University, Chongqing 400074, China)** (School of civil engineering &architecture, Chongqing Jiaotong University, Chongqing 400074, China)*** ABSTRACT Pavement performance prediction is an essential component of pavement maintenance management system, which directly affects the choice of maintenance measures and funds. Firstly, this paper uses the Gray theoretical model to predict the status of certain highway pavement damaged. Secondly, the Grey theory and Markov prediction method are combined to forecast it. Finally, the comparison of the results between Grey theory and Markov prediction method analyzes the similarities and differences .The results show that Grey theoretical model is more suitable for recent forecasting, while combination method is suitable for longer-term forecasting. Keywords -gray prediction model,Markov prediction model,pavement condition index I. INTRODUCTION There are several methods to predict pavement conditions such as deterministic model, probabilistic model, Grey theory and neural networks [1] . Currently, most scholars have no longer use a single model to predict the performance of the road, but take an integrated approach to predict it in the all-round consideration on the basis of the characteristics of each model, such as the Gray Markov model[2] , Neural Network and Markov combined forecasting model[3] ,Gray neural network model[4] .Because of the complexity, diversity and variability of the road system, how to find the most suitable method for the decay characteristics of each road performance will be the focus of our study and directly have an impact on road life and economic investment. Grey system theory is a method that study the things What is uncertain. It is based on exploration about the less date of characteristic, behavior and potential regular to reveal the law of things in the context of less data, less information[5] .The prediction model of GM (1,1) based on few data , referred to the Grey prediction. Probability prediction model which is represented by Markov model considered the uncertainty of pavement performance prediction. It can better able to reflect the uncertainty of changes in various factors that result in pavement performance changes, which is more in line with the actual situation. Markov probability forecasting model as the starting point for a variant model, according to the latest survey data as a starting forecasting point to predict and improve the prediction accuracy, what’s more, the model can be updated with changes in road conditions [6]. II. TEXT Some dates which is collected in Chongqing from 2001 to 2005 on behalf of expressway asphalt pavement condition index (PCI) as follows: 98.4,93.3,90.7,87.5,83.4. The condition of the roads damaged in the coming years is predicted. RESEARCH ARTICLE OPEN ACCESS
  • 2. YANG Xiaoye et al. Int. Journal of Engineering Research and Applications www.ijera.com ISSN : 2248-9622, Vol. 5, Issue 5, ( Part -3) May 2015, pp.67-70 www.ijera.com 68 | P a g e 1. Using GM (1,1) Model to predict (1)Exploration about applicability of GM(1,1) Model The original data sequence: X (0) =(98.4 93.3 90.7 87.5 83.4) Accumulation of the original data sequence once time: X (1) =(98.4 191.7 282.4 369.9 453.3) Smooth text:           nk kx kx k ,....3,2, 11 0    (1) When )(k is less than 0.5, to meet the conditions of quasi-smooth. According to equation (1),the results as follows: ,310.0)4(,473.0)3(,948.0)2(   SO when K is greater than 3, to meet the conditions quasi-smooth. Quasi-exponential discipline:            11 1 1   kx kx k (2) When )(k is included in the interval of a and b , is equal to b minus a,and is less than 0.5, X (1) which establishes their GM (1,1) model is quasi-exponential. According to equation (2),the results as follows:       225.1)5(,310.1)4(,437.1)3( 111   When    5.1,1)(,3 1  kk  and 5.0 , therefore, we can establish GM (1,1) model of  1 X sequence. (2)Establishment of GM(1,1) Model Generating close to the value of X (1) sequence: Z (1) =(145.05 237.05 326.15 411.6) Using the least squares method to Solve responsive parameters:                                                                                        4.83 5.87 7.90 3.93 3 2 , 16.411 115.326 105.237 105.145 1 13 12 0 0 0 1 1 1 nx x x Y nZ Z Z B       068423.99,0369457.0, 1   TTT baYBBBa Time response formula:     457.2681057.25831 0369457.0 1    k ekX (3) According to equation (3),the results as follows: Simulation value of X (1) sequence:    26.45340.36938.28209.1924.98 1   X Simulation value of X (0) sequence:    86.8302.8729.9069.934.98 0   X (3)Test model accuracy Accuracy of the model test results are shown in Table 1. Table 1:Accuracy of the model test results (4) PCI forecasting value according to GM(1,1) year actual data Analog data Residuals ε(k) Relative error Δk mean square deviation C 2001 98.4 98.4 0 0 S1=5.091 S2=0.3904 C=S1/S2=0.0767<0.35 one Grade 2002 93.3 93.69 -0.39 4.18×10-3 2003 90.7 90.29 0.41 4.52×10-3 2004 87.5 87.02 0.48 5.49×10-3 2005 83.4 83.86 -0.46 5.52×10-3 Small error probable:       106745.0|| 1 00          Sipp 
  • 3. YANG Xiaoye et al. Int. Journal of Engineering Research and Applications www.ijera.com ISSN : 2248-9622, Vol. 5, Issue 5, ( Part -3) May 2015, pp.67-70 www.ijera.com 69 | P a g e Table 2: PCI forecasting value according to GM(1,1) year 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 Measured value 98.4 93.3 90.7 87.5 83.4 Predicted value 98.4 93.69 90.29 87.02 83.82 80.82 77.89 75.06 72.34 69.72 67.19 Grade one one one one two two two two two three three Table 2 shows that pavement conditions will drop to intermediate level when in 2010,it should take measures or medium-capital overhauling in advance. 2.Using Gray Markov model to predict (1)Determining state distribution of pavement condition According to Gray theoretical predictions, state distribution of pavement condition can be calculated by adopting attribute measure on a basis of measured value in 2005 and predictive value in 2006. measure attribute of 2005: P0=(0.893 1 0.107 0 0) measure attribute of 2006: P1=(0.721 1 0.279 0 0) Normalized:P0=(0.447 0.5 0.054 0 0),P1= (0.361 0.5 0.140 0 0) (2)Determining transition probability matrix as follow:                  1 4544 3433 2322 1211 001 pp pp pp pp pppp (4) According to equation (4),the results as follows:                  1 063.0937.0 002.0998.0 172.0828.0 193.0807.0 p (3)PCI forecasting value according to Gray Markov model is shown in Table3. Table 3: PCI forecasting value according to Gray Markov model year Status distribution PCI Grade 2006 P1=(0.361 0.5 0.140 0 0) 80.82 two 2007 P2=(0.291 0.484 0.224 0.001 0) 78.28 two 2008 P3=(0.235 0.456 0.307 0.002 0) 75.79 two 2009 P4=(0.189 0.423 0.385 0.003 0) 73.45 two 2010 P5=(0.152 0.386 0.457 0.005 0) 71.29 two 2011 P6=(0.123 0.348 0.522 0.007 0) 69.34 three TABLE 3 shows that pavement conditions will drop to intermediate level about in 2011,it should take measures or medium-capital overhauling in advance. 3.Comparison of predicted results TABLE 2 and TABLE 3 indicate that the prediction results which are based on model of GM (1,1) and Gray Markov are consistent with damaged pavement condition decay law. The difference is the rate of decay. Grey theory predictions decay rates is faster than the Gray Markov. There are two main reasons, one is that the original forecasting data is different. Gray model which is based on the original survey data is
  • 4. YANG Xiaoye et al. Int. Journal of Engineering Research and Applications www.ijera.com ISSN : 2248-9622, Vol. 5, Issue 5, ( Part -3) May 2015, pp.67-70 www.ijera.com 70 | P a g e relatively long, Grey Markov forecasting is closer to the future development of pavement on the basis of theoretical predictions, therefore, its decay results are more in line with the development of road conditions. Another reason is the characteristics of the model itself. Gray theory prediction model is more suitable for short-term prediction when the original data is less and the accuracy of gray theory prediction model is limited. The combination of Gray theory together with the Markov model forecast road conditions can not only take full account of the development of the uncertainty, but also make the model for longer-term predictions with the development of the road constantly updating. III. CONCLUSIONS Due to the complexity of factors that affect pavement performance, a single prediction method does not receive good results. Therefore, a combination of a variety of methods will be used in more pavement performance prediction. The probabilistic forecasting model as a variable starting point prediction model can better meet the actual situation, gray theory prediction model can overcome road information "black and white" nature. Examples show that the combination forecasting of the two methods which is more in line with the decay of pavement properties can give full play to their respective advantages and make the prediction accuracy higher. Grey theoretical model is more suitable for recent forecasting, while combination method is suitable for longer-term forecasting. GM (1,1) model is established on the basis of the original data, the data model cannot be updated, it will result prediction accuracy poor in longer years . Therefore, future studies can be constantly updated by forecasting model based on the new data by consecutive surveys. The State of Markov transition matrix model is static, but the difference exists between the state transition to another state, ignoring this difference is bound to increase the prediction error. In this regard, the model can be used to improve prediction accuracy, especially, the state transition matrix becomes a dynamic matrix, constantly updated transition probability matrix. REFERENCES [1] F. Xie, Highway pavement Management intelligent Decision Model Based GIS, doctoral dissertation, Southwest Traffic University,2012. [2] Z. H. Shen, T. Huang, and Y.H. Tang, Application of Grey Markov model in dam deformation prediction of internal, Engineering of Surveying and mapping, 24(2), 2015. [3] J. Tang, Y. Xu, and J. L. Li, Application of Neural Network and Markov combined forecasting model in highway asphalt pavement performance, Road engineering, 1, 2014. [4] S. F. Liu, Y. G. Dang, and Z. G. Fang, grey system theory and its applications (science publishers, Beijing, 2004). [5] J. L. Deng, grey prediction and gray decision (Huazhong University of Science and Technology publishers, Wuhan, 2002). [6] H. S. Xin, Study on the Evaluation and Prediction and Maintaining Decision of Expressway Pavement Performance, master dissertation, master dissertation, Changan University, 2008.