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Leadership lessons module – 2
Dr.Sarma
LEADERSHIP THEORIES
TRAIT THEORY
BASES OF INFLUENCE (POWER)
BEHAVIORAL THEORIES
CONTINGENCY THEORIES
ROLE THEORIES
TRAIT APPROACHES TO LEADERSHIP
LEADERS ARE “BORN,” NOT MADE
• PHYSICAL CHARACTERISTICS
APPEARANCE, HEIGHT, AGE
• PERSONALITY
EXTROVERSION, PERSISTENCE, SELF-ASSURANCE, DECISIVENESS
• INTELLIGENCE
KNOWLEDGE, ABILITY, JUDGMENT
• SOCIAL CHARACTERISTICS
TACT, DIPLOMACY, SOCIABILITY, FLUENCY
.THE BIG FIVE PERSONALITY TRAITS
EXTROVERSION (AMBITION, ENERGY) (remember people mgt module ?)
CONSCIENTIOUSNESS
OPENNESS TO EXPERIENCE
* EMOTIONAL STABILITY (SELF-CONFIDENCE)
AGREEABLENESS
CHARISMATIC LEADERSHIP
• VISION & ARTICULATION
PROPOSES A BETTER FUTURE – AN OPTIMISTIC GOAL
DELIVERED CLEARLY IN A CONVINCING FASHION
• PERSONAL RISK
WILLING TO TAKE RISKS & INCUR COSTS TO ACHIEVE THE VISION
SELF-SACRIFICE WILL BE NECESSARY
• ENVIRONMENTAL SENSITIVITY
KNOWS WHETHER THE ENVIRONMENT WILL BE SUPPORTIVE
KNOWS WHAT RESOURCES ARE NEEDED TO BRING ABOUT
CHANGE
• SENSITIVITY TO FOLLOWERS
PERCEPTIVE OF OTHERS’ ABILITIES, NEEDS & FEELINGS
TAPS INTO FOLLOWER EMOTIONS
• UNCONVENTIONAL BEHAVIOR
MAY DO THINGS THAT ARE NOVEL, OR CONTRARY TO THE NORMS
TRANSACTIONAL LEADERSHIP
Saama-Confidential Page 5Tuesday, October, 11, 2011
Transactional leader leads by doing these:
• MANAGEMENT BY EXCEPTION (Watches for deviations)
• KEEPS THE SYSTEM OPERATING SMOOTHLY
o USES REWARD AND COERCIVE POWER
o RECOGNIZES WHAT followers WANT & TRIES TO
DELIVER IT
o REWARDS ACCORDING TO significant contributions
o RESPONSIVE TO people’s SELF-INTERESTS
THE ENXT QUESTION IS TRANSFORMATIONAL
LEADERSHIP BUILT “ON TOP OF” TRANSACTIONAL
LEADERSHIP, OR IS IT JUST A SPECIAL CASE OF
CHARISMATIC LEADERSHIP?
TRANSFORMATIONAL LEADERSHIP
• INSPIRATIONAL, IDEA-ORIENTED, VISIONARY
• DRAMATIC, AROUSES INTENSE FEELINGS
• COMMUNICATES HIGH EXPECTATIONS & A
NEED FOR CHANGE
• UNPREDICTABLE
o RELIES ON REFERENT OR CHARISMATIC
POWER
o RAISES LEVEL OF AWARENESS AND
COMMITMENT
o GETS FOLLOWERS TO TRANSCEND THEIR
SELF-INTERESTS
o REQUIRES TRUST AND BELIEF IN THE VISION
PRESENTED
SUMMARY OF TRAIT APPROACHES TO
LEADERSHIP
ASSUMPTION
LEADERS ARE BORN, NOT MADE!
IMPLICATION
WE MUST BE VERY CAREFUL IN HOW WE SELECT OUR LEADERS
LIMITATIONS
IT OVERLOOKS THE NEEDS OF FOLLOWERS
IT IGNORES SITUATIONAL FACTORS
CAUSE AND EFFECT ARE NOT CLEARLY DEFINED
DO SELF-CONFIDENT LEADERS CAUSE FIRMS TO BE SUCCESSFUL, OR
DOES A SUCCESSFUL FIRM ALLOW A LEADER TO FEEL SELF-CONFIDENT?
BASES OF LEADER POWER &
INFLUENCELEGITIMATE POWER
Authority to command, based on the position
REWARD POWER
Able to award positive, desired outcomes
COERCIVE POWER
Able to threaten, punish or harm
EXPERT POWER
Influence based on knowledge and information
REFERENT POWER
Influence based on charisma, identification and trust
BEHAVIORAL LEADERSHIP THEORIES
OHIO STATE STUDIES
Talked about STRUCTURE v. CONSIDERATION
MICHIGAN STUDIES
JOB-CENTERED v. EMPLOYEE-CENTERED
THE MANAGERIAL GRID BLAKE & MOUTON (64)
CONCERN FOR PEOPLE
CONCERN FOR PRODUCTION
FIVE STYLES
Impoverished, Authority/Obedience (Task), Middle of the Road, Country Club, Team
The next question is IS THERE A THIRD DIMENSION---DEVELOPMENT
ORIENTED BEHAVIOR?
THE MANAGERIAL GRID
BLAKE & MOUTON
SUMMARY OF BEHAVIORAL APPROACHES
TO LEADERSHIP
ASSUMPTION
Leaders are effective because of the actions they take
IMPLICATION
We can learn to become leaders by studying what effective leaders
do
LIMITATIONS
Situational factors that influence success or failure are ignored
Leaders need to be flexible…you can’t lead the same way all the
time
LEADERSHIP PERSPECTIVES
APPROACH
UNIVERSAL CONTINGENT
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
TRAITS TRAIT FIEDLER’S
THEORIES CONTINGENCY
THEORY
FOCUS ON - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
OHIO STATE PATH-GOAL
MICH STUDIES VROOM-YETTON
BEHAVIORS LEADER GRID LIFE-CYCLE
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
CONTINGENCY THEORY OF LEADERSHIP
FIEDLER (65)
LEADER CHARACTERISTICS (Least-Preferred Coworker Scale)
HIGH LPC --- EMPLOYEE RELATIONS ORIENTED
LOW LPC --- TASK ORIENTED
SITUATIONAL CONSIDERATIONS
LEADER-MEMBER RELATIONS
TASK STRUCTURE
LEADER POSITION POWER
FAVORABLE LEADER SITUATIONS
MOST FAVORABLE - - - - - - - - - - - - - LEAST FAVORABLE
LEADER-MEMBER RELATIONS G G G G N N N N
TASK STRUCTURE G G N N G G N N
LEADER POSITION POWER G N G N G N G N
EFFECTIVE STYLE TASK EMPLOYEE TASK
MANIPULATING THE SITUATION
MODIFY LEADER-MEMBER RELATIONS
SPEND MORE (OR LESS) TIME WITH SUBORDINATES
ORGANIZE SOME OFF-WORK GROUP ACTIVITIES
INCREASE (OR DECREASE) YOUR AVAILABILITY TO followers
RAISE MORALE BY OBTAINING POSITIVE OUTCOMES FOR SUBORDINATES
TRANSFER SUBORDINATES INTO (OR OUT OF) YOUR UNIT
REQUEST COMPATIBLE PEOPLE FOR WORK IN YOUR GROUP
MODIFY TASK STRUCTURE
ASK FOR TASKS WHICH ARE MORE STUCTURED
LEARN ALL YOU CAN ABOUT THE TASK
BREAK THE JOB DOWN INTO SMALLER SUB-TASKS
LEAVE THE TASK IN RELATIVELY VAGUE FORM
ENRICH JOBS THROUGH HORIZONTAL AND VERTICAL EXPANSION
MODIFY POSITION POWER
SHOW SUBORDINATES WHO’ BOSS --- EXERCISE YOUR POWERS FULLY
BECOME AN EXPERT ABOUT JOBS AS SOON AS POSSIBLE
ALL INFORMATION AND FEEDBACK TO SUBORDINATES IS CHANNELED THROUGH YOU
ASK MEMBERS TO PARTICIPATE IN DECISIONS AND PLANNING
TRY TO BE “ONE OF THE GANG” --- DOWNPLAY YOUR POWER
LET ASSISTANTS EXERCISE MORE POWER
ASK MANAGEMENT TO GIVE YOU MORE DISCRETION AND AUTONOMY
LIFE-CYCLE (MATURITY) THEORY
(SITUATIONAL LEADERSHIP THEORY) HERSEY & BLANCHARD (77)
LEADER BEHAVIORS NEED TO VARY, DEPENDING ON THE MATURITY OF THE
followers
DIRECTIVE STYLE (TELLING)
GIVES CLEAR DIRECTION & INSTRUCTIONS TO IMMATURE EMPLOYEES
FOLLOWERS ARE UNABLE AND UNWILLING (INSECURE)
COACHING STYLE (SELLING)
EXPANDS TWO-WAY COMMUNICATION, HELPS MATURING EMPLOYEES BUILD CONFIDENCE AND
MOTIVATION
FOLLOWERS ARE UNABLE, BUT WILLING TO TRY
SUPPORTING STYLE (PARTICIPATING)
EMPLOYEE FEEL COMPETENT, ACTIVE TWO-WAY COMMUNICATION STILL NEEDED FOR SHARED
DECISIONS
FOLLOWERS ARE ABLE BUT APPREHENSIVE
AUTONOMOUS STYLE (DELEGATING)
GIVES RESPONSIBILITIES FOR PLANNING AND DECISION MAKING TO HIGHLY MATURE EMPLOYEES
FOLLOWERS ARE ABLE AND WILLING
TASK BEHAVIORS START OUT HIGH, AND GRADUALLY DECLINE
RELATIONSHIP BEHAVIORS START LOW, BUILD, THEN DECLINE AGAIN
AN INTUITIVE THEORY, BUT EMPIRICAL SUPPORT HAS NOT BEEN STRONG
PATH-GOAL THEORY OF LEADERSHIP
HOUSE & MITCHELL (74)
SITUATIONAL FACTORS
CHARACTERISTICS OF SUBORDINATES
LOCUS OF CONTROL
EXPERIENCE
PERCEIVED ABILITY
CHARACTERISTICS OF THE ENVIRONMENT
TASK STRUCTURE
FORMAL AUTHORITY SYSTEM
WORK GROUP
LEADER STYLES
DIRECTIVE
SUPPORTIVE
ACHIEVEMENT-ORIENTED
PARTICIPATIVE
THE LEADER COMPENSATES FOR THINGS LACKING IN EITHER THE
EMPLOYEE OR THE WORK SETTING TO HELP THE follower PERFORM
EFFECTIVELY
PATH-GOAL LEADERSHIP STYLES
DIRECTIVE
LETS SUBORDINATES KNOW WHAT IS EXPECTED
PLANS AND SCHEDULES WORK TO BE DONE
GIVES SPECIFIC GUIDANCE -- WHAT SHOULD BE DONE AND HOW IT SHOULD BE DONE
MAINTAINS CLEAR STANDARDS OF PERFORMANCE
SUPPORTIVE
SHOWS CONCERN FOR WELL-BEING OF SUBORDINATES
TREATS MEMBERS AS EQUALS
DOES LITTLE THINGS TO MAKE THE WORK MORE PLEASANT
IS FRIENDLY AND APPROACHABLE
ACHIEVEMENT-ORIENTED
SETS CHALLENGING GOALS
EXPECTS SUBORDINATES TO PERFORM AT THE HIGHEST LEVEL
SEEKS IMPROVEMENT IN PERFORMANCE, WHILE SHOWING CONFIDENCE IN followers
PARTICIPATIVE
CONSULTS WITH SUBORDINATES
SOLICITS SUGGESTIONS
TAKES SUGGESTIONS SERIOUSLY INTO CONSIDERATION BEFORE MAKING DECISIONS
VERTICAL DYAD (EXCHANGE) MODEL
(LEADER-MEMBER EXCHANGE MODEL) GRAEN (75)
• LEADERS INVEST THEIR TIME & ATTENTION IN THOSE EXPECTED TO PERFORM
BEST
• LEADER CREATES AN “IN-GROUP” (THE “FAVORED FEW”) & AN “OUT-GROUP”
• IN-GROUPS AND OUT-GROUPS MAY DEMONSTRATE THE “SELF-FULFILLING
PROPHESY”
IN-GROUPS
• RECEIVE SPECIAL DUTIES AND HAVE SPECIAL PRIVILEGES
• ARE GIVEN MORE AUTONOMY AND RESPONSIBILITY
• EXPERIENCE HIGHER SATISFACTION
• ARE MORE PRODUCTIVE
• ARE PART OF THE LEADER’S SUPPORT NETWORK
OUT_GROUPS
• ARE NOT TRUSTED
• ARE NOT GIVEN DESIRABLE WORK ASSIGNMENTS
• RECEIVE LESS LEADER TIME AND ATTENTION
• “LIVE DOWN” TO LEADER EXPECTATIONS
• ARE LESS LIKELY TO SUPPORT THE LEADER
IN-GROUP MEMBERS SELECTED BASED ON:
• COMPETENCE AND ABILITY
• PERSONAL COMPATIBILITY WITH THE LEADER
SUBSTITUTES FOR LEADERSHIP
KERR & JERIMER (78)
SUBSTITUTES ARE FACTORS THAT CAN NEUTRALIZE THE INFLUENCE OF
LEADER BEHAVIOR
LOOK FOR CHARACTERISTICS OF:
THE SUBORDINATES
THE TASK
THE ORGANIZATION
FOR INITIATING STRUCTURE
ABILITY AND PROFESSIONAL TRAINING OF SUBORDINATES
STANDARDIZED, UNAMBIGUOUS, ROUTINIZED TASKS
DETAILED RULES & PROCEDURES PROVIDED BY THE ORGANIZATION
FOR CONSIDERATION
INTRINSIC APPEAL OF THE TASK ITSELF
ESTEEM OF PROFESSIONAL COLLEAGUES
SUPPORTIVE AND COHESIVE WORK GROUP
SUMMARY OF CONTINGENCY THEORIES
THE CONTINGENCY THEORY
Fiedler (65)
PARTICIPATIVE LEADERSHIP THEORY
Vroom & Yetton (73)
PATH-GOAL THEORY
House & Mitchell (74)
VERTICAL DYAD (LEADER-MEMBER EXCHANGE) THEORY
Graen (75)
LIFE-CYCLE (MATURITY) THEORY
Hersey & Blanchard (77)
SUBSTITUTES FOR LEADERSHIP
Kerr & Jerimer (78)
CONCLUSIONS RE: CONTINGENCY THEORIES
THERE IS NO “ONE BEST WAY” TO LEAD
LEADERS SHOULD KNOW THEIR OWN PREFERRED STYLE
KNOW HOW TO CAREFULLY DIAGNOSE YOUR WORK SITUATION
UNDERSTAND WHICH ACTIONS TO TAKE TO IMPROVE THE SITUATION
MANAGERIAL ROLES
MINTZBERG (73)
INTERPERSONAL ROLES
• Figurehead (Ceremonial)
• Leader (Supervisor)
• Liaison (Linking-Pin)
INFORMATIONAL ROLES
• Monitor
• Disseminator
• Spokesperson
DECISIONAL ROLES
• Innovator (Entrepreneur)
• Disturbance Handler (Crisis)
• Resource Allocator
• Negotiator
LEADERSHIP AND TRUST
AN EXPECTATION THAT THE LEADER WILL NOT TAKE UNFAIR ADVANTAGE OF ME
IS MY LEADER TRUSTWORTHY?
FIVE DIMENSIONS OF TRUST
INTEGRITY -- honest and truthful
COMPETENCE -- has good technical knowledge & interpersonal skills
CONSISTENCY -- is reliable, predictable, and has good judgement
LOYALTY -- will look out for me and protect me; won’t take advantage
OPENNESS -- will talk to me and tell me the truth (what’s going on)
DETERRENCE-BASED TRUST
--WE CAN RETALIATE OR STRIKE BACK IF HARMED…DON’T REALLY HAVE A HISTORY
KNOWLEDGE-BASED TRUST
--CAN PREDICT WHAT WILL HAPPEN BASED ON EXPERIENCE…GIVE A SECOND
CHANCE?
IDENTIFICATION-BASED TRUST
--- KNOW EACH OTHER INTIMATELY, ACT FOR EACH OTHER
BASIC PRINCIPLES OF TRUST
MISTRUST DRIVES OUT TRUST
TRUST BEGETS TRUST
GROWTH OFTEN MASKS DISTRUST
DECLINE OR DOWNSIZING TESTS THE HIGHEST LEVELS OF TRUST
TRUST INCREASES COHESION
MISTRUSTING GROUPS SELF-DESTRUCT
MISTRUST GENERALLY REDUCES PRODUCTIVITY
CONTEMPORARY ISSUES IN LEADERSHIP
1. DO MEN & WOMEN LEAD DIFFERENTLY?
The similarities outweigh the differences
A SLIGHT TENDENCY FOR WOMEN
Lean toward participative, negotiable, information-sharing styles
This tendency declines when women are in male-dominated jobs
A SLIGHT TENDENCY FOR MEN
To be more directive and rely on the formal authority of their position
1. TEAM LEADERSHIP
Difficult for managers to switch from traditional roles
LEARN TO BECOME:
A Facilitator
A Liaison
A Troubleshooter
A Conflict Manager
A Coach
1. EMPOWERMENT
Be careful about jumping on the bandwagon -- does it “fit?”
IT ASSUMES A UNIVERSAL APPROACH TO LEADERSHIP
DOES THE SITUATION CALL FOR MORE EMPOWERMENT?
4. IMPORTANCE OF FOLLOWERS
The qualities of effective followers:
THEY MANAGE THEMSELVES WELL – CAN THINK, WORK INDEPENDENTLY
THEY ARE COMMITTED TO THEIR WORK
THEY ARE COMPETENT AND WORK TO HIGHER STANDARDS THAN THEIR JOB REQUIRES
THEY ARE HONEST AND CREDIBLE
5. IMPACT OF NATIONAL CULTURE
Culture is an important situational variable
HIGHER POWER-DISTANCE – autocratic leadership style is preferred
Arab, Far East, Latin countires
LOWER POWER-DISTANCE – more success with the participative style
USA Canada, Scandinavian countries
6. BIOLOGICAL IMPACTS ON LEADERSHIP
Seratonin improves sociability and reduces aggression (PROZAC)
Testosterone increases competitive drive and assertiveness
Women in professional jobs have higher levels
7. MORAL DIMENSIONS OF LEADERSHIP
What sort of example does the leader set?
IS THE LEADER A GOOD ROLE MODEL?
CORRUPTION WITHIN THE FIRM OFTEN STARTS WITH BAD EXAMPLES AT THE
TOP
Saama-Confidential Page 25Tuesday, October, 11, 2011
In this session we will learn
What is leadership,
People management philosophies
and how it affects style of
management leadership,
And know what kind of leader
behaviour can be effective.
We laid the foundation in our
managing people programme by
learning about personality and
behaviour
Saama-Confidential Page 26Tuesday, October, 11, 2011
Let us talk about
Theory X and theory Y belief
And also about theory Z
hard and soft style
Hard VS soft style
• The hard style of management led to restriction of
output, mutual distrust, unionism, and even
sabotage.
• McGregor called the second style of management
"soft" and identified its methods as permissiveness
and need satisfaction.
• McGregor suggested that the soft style of
management often led to managers' failure to
perform their managerial role. He also pointed out
that employees often take advantage of an overly
permissive manager by demanding more but
performing at lower levels.
A Leadership Story:
• McGregor drew upon the work of Abraham Maslow (1908-1970) to explain
why Theory X assumptions led to ineffective management.
• Maslow had proposed that man's needs are arranged in levels, with physical
and safety needs at the bottom of the needs hierarchy and social, ego, and
self-actualization needs at upper levels of the hierarchy.
• Maslow's basic point was that once a need is met, it no longer motivates
behavior; thus, only unmet needs are motivational. McGregor argued that
most employees already had their physical and safety needs met and that
the motivational emphasis had shifted to the social, ego, and self-
actualization needs.
• Therefore, management had to provide opportunities for these upper-level
needs to be met in the workplace, or employees would not be satisfied or
motivated in their jobs.
Saama-Confidential Page 29Tuesday, October, 11, 2011
Such opportunities could be provided by allowing
employees to participate in decision making,
by redesigning jobs to make them more challenging, or
by emphasizing good work group relations, among
other things.
According to McGregor, neither the hard style of
management based on the classical school nor the soft
style of management inspired by the human relations
movement were sufficient to motivate employees.
Different sets of approaches are required in today’s
context of managing intellectual property
Who is responsible for what?
Saama-Confidential Page 30Tuesday, October, 11, 2011
Organisational philosophy or faith that Management
is responsible for organizing
the elements of productive enterprise-
Belief that People are not by nature passive or
resistant to organizational needs
drives the policies
Believing that the motivation, potential for
development, capacity for assuming responsibility,
and readiness to direct behavior toward
organizational goals are all present in people-
Saama-Confidential Page 31Tuesday, October, 11, 2011
Management does not put them there.
It is a responsibility of management to make it
possible for people to recognize and develop these
human characteristics for themselves.
The essential task of management is to arrange
organizational conditions and methods of operation
so that people can achieve their own goals by
directing their efforts toward organizational
objectives
Creating organizational style
Saama-Confidential Page 32Tuesday, October, 11, 2011
Is it possible to create a completely
Theory Y-type organization ?
Theory Y assumptions would lead to more effective
management. ?
decentralization of decision-making authority,
delegation, job enlargement, and participative
management. What impact they have?
Job enrichment programs that began in the 1960s
and 1970s also were consistent with the
assumptions of Theory Y.
Leadership
Types of Leadership Style
Types of Leadership Style
• Autocratic:
o Leader makes decisions without reference to anyone
else
o High degree of dependency on the leader
o Can create de-motivation and alienation
of staff
o May be valuable in some types of business where
decisions need to be made quickly and decisively
Types of Leadership Style
• Democratic:
• Encourages decision making
from different perspectives – leadership may be
emphasized throughout
the organization
o Consultative: process of consultation before decisions
are taken
o Persuasive: Leader takes decision and seeks to
persuade others that the decision
is correct
Types of Leadership Style
• Democratic:
o May help motivation and involvement
o followers feel ownership of the firm and its ideas
o Improves the sharing of ideas
and experiences within the business
o Can delay decision making
Types of Leadership Style
• Laissez-Faire:
o ‘Let it be’ – the leadership responsibilities
are shared by all
o Can be very useful in businesses
where creative ideas are important
o Can be highly motivational,
as people have control over their working life
o Can make coordination and decision making
time-consuming and lacking in overall direction
o Relies on good team work
o Relies on good interpersonal relations
Types of Leadership Style
• Paternalistic:
• Leader acts as a ‘father figure’
• Paternalistic leader makes decision but may consult
• Believes in the need to support staff
Change Leadership
Change Leadership
• The most challenging aspect of business is
leading and managing change
• The business environment is subject to fast-
paced economic and social change
• Modern business must adapt
and be flexible to survive
• Problems in leading change stem mainly from
human resource management
Change Leadership
Self-esteem
Time
1. Immobilization – as
rumors of the change
circulate, the individual feels
some sense of shock and
possible disbelief – so much
so that they deem it worthy
of doing nothing.
1
2. Minimization: As the
change becomes clearer,
people try to fit in the
change with their own
personal position and may
try to believe that it will not
affect them.
2
3. Depression: as reality
begins to dawn staff may feel
alienated and angry, feelings
of a lack of control of events
overtake people and they feel
depressed as they try to
reconcile what is happening
with their own personal
situation.
3
4
4. Acceptance/letting go: The
lowest point in self-esteem
finally sees people starting to
accept the inevitable. Fear of
the future is a feature of this
stage.
5
5. Testing out: Individuals
begin to interact with the
change, they start to ask
questions to see how they
might work with the change.
6
6. Search for meaning:
Individuals begin to work
with the change and see
how they might be able to
make the change work for
them – self esteem begins to
rise.
7
7. Internalization: the
change is understood
and adopted within the
individual’s own
understanding – they
now know how to work
with it and feel a
renewed sense of
confidence and self
esteem.
Theories of Leadership
Theories of Leadership
• Trait theories:
• Is there a set of characteristics
that determine a good leader?
o Personality?
o Dominance and personal presence?
o Charisma?
o Self confidence?
o Achievement?
o Ability to formulate a clear vision?
Theories of Leadership
• Behavioral:
• Imply that leaders can be trained – focus on the
way of doing things
o Structure based behavioral theories – focus on the
leader instituting structures – task orientated
o Relationship based behavioral theories – focus on the
development and maintenance of relationships –
process orientated
Theories of Leadership
• Contingency Theories:
• Leadership as being more flexible – different
leadership styles used at different times
depending on the circumstance.
• Suggests leadership is not a fixed series of
characteristics that can be transposed into
different contexts
Theories of Leadership
• May depend on:
o Type of staff
o History of the business
o Culture of the business
o Quality of the relationships
o Nature of the changes needed
o Accepted norms within the institution
Theories of Leadership
• Transformational:
o Widespread changes
to a business or organization
• Requires:
o Long term strategic planning
o Clear objectives
o Clear vision
o Leading by example – walk the walk
o Efficiency of systems and processes
Theories of Leadership
• Trait theories:
o Are such characteristics
inherently gender biased?
o Do such characteristics
produce good leaders?
o Is leadership more than
just bringing about change?
o Does this imply that leaders are born not bred?
Theories of Leadership
• Invitational Leadership:
o Improving the atmosphere and message sent out by
the organization
o Focus on reducing negative messages
sent out through the everyday actions of the business
both externally and, crucially, internally
o Review internal processes to reduce these
o Build relationships and sense of belonging and
identity with the organization –
that gets communicated to customers, etc.
Theories of Leadership
• Transactional Theories:
o Focus on the management
of the organization
o Focus on procedures and efficiency
o Focus on working to rules
and contracts
o Managing current issues
and problems
Factors Affecting Style
Factors Affecting Style
• Leadership style may be dependent
on various factors:
o Risk - decision making and change initiatives
based on degree of risk involved
o Type of business – creative business
or supply driven?
o How important change is –
change for change’s sake?
o Organizational culture – may be long embedded
and difficult to change
o Nature of the task – needing cooperation? Direction?
Structure?
Saama-Confidential Page 54Tuesday, October, 11, 2011
Theory Y was not always more
effective than Theory X, but that the
contingencies of each managerial
situation determined which of the
approaches was more appropriate.
Still others suggested extensions to
Theory Y. One of these, William
Ouchy's Theory Z, attempted to
combine the strength of American
management philosophies based on
Theory Y with Japanese
management philosophies
Saama-Confidential Page 55Tuesday, October, 11, 2011
In summary we may state the foundation of leadership is based on
Leader ‘s personality,
His /her belief systems,
The situations and the type of people the leader is engaged with.

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Soft Skills --Leadership Lessons

  • 1. Leadership lessons module – 2 Dr.Sarma
  • 2. LEADERSHIP THEORIES TRAIT THEORY BASES OF INFLUENCE (POWER) BEHAVIORAL THEORIES CONTINGENCY THEORIES ROLE THEORIES
  • 3. TRAIT APPROACHES TO LEADERSHIP LEADERS ARE “BORN,” NOT MADE • PHYSICAL CHARACTERISTICS APPEARANCE, HEIGHT, AGE • PERSONALITY EXTROVERSION, PERSISTENCE, SELF-ASSURANCE, DECISIVENESS • INTELLIGENCE KNOWLEDGE, ABILITY, JUDGMENT • SOCIAL CHARACTERISTICS TACT, DIPLOMACY, SOCIABILITY, FLUENCY .THE BIG FIVE PERSONALITY TRAITS EXTROVERSION (AMBITION, ENERGY) (remember people mgt module ?) CONSCIENTIOUSNESS OPENNESS TO EXPERIENCE * EMOTIONAL STABILITY (SELF-CONFIDENCE) AGREEABLENESS
  • 4. CHARISMATIC LEADERSHIP • VISION & ARTICULATION PROPOSES A BETTER FUTURE – AN OPTIMISTIC GOAL DELIVERED CLEARLY IN A CONVINCING FASHION • PERSONAL RISK WILLING TO TAKE RISKS & INCUR COSTS TO ACHIEVE THE VISION SELF-SACRIFICE WILL BE NECESSARY • ENVIRONMENTAL SENSITIVITY KNOWS WHETHER THE ENVIRONMENT WILL BE SUPPORTIVE KNOWS WHAT RESOURCES ARE NEEDED TO BRING ABOUT CHANGE • SENSITIVITY TO FOLLOWERS PERCEPTIVE OF OTHERS’ ABILITIES, NEEDS & FEELINGS TAPS INTO FOLLOWER EMOTIONS • UNCONVENTIONAL BEHAVIOR MAY DO THINGS THAT ARE NOVEL, OR CONTRARY TO THE NORMS
  • 5. TRANSACTIONAL LEADERSHIP Saama-Confidential Page 5Tuesday, October, 11, 2011 Transactional leader leads by doing these: • MANAGEMENT BY EXCEPTION (Watches for deviations) • KEEPS THE SYSTEM OPERATING SMOOTHLY o USES REWARD AND COERCIVE POWER o RECOGNIZES WHAT followers WANT & TRIES TO DELIVER IT o REWARDS ACCORDING TO significant contributions o RESPONSIVE TO people’s SELF-INTERESTS THE ENXT QUESTION IS TRANSFORMATIONAL LEADERSHIP BUILT “ON TOP OF” TRANSACTIONAL LEADERSHIP, OR IS IT JUST A SPECIAL CASE OF CHARISMATIC LEADERSHIP?
  • 6. TRANSFORMATIONAL LEADERSHIP • INSPIRATIONAL, IDEA-ORIENTED, VISIONARY • DRAMATIC, AROUSES INTENSE FEELINGS • COMMUNICATES HIGH EXPECTATIONS & A NEED FOR CHANGE • UNPREDICTABLE o RELIES ON REFERENT OR CHARISMATIC POWER o RAISES LEVEL OF AWARENESS AND COMMITMENT o GETS FOLLOWERS TO TRANSCEND THEIR SELF-INTERESTS o REQUIRES TRUST AND BELIEF IN THE VISION PRESENTED
  • 7. SUMMARY OF TRAIT APPROACHES TO LEADERSHIP ASSUMPTION LEADERS ARE BORN, NOT MADE! IMPLICATION WE MUST BE VERY CAREFUL IN HOW WE SELECT OUR LEADERS LIMITATIONS IT OVERLOOKS THE NEEDS OF FOLLOWERS IT IGNORES SITUATIONAL FACTORS CAUSE AND EFFECT ARE NOT CLEARLY DEFINED DO SELF-CONFIDENT LEADERS CAUSE FIRMS TO BE SUCCESSFUL, OR DOES A SUCCESSFUL FIRM ALLOW A LEADER TO FEEL SELF-CONFIDENT?
  • 8. BASES OF LEADER POWER & INFLUENCELEGITIMATE POWER Authority to command, based on the position REWARD POWER Able to award positive, desired outcomes COERCIVE POWER Able to threaten, punish or harm EXPERT POWER Influence based on knowledge and information REFERENT POWER Influence based on charisma, identification and trust
  • 9. BEHAVIORAL LEADERSHIP THEORIES OHIO STATE STUDIES Talked about STRUCTURE v. CONSIDERATION MICHIGAN STUDIES JOB-CENTERED v. EMPLOYEE-CENTERED THE MANAGERIAL GRID BLAKE & MOUTON (64) CONCERN FOR PEOPLE CONCERN FOR PRODUCTION FIVE STYLES Impoverished, Authority/Obedience (Task), Middle of the Road, Country Club, Team The next question is IS THERE A THIRD DIMENSION---DEVELOPMENT ORIENTED BEHAVIOR?
  • 11. SUMMARY OF BEHAVIORAL APPROACHES TO LEADERSHIP ASSUMPTION Leaders are effective because of the actions they take IMPLICATION We can learn to become leaders by studying what effective leaders do LIMITATIONS Situational factors that influence success or failure are ignored Leaders need to be flexible…you can’t lead the same way all the time
  • 12. LEADERSHIP PERSPECTIVES APPROACH UNIVERSAL CONTINGENT - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - TRAITS TRAIT FIEDLER’S THEORIES CONTINGENCY THEORY FOCUS ON - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - OHIO STATE PATH-GOAL MICH STUDIES VROOM-YETTON BEHAVIORS LEADER GRID LIFE-CYCLE - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
  • 13. CONTINGENCY THEORY OF LEADERSHIP FIEDLER (65) LEADER CHARACTERISTICS (Least-Preferred Coworker Scale) HIGH LPC --- EMPLOYEE RELATIONS ORIENTED LOW LPC --- TASK ORIENTED SITUATIONAL CONSIDERATIONS LEADER-MEMBER RELATIONS TASK STRUCTURE LEADER POSITION POWER FAVORABLE LEADER SITUATIONS MOST FAVORABLE - - - - - - - - - - - - - LEAST FAVORABLE LEADER-MEMBER RELATIONS G G G G N N N N TASK STRUCTURE G G N N G G N N LEADER POSITION POWER G N G N G N G N EFFECTIVE STYLE TASK EMPLOYEE TASK
  • 14. MANIPULATING THE SITUATION MODIFY LEADER-MEMBER RELATIONS SPEND MORE (OR LESS) TIME WITH SUBORDINATES ORGANIZE SOME OFF-WORK GROUP ACTIVITIES INCREASE (OR DECREASE) YOUR AVAILABILITY TO followers RAISE MORALE BY OBTAINING POSITIVE OUTCOMES FOR SUBORDINATES TRANSFER SUBORDINATES INTO (OR OUT OF) YOUR UNIT REQUEST COMPATIBLE PEOPLE FOR WORK IN YOUR GROUP MODIFY TASK STRUCTURE ASK FOR TASKS WHICH ARE MORE STUCTURED LEARN ALL YOU CAN ABOUT THE TASK BREAK THE JOB DOWN INTO SMALLER SUB-TASKS LEAVE THE TASK IN RELATIVELY VAGUE FORM ENRICH JOBS THROUGH HORIZONTAL AND VERTICAL EXPANSION MODIFY POSITION POWER SHOW SUBORDINATES WHO’ BOSS --- EXERCISE YOUR POWERS FULLY BECOME AN EXPERT ABOUT JOBS AS SOON AS POSSIBLE ALL INFORMATION AND FEEDBACK TO SUBORDINATES IS CHANNELED THROUGH YOU ASK MEMBERS TO PARTICIPATE IN DECISIONS AND PLANNING TRY TO BE “ONE OF THE GANG” --- DOWNPLAY YOUR POWER LET ASSISTANTS EXERCISE MORE POWER ASK MANAGEMENT TO GIVE YOU MORE DISCRETION AND AUTONOMY
  • 15. LIFE-CYCLE (MATURITY) THEORY (SITUATIONAL LEADERSHIP THEORY) HERSEY & BLANCHARD (77) LEADER BEHAVIORS NEED TO VARY, DEPENDING ON THE MATURITY OF THE followers DIRECTIVE STYLE (TELLING) GIVES CLEAR DIRECTION & INSTRUCTIONS TO IMMATURE EMPLOYEES FOLLOWERS ARE UNABLE AND UNWILLING (INSECURE) COACHING STYLE (SELLING) EXPANDS TWO-WAY COMMUNICATION, HELPS MATURING EMPLOYEES BUILD CONFIDENCE AND MOTIVATION FOLLOWERS ARE UNABLE, BUT WILLING TO TRY SUPPORTING STYLE (PARTICIPATING) EMPLOYEE FEEL COMPETENT, ACTIVE TWO-WAY COMMUNICATION STILL NEEDED FOR SHARED DECISIONS FOLLOWERS ARE ABLE BUT APPREHENSIVE AUTONOMOUS STYLE (DELEGATING) GIVES RESPONSIBILITIES FOR PLANNING AND DECISION MAKING TO HIGHLY MATURE EMPLOYEES FOLLOWERS ARE ABLE AND WILLING TASK BEHAVIORS START OUT HIGH, AND GRADUALLY DECLINE RELATIONSHIP BEHAVIORS START LOW, BUILD, THEN DECLINE AGAIN AN INTUITIVE THEORY, BUT EMPIRICAL SUPPORT HAS NOT BEEN STRONG
  • 16. PATH-GOAL THEORY OF LEADERSHIP HOUSE & MITCHELL (74) SITUATIONAL FACTORS CHARACTERISTICS OF SUBORDINATES LOCUS OF CONTROL EXPERIENCE PERCEIVED ABILITY CHARACTERISTICS OF THE ENVIRONMENT TASK STRUCTURE FORMAL AUTHORITY SYSTEM WORK GROUP LEADER STYLES DIRECTIVE SUPPORTIVE ACHIEVEMENT-ORIENTED PARTICIPATIVE THE LEADER COMPENSATES FOR THINGS LACKING IN EITHER THE EMPLOYEE OR THE WORK SETTING TO HELP THE follower PERFORM EFFECTIVELY
  • 17. PATH-GOAL LEADERSHIP STYLES DIRECTIVE LETS SUBORDINATES KNOW WHAT IS EXPECTED PLANS AND SCHEDULES WORK TO BE DONE GIVES SPECIFIC GUIDANCE -- WHAT SHOULD BE DONE AND HOW IT SHOULD BE DONE MAINTAINS CLEAR STANDARDS OF PERFORMANCE SUPPORTIVE SHOWS CONCERN FOR WELL-BEING OF SUBORDINATES TREATS MEMBERS AS EQUALS DOES LITTLE THINGS TO MAKE THE WORK MORE PLEASANT IS FRIENDLY AND APPROACHABLE ACHIEVEMENT-ORIENTED SETS CHALLENGING GOALS EXPECTS SUBORDINATES TO PERFORM AT THE HIGHEST LEVEL SEEKS IMPROVEMENT IN PERFORMANCE, WHILE SHOWING CONFIDENCE IN followers PARTICIPATIVE CONSULTS WITH SUBORDINATES SOLICITS SUGGESTIONS TAKES SUGGESTIONS SERIOUSLY INTO CONSIDERATION BEFORE MAKING DECISIONS
  • 18. VERTICAL DYAD (EXCHANGE) MODEL (LEADER-MEMBER EXCHANGE MODEL) GRAEN (75) • LEADERS INVEST THEIR TIME & ATTENTION IN THOSE EXPECTED TO PERFORM BEST • LEADER CREATES AN “IN-GROUP” (THE “FAVORED FEW”) & AN “OUT-GROUP” • IN-GROUPS AND OUT-GROUPS MAY DEMONSTRATE THE “SELF-FULFILLING PROPHESY” IN-GROUPS • RECEIVE SPECIAL DUTIES AND HAVE SPECIAL PRIVILEGES • ARE GIVEN MORE AUTONOMY AND RESPONSIBILITY • EXPERIENCE HIGHER SATISFACTION • ARE MORE PRODUCTIVE • ARE PART OF THE LEADER’S SUPPORT NETWORK OUT_GROUPS • ARE NOT TRUSTED • ARE NOT GIVEN DESIRABLE WORK ASSIGNMENTS • RECEIVE LESS LEADER TIME AND ATTENTION • “LIVE DOWN” TO LEADER EXPECTATIONS • ARE LESS LIKELY TO SUPPORT THE LEADER IN-GROUP MEMBERS SELECTED BASED ON: • COMPETENCE AND ABILITY • PERSONAL COMPATIBILITY WITH THE LEADER
  • 19. SUBSTITUTES FOR LEADERSHIP KERR & JERIMER (78) SUBSTITUTES ARE FACTORS THAT CAN NEUTRALIZE THE INFLUENCE OF LEADER BEHAVIOR LOOK FOR CHARACTERISTICS OF: THE SUBORDINATES THE TASK THE ORGANIZATION FOR INITIATING STRUCTURE ABILITY AND PROFESSIONAL TRAINING OF SUBORDINATES STANDARDIZED, UNAMBIGUOUS, ROUTINIZED TASKS DETAILED RULES & PROCEDURES PROVIDED BY THE ORGANIZATION FOR CONSIDERATION INTRINSIC APPEAL OF THE TASK ITSELF ESTEEM OF PROFESSIONAL COLLEAGUES SUPPORTIVE AND COHESIVE WORK GROUP
  • 20. SUMMARY OF CONTINGENCY THEORIES THE CONTINGENCY THEORY Fiedler (65) PARTICIPATIVE LEADERSHIP THEORY Vroom & Yetton (73) PATH-GOAL THEORY House & Mitchell (74) VERTICAL DYAD (LEADER-MEMBER EXCHANGE) THEORY Graen (75) LIFE-CYCLE (MATURITY) THEORY Hersey & Blanchard (77) SUBSTITUTES FOR LEADERSHIP Kerr & Jerimer (78) CONCLUSIONS RE: CONTINGENCY THEORIES THERE IS NO “ONE BEST WAY” TO LEAD LEADERS SHOULD KNOW THEIR OWN PREFERRED STYLE KNOW HOW TO CAREFULLY DIAGNOSE YOUR WORK SITUATION UNDERSTAND WHICH ACTIONS TO TAKE TO IMPROVE THE SITUATION
  • 21. MANAGERIAL ROLES MINTZBERG (73) INTERPERSONAL ROLES • Figurehead (Ceremonial) • Leader (Supervisor) • Liaison (Linking-Pin) INFORMATIONAL ROLES • Monitor • Disseminator • Spokesperson DECISIONAL ROLES • Innovator (Entrepreneur) • Disturbance Handler (Crisis) • Resource Allocator • Negotiator
  • 22. LEADERSHIP AND TRUST AN EXPECTATION THAT THE LEADER WILL NOT TAKE UNFAIR ADVANTAGE OF ME IS MY LEADER TRUSTWORTHY? FIVE DIMENSIONS OF TRUST INTEGRITY -- honest and truthful COMPETENCE -- has good technical knowledge & interpersonal skills CONSISTENCY -- is reliable, predictable, and has good judgement LOYALTY -- will look out for me and protect me; won’t take advantage OPENNESS -- will talk to me and tell me the truth (what’s going on) DETERRENCE-BASED TRUST --WE CAN RETALIATE OR STRIKE BACK IF HARMED…DON’T REALLY HAVE A HISTORY KNOWLEDGE-BASED TRUST --CAN PREDICT WHAT WILL HAPPEN BASED ON EXPERIENCE…GIVE A SECOND CHANCE? IDENTIFICATION-BASED TRUST --- KNOW EACH OTHER INTIMATELY, ACT FOR EACH OTHER BASIC PRINCIPLES OF TRUST MISTRUST DRIVES OUT TRUST TRUST BEGETS TRUST GROWTH OFTEN MASKS DISTRUST DECLINE OR DOWNSIZING TESTS THE HIGHEST LEVELS OF TRUST TRUST INCREASES COHESION MISTRUSTING GROUPS SELF-DESTRUCT MISTRUST GENERALLY REDUCES PRODUCTIVITY
  • 23. CONTEMPORARY ISSUES IN LEADERSHIP 1. DO MEN & WOMEN LEAD DIFFERENTLY? The similarities outweigh the differences A SLIGHT TENDENCY FOR WOMEN Lean toward participative, negotiable, information-sharing styles This tendency declines when women are in male-dominated jobs A SLIGHT TENDENCY FOR MEN To be more directive and rely on the formal authority of their position 1. TEAM LEADERSHIP Difficult for managers to switch from traditional roles LEARN TO BECOME: A Facilitator A Liaison A Troubleshooter A Conflict Manager A Coach 1. EMPOWERMENT Be careful about jumping on the bandwagon -- does it “fit?” IT ASSUMES A UNIVERSAL APPROACH TO LEADERSHIP DOES THE SITUATION CALL FOR MORE EMPOWERMENT?
  • 24. 4. IMPORTANCE OF FOLLOWERS The qualities of effective followers: THEY MANAGE THEMSELVES WELL – CAN THINK, WORK INDEPENDENTLY THEY ARE COMMITTED TO THEIR WORK THEY ARE COMPETENT AND WORK TO HIGHER STANDARDS THAN THEIR JOB REQUIRES THEY ARE HONEST AND CREDIBLE 5. IMPACT OF NATIONAL CULTURE Culture is an important situational variable HIGHER POWER-DISTANCE – autocratic leadership style is preferred Arab, Far East, Latin countires LOWER POWER-DISTANCE – more success with the participative style USA Canada, Scandinavian countries 6. BIOLOGICAL IMPACTS ON LEADERSHIP Seratonin improves sociability and reduces aggression (PROZAC) Testosterone increases competitive drive and assertiveness Women in professional jobs have higher levels 7. MORAL DIMENSIONS OF LEADERSHIP What sort of example does the leader set? IS THE LEADER A GOOD ROLE MODEL? CORRUPTION WITHIN THE FIRM OFTEN STARTS WITH BAD EXAMPLES AT THE TOP
  • 25. Saama-Confidential Page 25Tuesday, October, 11, 2011 In this session we will learn What is leadership, People management philosophies and how it affects style of management leadership, And know what kind of leader behaviour can be effective. We laid the foundation in our managing people programme by learning about personality and behaviour
  • 26. Saama-Confidential Page 26Tuesday, October, 11, 2011 Let us talk about Theory X and theory Y belief And also about theory Z hard and soft style
  • 27. Hard VS soft style • The hard style of management led to restriction of output, mutual distrust, unionism, and even sabotage. • McGregor called the second style of management "soft" and identified its methods as permissiveness and need satisfaction. • McGregor suggested that the soft style of management often led to managers' failure to perform their managerial role. He also pointed out that employees often take advantage of an overly permissive manager by demanding more but performing at lower levels.
  • 28. A Leadership Story: • McGregor drew upon the work of Abraham Maslow (1908-1970) to explain why Theory X assumptions led to ineffective management. • Maslow had proposed that man's needs are arranged in levels, with physical and safety needs at the bottom of the needs hierarchy and social, ego, and self-actualization needs at upper levels of the hierarchy. • Maslow's basic point was that once a need is met, it no longer motivates behavior; thus, only unmet needs are motivational. McGregor argued that most employees already had their physical and safety needs met and that the motivational emphasis had shifted to the social, ego, and self- actualization needs. • Therefore, management had to provide opportunities for these upper-level needs to be met in the workplace, or employees would not be satisfied or motivated in their jobs.
  • 29. Saama-Confidential Page 29Tuesday, October, 11, 2011 Such opportunities could be provided by allowing employees to participate in decision making, by redesigning jobs to make them more challenging, or by emphasizing good work group relations, among other things. According to McGregor, neither the hard style of management based on the classical school nor the soft style of management inspired by the human relations movement were sufficient to motivate employees. Different sets of approaches are required in today’s context of managing intellectual property
  • 30. Who is responsible for what? Saama-Confidential Page 30Tuesday, October, 11, 2011 Organisational philosophy or faith that Management is responsible for organizing the elements of productive enterprise- Belief that People are not by nature passive or resistant to organizational needs drives the policies Believing that the motivation, potential for development, capacity for assuming responsibility, and readiness to direct behavior toward organizational goals are all present in people-
  • 31. Saama-Confidential Page 31Tuesday, October, 11, 2011 Management does not put them there. It is a responsibility of management to make it possible for people to recognize and develop these human characteristics for themselves. The essential task of management is to arrange organizational conditions and methods of operation so that people can achieve their own goals by directing their efforts toward organizational objectives
  • 32. Creating organizational style Saama-Confidential Page 32Tuesday, October, 11, 2011 Is it possible to create a completely Theory Y-type organization ? Theory Y assumptions would lead to more effective management. ? decentralization of decision-making authority, delegation, job enlargement, and participative management. What impact they have? Job enrichment programs that began in the 1960s and 1970s also were consistent with the assumptions of Theory Y.
  • 35. Types of Leadership Style • Autocratic: o Leader makes decisions without reference to anyone else o High degree of dependency on the leader o Can create de-motivation and alienation of staff o May be valuable in some types of business where decisions need to be made quickly and decisively
  • 36. Types of Leadership Style • Democratic: • Encourages decision making from different perspectives – leadership may be emphasized throughout the organization o Consultative: process of consultation before decisions are taken o Persuasive: Leader takes decision and seeks to persuade others that the decision is correct
  • 37. Types of Leadership Style • Democratic: o May help motivation and involvement o followers feel ownership of the firm and its ideas o Improves the sharing of ideas and experiences within the business o Can delay decision making
  • 38. Types of Leadership Style • Laissez-Faire: o ‘Let it be’ – the leadership responsibilities are shared by all o Can be very useful in businesses where creative ideas are important o Can be highly motivational, as people have control over their working life o Can make coordination and decision making time-consuming and lacking in overall direction o Relies on good team work o Relies on good interpersonal relations
  • 39. Types of Leadership Style • Paternalistic: • Leader acts as a ‘father figure’ • Paternalistic leader makes decision but may consult • Believes in the need to support staff
  • 41. Change Leadership • The most challenging aspect of business is leading and managing change • The business environment is subject to fast- paced economic and social change • Modern business must adapt and be flexible to survive • Problems in leading change stem mainly from human resource management
  • 42. Change Leadership Self-esteem Time 1. Immobilization – as rumors of the change circulate, the individual feels some sense of shock and possible disbelief – so much so that they deem it worthy of doing nothing. 1 2. Minimization: As the change becomes clearer, people try to fit in the change with their own personal position and may try to believe that it will not affect them. 2 3. Depression: as reality begins to dawn staff may feel alienated and angry, feelings of a lack of control of events overtake people and they feel depressed as they try to reconcile what is happening with their own personal situation. 3 4 4. Acceptance/letting go: The lowest point in self-esteem finally sees people starting to accept the inevitable. Fear of the future is a feature of this stage. 5 5. Testing out: Individuals begin to interact with the change, they start to ask questions to see how they might work with the change. 6 6. Search for meaning: Individuals begin to work with the change and see how they might be able to make the change work for them – self esteem begins to rise. 7 7. Internalization: the change is understood and adopted within the individual’s own understanding – they now know how to work with it and feel a renewed sense of confidence and self esteem.
  • 44. Theories of Leadership • Trait theories: • Is there a set of characteristics that determine a good leader? o Personality? o Dominance and personal presence? o Charisma? o Self confidence? o Achievement? o Ability to formulate a clear vision?
  • 45. Theories of Leadership • Behavioral: • Imply that leaders can be trained – focus on the way of doing things o Structure based behavioral theories – focus on the leader instituting structures – task orientated o Relationship based behavioral theories – focus on the development and maintenance of relationships – process orientated
  • 46. Theories of Leadership • Contingency Theories: • Leadership as being more flexible – different leadership styles used at different times depending on the circumstance. • Suggests leadership is not a fixed series of characteristics that can be transposed into different contexts
  • 47. Theories of Leadership • May depend on: o Type of staff o History of the business o Culture of the business o Quality of the relationships o Nature of the changes needed o Accepted norms within the institution
  • 48. Theories of Leadership • Transformational: o Widespread changes to a business or organization • Requires: o Long term strategic planning o Clear objectives o Clear vision o Leading by example – walk the walk o Efficiency of systems and processes
  • 49. Theories of Leadership • Trait theories: o Are such characteristics inherently gender biased? o Do such characteristics produce good leaders? o Is leadership more than just bringing about change? o Does this imply that leaders are born not bred?
  • 50. Theories of Leadership • Invitational Leadership: o Improving the atmosphere and message sent out by the organization o Focus on reducing negative messages sent out through the everyday actions of the business both externally and, crucially, internally o Review internal processes to reduce these o Build relationships and sense of belonging and identity with the organization – that gets communicated to customers, etc.
  • 51. Theories of Leadership • Transactional Theories: o Focus on the management of the organization o Focus on procedures and efficiency o Focus on working to rules and contracts o Managing current issues and problems
  • 53. Factors Affecting Style • Leadership style may be dependent on various factors: o Risk - decision making and change initiatives based on degree of risk involved o Type of business – creative business or supply driven? o How important change is – change for change’s sake? o Organizational culture – may be long embedded and difficult to change o Nature of the task – needing cooperation? Direction? Structure?
  • 54. Saama-Confidential Page 54Tuesday, October, 11, 2011 Theory Y was not always more effective than Theory X, but that the contingencies of each managerial situation determined which of the approaches was more appropriate. Still others suggested extensions to Theory Y. One of these, William Ouchy's Theory Z, attempted to combine the strength of American management philosophies based on Theory Y with Japanese management philosophies
  • 55. Saama-Confidential Page 55Tuesday, October, 11, 2011 In summary we may state the foundation of leadership is based on Leader ‘s personality, His /her belief systems, The situations and the type of people the leader is engaged with.

Editor's Notes

  1. In the first module we talked about the basics of leadership. From completely autocratic to democratic styles vary in range We also saw how personality factor affects the leadership In this module we will go a little more deeper to understand few of the outstanding research efforts in modeling the leadership concepts.
  2. Leadership as a subject matter has been of interest for many behavioral researchers. It is relevant to understand the dynamics of being leader or being in the leadership role.
  3. Many believe that there are some inborn traits that make one a leader, how much of that is true? There is this classic case of the perception people had about the president of USA. He has to be tall, good looking , well groomed etc. Galdwell the well known author of Blink speaks about waren harding the 29 th president who was compromise candidate. Traditionally, polls of historians and scholars have ranked Harding as one of the worst Presidents; primarily due to the multiple scandals in his administration caused by the "Ohio Gang"; Harding's cabinet and appointees who warranted federal corruption investigations, charges, and convictions. He was chosen accidentally to lead the country over many candidates for his external appearance We talked about emotional intelligence and extroversion. These are traits that influence leader behaviour
  4. The next question is Do we need to be charismatic? Answer is yes and no. it surely helps in attracting followers.We are not talking of external appearance but how the person conducts IS THE VISION VALUE-BASED? WILL THE FOLLOWERS BECOME ENTHUSIASTIC? Charisma adds to effectiveness Did Gandhi have charisma? The question is not about charisma but DO THE PEOPLE BELIEVE in THE VISION leader creates and is that ATTAINABLE? ARE CHARISMATIC LEADERS “BORN” OR CAN THEY BE TAUGHT? Charisma is: CORRELATED WITH HIGH SATISFACTION AMONG FOLLOWERS EFFECTIVE WHEN THERE IS AN IDEOLOGICAL PART TO THE TASK, OR FACING STRESS & UNCERTAINTY CHARISMATIC LEADERS – DON’T TOLERATE CRITICISM, SURROUND THEMSELVES WITH “YES” PEOPLE A STUDY --- FOUND AN ABSENCE OF EGO-DRIVEN CHARISMATIC LEADERS
  5. There is the higher form of transformational leadership- when the leader is required to shift the paardigms. Bring about dramatic changes. Let us know what transformational leaders do?
  6. MANY think that power is what makes aleader effective. Let us look at various forms of power. Expert power is what commands respect. Who is ultimate leader? A true leader is one who makes “ mahajano yena gatah sa panthah—traverse the trail which the leader passed, Leaders are good only if they make followers willingly do what they want them to do. Power therefore comes not from vested authority but comes from with in
  7. Let us understand few pioneering works which hold even today
  8. Robert blake and james mouton modelled the two prime factors- Concern for people and concern for production 1-1 is low low 9-9 is high high Depending on the degree of orientation the style is defined
  9. FIEDLER’S CONTRIBUTIONS LEADER EFFECTIVENESS IS SITUATIONAL TASK LEADERSHIP IS VALUABLE AND IMPORTANT MODIFY SITUATIONS TO FIT THE LEADER’S STYLE
  10. MODIFY LEADER-MEMBER RELATIONS SPEND MORE (OR LESS) TIME WITH SUBORDINATES ORGANIZE SOME OFF-WORK GROUP ACTIVITIES INCREASE (OR DECREASE) YOUR AVAILABILITY TO followers RAISE MORALE BY OBTAINING POSITIVE OUTCOMES FOR SUBORDINATES TRANSFER SUBORDINATES INTO (OR OUT OF) YOUR UNIT REQUEST COMPATIBLE PEOPLE FOR WORK IN YOUR GROUP MODIFY TASK STRUCTURE ASK FOR TASKS WHICH ARE MORE STUCTURED LEARN ALL YOU CAN ABOUT THE TASK BREAK THE JOB DOWN INTO SMALLER SUB-TASKS LEAVE THE TASK IN RELATIVELY VAGUE FORM ENRICH JOBS THROUGH HORIZONTAL AND VERTICAL EXPANSION MODIFY POSITION POWER SHOW SUBORDINATES WHO’ BOSS --- EXERCISE YOUR POWERS FULLY BECOME AN EXPERT ABOUT JOBS AS SOON AS POSSIBLE ALL INFORMATION AND FEEDBACK TO SUBORDINATES IS CHANNELED THROUGH YOU ASK MEMBERS TO PARTICIPATE IN DECISIONS AND PLANNING TRY TO BE “ONE OF THE GANG” --- DOWNPLAY YOUR POWER LET ASSISTANTS EXERCISE MORE FREDOM AND AUTONOMY ASK MANAGEMENT TO GIVE YOU MORE DISCRETION AND AUTONOMY
  11. Theory X- Theory X and Theory Y represent two sets of assumptions about human nature and human behavior that are relevant to the practice of management. Theory X represents a negative view of human nature that assumes individuals generally dislike work, are irresponsible, and require close supervision to do their jobs. Theory Y denotes a positive view of human nature and assumes individuals are generally industrious, creative, and able to assume responsibility and exercise self-control in their jobs. One would expect, then, that managers holding assumptions about human nature that are consistent with Theory X might exhibit a managerial style that is quite different than managers who hold assumptions consistent with Theory Y. . After the Hawthorne experiments and the subsequent behavioral research of the 1930s and 1940s, the human relations approach to management joined the classical perspective as a major school of management thought. Whereas the classical school as espoused by management pioneers such as Frederick Taylor and Henri Fayol focused on principles of management, scientific selection and training, and worker compensation, the human relations approach emphasized behavioral issues such as job satisfaction, group norms, and supervisory style.
  12. Management is responsible for organizing the elements of productive enterprise-money, materials, equipment, and people in the interests of economic ends. People are not by nature passive or resistant to organizational needs. They have become so as a result of experience in organizations. The motivation, potential for development, capacity for assuming responsibility, and readiness to direct behavior toward organizational goals are all present in people-management does not put them there. It is a responsibility of management to make it possible for people to recognize and develop these human characteristics for themselves. The essential task of management is to arrange organizational conditions and methods of operation so that people can achieve their own goals by directing their efforts toward organizational objectives.
  13. Thus, Theory Y has at its core the assumption that the physical and mental effort involved in work is natural and that individuals actively seek to engage in work. It also assumes that close supervision and the threat of punishment are not the only means or even the best means for inducing employees to exert productive effort. Instead, if given the opportunity, employees will display self-motivation to put forth the effort necessary to achieve the organization's goals. Thus, avoiding responsibility is not an inherent quality of human nature; individuals will actually seek it out under the proper conditions. Theory Y also assumes that the ability to be innovative and creative exists among a large, rather than a small segment of the population. Finally, it assumes that rather than valuing security above all other rewards associated with work, individuals desire rewards that satisfy their self-esteem and self-actualization needs. Remember we talked about role of self esteem and risk taking as factors that influence personality
  14. Although McGregor did not believe that it was possible to create a completely Theory Y-type organization in the 1950s, he did believe that Theory Y assumptions would lead to more effective management. He identified several approaches to management that he felt were consistent with the precepts of Theory Y. These included decentralization of decision-making authority, delegation, job enlargement, and participative management. Job enrichment programs that began in the 1960s and 1970s also were consistent with the assumptions of Theory Y.
  15. Us talk about factors affecting leadership style, types , change leadership. And few models based on sound research
  16. Theory x-y models relate to autocratic and democratic styles . As two extreme form s.
  17. From completely task oriented style democratic style is focused on relation ship based approach More of team consultative, participative styles
  18. Laissex faire – this style is less of telling but more of participative styles
  19. This style is becoming obsolete as modern organizations rely more on data based style than emotional engagement style
  20. Turbulent times like recent economic uncertainty calls for change leadership. It is not easy to manage change as people go through all 5 stages – solution identification, selling the idea, resentment/resignation, acceptance, and internalization. Leadership needs to be strong in the resentment /resignation stages to make people appreciate manger’s decisions.
  21. The single factor affecting change management is how the organizations and its managers are equipped to handle people. Therefore it is becoming important for employees aspiring to rise in organizations to learn people management techniques