Presented at CONUL conference, May 2017, Athlone, Ireland

1. UCD Library
University College Dublin,
Belfield, Dublin 4, Ireland
Leabharlann UCD
An Coláiste Ollscoile, Baile Átha Cliath,
Belfield, Baile Átha Cliath 4, Eire
Making Open Access count:
Creating standards to measure
the use of Open Access
resources
CONUL 2017
Athlone, 31 May
Joseph Greene
Research Repository Librarian
University College Dublin
joseph.greene@ucd.ie
http://researchrepository.ucd.ie

2. Introduction
Where we are, where we’ve been

3. First
principles:
BOAI 2002
“…the world-wide electronic
distribution of the peer-reviewed
journal literature and completely
free and unrestricted access to it...”

4. Tipping
point
More than 50% of recent
papers (2011-2013) were
found to be Open access
Archambault, E. et al. (2014). Proportion of Open Access Papers Published in Peer-Reviewed Journals at the European and
World Levels: 1996–2013 (41p.). Produced for the European Commission DG Research & Innovation.

5. Value of Open Access
Defining value, measuring value

6. OA Citation
advantage
• At least 40 separate studies show that
Open Access increases citations1,2
• Wide variations between disciplines
• 35% increase in mathematics3
• 500% increase in citations in
physics/astronomy3
• Most recent study: 3.3 million papers2
• Average: OA = 50% more citations
• (Green is overall the better strategy)
1Wagner, B. (2010) ‘Open Access Citation Advantage: An Annotated Bibliography’. DOI: 10.5062/F4Q81B0W
2Archambault, E. (2016) ‘Research impact of paywalled versus open access papers’
3Swan, A. (2010) ‘The Open Access citation advantage: Studies and results to date’. https://eprints.soton.ac.uk/268516/

7. OACitationAdvantage {
if (papers_are_OA) {
papers_are_accessible = true;
citationAdvantage();
}
}
citationAdvantage {
if (papers_are_accessible) {
++papers_read;
++chance_of_citation;
}
}

9. OA usage statistics

11. Also applies to
hybrid OA

12. Background
research
• Up to 85% of OA repository
downloads come from non-human
agents1
• Even with robot detection, there is
room for improvement2
• DSpace stats: 62% human
• EPrints stats: 55% human
• U. Minho DSpace stats: 59-73%
human
1Greene, J. (2016) 'Web robot detection in scholarly Open Access institutional repositories'. Library Hi Tech, 34 (3):500-520
2Greene, J. (2016) 'How Accurate are IR Usage Statistics?’. Open Repositories (OR2016) Dublin, 13-16 June 2016

13. Problems
• Many ways to do robot detection
• (At least 23 in the literature , not to
mention combinations)
• Nothing resembling a standard
available
• Cross-platform comparison and
aggregation impossible

14. Addressing
the
problem
• COUNTER Robots Working Group
• Joseph Greene, UCD, RIAN (chair)
• Lorraine Estelle, Project COUNTER
• Paul Needham, IRUS-UK/COUNTER
• Representatives from EBSCO, Elsevier, Wiley,
ScholarlyIQ, DSpace, EPrints, DigitalCommons,
OpenAIRE, Base Bielefeld and Open Journal
Systems
“…to devise ‘adaptive filtering systems’ that will allow publishers/repositories/services to
follow a common set of rules to dynamically identify and filter out unusual usage and
robot activity”

15. Methodology
Raw data to structured data

16. Usage data sources
.csv
.csv
.txt
Source: Bielefeld/OJS (x3)
Lines: 233,000
Source: IRUS-UK (97 IRs)
Lines: 1.9 million
Source: Wiley
Lines: Several million
PostgreSQL database
Several million rows Period: 3-9 October 2016

17. Robot
detection
• Simple random sample taken
• 202-204 downloads for each dataset
• 95% certainty
• Manually determine human/robot
downloads
• Self-named
• Unusual number of downloads, items
downloaded

18. Mozilla/5.0 (compatible; Baiduspider/2.0; +http://www.baidu.com/search/spider.html)
Mozilla/5.0 (compatible; Googlebot/2.1; +http://www.google.com/bot.html)
Mozilla/5.0 (compatible; spbot/5.0.3; +http://OpenLinkProfiler.org/bot )
Sogou web spider/4.0(+http://www.sogou.com/docs/help/webmasters.htm#07)
gsa-crawler(Enterprise; T4-BLNCV2FADUSTW; webteam-chat@lists.strath.ac.uk)
Mozilla/5.0 (compatible; YandexBot/3.0; +http://yandex.com/bots)
RePEc link checker (http://EconPapers.repec.org/check/)
Jakarta Commons-HttpClient/3.0.1
Betsie
Self-declared robots

19. Undeclared but obvious behaviour

20. Testing
filters
• Test existing COUNTER filters
• Find best combination of proposed
filters
• Balance accuracy with practicality

21. Results: COUNTER Code of
Practice Release 5, 2017
joseph.greene@ucd.ie