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19-1
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
Introduction to 5G
Introduction to 5G
Raj Jain
Washington University in Saint Louis
Saint Louis, MO 63130
Jain@cse.wustl.edu
Slides and Audio/Video recordings of this class lecture are
available at:
http://www.cse.wustl.edu/~jain/cse574-16/
19-2
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
Overview
Overview
1. What: 5G Definition
2. How:
1. New Radio Multiplexing Technologies
2. New Efficient Spectrum Usage Techniques
3. New Energy Saving Mechanisms
4. CapEx/OpEx Reduction Techniques
5. New Spectrum
6. Application Specific Improvements
Note: This is the 4th module in a series of lectures on 2G/3G, LTE,
LTE-Advanced, and 5G
19-3
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
5G Definition
5G Definition
Ref: ITU-R Recommendation M.2083-0, "IMT Vision – Framework and overall objectives of the future development of IMT
for 2020 and beyond," Sep. 2015, 21 pp., https://www.itu.int/dms_pubrec/itu-r/rec/m/R-REC-M.2083-0-201509-I!!PDF-E.pdf
4G
100×
10×
10×
1.4×
10×
20×
19-4
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
5G Definition (Cont)
5G Definition (Cont)
1. Peak Data Rate: max rate per user under ideal conditions. 10
Gbps for mobiles, 20 Gbps under certain conditions.
2. User experienced Data Rate: Rate across the coverage area
per user. 100 Mbps in urban/suburban areas. 1 Gbps hotspot.
3. Latency: Radio contribution to latency between send and
receive
4. Mobility: Max speed at which seamless handover and QoS is
guaranteed
5. Connection Density: Devices per km2
6. Energy Efficiency: Network bits/Joule,
User bits/Joule
7. Spectrum Efficiency: Throughput
per Hz per cell
8. Area Traffic Capacity: Throughput per m2
19-5
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
Importance
Importance
‰ Three Key Application Areas:
¾ Enhanced Mobile Broadband
¾ Ultra-Reliable and Low Latency: Real-time, safety
¾ Massive Machine Type Communications
Ref: ITU-R Recommendation M.2083-0, "IMT Vision – Framework and overall objectives of the future development of IMT
for 2020 and beyond," Sep. 2015, 21 pp., https://www.itu.int/dms_pubrec/itu-r/rec/m/R-REC-M.2083-0-201509-I!!PDF-E.pdf
19-6
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
Timeline
Timeline
‰ 3G: IMT-2000 started in 1985, first release in 2000
‰ 4G: IMT-Advanced, vision in 2003, First release in 2012
‰ 5G: IMT-2020, vision in 2015, first release in 2020
Ref: ITU-R, “Workplan, timeline, process and deliverables for the future development of IMT,” 4pp.,
5 years
2020
2018
2017
2016
2015
2014 2019
3GPP
2012
2003
2000
1985 … … …
…
Year
Deployment
Of
IMT-2020
Development
Of
IMT-2020
Development
Of
IMT-2020
Deployment
Of
IMT-2020
Development
Of
IMT-2020
Vision
Of
IMT-2020
Vision
Of
IMT-Adv
Deployment
Of
IMT-Adv
Development
Of
IMT-2000
Deployment
Of
IMT-2000
3G
4G
5G
R16
R15
R14
R13
9 years
15 years
Development
Of
IMT-Advanced
19-7
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
How?
How?
1. New Radio Multiplexing Technologies
2. New Efficient Spectrum Usage Techniques
3. New Energy Saving Mechanisms
4. CapEx/OpEx Reduction Techniques
5. New Spectrum
6. Application Specific Improvements
19-8
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
New Radio Multiplexing Technologies
New Radio Multiplexing Technologies
1. Spectrum Filtered OFDM (f-OFDM)
2. Filtered Bank Multicarrier (FBMC)
3. Non-Orthogonal Multiple Access (NOMA)
4. Pattern Division Multiple Access (PDMA)
5. Low Density Spreading (LDS)
6. Sparse Code Multiple Access (SCMA)
7. Interleave-Division Multiple Access (IDMA)
19-9
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
Problems with OFDM
Problems with OFDM
‰ Spectrum overflow Ÿ Need guard bands
‰ Entire band should use the same subcarrier spacing
‰ Entire time should use the same symbol size and cyclic prefix
‰ All users should strictly time synchronize in the uplink
Ref: P. Zhu, “5G Enabling Technologies,” PIMRC, Sep 2014, 20 slides, http://www.ieee-pimrc.org/2014/2014-09-03%205G%20
Enabling%20Technologies%20PMIRC%20Huawei_Final.pdf
19-10
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
Spectrum Filtered OFDM (f
Spectrum Filtered OFDM (f-
-OFDM)
OFDM)
‰ Band divided into multiple subbands
‰ Each subband may use different OFDM parameters optimized
for the application: Frequency spacing, cyclic prefix, …
‰ Each subband spectrum is filtered to avoid inter-subband
interference Ÿ Spectrum filtered
‰ Different users (subbands) do not need to be time synchronized
Ÿ Asynchronous OFDMA
Time
Frequency
Subband 1 with spacing = 10 MHz
Subband 1 with spacing = 6 MHz
Subband 1 with spacing = 15 MHz
OFDM 1
OFDM 2
OFDM 3
Ref: P. Zhu, “5G Enabling Technologies,” PIMRC, Sep 2014, 20 slides, http://www.ieee-pimrc.org/2014/2014-09-03%205G%20
Enabling%20Technologies%20PMIRC%20Huawei_Final.pdf
Filter
19-11
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
Filtered Bank Multicarrier (FBMC)
Filtered Bank Multicarrier (FBMC)
‰ A filter is used to remove the subcarrier overflow
‰ No side lobes Ÿ No cyclic prefix needed
Ÿ More bits/Hz
‰ Different users can have different subbands with different
parameters
Frequency
Amplitude
Amplitude
Frequency
Ref: M. Bellanger, “FBMC physical layer – principle,” June 2011, 13 slides,
http://www.cept.org/Documents/se-43/500/SE43(11)Info06_FBMC-physical-layer-principle
19-12
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
Non
Non-
-Orthogonal Multiple Access (NOMA)
Orthogonal Multiple Access (NOMA)
‰ Users are distinguished by power levels
‰ Users with poor channel condition get higher power
‰ Users with higher power decode their signal treating others as
noise
‰ Users with lower power subtract the higher powered signals
before decoding
‰ Can also be used with beamforming and MIMO
User 1 subtracts signal of
user 2 then decodes
User 2 decodes its signal
Considers user 1’s signal as noise
Ref: G. Ding, et al, “Application of Non-orthogonal Multiple Access in LTE and 5G Networks,”
https://pdfs.semanticscholar.org/a404/21a9762db528bfe848166765fee43e740c94.pdf
19-13
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
Pattern Division Multiple Access (PDMA)
Pattern Division Multiple Access (PDMA)
‰ A variation of NOMA
‰ The users detect the signal with highest signal, subtract its
waveform Ÿ Successive Interference Cancellation (SIC)
‰ Can increase spectral efficiency by a factor between 1 and 2.
Received Signal
UE1 Decoder
UE2 Decoder
UE1 Signal
UE2 Signal
UEn Signal
UE1 Transfer fn
UE2 Transfer fn
UEn Decoder
UEn Decoder
UEn Decoder
Ref: J. Zeng, et al, "Pattern Division Multiple Access (PDMA) for Cellular Future Radio Access," Intl Conf on Wireless Comm &
Signal Proc (WCSP), Oct. 2015, 5 pp., http://ieeexplore.ieee.org/xpl/login.jsp?tp=&arnumber=7341229
19-14
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
Low Density Spreading (LDS)
Low Density Spreading (LDS)
‰ Direct Sequence-CDMA: Symbols are spread in time.
Multiple users spread over at same time and frequency.
‰ Multi-carrier CDMA: Symbols are spread in frequency.
Multiple users spread over same subcarriers at same time.
‰ LDS: Multi-carrier CDMA in which symbols are spread over
large vectors most of whose elements are zero (sparse).
¾ At each subcarriers, the number of interferers is small
¾ Codes can even be randomly chosen
‰ Input and the output are multi-bit symbols and complex numbers.
1o 1010
DS-CDMA
1
0
1
0
1o
MC-CDMA
time
Frequency
(0,0)=x+iy
(0,1)=-x+iy
(1,1)=-x-iy (1,0)=x-iy
1
0
1
0
0
0
0
(0,1)o
-x+iy
-x+iy
1
0
1
0
0
0
0
1o
LDS
Ref: M. AL-imari, et al., “Low Density Spreading Multiple Access,” J. Inform Tech Software Eng, Vol 2, Issue 4, 2012,
http://epubs.surrey.ac.uk/788182/1/Ready%20to%20Upload.pdf
19-15
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
Sparse Code Multiple Access (SCMA)
Sparse Code Multiple Access (SCMA)
‰ In stead of repeating the same symbol on different subcarriers
(as in LDS), optimally coded symbols on different subcarriers.
‰ Symbols are mapped to higher-dimensional complex symbols
and then mapped to subcarriers
¾ K dimensions are spread over K subcarriers
‰ Codes are non-orthogonal Ÿ More code books and users can
be supported than if limited to orthogonal
‰ Sparse Ÿ A lot of zeros in the code book Ÿ Easier to decode
¾ All codes in one codebook have zeros in the same location
¾ Each code book has K dimension of which N are zero.
Total KCN = codebooks.
‰ Good for unscheduled random access without polling and grant
scheduling Ÿ Good for IoT
‰ SCMA combines spreading and coding
Ref: P. Zhu, “5G Enabling Technologies,” PIMRC, Sep 2014, 20 slides, http://www.ieee-pimrc.org/2014/2014-09-03%205G%20
Enabling%20Technologies%20PMIRC%20Huawei_Final.pdf
K
N
§ ·
¨ ¸
© ¹
19-16
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
SCMA Example
SCMA Example
‰ 2-bit symbols to 4-dimensional symbols with 2 zeros: K=4, N=2
‰ Number of possible mappings 4C2 = = 6 codebooks
‰ Six users can be supported over 4 subcarriers
‰ Each codebook has 2 zeros in the same rows for entire codebook.
‰ Combines spreading and coding
4
2
§ ·
¨ ¸
© ¹
Spreading Encoder
SCMA
Ref: K. Au, et al, “Uplink Contention Based SCMA for 5G Radio Access,” http://arxiv.org/vc/arxiv/papers/1407/1407.5495v1.pdf
00 01 10 11
x1
x2
0
0
x3
x4
0
0
x5
x6
0
0
x7
x8
0
0
00 01 10 11
y1
0
y2
0
y3
0
y4
0
y5
0
y6
0
y7
0
y8
0
00 01 10 11
z1
0
0
z2
z3
0
0
z4
z5
0
0
z6
z7
0
0
z8
00 01 10 11
0
u1
u2
0
0
u3
u4
0
0
u5
u6
0
0
u7
u8
0
00 01 10 11
0
0
v1
v2
0
0
v3
v4
0
0
v5
v6
0
0
v7
v8
00 01 10 11
0
w1
0
w2
0
w3
0
w4
0
w5
0
w6
0
w7
0
w8
User 1 User 2 User 3 User 4 User 5 User 6
Subcarriers
frequency
x1
x2
0
0
x3
x4
0
0
x5
x6
0
0
x7
x8
0
0
00 01 10 11
y1
0
y2
0
y3
0
y4
0
y5
0
y6
0
y7
0
y8
0
00 01 10 11
z1
0
0
z2
z3
0
0
z4
z5
0
0
z6
z7
0
0
z8
x1
x2
0
0
x3
x4
0
0
x5
x6
0
0
x7
x8
0
0
00 01 10 11
y1
0
y2
0
y3
0
y4
0
y5
0
y6
0
y7
0
y8
0
00 01 10 11
0
u1
u2
0
0
u3
u4
0
0
u5
u6
0
0
u7
u8
0
00 01 10 11
z1
0
0
z2
z3
0
0
z4
z5
0
0
z6
z7
0
0
z8
x1
x2
0
0
x3
x4
0
0
x5
x6
0
0
x7
x8
0
0
00 01 10 11
y1
0
y2
0
y3
0
y4
0
y5
0
y6
0
y7
0
y8
0
00 01 10 11
0
0
v1
v2
0
0
v3
v4
0
0
v5
v6
0
0
v7
v8
00 01 10 11
0
u1
u2
0
0
u3
u4
0
0
u5
u6
0
0
u7
u8
0
00 01 10 11
z1
0
0
z2
z3
0
0
z4
z5
0
0
z6
z7
0
0
z8
x1
x2
0
0
x3
x4
0
0
x5
x6
0
0
x7
x8
0
0
00 01 10 11
y1
0
y2
0
y3
0
y4
0
y5
0
y6
0
y7
0
y8
0
00 01 10 11
0
w1
0
w2
0
w3
0
w4
0
w5
0
w6
0
w7
0
w8
00 01 10 11
0
0
v1
v2
0
0
v3
v4
0
0
v5
v6
0
0
v7
v8
00 01 10 11
0
u1
u2
0
0
u3
u4
0
0
u5
u6
0
0
u7
u8
0
00 01 10 11
z1
0
0
z2
z3
0
0
z4
z5
0
0
z6
z7
0
0
z8
x1
x2
0
0
x3
x4
0
0
x5
x6
0
0
x7
x8
0
0
00 01 10 11
y1
0
y2
0
y3
0
y4
0
y5
0
y6
0
y7
0
y8
0
x7
x8
0
0
y5
0
y6
0
z7
0
0
z8
0
u3
u4
0
0
0
v1
v2
0
w3
0
w4
11 10 11 01 00 01
+ + + + + =
x7+y7+z7
x8+u3+w3
y6+u4+v1
z8+v2+w4
xi, yi, …, wi
are complex
numbers
Data Bits:
Subcarriers
QAM encoder Spread
LDS
19-17
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
Interleave
Interleave-
-Division Multiple Access (IDMA)
Division Multiple Access (IDMA)
‰ Interleaving: Rearranging symbols according to a specified
pattern Ÿ Reduces correlation between successive symbols
‰ DS-CDMA: Symbols are interleaved then spread in to chips
‰ IDMA: Symbols spread and then interleaved.
¾ Different users have different interleaving pattern
¾ Low-Rate Spreading ~ DS-CDMA without spreading
Ÿ High spectral efficiency
Data Symbols Spreader
Chips
Interleaver
Data Symbols Interleaver Spreader
Chips
[0, 1, 2, 3, 4, 5, 6, 7, 8, 9, 0, 1]× [2, 4, 3,1]o[1, 3, 2, 0, 5, 7, 6, 4, 9, 1, 0, 8]
Ref: J. C. Fricke, et al, "An Interleave-Division Multiple Access Based System Proposal for the 4G Uplink," IST Summit, 2005, 5 pp.,
http://www.agilon.de/Dr__Hendrik_Schoneich/Publications/Fricke_IST_Summit_2005.pdf
19-18
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
New Efficient Spectrum Usage Techniques
New Efficient Spectrum Usage Techniques
1. 3D Beamforming and Massive MIMO
2. FDD-TDD Carrier Integration
3. Distributed Antenna Systems (DAS)
4. Simultaneous Transmission and Reception
5. Dynamic TDD
6. License Assisted Access (LAA)
7. Multimode Base Stations
8. Intelligent Multi-Mode RAT Selection
9. Higher order modulations in small cells
19-19
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
3D Beamforming
3D Beamforming
‰ Aka 3D-MIMO or Full-dimension MIMO (FD-MIMO)
‰ Infinite Antennas = Massive MIMO
Ref: G. Xu, et al, “Full-Dimension MIMO: Status and Challenges in Design and Implementation,” May 2014,
http://www.ieee-ctw.org/2014/slides/session3/CTW_2014_Samsung_FD-MIMO.pdf
19-20
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
FDD
FDD-
-TDD Carrier Integration
TDD Carrier Integration
‰ Can aggregate Down FDD band with TDD in downlink
‰ Aggregate Up FDD band with TDD in uplink
‰ Use only FDD in Primary Cell and TDD in Small Cell
or vice versa
‰ Generally FDD bands are lower frequency Ÿ Used for primary
‰ In future, 32 carriers could be aggregated
Paired FDD TDD
19-21
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
Distributed Antenna Systems (DAS)
Distributed Antenna Systems (DAS)
‰ Multiple antennas connected via cable
‰ Used for indoor coverage
‰ Need multiple cables for MIMO
‰ Some times the RF signal is converted to digital and
transmitted over fiber optic cables and converted back to RF
Ÿ Active DAS
19-22
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
Simultaneous Transmission and Reception
Simultaneous Transmission and Reception
‰ Also known as “Full Duplex” on the same frequency
Ÿ Doubles the throughput, reduces end-to-end latency, allows
transmitters to monitor the channel
‰ Difficult because transmitted signal too strong and interferes
with reception Ÿ FDD (Large gap between transmit and
receive frequencies) or TDD (Half-Duplex)
‰ Solution: Self-Interference cancellation (SIC) in analog and
digital domain
‰ Similar techniques can be used to overcome BS-BS or UE-UE
interference
‰ SIC can also be used in Multi-radio systems (WiFi and
Bluetooth) BS-BS
UE-UE
Ref: W. Afifi and M. Krunz, "Adaptive Transmission-Reception-Sensing Strategy for Cognitive Radios with Full-duplex Capabilities,"
April 2010, 12 pp., http://www2.engr.arizona.edu/~wessamafifi/DySPAN14.pdf
19-23
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
Dynamic TDD
Dynamic TDD
‰ Time Division Duplexing (TDD) allows varying uplink to
downlink ratio
‰ All cells in an area must synchronize their UL/DL subframes
pattern, otherwise mobile’s transmission get interference from
neighboring BS
‰ LTE allows 7 variations of UL/DL subframe patterns.
S=Switchover time from D to U
Ref: V. Pauli, Y. Li, E. Seidel, "Dynamic TDD for LTE-A and 5G," Nomor Research GmbH, Sep 2015, 8 pp.,
http://nashville.dyndns.org:823/YourFreeLibrary/_lte/LTE%20advanced/WhitePaperNomor_LTE-A_5G-eIMTA_2015-09.pdf
eNB eNB
19-24
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
Dynamic TDD (Cont)
Dynamic TDD (Cont)
‰ Too many U’s or D’s in a row delay acks/nacks and affect the
usefulness of HARQ.
‰ Release 12 added flexible “F” subframes that can be declared
as S, D, or U Ÿ Can change every 10 ms.
‰ Enhanced Interference Mitigation and Traffic Adaptation
(eIMTA): Cells can change UL/DL pattern as needed. Mobiles
asked to transmit at higher power if needed.
‰ This will be further enhanced for 5G
19-25
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
License Assisted Access (LAA)
License Assisted Access (LAA)
‰ A.k.a. unlicensed LTE (LTE-U). Release 13.
‰ 5 GHz band for public hot-spots and in-building
‰ Different rules and bands in different countries, e.g.,
¾ Avoid if a radar is operating
¾ Can’t block 20 MHz if using only 180 kHz
¾ Transmit only if free. Recheck after maximum occupancy
time Ÿ Can not transmit continuously as in standard LTE
‰ End-to-End LTE Ÿ Better integration than with WiFi
‰ May use as a downlink-only carrier aggregation
5150 5350 5470 5725 5850
USA
Europe/Japan
China
200 mW or less 1W
19-26
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
Multimode Base Stations
Multimode Base Stations
‰ 2G/3G/4G/WiFi/WiMAX, multi-band, multi-frequency,
multiple modulation formats, multiple air interfaces
‰ Need “Software Define Radios (SDRs)”
¾ Analog signal is sampled at a very high rate and processed
using digital signal processing (DSP)
¾ DAC, ADC, and PA are the most expensive parts
Ref: I. S. Simic, "Evolution of Mobile Base Station Architectures," Microwave Review, Jun 2007, 6pp.,
http://www.mtt-serbia.org.rs/microwave_review/pdf/Vol13No1-07-ISimic.pdf
RF
Power
Amplifier
Analog-to-Digital
Converter
Digital-to-Analog
Converter
Circulator/
Switch
Low Noise
Amplifier
Voltage Controlled Oscillator/
Direct Digital Synthesizer
Tx/Rx Antenna
Frequency
Power
Wideband
Frequency
Power
Intermediate
Frequency
Frequency
Power
Baseband
Intermediate
Frequency
Digital Signal
Processing
Baseband
19-27
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
Intelligent Multi
Intelligent Multi-
-Mode RAT Selection
Mode RAT Selection
‰ Selecting between LTE, WiFi, 3G, …
‰ Can not just select
¾ Highest speed
¾ Highest signal power
¾ Cheapest
‰ Correct choice also depends upon the type of traffic: voice vs.
data Ÿ Network assisted selection
Ref: 4G Americas, "Integration of Cellular and WiFi Networks," Sep 2013, 65 pp.,
http://www.4gamericas.org/files/3114/0622/2546/Integration_of_Cellular_and_WiFi_Networks_White_Paper-_9.25.13.pdf
2 Mbps DSL
600 Mbps
100 M
bps
19-28
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
Hyper
Hyper-
-Dense Small Cells
Dense Small Cells
‰ Used in extremely busy areas. Sports arena, Malls, Metro trains
Ÿ Heterogeneous and Small Cell Network (HetSNets)
‰ Self-Organizing: Neighbor discovery, parameter setting,
‰ Backhaul Flexibility: DSL, HomePlug, Wireless, …
‰ Mobility-Management:
¾ Frequent Handovers Mitigation: Ping-pong. Network
assisted as in intelligent multi-mode RAT selection
¾ Forward Handover: Small cell can prefetch user context
from the Serving cell
‰ Load balancing between small cells and with
macro cell
‰ Multi-RAT Management: 2G/3G/4G/WiFi
‰ Privately Owned: Security and Incentive issues
Ref: I. Hwang, B. Song, and S. S. Soliman, "A Holistic View on Hyper-Dense Heterogeneous and Small Cell Networks," IEEE
Communications Magazine, Jun 2013, pp. 20-27, http://blog.sciencenet.cn/home.php?mod=attachment&id=62246
Data
Rate
Spectrum Spectral
Efficiency
Smaller Cell
19-29
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
New Energy Saving Mechanisms
New Energy Saving Mechanisms
1. Discontinuous Transmission (DTX)
2. Antenna Muting
3. Cell on/off switching
4. Power Save Mode for IoT
19-30
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
Discontinuous Transmission (DTX)
Discontinuous Transmission (DTX)
‰ Do not transmit during silence Ÿ Resources can be reused by
others
‰ Was difficult to do in static allocation like GSM
‰ Already part of LTE
19-31
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
Antenna Muting
Antenna Muting
‰ Base stations have multiple antenna for MIMO
‰ Antenna Muting: Turn off some antenna at low load
‰ Advantage: Energy savings
‰ Problem: Number of antenna is assumed fixed and each
antenna has its own pilot signals
¾ Space-Frequency Block Code (SFBC) is used to transmit
different frequency components from different antenna
Ÿ Throughput reduces
‰ Studies have shown significant energy savings with acceptable
loss in throughput at low load.
‰ In 5G number of Antenna will become dynamic
Ref: P. Skillermark and P. Frenger, "Enhancing Energy Efficiency in LTE with Antenna Muting," 75th Vehicular Technology Conf.
(VTC Spring), Yokohama, 2012, pp. 1-5, https://pdfs.semanticscholar.org/29ec/17e00ccae04ae34b74f9e6e62c1e2c42d789.pdf
19-32
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
Cell On/Off Switching
Cell On/Off Switching
‰ Under low load a cell or small cell can be turned off
‰ Off cells broadcast “Discovery reference signals (DRS)”
periodically so that they can be turned on if necessary
‰ Takes a few hundred ms
‰ Used for energy consumption during nights
19-33
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
CapEx/OpEx Reduction Techniques
CapEx/OpEx Reduction Techniques
1. Software Defined Networking (SDN)
2. Network Function Virtualization (NFV)
3. Mobile Edge Computing (MEC)
4. Cloud Radio Access Network (C-RAN)
19-34
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
Software Defined Networking (SDN)
Software Defined Networking (SDN)
1. Abstract the Hardware: No dependence on physical
infrastructure. Software API.
2. Programmable: Shift away from static manual operation to
fully configurable and dynamic
3. Centralized Control of Policies:
Policy delegation and management
Network
Manager
Policies
Policies
Controller
Ref: D. Batista, et al, "Perspectives on software-defined networks: interviews with five leading scientists from the networking
community" Journal of Internet Services and Applications 2015, 6:22, http://www.cse.wustl.edu/~jain/papers/jisa15.htm
19-35
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
MME
RNC IMS
Hardware
Hardware
Set Top
Box
CGNAT
Residential
Gateway
Hardware
MME
RNC IMS
Residential
Gateway CGNAT
Set Top
Box
MME
RNC IMS
MME
RNC IMS
Network Function Virtualization
Network Function Virtualization
‰ Standard hardware is fast and cheap Ÿ No specialized
hardware
‰ Implement all functions in software
‰ Virtualize all functions ŸCloud Ÿ Create capacity on demand
Ref: Raj Jain, SDN and NFV: Facts, Extensions, and Carrier Opportunities, ATT Labs SDN Forum Seminar, April 10, 2014,
http://www.cse.wustl.edu/~jain/papers/adn_att.htm
19-36
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
Mobile Edge Computing (MEC)
Mobile Edge Computing (MEC)
‰ To service mobile users/IoT, the computation needs to come to
edge Ÿ Mobile Edge Computing
Users
Network
Micro-Clouds
Local
Clouds
Regional
Clouds
Ref: L. Gupta, R. Jain, H. Chan, Mobile Edge Computing - an important ingredient of 5G Networks, IEEE Softwarization
Newsletter, March 2016, http://sdn.ieee.org/newsletter/march-2016/mobile-edge-computing-an-important-ingredient-of-5g-networks
19-37
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
Cloud Radio Access Network (C
Cloud Radio Access Network (C-
-RAN)
RAN)
‰ Centralize baseband processing in a cloud
‰ Need to carry high-bit rate signal (after A-to-D conversion)
from tower to cloud site ~ 10 Gbps
‰ Optical fiber, 10 Gbps Ethernet, Microwave can be used
depending upon the distance ~ 1-20 km of fronthaul
‰ Particularly good for dense small cells. Multi-provider support.
Remote
Radio
Head
Base
Band
Unit
BBU
RRH
BBU
RRH
BBU
RRH
Evolved
Packet
Core
RRH
RRH
RRH
EPC
BBU
BBU
BBU
Distributed RAN Cloud RAN
Ref: C. I, et al, Recent Progress on C-RAN Centralization and Cloudification, IEEE Access, Vol. 2, 2014, pp. 1030-1039,
http://ieeexplore.ieee.org/iel7/6287639/6514899/06882182.pdf?arnumber=6882182
Fronthaul
19-38
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
New Spectrum
New Spectrum
‰ ITU estimates 900-1420 MHz required for 4G/5G by 2020
and 440-540 MHz required for 2G/3G and their enhancements
Ref: ITU-R M.2290-0, “Future Spectrum Requirements estimate for Terrestrial IMT,” Dec 2013,
http://www.itu.int/dms_pub/itu-r/opb/rep/R-REP-M.2290-2014-PDF-E.pdf
Huawei, “White Paper on Spectrum,” February 2013, http://www.huawei.com/us/others/index-cdf_en_group_white_book.htm
Ref: P. Zhu, “5G Enabling Technologies,” PIMRC, Sep 2014, 20 slides, http://www.ieee-pimrc.org/2014/2014-09-03%205G%20
Enabling%20Technologies%20PMIRC%20Huawei_Final.pdf
10 20 30 40 50 60 70 80 90
3
2
1 5
4
.5
IoT
20 km
1 Mbps
Micro
100 m
10 Gbps
Small
50 m
100 Gbps
Macro
2 km
4 Gbps
License-Exempt
(Complementary)
Licensed
(Primary)
GHz
100
19-39
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
Above 6 GHz
Above 6 GHz
‰ Free-space loss increases in proportion to square of frequency
and square of distance. 88 dB loss with 30 GHz at 20 m Ÿ 10-
100 m cell radius
‰ Outdoor-to-Indoor: Glass windows add 20-40 dB
‰ Mobility: Doppler shift is proportional to frequency and
velocity. Multipath results in varying Doppler shifts Ÿ Lower
mobility
‰ Wide Channels: Duplex filters cover only 3-4% of center
frequency Ÿ Need carrier aggregation.
‰ Antenna: 8x8 array at 60 GHz is only 2cm x 2cm. A/D and
D/A converters per antenna element may be expensive
‰ 2 Gbps to 1 km is feasible using mm waves
Ref: ITU-R M2376-0, “Technical Feasibility of IMT in bands above 6 GHz,” July 2015,
http://www.itu.int/dms_pub/itu-r/opb/rep/R-REP-M.2376-2015-PDF-E.pdf
19-40
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
Application Specific Improvements
Application Specific Improvements
‰ Internet of Things
‰ Video
19-41
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
LTE Applications
LTE Applications
‰ Machine Type Communication (MTC): M2M or IoT
¾ Versus current Human Type Communication (HTC)
¾ GSM and HSPA modems for ~$5 are potential choices
¾ Extended Coverage GSM (EC-GSM): Half-duplex FDD,
Power Saving Mode (Same as LTE), 20 dB enhancements
in link budget (total 164 dB) in R13 Ÿ 7x range for low rate
‰ Device-to-Device (D2D): Proximity services (Nearby search),
enable direct device-to-device communication if nearby.
¾ Low Latency D2D: Vehicular networking
‰ Group Communication: Public Safety (Fire, Police), push-to-
talk
‰ Enhanced Multimedia Broadcast Multicast System (eMBMS):
Broadcast Services (TV)
19-42
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
Machine Type Communication
Machine Type Communication
‰ LTE Low-cast (Category 0) UE: In Release 12.
¾ Single Antenna
¾ Reduced peak rate up to 1 Mbps
¾ Half-Duplex Ÿ No duplex filter
¾ Power saving mode (PSM)
‰ MTC LTE (LTE-M) (Category -1) UE: In Release 13.
¾ 1 Mbps using 1.4 MHz = 6 Physical Resource Blocks (PRB)
¾ All power on fewer subcarriers
Ÿ Power Spectral Density (PSD) Boosting
Ÿ 15 dB reduction in link budget by PSD and repetition
Ÿ Allows UEs in basements and indoors
¾ Reduced Tx power to 20 dBm Ÿ integrated amplifier
‰ Narrow Band LTE (NB-LTE) introduced Category -2 UE:
¾ 128 kbps using 200 kHz band = Single PRB
¾ 23 dBm power (required to maintain the link budget)
‰ Both LTE-M and NB-LTE UEs use single RF chain
19-43
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
Signaling Enhancements for MTC
Signaling Enhancements for MTC
‰ Enhanced Physical Downlink Control Channel (EPDCCH)
‰ LTE Cat 0 UE receive signaling in the entire 20 MHz band
‰ LTE-M UEs receive signaling in their 1.4 MHz band
‰ For NB-LTE UEs, signaling is part of the assigned PRB
Control
Enhanced Control (UE1)
Enhanced Control (UE2)
Data (UE2)
6 PRB
Data (UE1)
Control
Enhanced Control (UE1)
1 PRB
Data (UE1)
Control
20 MHz
LTE LTE-M NB-LTE
19-44
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
Power Saving Mode (PSM)
Power Saving Mode (PSM)
‰ Discontinuous Reception (DRX). Introduced in Release 12
‰ Allows UE to stay registered while sleeping
‰ UE’s need to monitor resource allocation channel even if it has
nothing to send or receive
‰ Connected mode DRX (cDRX): UE can sleep and periodically
wake up to check the control channel
¾ Short sleep cycle: 5 to 400 ms
¾ Long sleep cycle: 20 ms to 2.5s
(if no activity for 4 short cycles)
Active
Sleep
Short Long
19-45
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
Dynamic Adaptive Streaming over HTTP (DASH)
Dynamic Adaptive Streaming over HTTP (DASH)
‰ Video is the major component of mobile traffic
Ÿ DASH provides an efficient method for video streaming
‰ Standard developed jointly by 3GPP, ISO, Open IPTV Forum
‰ Standard Web Servers: No changes required to servers, Content
Distribution Networks (CDN), or HTTP protocol. HTTP passes
easily through firewalls
‰ Mobile client controls what is downloaded using a “media
presentation description (MPD)” file defined by DASH
‰ MPD contains URLs for segments
‰ Client requests segments as needed.
Allows fast forward, rewind, etc.
Ref: T. Stockhammer, Dynamic Adaptive Streaming over HTTP – Standards and Design Principles, MMSys’11, Feb 2011,
San Jose, CA, https://svn-itec.uni-klu.ac.at/trac2/dash/export/58/trunk/documentation/02%20mmt21da-stockhammer.pdf
Segment
Segment
Segment
Media
HTTP
Requests
Client
With
DASH
Engine
MPD
19-46
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
Summary
Summary
1. Current IMT Vision document defines 5G in terms of 8 parameters: a peak
rate up to 20 Gbps per user, User experienced rate of 100 Mbps, spectral
efficiency 3 times of 4G, Mobility support to 500 km/h, a latency of 1 ms, a
density of a million connections per m2, energy efficiency 100x of 4G, and
traffic capacity of 10 Mbps/m2.
2. New radio multiplexing techniques include f-OFDM, FBMC, NOMA,
PDMA, LDS, SCMA, and IDMA
3. New spectrum utilization techniques include 3D Beamforming, Massive
MIMO, FDD-TDD Carrier Integration, DAS, Simultaneous Transmission
and Reception, Dynamic TDD, LAA, Multimode Base Stations, Intelligent
Multi-Mode RAT Selection, and Higher order modulations in small cells
4. New energy savings mechanisms include Discontinuous Transmission
(DTX), Antenna Muting, Cell on/off switching, and Power Save Mode for
IoT
5. Capex/OpEx reduction techniques include SDN, NFV, MEC, and C-RAN.
6. Application specific improvements include LTE-M, NB-LTE for IoT and
DASH for video.
7. New license-exempt spectrum in 6GHz-100 GHz will complement the
licensed spectrum.
19-47
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
Reading List
Reading List
‰ ITU-R Recommendation M.2083-0, IMT Vision - Framework and overall
objectives of the future development of IMT for 2020 and beyond, Sep.
2015, 21 pp., https://www.itu.int/dms_pubrec/itu-r/rec/m/R-REC-M.2083-0-
201509-I!!PDF-E.pdf
‰ ITU-R M.2290-0, Future Spectrum Requirements estimate for Terrestrial
IMT, Dec 2013, http://www.itu.int/dms_pub/itu-r/opb/rep/R-REP-M.2290-
2014-PDF-E.pdf
‰ ITU-R M2376-0, Technical Feasibility of IMT in bands above 6 GHz,
July 2015, http://www.itu.int/dms_pub/itu-r/opb/rep/R-REP-M.2376-2015-
PDF-E.pdf
‰ J. Zeng, et al, Pattern Division Multiple Access (PDMA) for Cellular
Future Radio Access, Intl Conf on Wireless Comm  Signal Proc (WCSP),
Oct. 2015, 5 pp.,
http://ieeexplore.ieee.org/xpl/login.jsp?tp=arnumber=7341229
‰ K. Au, et al, Uplink Contention Based SCMA for 5G Radio Access,
http://arxiv.org/vc/arxiv/papers/1407/1407.5495v1.pdf
‰ M. AL-imari, et al., Low Density Spreading Multiple Access, J. Inform
Tech Software Eng, Vol 2, Issue 4, 2012,
http://epubs.surrey.ac.uk/788182/1/Ready%20to%20Upload.pdf
19-48
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
Reading List (Cont)
Reading List (Cont)
‰ M. Bellanger, FBMC physical layer - principle, June 2011, 13 slides,
http://www.cept.org/Documents/se-43/500/SE43(11)Info06_FBMC-
physical-layer-principle
‰ A. Altamimi, Interleave Division Multiple Access (IDMA),
http://www.ece.uvic.ca/~cai/IDMA.pdf
‰ I. Hwang, B. Song, and S. S. Soliman, A Holistic View on Hyper-Dense
Heterogeneous and Small Cell Networks, IEEE Communications
Magazine, Jun 2013, pp. 20-27,
http://blog.sciencenet.cn/home.php?mod=attachmentid=62246
‰ D. Batista, et al, Perspectives on software-defined networks: interviews
with five leading scientists from the networking community Journal of
Internet Services and Applications 2015, 6:22,
http://www.cse.wustl.edu/~jain/papers/jisa15.htm
‰ C. I, et al, Recent Progress on C-RAN Centralization and Cloudification,
IEEE Access, Vol. 2, 2014, pp. 1030-1039,
http://ieeexplore.ieee.org/iel7/6287639/6514899/06882182.pdf?arnumber=6
882182
19-49
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
Wikipedia Links
Wikipedia Links
‰ https://en.wikipedia.org/wiki/5G
‰ https://en.wikipedia.org/wiki/Machine_to_machine
‰ https://en.wikipedia.org/wiki/LTE_in_unlicensed_spectrum
‰ https://en.wikipedia.org/wiki/LTE_in_unlicensed_spectrum#License_Assist
ed_Access_.28LAA.29
‰ https://en.wikipedia.org/wiki/Discontinuous_transmission
‰ https://en.wikipedia.org/wiki/Software-defined_networking
‰ https://en.wikipedia.org/wiki/Network_function_virtualization
‰ https://en.wikipedia.org/wiki/Mobile_edge_computing
‰ https://en.wikipedia.org/wiki/C-RAN
‰ https://en.wikipedia.org/wiki/Small_cel l
‰ https://en.wikipedia.org/wiki/Distributed_antenna_system
‰ https://en.wikipedia.org/wiki/Dynamic_Adaptive_Streaming_over_HTTP
‰ https://en.wikipedia.org/wiki/3GPP
‰ https://en.wikipedia.org/wiki/Beamforming
‰ https://en.wikipedia.org/wiki/Discontinuous_reception
19-50
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
Wikipedia Links (Cont)
Wikipedia Links (Cont)
‰ https://en.wikipedia.org/wiki/Distributed_antenna_system
‰ https://en.wikipedia.org/wiki/Multicast-broadcast_single-
frequency_network
‰ https://en.wikipedia.org/wiki/Multimedia_Broadcast_Multicast_Service
‰ https://en.wikipedia.org/wiki/NarrowBand_IOT
19-51
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
References
References
‰ 4G Americas, Integration of Cellular and WiFi Networks, Sep 2013, 65
pp.,
http://www.4gamericas.org/files/3114/0622/2546/Integration_of_Cellular_a
nd_WiFi_Networks_White_Paper-_9.25.13.pdf
‰ G. Ding, et al, Application of Non-orthogonal Multiple Access in LTE and
5G Networks,
https://pdfs.semanticscholar.org/a404/21a9762db528bfe848166765fee43e74
0c94.pdf
‰ G. Xu, et al, Full-Dimension MIMO: Status and Challenges in Design and
Implementation, May 2014, http://www.ieee-
ctw.org/2014/slides/session3/CTW_2014_Samsung_FD-MIMO.pdf
‰ Huawei, 5G: New Air Interface and Radio Access Virtualization, April
2015, 6 pp.,
http://www.huawei.com/minisite/has2015/img/5g_radio_whitepaper.pdf
‰ Huawei, White Paper on Spectrum, February 2013,
http://www.huawei.com/us/others/index-cdf_en_group_white_book.htm
19-52
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
References (Cont)
References (Cont)
‰ I. S. Simic, Evolution of Mobile Base Station Architectures, Microwave
Review, Jun 2007, 6pp., http://www.mtt-
serbia.org.rs/microwave_review/pdf/Vol13No1-07-ISimic.pdf
‰ IMT-2020 (5G) Promotion Group, 5G Concept, Feb 2015, 18 pp.,
http://www.imt-2020.cn/en/documents/download/25
‰ Huawei, White Paper on Spectrum, February 2013,
http://www.huawei.com/us/others/index-cdf_en_group_white_book.htm
‰ ITU-R M2376-0, Technical Feasibility of IMT in bands above 6 GHz,
July 2015, http://www.itu.int/dms_pub/itu-r/opb/rep/R-REP-M.2376-2015-
PDF-E.pdf
‰ ITU-R, Workplan, timeline, process and deliverables for the future
development of IMT, 4pp., http://www.itu.int/en/ITU-R/study-
groups/rsg5/rwp5d/imt-2020/Documents/Antipated-Time-Schedule.pdf
‰ J. C. Fricke, et al, An Interleave-Division Multiple Access Based System
Proposal for the 4G Uplink, IST Summit, 2005, 5 pp.,
http://www.agilon.de/Dr__Hendrik_Schoneich/Publications/Fricke_IST_Su
mmit_2005.pdf
19-53
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
References (Cont)
References (Cont)
‰ L. Gupta, R. Jain, H. Chan, Mobile Edge Computing - an important
ingredient of 5G Networks, IEEE Softwarization Newsletter, March 2016,
http://sdn.ieee.org/newsletter/march-2016/mobile-edge-computing-an-
important-ingredient-of-5g-networks
‰ P. Skillermark and P. Frenger, Enhancing Energy Efficiency in LTE with
Antenna Muting, 75th Vehicular Technology Conf. (VTC Spring),
Yokohama, 2012, pp. 1-5,
https://pdfs.semanticscholar.org/29ec/17e00ccae04ae34b74f9e6e62c1e2c42
d789.pdf
‰ P. Zhu, 5G Enabling Technologies, PIMRC, Sep 2014, 20 slides,
http://www.ieee-pimrc.org/2014/2014-09-
03%205G%20Enabling%20Technologies%20PMIRC%20Huawei_Final.pd
f
‰ Raj Jain, SDN and NFV: Facts, Extensions, and Carrier Opportunities,
ATT Labs SDN Forum Seminar, April 10, 2014,
http://www.cse.wustl.edu/~jain/papers/adn_att.htm
19-54
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
References (Cont)
References (Cont)
‰ T. Stockhammer, Dynamic Adaptive Streaming over HTTP - Standards
and Design Principles, MMSys'11, Feb 2011, San Jose, CA, https://svn-
itec.uni-
klu.ac.at/trac2/dash/export/58/trunk/documentation/02%20mmt21da-
stockhammer.pdf
‰ V. Pauli, Y. Li, E. Seidel, Dynamic TDD for LTE-A and 5G, Nomor
Research GmbH, Sep 2015, 8 pp.,
http://nashville.dyndns.org:823/YourFreeLibrary/_lte/LTE%20advanced/W
hitePaperNomor_LTE-A_5G-eIMTA_2015-09.pdf
‰ W. Afifi and M. Krunz, Adaptive Transmission-Reception-Sensing
Strategy for Cognitive Radios with Full-duplex Capabilities, April 2010,
12 pp., http://www2.engr.arizona.edu/~wessamafifi/DySPAN14.pdf
‰ ITU-R M.2370-0, IMT traffic estimates for the years 2020 to 2030, Jul
2015, 51 pp., http://www.itu.int/dms_pub/itu-r/opb/rep/R-REP-
M.2370-2015-PDF-E.pdf
‰ ITU-R M.2012-2, Detailed specifications of the terrestrial radio interfaces
of International Mobile Telecommunications-Advanced
(IMT-Advanced), Sep 2015, 168 pp., https://www.itu.int/dms_pubrec/itu-
r/rec/m/R-REC-M.2012-2-201509-I!!PDF-E.pdf
19-55
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
References (Cont)
References (Cont)
‰ Ericsson, “LTE Release 13,” April 2015, 10 pp.,
http://www.ericsson.com/res/docs/whitepapers/150417-wp-lte-release-13.pdf
‰ 4G_Americas, “LTE_Carrier_Aggregation: Technology Development and
Deployment Worldwide,” October 2014, 53 pp.,
http://www.4gamericas.org/files/8414/1471/2230/4G_Americas_Carrier_Aggregatio
n_FINALv1_0_3.pdf
‰ 4G Americas, “Cellular_Technologies_Enabling_the_Internet of Things,”
Nov_2015, 65 pp.,
http://www.4gamericas.org/files/6014/4683/4670/4G_Americas_Cellular_Technolo
gies_Enabling_the_IoT_White_Paper_-_November_2015.pdf
‰ Huawei, “Active Antenna System,” November 2012, 16 pp.,
http://www1.huawei.com/en/static/AAS-129092-1-197969.pdf
‰ T. Lomar, et al., “Delivering Content with LTE Broadcast,” Ericsson Review, Feb
2013, 8 pp.,
http://www.ericsson.com/res/thecompany/docs/publications/ericsson_review/2013/e
r-lte-broadcast.pdf
19-56
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
References (Cont)
References (Cont)
‰ Viavi Solutions Inc., “LTE Evolved Multimedia Broadcast Multicast Services
(eMBMS),” 2015, 16 pp.,
http://www.viavisolutions.com/sites/default/files/technical-library-items/lteembms-
wp-nsd-nse-ae.pdf
‰ Nokia, “LTE Networks for Public Safety Services,” 2014, 24 pp.,
http://networks.nokia.com/sites/default/files/document/nokia_lte_for_public_safety_
white_paper.pdf
‰ Nokia, “LTE for Unlicensed Spectrum,” 2014, 12 pp.,
http://networks.nokia.com/sites/default/files/document/nokia_lte_unlicensed_white_
paper.pdf
‰ Nokia, “LTE-M – Optimizing LTE for the Internet of Things,” 2015,
http://networks.nokia.com/sites/default/files/document/nokia_lte-m_-
_optimizing_lte_for_the_internet_of_things_white_paper.pdf
‰ Ericson, “Cellular Networks for Massive IoT,” Jan 2016,
http://www.ericsson.com/res/docs/whitepapers/wp_iot.pdf
‰ DAS Forum, “Distributed Antenna Systems (DAS),” 33 slides,
http://www.newjerseywireless.org/3.0/docs/njwadasnov16final.pdf
19-57
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
References (Cont)
References (Cont)
‰ Ericsson, “LTE License Assisted Access,” 18 slides,
http://www.ericsson.com/res/thecompany/docs/press/media_kits/ericsson-
license-assisted-access-laa-january-2015.pdf
‰ B. Bertenyi, “LTE Standards for Public Safety – 3GPP View,” 25 slides,
May 2013, http://www.3gpp.org/IMG/pdf/2013_05_3gpp_ccw.pdf
‰ Qualcomm Research, “LTE eMBMS Technology Overview,” 18 slides,
Nov 2012, https://s3.amazonaws.com/sdieee/222-
eMBMS_tech_overview_IEEE_112712.pdf
‰ M. Blanco, “Carrier Aggregation: Fundamentals and Deployments,” 34
slides, 2014,
http://www.keysight.com/upload/cmc_upload/All/23Jan14WebcastSlides.pd
f
19-58
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
References (Cont)
References (Cont)
‰ T. L. Marzetta, Noncooperative Cellular Wireless with Unlimited Numbers
of Base Station Antennas, in IEEE Transactions on Wireless
Communications, vol. 9, no. 11, pp. 3590-3600, November 2010,
http://ieeexplore.ieee.org/xpl/articleDetails.jsp?arnumber=5595728
(Original paper on Massive MIMO)
‰ R. Hoshyar, et al., Novel Low-Density Signature for Synchronous CDMA
Systems Over AWGN Channel, IEEE Trans on Signal Processing, Vol. 56,
No. 4, April 2008, pp. 1616-1626,
https://pdfs.semanticscholar.org/5e4b/405202c92fd77a12f463ca1247a8b59f
d935.pdf (Original paper on LDS)
‰ H. Nikopour and H. Baligh, “Sparse Code Multiple Access,” 24th
International Symposium on Personal, Indoor and Mobile Radio
Communications: Fundamentals and PHY Track, 2013,
http://ieeexplore.ieee.org/xpl/login.jsp?tp=arnumber=6666156 (Original
Paper on SCMA)
‰ L. Ping, et al, Interleave-Division Multiple-Access, IEEE Transactions on
Wireless Communications, Vol. 5, No. 4, April 2006,
http://www.ee.cityu.edu.hk/~liping/Research/Journal/IDMA2.pdf (Original
paper on IDMA)
19-59
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
References (Cont)
References (Cont)
‰ D. W. Bliss, P. A. Parker, A. R. Margetts, Simultaneous Transmission and
Reception for Improved Wireless Network Performance, 2007 IEEE/SP
14th Workshop on Statistical Signal Processing, Madison, WI, 26-29 Aug.
2007, pp. 478 - 482,
http://ieeexplore.ieee.org/xpl/articleDetails.jsp?arnumber=4301304
(Original paper on Simultaneous Transmit and Receive)
‰ E. Arikan, Channel Polarization: A Method for Constructing Capacity-
Achieving Codes for Symmetric Binary-Input Memoryless Channels, in
IEEE Transactions on Information Theory, vol. 55, no. 7, pp. 3051-3073,
July 2009,
http://ieeexplore.ieee.org/xpl/articleDetails.jsp?arnumber=5075875
(Original paper on Polar Codes)
19-60
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
Acronyms
Acronyms
‰ 3GPP 3rd Generation Partnership Project
‰ ADC Analog-to-Digital Converter
‰ API Application Programming Interface
‰ AWGN Additive White Gaussian Noise
‰ BBU Broadband Unit
‰ BS Base Station
‰ CapEx Capital Expenditure
‰ CDMA Code Division Multiple Access
‰ CDN Content Distribution Networks
‰ cDRX Connected mode discontinuous reception
‰ CGNAT Carrier Grade Network Address Translator
‰ DAC Digital-to-Analog Converter
‰ DAS Distributed Antenna Systems
‰ DASH Dynamic Adaptive Streaming over HTTP
‰ dB DeciBel
‰ dBm DeciBel Milliwatt
19-61
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
Acronyms (Cont)
Acronyms (Cont)
‰ DL Downlink
‰ DRS Discovery reference signals
‰ DRX Discontinuous Reception
‰ DS-CDMA Direct Sequence Code Division Multiple Access
‰ DSL Digital Subscriber Line
‰ DSP Digital signal processing
‰ DTX Discontinuous Transmission
‰ eIMTA Enhanced Interference Mitigation and Traffic Adaptation
‰ eMBMS Enhanced Multimedia Broadcast Multicast System
‰ eNB Evolved Node-B
‰ EPC Evolved Packet Core
‰ EPDCCH Enhanced Physical Downlink Control Channel
‰ FBMC Filtered Bank Multicarrier
‰ FD-MIMO Full Dimension MIMO
‰ FDD Frequency Division Duplexing
‰ GHz Giga Hertz
19-62
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
Acronyms (Cont)
Acronyms (Cont)
‰ GSM Global System for Mobile Telephony
‰ HARQ Hybrid Automatic Repeat Request
‰ HetSNets Heterogeneious Small Cell Network
‰ HSPA High Speed Packet Access
‰ HTC Human Type Communication
‰ HTTP Hyper-Text Transfer Protocol
‰ IDMA Interleave Division Multiple Access
‰ IEEEInstitution of Electrical and Electronic Engineers
‰ IMS IP Multimedia System
‰ IMT-2020 5G
‰ IMT International Mobile Telecommunications
‰ IoT Internet of Things
‰ IPTVInternet Protocol Television
‰ ISO International Standards Organization
‰ ITU-R International Telecommunications Union- Radio
‰ ITU International Telecommunications Union
19-63
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
Acronyms (Cont)
Acronyms (Cont)
‰ kHz Kilo Hertz
‰ LAA License Assisted Access
‰ LDS Low Density Spreading
‰ LTE-A Long-Term Evolution Advanced
‰ LTE-M Long-Term Evolution for Machine Type Communication
‰ LTE-U Long-Term Evolution Unlicensed
‰ LTE Long-Term Evolution
‰ MC-CDMA Multi-carrier Code Division Multiple Access
‰ MEC Mobile Edge Computing
‰ MHz Mega Hertz
‰ MIMO Multiple Input Multiple Output
‰ MME Mobility Management Entity
‰ MPD Media presentation description
‰ MTC Machine Type Communication
‰ mW Milli Watt
‰ NB-LTE Narroband Long Term Evolution
19-64
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
Acronyms (Cont)
Acronyms (Cont)
‰ NFV Network Function Virtualization
‰ NOMA Non-Orthogonal Multiple Access
‰ OFDM Orthogonal Frequency Division Multiplexing
‰ OFDMA Orthogonal Frequency Division Multiple Access
‰ OpEx Operational Expenditure
‰ PA Power Amplifier
‰ PDMA Pattern Division Multiple Access
‰ PHY Physical Layer
‰ PRB Physical Resource Blocks
‰ PSD Power Spectral Density
‰ PSM Power Saving Mode
‰ QAM Quadrature Amplitude Monitor
‰ QoE Quality of Experience
‰ QoS Quality of Service
‰ RAN Radio Access Network
‰ RAT Radio Access Technology
19-65
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
Acronyms (Cont)
Acronyms (Cont)
‰ REC Recommendation
‰ REP Report
‰ RF Radio Frequency
‰ RNC Radio Network Controller
‰ RRH Remote Radio Head
‰ SCMA Sparse code multiple access
‰ SDN Software Defined Networking
‰ SDR Software Defined Radios
‰ SFBC Space-Frequency Block Code
‰ SIC Successive Interference Cancellation
‰ TDD Time Division Duplexing
‰ TV Television
‰ UE User Element
‰ UL Uplink
‰ URL Uniform Resource Locator
‰ USA United States of America
19-66
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
Acronyms (Cont)
Acronyms (Cont)
‰ VTC Vehicular Technology Conference
‰ WCSP Wireless Communications and Signal Processing
‰ WiFi Wireless Fidelity
‰ WiMAX Worldwide Interoperability for Microwave Access
19-67
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
Scan This to Get These Slides
Scan This to Get These Slides
j_195g
19-68
©2016 Raj Jain
http://www.cse.wustl.edu/~jain/cse574-16/
Washington University in St. Louis
Related Modules
Related Modules
Introduction to Cellular Networks: 1G/2G/3G,
http://www.cse.wustl.edu/~jain/cse574-16/j_15cel.htm
Introduction to LTE,
http://www.cse.wustl.edu/~jain/cse574-16/j_16lte.htm
Introduction to 4G: LTE-Advanced,
http://www.cse.wustl.edu/~jain/cse574-16/j_17lta.htm
Audio/Video Recordings and Podcasts of
Professor Raj Jain's Lectures,
https://www.youtube.com/channel/UCN4-5wzNP9-ruOzQMs-8NUw
Low Power WAN Protocols for IoT,
http://www.cse.wustl.edu/~jain/cse574-16/j_14ahl.htm

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Introduction to 5G technologies

  • 1. 19-1 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis Introduction to 5G Introduction to 5G Raj Jain Washington University in Saint Louis Saint Louis, MO 63130 Jain@cse.wustl.edu Slides and Audio/Video recordings of this class lecture are available at: http://www.cse.wustl.edu/~jain/cse574-16/ 19-2 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis Overview Overview 1. What: 5G Definition 2. How: 1. New Radio Multiplexing Technologies 2. New Efficient Spectrum Usage Techniques 3. New Energy Saving Mechanisms 4. CapEx/OpEx Reduction Techniques 5. New Spectrum 6. Application Specific Improvements Note: This is the 4th module in a series of lectures on 2G/3G, LTE, LTE-Advanced, and 5G 19-3 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis 5G Definition 5G Definition Ref: ITU-R Recommendation M.2083-0, "IMT Vision – Framework and overall objectives of the future development of IMT for 2020 and beyond," Sep. 2015, 21 pp., https://www.itu.int/dms_pubrec/itu-r/rec/m/R-REC-M.2083-0-201509-I!!PDF-E.pdf 4G 100× 10× 10× 1.4× 10× 20× 19-4 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis 5G Definition (Cont) 5G Definition (Cont) 1. Peak Data Rate: max rate per user under ideal conditions. 10 Gbps for mobiles, 20 Gbps under certain conditions. 2. User experienced Data Rate: Rate across the coverage area per user. 100 Mbps in urban/suburban areas. 1 Gbps hotspot. 3. Latency: Radio contribution to latency between send and receive 4. Mobility: Max speed at which seamless handover and QoS is guaranteed 5. Connection Density: Devices per km2 6. Energy Efficiency: Network bits/Joule, User bits/Joule 7. Spectrum Efficiency: Throughput per Hz per cell 8. Area Traffic Capacity: Throughput per m2
  • 2. 19-5 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis Importance Importance ‰ Three Key Application Areas: ¾ Enhanced Mobile Broadband ¾ Ultra-Reliable and Low Latency: Real-time, safety ¾ Massive Machine Type Communications Ref: ITU-R Recommendation M.2083-0, "IMT Vision – Framework and overall objectives of the future development of IMT for 2020 and beyond," Sep. 2015, 21 pp., https://www.itu.int/dms_pubrec/itu-r/rec/m/R-REC-M.2083-0-201509-I!!PDF-E.pdf 19-6 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis Timeline Timeline ‰ 3G: IMT-2000 started in 1985, first release in 2000 ‰ 4G: IMT-Advanced, vision in 2003, First release in 2012 ‰ 5G: IMT-2020, vision in 2015, first release in 2020 Ref: ITU-R, “Workplan, timeline, process and deliverables for the future development of IMT,” 4pp., 5 years 2020 2018 2017 2016 2015 2014 2019 3GPP 2012 2003 2000 1985 … … … … Year Deployment Of IMT-2020 Development Of IMT-2020 Development Of IMT-2020 Deployment Of IMT-2020 Development Of IMT-2020 Vision Of IMT-2020 Vision Of IMT-Adv Deployment Of IMT-Adv Development Of IMT-2000 Deployment Of IMT-2000 3G 4G 5G R16 R15 R14 R13 9 years 15 years Development Of IMT-Advanced 19-7 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis How? How? 1. New Radio Multiplexing Technologies 2. New Efficient Spectrum Usage Techniques 3. New Energy Saving Mechanisms 4. CapEx/OpEx Reduction Techniques 5. New Spectrum 6. Application Specific Improvements 19-8 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis New Radio Multiplexing Technologies New Radio Multiplexing Technologies 1. Spectrum Filtered OFDM (f-OFDM) 2. Filtered Bank Multicarrier (FBMC) 3. Non-Orthogonal Multiple Access (NOMA) 4. Pattern Division Multiple Access (PDMA) 5. Low Density Spreading (LDS) 6. Sparse Code Multiple Access (SCMA) 7. Interleave-Division Multiple Access (IDMA)
  • 3. 19-9 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis Problems with OFDM Problems with OFDM ‰ Spectrum overflow Ÿ Need guard bands ‰ Entire band should use the same subcarrier spacing ‰ Entire time should use the same symbol size and cyclic prefix ‰ All users should strictly time synchronize in the uplink Ref: P. Zhu, “5G Enabling Technologies,” PIMRC, Sep 2014, 20 slides, http://www.ieee-pimrc.org/2014/2014-09-03%205G%20 Enabling%20Technologies%20PMIRC%20Huawei_Final.pdf 19-10 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis Spectrum Filtered OFDM (f Spectrum Filtered OFDM (f- -OFDM) OFDM) ‰ Band divided into multiple subbands ‰ Each subband may use different OFDM parameters optimized for the application: Frequency spacing, cyclic prefix, … ‰ Each subband spectrum is filtered to avoid inter-subband interference Ÿ Spectrum filtered ‰ Different users (subbands) do not need to be time synchronized Ÿ Asynchronous OFDMA Time Frequency Subband 1 with spacing = 10 MHz Subband 1 with spacing = 6 MHz Subband 1 with spacing = 15 MHz OFDM 1 OFDM 2 OFDM 3 Ref: P. Zhu, “5G Enabling Technologies,” PIMRC, Sep 2014, 20 slides, http://www.ieee-pimrc.org/2014/2014-09-03%205G%20 Enabling%20Technologies%20PMIRC%20Huawei_Final.pdf Filter 19-11 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis Filtered Bank Multicarrier (FBMC) Filtered Bank Multicarrier (FBMC) ‰ A filter is used to remove the subcarrier overflow ‰ No side lobes Ÿ No cyclic prefix needed Ÿ More bits/Hz ‰ Different users can have different subbands with different parameters Frequency Amplitude Amplitude Frequency Ref: M. Bellanger, “FBMC physical layer – principle,” June 2011, 13 slides, http://www.cept.org/Documents/se-43/500/SE43(11)Info06_FBMC-physical-layer-principle 19-12 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis Non Non- -Orthogonal Multiple Access (NOMA) Orthogonal Multiple Access (NOMA) ‰ Users are distinguished by power levels ‰ Users with poor channel condition get higher power ‰ Users with higher power decode their signal treating others as noise ‰ Users with lower power subtract the higher powered signals before decoding ‰ Can also be used with beamforming and MIMO User 1 subtracts signal of user 2 then decodes User 2 decodes its signal Considers user 1’s signal as noise Ref: G. Ding, et al, “Application of Non-orthogonal Multiple Access in LTE and 5G Networks,” https://pdfs.semanticscholar.org/a404/21a9762db528bfe848166765fee43e740c94.pdf
  • 4. 19-13 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis Pattern Division Multiple Access (PDMA) Pattern Division Multiple Access (PDMA) ‰ A variation of NOMA ‰ The users detect the signal with highest signal, subtract its waveform Ÿ Successive Interference Cancellation (SIC) ‰ Can increase spectral efficiency by a factor between 1 and 2. Received Signal UE1 Decoder UE2 Decoder UE1 Signal UE2 Signal UEn Signal UE1 Transfer fn UE2 Transfer fn UEn Decoder UEn Decoder UEn Decoder Ref: J. Zeng, et al, "Pattern Division Multiple Access (PDMA) for Cellular Future Radio Access," Intl Conf on Wireless Comm & Signal Proc (WCSP), Oct. 2015, 5 pp., http://ieeexplore.ieee.org/xpl/login.jsp?tp=&arnumber=7341229 19-14 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis Low Density Spreading (LDS) Low Density Spreading (LDS) ‰ Direct Sequence-CDMA: Symbols are spread in time. Multiple users spread over at same time and frequency. ‰ Multi-carrier CDMA: Symbols are spread in frequency. Multiple users spread over same subcarriers at same time. ‰ LDS: Multi-carrier CDMA in which symbols are spread over large vectors most of whose elements are zero (sparse). ¾ At each subcarriers, the number of interferers is small ¾ Codes can even be randomly chosen ‰ Input and the output are multi-bit symbols and complex numbers. 1o 1010 DS-CDMA 1 0 1 0 1o MC-CDMA time Frequency (0,0)=x+iy (0,1)=-x+iy (1,1)=-x-iy (1,0)=x-iy 1 0 1 0 0 0 0 (0,1)o -x+iy -x+iy 1 0 1 0 0 0 0 1o LDS Ref: M. AL-imari, et al., “Low Density Spreading Multiple Access,” J. Inform Tech Software Eng, Vol 2, Issue 4, 2012, http://epubs.surrey.ac.uk/788182/1/Ready%20to%20Upload.pdf 19-15 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis Sparse Code Multiple Access (SCMA) Sparse Code Multiple Access (SCMA) ‰ In stead of repeating the same symbol on different subcarriers (as in LDS), optimally coded symbols on different subcarriers. ‰ Symbols are mapped to higher-dimensional complex symbols and then mapped to subcarriers ¾ K dimensions are spread over K subcarriers ‰ Codes are non-orthogonal Ÿ More code books and users can be supported than if limited to orthogonal ‰ Sparse Ÿ A lot of zeros in the code book Ÿ Easier to decode ¾ All codes in one codebook have zeros in the same location ¾ Each code book has K dimension of which N are zero. Total KCN = codebooks. ‰ Good for unscheduled random access without polling and grant scheduling Ÿ Good for IoT ‰ SCMA combines spreading and coding Ref: P. Zhu, “5G Enabling Technologies,” PIMRC, Sep 2014, 20 slides, http://www.ieee-pimrc.org/2014/2014-09-03%205G%20 Enabling%20Technologies%20PMIRC%20Huawei_Final.pdf K N § · ¨ ¸ © ¹ 19-16 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis SCMA Example SCMA Example ‰ 2-bit symbols to 4-dimensional symbols with 2 zeros: K=4, N=2 ‰ Number of possible mappings 4C2 = = 6 codebooks ‰ Six users can be supported over 4 subcarriers ‰ Each codebook has 2 zeros in the same rows for entire codebook. ‰ Combines spreading and coding 4 2 § · ¨ ¸ © ¹ Spreading Encoder SCMA Ref: K. Au, et al, “Uplink Contention Based SCMA for 5G Radio Access,” http://arxiv.org/vc/arxiv/papers/1407/1407.5495v1.pdf 00 01 10 11 x1 x2 0 0 x3 x4 0 0 x5 x6 0 0 x7 x8 0 0 00 01 10 11 y1 0 y2 0 y3 0 y4 0 y5 0 y6 0 y7 0 y8 0 00 01 10 11 z1 0 0 z2 z3 0 0 z4 z5 0 0 z6 z7 0 0 z8 00 01 10 11 0 u1 u2 0 0 u3 u4 0 0 u5 u6 0 0 u7 u8 0 00 01 10 11 0 0 v1 v2 0 0 v3 v4 0 0 v5 v6 0 0 v7 v8 00 01 10 11 0 w1 0 w2 0 w3 0 w4 0 w5 0 w6 0 w7 0 w8 User 1 User 2 User 3 User 4 User 5 User 6 Subcarriers frequency x1 x2 0 0 x3 x4 0 0 x5 x6 0 0 x7 x8 0 0 00 01 10 11 y1 0 y2 0 y3 0 y4 0 y5 0 y6 0 y7 0 y8 0 00 01 10 11 z1 0 0 z2 z3 0 0 z4 z5 0 0 z6 z7 0 0 z8 x1 x2 0 0 x3 x4 0 0 x5 x6 0 0 x7 x8 0 0 00 01 10 11 y1 0 y2 0 y3 0 y4 0 y5 0 y6 0 y7 0 y8 0 00 01 10 11 0 u1 u2 0 0 u3 u4 0 0 u5 u6 0 0 u7 u8 0 00 01 10 11 z1 0 0 z2 z3 0 0 z4 z5 0 0 z6 z7 0 0 z8 x1 x2 0 0 x3 x4 0 0 x5 x6 0 0 x7 x8 0 0 00 01 10 11 y1 0 y2 0 y3 0 y4 0 y5 0 y6 0 y7 0 y8 0 00 01 10 11 0 0 v1 v2 0 0 v3 v4 0 0 v5 v6 0 0 v7 v8 00 01 10 11 0 u1 u2 0 0 u3 u4 0 0 u5 u6 0 0 u7 u8 0 00 01 10 11 z1 0 0 z2 z3 0 0 z4 z5 0 0 z6 z7 0 0 z8 x1 x2 0 0 x3 x4 0 0 x5 x6 0 0 x7 x8 0 0 00 01 10 11 y1 0 y2 0 y3 0 y4 0 y5 0 y6 0 y7 0 y8 0 00 01 10 11 0 w1 0 w2 0 w3 0 w4 0 w5 0 w6 0 w7 0 w8 00 01 10 11 0 0 v1 v2 0 0 v3 v4 0 0 v5 v6 0 0 v7 v8 00 01 10 11 0 u1 u2 0 0 u3 u4 0 0 u5 u6 0 0 u7 u8 0 00 01 10 11 z1 0 0 z2 z3 0 0 z4 z5 0 0 z6 z7 0 0 z8 x1 x2 0 0 x3 x4 0 0 x5 x6 0 0 x7 x8 0 0 00 01 10 11 y1 0 y2 0 y3 0 y4 0 y5 0 y6 0 y7 0 y8 0 x7 x8 0 0 y5 0 y6 0 z7 0 0 z8 0 u3 u4 0 0 0 v1 v2 0 w3 0 w4 11 10 11 01 00 01 + + + + + = x7+y7+z7 x8+u3+w3 y6+u4+v1 z8+v2+w4 xi, yi, …, wi are complex numbers Data Bits: Subcarriers QAM encoder Spread LDS
  • 5. 19-17 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis Interleave Interleave- -Division Multiple Access (IDMA) Division Multiple Access (IDMA) ‰ Interleaving: Rearranging symbols according to a specified pattern Ÿ Reduces correlation between successive symbols ‰ DS-CDMA: Symbols are interleaved then spread in to chips ‰ IDMA: Symbols spread and then interleaved. ¾ Different users have different interleaving pattern ¾ Low-Rate Spreading ~ DS-CDMA without spreading Ÿ High spectral efficiency Data Symbols Spreader Chips Interleaver Data Symbols Interleaver Spreader Chips [0, 1, 2, 3, 4, 5, 6, 7, 8, 9, 0, 1]× [2, 4, 3,1]o[1, 3, 2, 0, 5, 7, 6, 4, 9, 1, 0, 8] Ref: J. C. Fricke, et al, "An Interleave-Division Multiple Access Based System Proposal for the 4G Uplink," IST Summit, 2005, 5 pp., http://www.agilon.de/Dr__Hendrik_Schoneich/Publications/Fricke_IST_Summit_2005.pdf 19-18 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis New Efficient Spectrum Usage Techniques New Efficient Spectrum Usage Techniques 1. 3D Beamforming and Massive MIMO 2. FDD-TDD Carrier Integration 3. Distributed Antenna Systems (DAS) 4. Simultaneous Transmission and Reception 5. Dynamic TDD 6. License Assisted Access (LAA) 7. Multimode Base Stations 8. Intelligent Multi-Mode RAT Selection 9. Higher order modulations in small cells 19-19 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis 3D Beamforming 3D Beamforming ‰ Aka 3D-MIMO or Full-dimension MIMO (FD-MIMO) ‰ Infinite Antennas = Massive MIMO Ref: G. Xu, et al, “Full-Dimension MIMO: Status and Challenges in Design and Implementation,” May 2014, http://www.ieee-ctw.org/2014/slides/session3/CTW_2014_Samsung_FD-MIMO.pdf 19-20 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis FDD FDD- -TDD Carrier Integration TDD Carrier Integration ‰ Can aggregate Down FDD band with TDD in downlink ‰ Aggregate Up FDD band with TDD in uplink ‰ Use only FDD in Primary Cell and TDD in Small Cell or vice versa ‰ Generally FDD bands are lower frequency Ÿ Used for primary ‰ In future, 32 carriers could be aggregated Paired FDD TDD
  • 6. 19-21 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis Distributed Antenna Systems (DAS) Distributed Antenna Systems (DAS) ‰ Multiple antennas connected via cable ‰ Used for indoor coverage ‰ Need multiple cables for MIMO ‰ Some times the RF signal is converted to digital and transmitted over fiber optic cables and converted back to RF Ÿ Active DAS 19-22 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis Simultaneous Transmission and Reception Simultaneous Transmission and Reception ‰ Also known as “Full Duplex” on the same frequency Ÿ Doubles the throughput, reduces end-to-end latency, allows transmitters to monitor the channel ‰ Difficult because transmitted signal too strong and interferes with reception Ÿ FDD (Large gap between transmit and receive frequencies) or TDD (Half-Duplex) ‰ Solution: Self-Interference cancellation (SIC) in analog and digital domain ‰ Similar techniques can be used to overcome BS-BS or UE-UE interference ‰ SIC can also be used in Multi-radio systems (WiFi and Bluetooth) BS-BS UE-UE Ref: W. Afifi and M. Krunz, "Adaptive Transmission-Reception-Sensing Strategy for Cognitive Radios with Full-duplex Capabilities," April 2010, 12 pp., http://www2.engr.arizona.edu/~wessamafifi/DySPAN14.pdf 19-23 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis Dynamic TDD Dynamic TDD ‰ Time Division Duplexing (TDD) allows varying uplink to downlink ratio ‰ All cells in an area must synchronize their UL/DL subframes pattern, otherwise mobile’s transmission get interference from neighboring BS ‰ LTE allows 7 variations of UL/DL subframe patterns. S=Switchover time from D to U Ref: V. Pauli, Y. Li, E. Seidel, "Dynamic TDD for LTE-A and 5G," Nomor Research GmbH, Sep 2015, 8 pp., http://nashville.dyndns.org:823/YourFreeLibrary/_lte/LTE%20advanced/WhitePaperNomor_LTE-A_5G-eIMTA_2015-09.pdf eNB eNB 19-24 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis Dynamic TDD (Cont) Dynamic TDD (Cont) ‰ Too many U’s or D’s in a row delay acks/nacks and affect the usefulness of HARQ. ‰ Release 12 added flexible “F” subframes that can be declared as S, D, or U Ÿ Can change every 10 ms. ‰ Enhanced Interference Mitigation and Traffic Adaptation (eIMTA): Cells can change UL/DL pattern as needed. Mobiles asked to transmit at higher power if needed. ‰ This will be further enhanced for 5G
  • 7. 19-25 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis License Assisted Access (LAA) License Assisted Access (LAA) ‰ A.k.a. unlicensed LTE (LTE-U). Release 13. ‰ 5 GHz band for public hot-spots and in-building ‰ Different rules and bands in different countries, e.g., ¾ Avoid if a radar is operating ¾ Can’t block 20 MHz if using only 180 kHz ¾ Transmit only if free. Recheck after maximum occupancy time Ÿ Can not transmit continuously as in standard LTE ‰ End-to-End LTE Ÿ Better integration than with WiFi ‰ May use as a downlink-only carrier aggregation 5150 5350 5470 5725 5850 USA Europe/Japan China 200 mW or less 1W 19-26 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis Multimode Base Stations Multimode Base Stations ‰ 2G/3G/4G/WiFi/WiMAX, multi-band, multi-frequency, multiple modulation formats, multiple air interfaces ‰ Need “Software Define Radios (SDRs)” ¾ Analog signal is sampled at a very high rate and processed using digital signal processing (DSP) ¾ DAC, ADC, and PA are the most expensive parts Ref: I. S. Simic, "Evolution of Mobile Base Station Architectures," Microwave Review, Jun 2007, 6pp., http://www.mtt-serbia.org.rs/microwave_review/pdf/Vol13No1-07-ISimic.pdf RF Power Amplifier Analog-to-Digital Converter Digital-to-Analog Converter Circulator/ Switch Low Noise Amplifier Voltage Controlled Oscillator/ Direct Digital Synthesizer Tx/Rx Antenna Frequency Power Wideband Frequency Power Intermediate Frequency Frequency Power Baseband Intermediate Frequency Digital Signal Processing Baseband 19-27 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis Intelligent Multi Intelligent Multi- -Mode RAT Selection Mode RAT Selection ‰ Selecting between LTE, WiFi, 3G, … ‰ Can not just select ¾ Highest speed ¾ Highest signal power ¾ Cheapest ‰ Correct choice also depends upon the type of traffic: voice vs. data Ÿ Network assisted selection Ref: 4G Americas, "Integration of Cellular and WiFi Networks," Sep 2013, 65 pp., http://www.4gamericas.org/files/3114/0622/2546/Integration_of_Cellular_and_WiFi_Networks_White_Paper-_9.25.13.pdf 2 Mbps DSL 600 Mbps 100 M bps 19-28 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis Hyper Hyper- -Dense Small Cells Dense Small Cells ‰ Used in extremely busy areas. Sports arena, Malls, Metro trains Ÿ Heterogeneous and Small Cell Network (HetSNets) ‰ Self-Organizing: Neighbor discovery, parameter setting, ‰ Backhaul Flexibility: DSL, HomePlug, Wireless, … ‰ Mobility-Management: ¾ Frequent Handovers Mitigation: Ping-pong. Network assisted as in intelligent multi-mode RAT selection ¾ Forward Handover: Small cell can prefetch user context from the Serving cell ‰ Load balancing between small cells and with macro cell ‰ Multi-RAT Management: 2G/3G/4G/WiFi ‰ Privately Owned: Security and Incentive issues Ref: I. Hwang, B. Song, and S. S. Soliman, "A Holistic View on Hyper-Dense Heterogeneous and Small Cell Networks," IEEE Communications Magazine, Jun 2013, pp. 20-27, http://blog.sciencenet.cn/home.php?mod=attachment&id=62246 Data Rate Spectrum Spectral Efficiency Smaller Cell
  • 8. 19-29 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis New Energy Saving Mechanisms New Energy Saving Mechanisms 1. Discontinuous Transmission (DTX) 2. Antenna Muting 3. Cell on/off switching 4. Power Save Mode for IoT 19-30 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis Discontinuous Transmission (DTX) Discontinuous Transmission (DTX) ‰ Do not transmit during silence Ÿ Resources can be reused by others ‰ Was difficult to do in static allocation like GSM ‰ Already part of LTE 19-31 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis Antenna Muting Antenna Muting ‰ Base stations have multiple antenna for MIMO ‰ Antenna Muting: Turn off some antenna at low load ‰ Advantage: Energy savings ‰ Problem: Number of antenna is assumed fixed and each antenna has its own pilot signals ¾ Space-Frequency Block Code (SFBC) is used to transmit different frequency components from different antenna Ÿ Throughput reduces ‰ Studies have shown significant energy savings with acceptable loss in throughput at low load. ‰ In 5G number of Antenna will become dynamic Ref: P. Skillermark and P. Frenger, "Enhancing Energy Efficiency in LTE with Antenna Muting," 75th Vehicular Technology Conf. (VTC Spring), Yokohama, 2012, pp. 1-5, https://pdfs.semanticscholar.org/29ec/17e00ccae04ae34b74f9e6e62c1e2c42d789.pdf 19-32 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis Cell On/Off Switching Cell On/Off Switching ‰ Under low load a cell or small cell can be turned off ‰ Off cells broadcast “Discovery reference signals (DRS)” periodically so that they can be turned on if necessary ‰ Takes a few hundred ms ‰ Used for energy consumption during nights
  • 9. 19-33 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis CapEx/OpEx Reduction Techniques CapEx/OpEx Reduction Techniques 1. Software Defined Networking (SDN) 2. Network Function Virtualization (NFV) 3. Mobile Edge Computing (MEC) 4. Cloud Radio Access Network (C-RAN) 19-34 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis Software Defined Networking (SDN) Software Defined Networking (SDN) 1. Abstract the Hardware: No dependence on physical infrastructure. Software API. 2. Programmable: Shift away from static manual operation to fully configurable and dynamic 3. Centralized Control of Policies: Policy delegation and management Network Manager Policies Policies Controller Ref: D. Batista, et al, "Perspectives on software-defined networks: interviews with five leading scientists from the networking community" Journal of Internet Services and Applications 2015, 6:22, http://www.cse.wustl.edu/~jain/papers/jisa15.htm 19-35 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis MME RNC IMS Hardware Hardware Set Top Box CGNAT Residential Gateway Hardware MME RNC IMS Residential Gateway CGNAT Set Top Box MME RNC IMS MME RNC IMS Network Function Virtualization Network Function Virtualization ‰ Standard hardware is fast and cheap Ÿ No specialized hardware ‰ Implement all functions in software ‰ Virtualize all functions ŸCloud Ÿ Create capacity on demand Ref: Raj Jain, SDN and NFV: Facts, Extensions, and Carrier Opportunities, ATT Labs SDN Forum Seminar, April 10, 2014, http://www.cse.wustl.edu/~jain/papers/adn_att.htm 19-36 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis Mobile Edge Computing (MEC) Mobile Edge Computing (MEC) ‰ To service mobile users/IoT, the computation needs to come to edge Ÿ Mobile Edge Computing Users Network Micro-Clouds Local Clouds Regional Clouds Ref: L. Gupta, R. Jain, H. Chan, Mobile Edge Computing - an important ingredient of 5G Networks, IEEE Softwarization Newsletter, March 2016, http://sdn.ieee.org/newsletter/march-2016/mobile-edge-computing-an-important-ingredient-of-5g-networks
  • 10. 19-37 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis Cloud Radio Access Network (C Cloud Radio Access Network (C- -RAN) RAN) ‰ Centralize baseband processing in a cloud ‰ Need to carry high-bit rate signal (after A-to-D conversion) from tower to cloud site ~ 10 Gbps ‰ Optical fiber, 10 Gbps Ethernet, Microwave can be used depending upon the distance ~ 1-20 km of fronthaul ‰ Particularly good for dense small cells. Multi-provider support. Remote Radio Head Base Band Unit BBU RRH BBU RRH BBU RRH Evolved Packet Core RRH RRH RRH EPC BBU BBU BBU Distributed RAN Cloud RAN Ref: C. I, et al, Recent Progress on C-RAN Centralization and Cloudification, IEEE Access, Vol. 2, 2014, pp. 1030-1039, http://ieeexplore.ieee.org/iel7/6287639/6514899/06882182.pdf?arnumber=6882182 Fronthaul 19-38 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis New Spectrum New Spectrum ‰ ITU estimates 900-1420 MHz required for 4G/5G by 2020 and 440-540 MHz required for 2G/3G and their enhancements Ref: ITU-R M.2290-0, “Future Spectrum Requirements estimate for Terrestrial IMT,” Dec 2013, http://www.itu.int/dms_pub/itu-r/opb/rep/R-REP-M.2290-2014-PDF-E.pdf Huawei, “White Paper on Spectrum,” February 2013, http://www.huawei.com/us/others/index-cdf_en_group_white_book.htm Ref: P. Zhu, “5G Enabling Technologies,” PIMRC, Sep 2014, 20 slides, http://www.ieee-pimrc.org/2014/2014-09-03%205G%20 Enabling%20Technologies%20PMIRC%20Huawei_Final.pdf 10 20 30 40 50 60 70 80 90 3 2 1 5 4 .5 IoT 20 km 1 Mbps Micro 100 m 10 Gbps Small 50 m 100 Gbps Macro 2 km 4 Gbps License-Exempt (Complementary) Licensed (Primary) GHz 100 19-39 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis Above 6 GHz Above 6 GHz ‰ Free-space loss increases in proportion to square of frequency and square of distance. 88 dB loss with 30 GHz at 20 m Ÿ 10- 100 m cell radius ‰ Outdoor-to-Indoor: Glass windows add 20-40 dB ‰ Mobility: Doppler shift is proportional to frequency and velocity. Multipath results in varying Doppler shifts Ÿ Lower mobility ‰ Wide Channels: Duplex filters cover only 3-4% of center frequency Ÿ Need carrier aggregation. ‰ Antenna: 8x8 array at 60 GHz is only 2cm x 2cm. A/D and D/A converters per antenna element may be expensive ‰ 2 Gbps to 1 km is feasible using mm waves Ref: ITU-R M2376-0, “Technical Feasibility of IMT in bands above 6 GHz,” July 2015, http://www.itu.int/dms_pub/itu-r/opb/rep/R-REP-M.2376-2015-PDF-E.pdf 19-40 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis Application Specific Improvements Application Specific Improvements ‰ Internet of Things ‰ Video
  • 11. 19-41 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis LTE Applications LTE Applications ‰ Machine Type Communication (MTC): M2M or IoT ¾ Versus current Human Type Communication (HTC) ¾ GSM and HSPA modems for ~$5 are potential choices ¾ Extended Coverage GSM (EC-GSM): Half-duplex FDD, Power Saving Mode (Same as LTE), 20 dB enhancements in link budget (total 164 dB) in R13 Ÿ 7x range for low rate ‰ Device-to-Device (D2D): Proximity services (Nearby search), enable direct device-to-device communication if nearby. ¾ Low Latency D2D: Vehicular networking ‰ Group Communication: Public Safety (Fire, Police), push-to- talk ‰ Enhanced Multimedia Broadcast Multicast System (eMBMS): Broadcast Services (TV) 19-42 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis Machine Type Communication Machine Type Communication ‰ LTE Low-cast (Category 0) UE: In Release 12. ¾ Single Antenna ¾ Reduced peak rate up to 1 Mbps ¾ Half-Duplex Ÿ No duplex filter ¾ Power saving mode (PSM) ‰ MTC LTE (LTE-M) (Category -1) UE: In Release 13. ¾ 1 Mbps using 1.4 MHz = 6 Physical Resource Blocks (PRB) ¾ All power on fewer subcarriers Ÿ Power Spectral Density (PSD) Boosting Ÿ 15 dB reduction in link budget by PSD and repetition Ÿ Allows UEs in basements and indoors ¾ Reduced Tx power to 20 dBm Ÿ integrated amplifier ‰ Narrow Band LTE (NB-LTE) introduced Category -2 UE: ¾ 128 kbps using 200 kHz band = Single PRB ¾ 23 dBm power (required to maintain the link budget) ‰ Both LTE-M and NB-LTE UEs use single RF chain 19-43 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis Signaling Enhancements for MTC Signaling Enhancements for MTC ‰ Enhanced Physical Downlink Control Channel (EPDCCH) ‰ LTE Cat 0 UE receive signaling in the entire 20 MHz band ‰ LTE-M UEs receive signaling in their 1.4 MHz band ‰ For NB-LTE UEs, signaling is part of the assigned PRB Control Enhanced Control (UE1) Enhanced Control (UE2) Data (UE2) 6 PRB Data (UE1) Control Enhanced Control (UE1) 1 PRB Data (UE1) Control 20 MHz LTE LTE-M NB-LTE 19-44 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis Power Saving Mode (PSM) Power Saving Mode (PSM) ‰ Discontinuous Reception (DRX). Introduced in Release 12 ‰ Allows UE to stay registered while sleeping ‰ UE’s need to monitor resource allocation channel even if it has nothing to send or receive ‰ Connected mode DRX (cDRX): UE can sleep and periodically wake up to check the control channel ¾ Short sleep cycle: 5 to 400 ms ¾ Long sleep cycle: 20 ms to 2.5s (if no activity for 4 short cycles) Active Sleep Short Long
  • 12. 19-45 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis Dynamic Adaptive Streaming over HTTP (DASH) Dynamic Adaptive Streaming over HTTP (DASH) ‰ Video is the major component of mobile traffic Ÿ DASH provides an efficient method for video streaming ‰ Standard developed jointly by 3GPP, ISO, Open IPTV Forum ‰ Standard Web Servers: No changes required to servers, Content Distribution Networks (CDN), or HTTP protocol. HTTP passes easily through firewalls ‰ Mobile client controls what is downloaded using a “media presentation description (MPD)” file defined by DASH ‰ MPD contains URLs for segments ‰ Client requests segments as needed. Allows fast forward, rewind, etc. Ref: T. Stockhammer, Dynamic Adaptive Streaming over HTTP – Standards and Design Principles, MMSys’11, Feb 2011, San Jose, CA, https://svn-itec.uni-klu.ac.at/trac2/dash/export/58/trunk/documentation/02%20mmt21da-stockhammer.pdf Segment Segment Segment Media HTTP Requests Client With DASH Engine MPD 19-46 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis Summary Summary 1. Current IMT Vision document defines 5G in terms of 8 parameters: a peak rate up to 20 Gbps per user, User experienced rate of 100 Mbps, spectral efficiency 3 times of 4G, Mobility support to 500 km/h, a latency of 1 ms, a density of a million connections per m2, energy efficiency 100x of 4G, and traffic capacity of 10 Mbps/m2. 2. New radio multiplexing techniques include f-OFDM, FBMC, NOMA, PDMA, LDS, SCMA, and IDMA 3. New spectrum utilization techniques include 3D Beamforming, Massive MIMO, FDD-TDD Carrier Integration, DAS, Simultaneous Transmission and Reception, Dynamic TDD, LAA, Multimode Base Stations, Intelligent Multi-Mode RAT Selection, and Higher order modulations in small cells 4. New energy savings mechanisms include Discontinuous Transmission (DTX), Antenna Muting, Cell on/off switching, and Power Save Mode for IoT 5. Capex/OpEx reduction techniques include SDN, NFV, MEC, and C-RAN. 6. Application specific improvements include LTE-M, NB-LTE for IoT and DASH for video. 7. New license-exempt spectrum in 6GHz-100 GHz will complement the licensed spectrum. 19-47 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis Reading List Reading List ‰ ITU-R Recommendation M.2083-0, IMT Vision - Framework and overall objectives of the future development of IMT for 2020 and beyond, Sep. 2015, 21 pp., https://www.itu.int/dms_pubrec/itu-r/rec/m/R-REC-M.2083-0- 201509-I!!PDF-E.pdf ‰ ITU-R M.2290-0, Future Spectrum Requirements estimate for Terrestrial IMT, Dec 2013, http://www.itu.int/dms_pub/itu-r/opb/rep/R-REP-M.2290- 2014-PDF-E.pdf ‰ ITU-R M2376-0, Technical Feasibility of IMT in bands above 6 GHz, July 2015, http://www.itu.int/dms_pub/itu-r/opb/rep/R-REP-M.2376-2015- PDF-E.pdf ‰ J. Zeng, et al, Pattern Division Multiple Access (PDMA) for Cellular Future Radio Access, Intl Conf on Wireless Comm Signal Proc (WCSP), Oct. 2015, 5 pp., http://ieeexplore.ieee.org/xpl/login.jsp?tp=arnumber=7341229 ‰ K. Au, et al, Uplink Contention Based SCMA for 5G Radio Access, http://arxiv.org/vc/arxiv/papers/1407/1407.5495v1.pdf ‰ M. AL-imari, et al., Low Density Spreading Multiple Access, J. Inform Tech Software Eng, Vol 2, Issue 4, 2012, http://epubs.surrey.ac.uk/788182/1/Ready%20to%20Upload.pdf 19-48 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis Reading List (Cont) Reading List (Cont) ‰ M. Bellanger, FBMC physical layer - principle, June 2011, 13 slides, http://www.cept.org/Documents/se-43/500/SE43(11)Info06_FBMC- physical-layer-principle ‰ A. Altamimi, Interleave Division Multiple Access (IDMA), http://www.ece.uvic.ca/~cai/IDMA.pdf ‰ I. Hwang, B. Song, and S. S. Soliman, A Holistic View on Hyper-Dense Heterogeneous and Small Cell Networks, IEEE Communications Magazine, Jun 2013, pp. 20-27, http://blog.sciencenet.cn/home.php?mod=attachmentid=62246 ‰ D. Batista, et al, Perspectives on software-defined networks: interviews with five leading scientists from the networking community Journal of Internet Services and Applications 2015, 6:22, http://www.cse.wustl.edu/~jain/papers/jisa15.htm ‰ C. I, et al, Recent Progress on C-RAN Centralization and Cloudification, IEEE Access, Vol. 2, 2014, pp. 1030-1039, http://ieeexplore.ieee.org/iel7/6287639/6514899/06882182.pdf?arnumber=6 882182
  • 13. 19-49 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis Wikipedia Links Wikipedia Links ‰ https://en.wikipedia.org/wiki/5G ‰ https://en.wikipedia.org/wiki/Machine_to_machine ‰ https://en.wikipedia.org/wiki/LTE_in_unlicensed_spectrum ‰ https://en.wikipedia.org/wiki/LTE_in_unlicensed_spectrum#License_Assist ed_Access_.28LAA.29 ‰ https://en.wikipedia.org/wiki/Discontinuous_transmission ‰ https://en.wikipedia.org/wiki/Software-defined_networking ‰ https://en.wikipedia.org/wiki/Network_function_virtualization ‰ https://en.wikipedia.org/wiki/Mobile_edge_computing ‰ https://en.wikipedia.org/wiki/C-RAN ‰ https://en.wikipedia.org/wiki/Small_cel l ‰ https://en.wikipedia.org/wiki/Distributed_antenna_system ‰ https://en.wikipedia.org/wiki/Dynamic_Adaptive_Streaming_over_HTTP ‰ https://en.wikipedia.org/wiki/3GPP ‰ https://en.wikipedia.org/wiki/Beamforming ‰ https://en.wikipedia.org/wiki/Discontinuous_reception 19-50 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis Wikipedia Links (Cont) Wikipedia Links (Cont) ‰ https://en.wikipedia.org/wiki/Distributed_antenna_system ‰ https://en.wikipedia.org/wiki/Multicast-broadcast_single- frequency_network ‰ https://en.wikipedia.org/wiki/Multimedia_Broadcast_Multicast_Service ‰ https://en.wikipedia.org/wiki/NarrowBand_IOT 19-51 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis References References ‰ 4G Americas, Integration of Cellular and WiFi Networks, Sep 2013, 65 pp., http://www.4gamericas.org/files/3114/0622/2546/Integration_of_Cellular_a nd_WiFi_Networks_White_Paper-_9.25.13.pdf ‰ G. Ding, et al, Application of Non-orthogonal Multiple Access in LTE and 5G Networks, https://pdfs.semanticscholar.org/a404/21a9762db528bfe848166765fee43e74 0c94.pdf ‰ G. Xu, et al, Full-Dimension MIMO: Status and Challenges in Design and Implementation, May 2014, http://www.ieee- ctw.org/2014/slides/session3/CTW_2014_Samsung_FD-MIMO.pdf ‰ Huawei, 5G: New Air Interface and Radio Access Virtualization, April 2015, 6 pp., http://www.huawei.com/minisite/has2015/img/5g_radio_whitepaper.pdf ‰ Huawei, White Paper on Spectrum, February 2013, http://www.huawei.com/us/others/index-cdf_en_group_white_book.htm 19-52 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis References (Cont) References (Cont) ‰ I. S. Simic, Evolution of Mobile Base Station Architectures, Microwave Review, Jun 2007, 6pp., http://www.mtt- serbia.org.rs/microwave_review/pdf/Vol13No1-07-ISimic.pdf ‰ IMT-2020 (5G) Promotion Group, 5G Concept, Feb 2015, 18 pp., http://www.imt-2020.cn/en/documents/download/25 ‰ Huawei, White Paper on Spectrum, February 2013, http://www.huawei.com/us/others/index-cdf_en_group_white_book.htm ‰ ITU-R M2376-0, Technical Feasibility of IMT in bands above 6 GHz, July 2015, http://www.itu.int/dms_pub/itu-r/opb/rep/R-REP-M.2376-2015- PDF-E.pdf ‰ ITU-R, Workplan, timeline, process and deliverables for the future development of IMT, 4pp., http://www.itu.int/en/ITU-R/study- groups/rsg5/rwp5d/imt-2020/Documents/Antipated-Time-Schedule.pdf ‰ J. C. Fricke, et al, An Interleave-Division Multiple Access Based System Proposal for the 4G Uplink, IST Summit, 2005, 5 pp., http://www.agilon.de/Dr__Hendrik_Schoneich/Publications/Fricke_IST_Su mmit_2005.pdf
  • 14. 19-53 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis References (Cont) References (Cont) ‰ L. Gupta, R. Jain, H. Chan, Mobile Edge Computing - an important ingredient of 5G Networks, IEEE Softwarization Newsletter, March 2016, http://sdn.ieee.org/newsletter/march-2016/mobile-edge-computing-an- important-ingredient-of-5g-networks ‰ P. Skillermark and P. Frenger, Enhancing Energy Efficiency in LTE with Antenna Muting, 75th Vehicular Technology Conf. (VTC Spring), Yokohama, 2012, pp. 1-5, https://pdfs.semanticscholar.org/29ec/17e00ccae04ae34b74f9e6e62c1e2c42 d789.pdf ‰ P. Zhu, 5G Enabling Technologies, PIMRC, Sep 2014, 20 slides, http://www.ieee-pimrc.org/2014/2014-09- 03%205G%20Enabling%20Technologies%20PMIRC%20Huawei_Final.pd f ‰ Raj Jain, SDN and NFV: Facts, Extensions, and Carrier Opportunities, ATT Labs SDN Forum Seminar, April 10, 2014, http://www.cse.wustl.edu/~jain/papers/adn_att.htm 19-54 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis References (Cont) References (Cont) ‰ T. Stockhammer, Dynamic Adaptive Streaming over HTTP - Standards and Design Principles, MMSys'11, Feb 2011, San Jose, CA, https://svn- itec.uni- klu.ac.at/trac2/dash/export/58/trunk/documentation/02%20mmt21da- stockhammer.pdf ‰ V. Pauli, Y. Li, E. Seidel, Dynamic TDD for LTE-A and 5G, Nomor Research GmbH, Sep 2015, 8 pp., http://nashville.dyndns.org:823/YourFreeLibrary/_lte/LTE%20advanced/W hitePaperNomor_LTE-A_5G-eIMTA_2015-09.pdf ‰ W. Afifi and M. Krunz, Adaptive Transmission-Reception-Sensing Strategy for Cognitive Radios with Full-duplex Capabilities, April 2010, 12 pp., http://www2.engr.arizona.edu/~wessamafifi/DySPAN14.pdf ‰ ITU-R M.2370-0, IMT traffic estimates for the years 2020 to 2030, Jul 2015, 51 pp., http://www.itu.int/dms_pub/itu-r/opb/rep/R-REP- M.2370-2015-PDF-E.pdf ‰ ITU-R M.2012-2, Detailed specifications of the terrestrial radio interfaces of International Mobile Telecommunications-Advanced (IMT-Advanced), Sep 2015, 168 pp., https://www.itu.int/dms_pubrec/itu- r/rec/m/R-REC-M.2012-2-201509-I!!PDF-E.pdf 19-55 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis References (Cont) References (Cont) ‰ Ericsson, “LTE Release 13,” April 2015, 10 pp., http://www.ericsson.com/res/docs/whitepapers/150417-wp-lte-release-13.pdf ‰ 4G_Americas, “LTE_Carrier_Aggregation: Technology Development and Deployment Worldwide,” October 2014, 53 pp., http://www.4gamericas.org/files/8414/1471/2230/4G_Americas_Carrier_Aggregatio n_FINALv1_0_3.pdf ‰ 4G Americas, “Cellular_Technologies_Enabling_the_Internet of Things,” Nov_2015, 65 pp., http://www.4gamericas.org/files/6014/4683/4670/4G_Americas_Cellular_Technolo gies_Enabling_the_IoT_White_Paper_-_November_2015.pdf ‰ Huawei, “Active Antenna System,” November 2012, 16 pp., http://www1.huawei.com/en/static/AAS-129092-1-197969.pdf ‰ T. Lomar, et al., “Delivering Content with LTE Broadcast,” Ericsson Review, Feb 2013, 8 pp., http://www.ericsson.com/res/thecompany/docs/publications/ericsson_review/2013/e r-lte-broadcast.pdf 19-56 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis References (Cont) References (Cont) ‰ Viavi Solutions Inc., “LTE Evolved Multimedia Broadcast Multicast Services (eMBMS),” 2015, 16 pp., http://www.viavisolutions.com/sites/default/files/technical-library-items/lteembms- wp-nsd-nse-ae.pdf ‰ Nokia, “LTE Networks for Public Safety Services,” 2014, 24 pp., http://networks.nokia.com/sites/default/files/document/nokia_lte_for_public_safety_ white_paper.pdf ‰ Nokia, “LTE for Unlicensed Spectrum,” 2014, 12 pp., http://networks.nokia.com/sites/default/files/document/nokia_lte_unlicensed_white_ paper.pdf ‰ Nokia, “LTE-M – Optimizing LTE for the Internet of Things,” 2015, http://networks.nokia.com/sites/default/files/document/nokia_lte-m_- _optimizing_lte_for_the_internet_of_things_white_paper.pdf ‰ Ericson, “Cellular Networks for Massive IoT,” Jan 2016, http://www.ericsson.com/res/docs/whitepapers/wp_iot.pdf ‰ DAS Forum, “Distributed Antenna Systems (DAS),” 33 slides, http://www.newjerseywireless.org/3.0/docs/njwadasnov16final.pdf
  • 15. 19-57 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis References (Cont) References (Cont) ‰ Ericsson, “LTE License Assisted Access,” 18 slides, http://www.ericsson.com/res/thecompany/docs/press/media_kits/ericsson- license-assisted-access-laa-january-2015.pdf ‰ B. Bertenyi, “LTE Standards for Public Safety – 3GPP View,” 25 slides, May 2013, http://www.3gpp.org/IMG/pdf/2013_05_3gpp_ccw.pdf ‰ Qualcomm Research, “LTE eMBMS Technology Overview,” 18 slides, Nov 2012, https://s3.amazonaws.com/sdieee/222- eMBMS_tech_overview_IEEE_112712.pdf ‰ M. Blanco, “Carrier Aggregation: Fundamentals and Deployments,” 34 slides, 2014, http://www.keysight.com/upload/cmc_upload/All/23Jan14WebcastSlides.pd f 19-58 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis References (Cont) References (Cont) ‰ T. L. Marzetta, Noncooperative Cellular Wireless with Unlimited Numbers of Base Station Antennas, in IEEE Transactions on Wireless Communications, vol. 9, no. 11, pp. 3590-3600, November 2010, http://ieeexplore.ieee.org/xpl/articleDetails.jsp?arnumber=5595728 (Original paper on Massive MIMO) ‰ R. Hoshyar, et al., Novel Low-Density Signature for Synchronous CDMA Systems Over AWGN Channel, IEEE Trans on Signal Processing, Vol. 56, No. 4, April 2008, pp. 1616-1626, https://pdfs.semanticscholar.org/5e4b/405202c92fd77a12f463ca1247a8b59f d935.pdf (Original paper on LDS) ‰ H. Nikopour and H. Baligh, “Sparse Code Multiple Access,” 24th International Symposium on Personal, Indoor and Mobile Radio Communications: Fundamentals and PHY Track, 2013, http://ieeexplore.ieee.org/xpl/login.jsp?tp=arnumber=6666156 (Original Paper on SCMA) ‰ L. Ping, et al, Interleave-Division Multiple-Access, IEEE Transactions on Wireless Communications, Vol. 5, No. 4, April 2006, http://www.ee.cityu.edu.hk/~liping/Research/Journal/IDMA2.pdf (Original paper on IDMA) 19-59 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis References (Cont) References (Cont) ‰ D. W. Bliss, P. A. Parker, A. R. Margetts, Simultaneous Transmission and Reception for Improved Wireless Network Performance, 2007 IEEE/SP 14th Workshop on Statistical Signal Processing, Madison, WI, 26-29 Aug. 2007, pp. 478 - 482, http://ieeexplore.ieee.org/xpl/articleDetails.jsp?arnumber=4301304 (Original paper on Simultaneous Transmit and Receive) ‰ E. Arikan, Channel Polarization: A Method for Constructing Capacity- Achieving Codes for Symmetric Binary-Input Memoryless Channels, in IEEE Transactions on Information Theory, vol. 55, no. 7, pp. 3051-3073, July 2009, http://ieeexplore.ieee.org/xpl/articleDetails.jsp?arnumber=5075875 (Original paper on Polar Codes) 19-60 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis Acronyms Acronyms ‰ 3GPP 3rd Generation Partnership Project ‰ ADC Analog-to-Digital Converter ‰ API Application Programming Interface ‰ AWGN Additive White Gaussian Noise ‰ BBU Broadband Unit ‰ BS Base Station ‰ CapEx Capital Expenditure ‰ CDMA Code Division Multiple Access ‰ CDN Content Distribution Networks ‰ cDRX Connected mode discontinuous reception ‰ CGNAT Carrier Grade Network Address Translator ‰ DAC Digital-to-Analog Converter ‰ DAS Distributed Antenna Systems ‰ DASH Dynamic Adaptive Streaming over HTTP ‰ dB DeciBel ‰ dBm DeciBel Milliwatt
  • 16. 19-61 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis Acronyms (Cont) Acronyms (Cont) ‰ DL Downlink ‰ DRS Discovery reference signals ‰ DRX Discontinuous Reception ‰ DS-CDMA Direct Sequence Code Division Multiple Access ‰ DSL Digital Subscriber Line ‰ DSP Digital signal processing ‰ DTX Discontinuous Transmission ‰ eIMTA Enhanced Interference Mitigation and Traffic Adaptation ‰ eMBMS Enhanced Multimedia Broadcast Multicast System ‰ eNB Evolved Node-B ‰ EPC Evolved Packet Core ‰ EPDCCH Enhanced Physical Downlink Control Channel ‰ FBMC Filtered Bank Multicarrier ‰ FD-MIMO Full Dimension MIMO ‰ FDD Frequency Division Duplexing ‰ GHz Giga Hertz 19-62 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis Acronyms (Cont) Acronyms (Cont) ‰ GSM Global System for Mobile Telephony ‰ HARQ Hybrid Automatic Repeat Request ‰ HetSNets Heterogeneious Small Cell Network ‰ HSPA High Speed Packet Access ‰ HTC Human Type Communication ‰ HTTP Hyper-Text Transfer Protocol ‰ IDMA Interleave Division Multiple Access ‰ IEEEInstitution of Electrical and Electronic Engineers ‰ IMS IP Multimedia System ‰ IMT-2020 5G ‰ IMT International Mobile Telecommunications ‰ IoT Internet of Things ‰ IPTVInternet Protocol Television ‰ ISO International Standards Organization ‰ ITU-R International Telecommunications Union- Radio ‰ ITU International Telecommunications Union 19-63 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis Acronyms (Cont) Acronyms (Cont) ‰ kHz Kilo Hertz ‰ LAA License Assisted Access ‰ LDS Low Density Spreading ‰ LTE-A Long-Term Evolution Advanced ‰ LTE-M Long-Term Evolution for Machine Type Communication ‰ LTE-U Long-Term Evolution Unlicensed ‰ LTE Long-Term Evolution ‰ MC-CDMA Multi-carrier Code Division Multiple Access ‰ MEC Mobile Edge Computing ‰ MHz Mega Hertz ‰ MIMO Multiple Input Multiple Output ‰ MME Mobility Management Entity ‰ MPD Media presentation description ‰ MTC Machine Type Communication ‰ mW Milli Watt ‰ NB-LTE Narroband Long Term Evolution 19-64 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis Acronyms (Cont) Acronyms (Cont) ‰ NFV Network Function Virtualization ‰ NOMA Non-Orthogonal Multiple Access ‰ OFDM Orthogonal Frequency Division Multiplexing ‰ OFDMA Orthogonal Frequency Division Multiple Access ‰ OpEx Operational Expenditure ‰ PA Power Amplifier ‰ PDMA Pattern Division Multiple Access ‰ PHY Physical Layer ‰ PRB Physical Resource Blocks ‰ PSD Power Spectral Density ‰ PSM Power Saving Mode ‰ QAM Quadrature Amplitude Monitor ‰ QoE Quality of Experience ‰ QoS Quality of Service ‰ RAN Radio Access Network ‰ RAT Radio Access Technology
  • 17. 19-65 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis Acronyms (Cont) Acronyms (Cont) ‰ REC Recommendation ‰ REP Report ‰ RF Radio Frequency ‰ RNC Radio Network Controller ‰ RRH Remote Radio Head ‰ SCMA Sparse code multiple access ‰ SDN Software Defined Networking ‰ SDR Software Defined Radios ‰ SFBC Space-Frequency Block Code ‰ SIC Successive Interference Cancellation ‰ TDD Time Division Duplexing ‰ TV Television ‰ UE User Element ‰ UL Uplink ‰ URL Uniform Resource Locator ‰ USA United States of America 19-66 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis Acronyms (Cont) Acronyms (Cont) ‰ VTC Vehicular Technology Conference ‰ WCSP Wireless Communications and Signal Processing ‰ WiFi Wireless Fidelity ‰ WiMAX Worldwide Interoperability for Microwave Access 19-67 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis Scan This to Get These Slides Scan This to Get These Slides j_195g 19-68 ©2016 Raj Jain http://www.cse.wustl.edu/~jain/cse574-16/ Washington University in St. Louis Related Modules Related Modules Introduction to Cellular Networks: 1G/2G/3G, http://www.cse.wustl.edu/~jain/cse574-16/j_15cel.htm Introduction to LTE, http://www.cse.wustl.edu/~jain/cse574-16/j_16lte.htm Introduction to 4G: LTE-Advanced, http://www.cse.wustl.edu/~jain/cse574-16/j_17lta.htm Audio/Video Recordings and Podcasts of Professor Raj Jain's Lectures, https://www.youtube.com/channel/UCN4-5wzNP9-ruOzQMs-8NUw Low Power WAN Protocols for IoT, http://www.cse.wustl.edu/~jain/cse574-16/j_14ahl.htm