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Risk and Vulnerability
       Lecture given by Duncan Green
       Head of Research at Oxfam GB
   Notre Dame University, September 2009

Part of a series of From Poverty to Power lectures.
Main messages
   Risk and vulnerability are central to the experience
    of being poor

   Shocks reinforce each other and have long-term
    impacts on health and well-being

   Real (human) security lies through a combination
    of empowerment and protection by effective,
    accountable states

   But the concept of security has been devalued by
    the war on terror
Defining our terms

   Vulnerability: reduced ability to cope with stresses
    and shocks

   Risk: hazard x vulnerability

   Human Security: the opposite of vulnerability,
    achieved through combination of:
     – Empowerment (active citizens)
     – Protection (effective states)
Causes of vulnerability
Causes of death worldwide
Health and maternal mortality:
one woman dies needlessly every minute
   A woman’s risk of dying ranges from one in seven
    in Niger to one in 47,600 in Ireland
   Children who have lost their mothers are up to ten
    times more likely to die prematurely
   More progress on other health issues, e.g. access
    to water and sanitation, immunization, life
    expectancy
   ‘First world’ ailments such as heart disease,
    diabetes, and cancer are on the rise
   Answer lies in investing in public health systems
Pandemics such as HIV will persist,
but can be contained
   Illness and death drives individuals and families into
    poverty
   At societal level, pandemics can set development back
    decades
   New ‘zoonotic’ diseases may follow HIV in years to
    come (e.g. avian/swine flu, SARS)
   Active Citizenship is particularly important for diseases
    that have no cure, like HIV
   Political leadership can make or break response (Brazil
    v South Africa)
   Global collaboration showed effectiveness in case of
    SARS outbreak of 2002/3
Achieving Human Security:
Social Protection
   Social assistance: non contributory transfers (eg
    food stamps)
   Social insurance: contributory transfers (eg
    pensions)
   One of most effective ways to reduce vulnerability,
    esp. for the chronic poor (elderly, disabled etc.)
   Response to failure of targeted safety nets/ food aid
   Social protection bridges gap between emergencies
    and development – challenge to Oxfam
   South Africa, Brazil arguing for universal basic
    income guarantee – could it work at a global level?
How change happens:
India’s employment guarantee scheme
How change happens:
India’s employment guarantee scheme
   All rural Indians are now guaranteed 100 days
    work a year

   Grew from activist legal campaigns in Rajasthan
    and spread of ‘rights consciousness’

   Congress adopted scheme in 2004 election
    manifesto, not expecting to win

   Sonia Gandhi and activism were crucial to ensure
    implementation after the election
Hunger and famine
Hunger and famine
   Due to current food price crisis, hunger has risen to one
    billion, but famine deaths have fallen
   Hunger reflects power and inequality
     • 400m people in developing countries are now obese
     • Amartya Sen: no famine has ever taken place in a
       functioning democracy
   Undernourishment in foetus and infancy are particularly
    damaging
   Dealing with hunger relies primarily on self reliance and
    effective accountable states
   Current crisis driven by switch to meat, biofuels, climate
    change, oil prices, and possibly speculation
The food price rollercoaster
Natural disasters
   Deaths have halved over last 30 years (to 200 a
    day) due to risk reduction such as early warning
    systems

   Natural disasters highlight inequality– hit poor
    countries and communities hardest

   Disaster preparedness and risk reduction require
    Active Citizens and Effective States

   Improving ‘downward accountability’ is a priority
Climate change could reverse that progress
Conflict is both symptom
and cause of poverty and inequality
   Violence, poverty and inequality are interwoven –
    against women, crime, abuse by authorities, civil war
   Progress on gender-based violence through legislation
    and women’s organization
   After bloody 20th C, post Cold War has left rump of 30
    ‘poverty conflicts’ mainly in Africa
   Conflict = failure of politics, but some have acquired
    economic logic of their own
   Active Citizens: self organization to reduce conflict
   Effective States: including providing livelihoods for ex-
    combatants
The humanitarian system

   Only 6% of total aid

   Improving but still a mess. Main failings:
     – Too little too late, but CERF is hopeful
     – Distributed according to CNN or geopolitics,
       rather than need
     – Too many organizations. UN particularly
       byzantine

   Humanitarian aid warped by food aid – expensive,
    demeaning and can undermine local agriculture
Peace and peace-keeping

   ‘Responsibility to Protect’ – an important UN
    achievement

   Force should only be last resort

   UN blue helmets up 6 x since 1998

   Rich countries give $, poor ones give soldiers

   Does UN need a standing military force?

   Arms Trade Treaty needed

   War on terror undermines peace-keeping/R2P
How change happens:
the landmines ban
How change happens:
the landmines ban
   1997 ban treaty has led to a sharp fall in deaths. In
    2005 only Myanmar, Russia and Nepal
    acknowledged using them and producer countries
    were down from 50 to 13

   Ban rode post Cold War wave of optimism

   International Campaign to Ban Landmines worked
    closely with a handful of governments, e.g.
    Canada, Norway, Austria, and South Africa

   Gained momentum by moving outside UN system
    and insisting on total ban – no watering down
Human security through empowerment :
South Africa’s Treatment Action Campaign
Further Reading from the Blog

   Climate change and natural disasters,
    http://www.oxfamblogs.org/fp2p/?p=232
   Giving people cash after a disaster,
    http://www.oxfamblogs.org/fp2p/?p=170
   Review of ‘War, Guns and Votes’, by Paul Collier,
    http://www.oxfamblogs.org/fp2p/?p=326
   What would a global food security policy look
    like? http://www.oxfamblogs.org/fp2p/?p=141
   Oxfam staff blogging under fire in Gaza,
    http://www.oxfamblogs.org/fp2p/?p=122
Further Reading

   From Poverty to Power, Part 4

   Paul Collier, ‘War, Guns and Votes’

   FAO. The State of Food Insecurity in the World
    (Annual),
    http://www.fao.org/docrep/011/i0291e/i0291e00.htm

   World Disasters Report (Annual),
    http://www.ifrc.org/publicat/wdr2008/

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From Poverty to Power: Risk and Vulnerability

  • 1. Risk and Vulnerability Lecture given by Duncan Green Head of Research at Oxfam GB Notre Dame University, September 2009 Part of a series of From Poverty to Power lectures.
  • 2. Main messages  Risk and vulnerability are central to the experience of being poor  Shocks reinforce each other and have long-term impacts on health and well-being  Real (human) security lies through a combination of empowerment and protection by effective, accountable states  But the concept of security has been devalued by the war on terror
  • 3. Defining our terms  Vulnerability: reduced ability to cope with stresses and shocks  Risk: hazard x vulnerability  Human Security: the opposite of vulnerability, achieved through combination of: – Empowerment (active citizens) – Protection (effective states)
  • 5. Causes of death worldwide
  • 6. Health and maternal mortality: one woman dies needlessly every minute  A woman’s risk of dying ranges from one in seven in Niger to one in 47,600 in Ireland  Children who have lost their mothers are up to ten times more likely to die prematurely  More progress on other health issues, e.g. access to water and sanitation, immunization, life expectancy  ‘First world’ ailments such as heart disease, diabetes, and cancer are on the rise  Answer lies in investing in public health systems
  • 7. Pandemics such as HIV will persist, but can be contained  Illness and death drives individuals and families into poverty  At societal level, pandemics can set development back decades  New ‘zoonotic’ diseases may follow HIV in years to come (e.g. avian/swine flu, SARS)  Active Citizenship is particularly important for diseases that have no cure, like HIV  Political leadership can make or break response (Brazil v South Africa)  Global collaboration showed effectiveness in case of SARS outbreak of 2002/3
  • 8. Achieving Human Security: Social Protection  Social assistance: non contributory transfers (eg food stamps)  Social insurance: contributory transfers (eg pensions)  One of most effective ways to reduce vulnerability, esp. for the chronic poor (elderly, disabled etc.)  Response to failure of targeted safety nets/ food aid  Social protection bridges gap between emergencies and development – challenge to Oxfam  South Africa, Brazil arguing for universal basic income guarantee – could it work at a global level?
  • 9. How change happens: India’s employment guarantee scheme
  • 10. How change happens: India’s employment guarantee scheme  All rural Indians are now guaranteed 100 days work a year  Grew from activist legal campaigns in Rajasthan and spread of ‘rights consciousness’  Congress adopted scheme in 2004 election manifesto, not expecting to win  Sonia Gandhi and activism were crucial to ensure implementation after the election
  • 12. Hunger and famine  Due to current food price crisis, hunger has risen to one billion, but famine deaths have fallen  Hunger reflects power and inequality • 400m people in developing countries are now obese • Amartya Sen: no famine has ever taken place in a functioning democracy  Undernourishment in foetus and infancy are particularly damaging  Dealing with hunger relies primarily on self reliance and effective accountable states  Current crisis driven by switch to meat, biofuels, climate change, oil prices, and possibly speculation
  • 13. The food price rollercoaster
  • 14. Natural disasters  Deaths have halved over last 30 years (to 200 a day) due to risk reduction such as early warning systems  Natural disasters highlight inequality– hit poor countries and communities hardest  Disaster preparedness and risk reduction require Active Citizens and Effective States  Improving ‘downward accountability’ is a priority
  • 15. Climate change could reverse that progress
  • 16. Conflict is both symptom and cause of poverty and inequality  Violence, poverty and inequality are interwoven – against women, crime, abuse by authorities, civil war  Progress on gender-based violence through legislation and women’s organization  After bloody 20th C, post Cold War has left rump of 30 ‘poverty conflicts’ mainly in Africa  Conflict = failure of politics, but some have acquired economic logic of their own  Active Citizens: self organization to reduce conflict  Effective States: including providing livelihoods for ex- combatants
  • 17. The humanitarian system  Only 6% of total aid  Improving but still a mess. Main failings: – Too little too late, but CERF is hopeful – Distributed according to CNN or geopolitics, rather than need – Too many organizations. UN particularly byzantine  Humanitarian aid warped by food aid – expensive, demeaning and can undermine local agriculture
  • 18. Peace and peace-keeping  ‘Responsibility to Protect’ – an important UN achievement  Force should only be last resort  UN blue helmets up 6 x since 1998  Rich countries give $, poor ones give soldiers  Does UN need a standing military force?  Arms Trade Treaty needed  War on terror undermines peace-keeping/R2P
  • 19. How change happens: the landmines ban
  • 20. How change happens: the landmines ban  1997 ban treaty has led to a sharp fall in deaths. In 2005 only Myanmar, Russia and Nepal acknowledged using them and producer countries were down from 50 to 13  Ban rode post Cold War wave of optimism  International Campaign to Ban Landmines worked closely with a handful of governments, e.g. Canada, Norway, Austria, and South Africa  Gained momentum by moving outside UN system and insisting on total ban – no watering down
  • 21. Human security through empowerment : South Africa’s Treatment Action Campaign
  • 22. Further Reading from the Blog  Climate change and natural disasters, http://www.oxfamblogs.org/fp2p/?p=232  Giving people cash after a disaster, http://www.oxfamblogs.org/fp2p/?p=170  Review of ‘War, Guns and Votes’, by Paul Collier, http://www.oxfamblogs.org/fp2p/?p=326  What would a global food security policy look like? http://www.oxfamblogs.org/fp2p/?p=141  Oxfam staff blogging under fire in Gaza, http://www.oxfamblogs.org/fp2p/?p=122
  • 23. Further Reading  From Poverty to Power, Part 4  Paul Collier, ‘War, Guns and Votes’  FAO. The State of Food Insecurity in the World (Annual), http://www.fao.org/docrep/011/i0291e/i0291e00.htm  World Disasters Report (Annual), http://www.ifrc.org/publicat/wdr2008/