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Coordinating Climate-
Resilient Development
Monitoring and Evaluation
(M&E) of Adaptation:
Overview
Angelica V Ospina, PhD
February 9th, 2018
Nadi, Fiji
M&E for NAP
No one-size fits all approach
Objective
Set the foundations for M&E
of adaptation: understanding
the purpose, design,
operationalization and the
use of results of M&E
Agenda
• M&E of Adaptation: Overview
of 4 Building Blocks (*expanded
over next 2 days)
• Participatory Exercise (*after the
coffee break)
Purposes of national
M&E of adaptation
Either/
Both
ADAPTIVE
MANAGEMENT
LEARNING
ACCOUNTABILITY
REPORTING
REPORTING
National M&E of Adaptation:
Looks at progress towards adaptation in a country
ADAPTATION PROCESS
Implementation of adaptation policies, plans and interventions
ADAPTATION
OUTCOMES
Changes in
vulnerability, adaptive
capacity, behavior,
progress in
development despite
climate change
Social,
Economic &
Environmental
Change
ATTRIBUTION
Demonstrating that capacities and progress are directly attributable to a
particular intervention
CONTRIBUTION
Demonstrating that implementation of policy/intervention/institutional
capacity building contributed to the outcome (even if other factors did too)
Data
from
sectors
Sub-
national
level data
In order to guide the
process of design and
implementation of
M&E of adaptation…
Four
Building
Blocks
Setting up a national
M&E system of
adaptation
Sample
Map of Questions
 Relevance
Based on needs of decision-makers
 Integration
Build upon existing systems and data sources
 Buy-in & Feasibility
Balance between inclusiveness and efficiency
• Who will be leading or coordinating the process?
• Who should be involved?
• Who will use the results?
• Is there a shared understanding of the adaptation
context? (expected results & steps to get there)
Setting the Basis
 Policy Context
• Broader policy and M&E environment
 Purpose
• Purpose of the M&E system and use of
its results
 Scale
• Levels of application (national, sub-
national, or local level)
• Levels of aggregation (horizontally,
across thematic areas and sectors, or
vertically, across geographic scales).
1. Context
 Focus
• Adaptation process and/or outcomes
 Data & Information
• Considering purpose, scale(s) and focus
• Engaging the scientific & research community
• Selecting indicators: considering focus,
relevance to the context, time and resources, data
availability
• Establishing a baseline
2. Content
Institutional arrangements and
resources
• Roles & responsibilities: lead/coordinating
institution + teams/individuals in the sectors or
levels of government from which data and
information is being collected
• Human & Financial Resources
 Data collection and synthesis
• Standardised metrics at all scales
• Level-specific metrics that address common
themes
• Informal links or a synthesis of available
information.
3. Operationalization
 Outputs and Reporting
• Frequency and timing of outputs
• Formats: considering purpose and
audience
4. Product
Final
Reflections
 M&E of adaptation: dynamic learning process
 Clarity about key questions
 Roles and Responsibilities: identify who will collect,
analyze and report across sectors/levels.
 Limit complexity: focus on, and prioritize the most
important areas.
 Use existing resources: Build on the systems that
already exist, on available and relevant data, and
complement/adjust.
What for? (purpose)
How? (methods/tools, resources)
For whom? (users and audience)
Participatory
exercise
What do we need
for M&E of
adaptation?
4 Themes for
Reflection:
Resources
(Financial +
Human )
Methods and
Tools
Stakeholder
Engagement
Purpose and Use
of M&E results
Aims of the
Exercise
• Share and discuss ideas
about M&E of adaptation,
considering key themes
• Learn from each other
Some basic rules
• There are no ‘right’ or ‘wrong’
answers
• First work individually, and then
share
• Write only 1 idea per post-it
• Clear writing so we can systematize
Let’s prepare our work space
Part I
What are the
opportunities/advantages
of M&E of adaptation?
• Take a few moments to write your ideas,
individually (max 3 ideas)
• Write on the color post-it provided
Now share your ideas with
your group…
• Go around the table, share
your ideas, and put them on
the poster, on the theme that
corresponds.
• If ideas are similar, place
them close together, if they
are different, further apart.
Understand
and learn
from change
Inform
strategic
decisions
Course
adjustments
and
corrections
Transparency
and
Accountability
Foster dialogue
and exchange
Reporting-
International
Commitments
What are the opportunities/advantages
of M&E of adaptation?
New
partnerships/
collaborations
Part II
What are the main
challenges for M&E of
adaptation?
• Take a few moments to write your ideas,
individually (max 3 ideas)
• Write on the color post-it provided
Now share your ideas with
your group…
• Go around the table, share
your ideas, and put them on
the poster, on the theme that
corresponds.
• If ideas are similar, place
them close together, if they
are different, further apart.
Adaptation is
context specific:
no single
approach or
metric
Ensure data
quality and
system
flexibility
Human and
Financial
resources
Uncertainty
and
time scales
Break silos:
Multi-sectorial
collaboration/
articulation in
practice
Gender,
trade-offs
How to
account for
negative
change
Indicators:
what, how,
when to
measure and
how to use it
What are the main challenges for M&E
of adaptation?
Part III
What are the potential
solutions to those
challenges?
• Take a few moments to write your ideas,
individually (max 3 ideas)
• Write on the color post-it provided
Now share your ideas with
your group…
• Go around the table, share
your ideas, and put them on
the poster, on the theme that
corresponds.
• If ideas are similar, place
them close together, if they
are different, further apart.
We will be exploring
strategies & potential
solutions over the
course of the
workshop
What are the potential solutions to those
challenges?
EMERGING
SOLUTIONS…
• Stakeholder engagement
• Resource strengthening
• Data quality and effective
use
To conclude…
Looking ahead, which
idea of those reflected in
the poster would you
like to highlight?
(*use the sticker provided)
www.napglobalnetwork.org
info@napglobalnetwork.org
Twitter: @NAP_Network
Financial support provided by Secretariat hosted by

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Monitoring and Evaluation (M&E) of Adaptation: Overview | Angelica Ospina, IISD

  • 1. Coordinating Climate- Resilient Development Monitoring and Evaluation (M&E) of Adaptation: Overview Angelica V Ospina, PhD February 9th, 2018 Nadi, Fiji
  • 2. M&E for NAP No one-size fits all approach
  • 3. Objective Set the foundations for M&E of adaptation: understanding the purpose, design, operationalization and the use of results of M&E
  • 4. Agenda • M&E of Adaptation: Overview of 4 Building Blocks (*expanded over next 2 days) • Participatory Exercise (*after the coffee break)
  • 5. Purposes of national M&E of adaptation Either/ Both ADAPTIVE MANAGEMENT LEARNING ACCOUNTABILITY REPORTING REPORTING
  • 6. National M&E of Adaptation: Looks at progress towards adaptation in a country ADAPTATION PROCESS Implementation of adaptation policies, plans and interventions ADAPTATION OUTCOMES Changes in vulnerability, adaptive capacity, behavior, progress in development despite climate change Social, Economic & Environmental Change ATTRIBUTION Demonstrating that capacities and progress are directly attributable to a particular intervention CONTRIBUTION Demonstrating that implementation of policy/intervention/institutional capacity building contributed to the outcome (even if other factors did too) Data from sectors Sub- national level data
  • 7. In order to guide the process of design and implementation of M&E of adaptation…
  • 9. Setting up a national M&E system of adaptation
  • 11.  Relevance Based on needs of decision-makers  Integration Build upon existing systems and data sources  Buy-in & Feasibility Balance between inclusiveness and efficiency • Who will be leading or coordinating the process? • Who should be involved? • Who will use the results? • Is there a shared understanding of the adaptation context? (expected results & steps to get there) Setting the Basis
  • 12.  Policy Context • Broader policy and M&E environment  Purpose • Purpose of the M&E system and use of its results  Scale • Levels of application (national, sub- national, or local level) • Levels of aggregation (horizontally, across thematic areas and sectors, or vertically, across geographic scales). 1. Context
  • 13.  Focus • Adaptation process and/or outcomes  Data & Information • Considering purpose, scale(s) and focus • Engaging the scientific & research community • Selecting indicators: considering focus, relevance to the context, time and resources, data availability • Establishing a baseline 2. Content
  • 14. Institutional arrangements and resources • Roles & responsibilities: lead/coordinating institution + teams/individuals in the sectors or levels of government from which data and information is being collected • Human & Financial Resources  Data collection and synthesis • Standardised metrics at all scales • Level-specific metrics that address common themes • Informal links or a synthesis of available information. 3. Operationalization
  • 15.  Outputs and Reporting • Frequency and timing of outputs • Formats: considering purpose and audience 4. Product
  • 17.  M&E of adaptation: dynamic learning process  Clarity about key questions  Roles and Responsibilities: identify who will collect, analyze and report across sectors/levels.  Limit complexity: focus on, and prioritize the most important areas.  Use existing resources: Build on the systems that already exist, on available and relevant data, and complement/adjust. What for? (purpose) How? (methods/tools, resources) For whom? (users and audience)
  • 18. Participatory exercise What do we need for M&E of adaptation?
  • 19.
  • 21. Resources (Financial + Human ) Methods and Tools Stakeholder Engagement Purpose and Use of M&E results
  • 22. Aims of the Exercise • Share and discuss ideas about M&E of adaptation, considering key themes • Learn from each other
  • 23. Some basic rules • There are no ‘right’ or ‘wrong’ answers • First work individually, and then share • Write only 1 idea per post-it • Clear writing so we can systematize Let’s prepare our work space
  • 24. Part I What are the opportunities/advantages of M&E of adaptation? • Take a few moments to write your ideas, individually (max 3 ideas) • Write on the color post-it provided
  • 25. Now share your ideas with your group… • Go around the table, share your ideas, and put them on the poster, on the theme that corresponds. • If ideas are similar, place them close together, if they are different, further apart.
  • 26. Understand and learn from change Inform strategic decisions Course adjustments and corrections Transparency and Accountability Foster dialogue and exchange Reporting- International Commitments What are the opportunities/advantages of M&E of adaptation? New partnerships/ collaborations
  • 27. Part II What are the main challenges for M&E of adaptation? • Take a few moments to write your ideas, individually (max 3 ideas) • Write on the color post-it provided
  • 28. Now share your ideas with your group… • Go around the table, share your ideas, and put them on the poster, on the theme that corresponds. • If ideas are similar, place them close together, if they are different, further apart.
  • 29. Adaptation is context specific: no single approach or metric Ensure data quality and system flexibility Human and Financial resources Uncertainty and time scales Break silos: Multi-sectorial collaboration/ articulation in practice Gender, trade-offs How to account for negative change Indicators: what, how, when to measure and how to use it What are the main challenges for M&E of adaptation?
  • 30. Part III What are the potential solutions to those challenges? • Take a few moments to write your ideas, individually (max 3 ideas) • Write on the color post-it provided
  • 31. Now share your ideas with your group… • Go around the table, share your ideas, and put them on the poster, on the theme that corresponds. • If ideas are similar, place them close together, if they are different, further apart.
  • 32. We will be exploring strategies & potential solutions over the course of the workshop What are the potential solutions to those challenges?
  • 33. EMERGING SOLUTIONS… • Stakeholder engagement • Resource strengthening • Data quality and effective use
  • 34. To conclude… Looking ahead, which idea of those reflected in the poster would you like to highlight? (*use the sticker provided)