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Transactional Analysis
• Introduction To Transaction Analysis
(TA)
Study of human behavior is very complex. Human
Behavior is affected by behavior of others.
 It is based on basic psychological facts like
perception, learning, motivation and personality
of the individuals interacting with each other.
Interpersonal Behavior could be mutually
cooperative where complementary transaction
take place, such behavior is possible where there
is mutual trust, respect for each other’s need and
when both have a complementary ego state, such
behaviors are mutually gratifying to each other.
On the other hand, interpersonal behaviors can
be conflicting.
 Reasons for such behavior can be attributed to
personality differences, different value system,
and conflict of interest and last but not the least
role ambiguity between the two individuals.
Transactional analysis is the study of individual in
the organization when he is interacting with
other individual on social front.
Eric Berne is credited to the movement for
psychotherapy, which he started in 1950s.
He observed that there are several persons
within one person and therefore and individual
transact in way that may provide connecting
tissues between two individuals, which may hold
them to-gather.
This type of pair relationship is called Dynamic
relationship. Transactional analysis offers mode
of expression of personality an dynamic of self
relationship with others. It is a method analyzing
and understanding inter personal behavior.
Transactional analysis involves the
analysis of the following factors :-
• Study of Awareness
• Ego State
• Analysis of Transactions
• Life Script
• Psychological Games
• Study of Life Positions
• Stroking
• Games Analysis
Definitions
• “ Transactional analysis is a technique used to
help people better understand their own and
other’s behavior, especially in interpersonal
relationship.”
Johari Window
Joseph Luft and Harrington Ingham have
developed a model to look at one’s personality
that can be known and known to self and known
and unknown to others. The concept known as
Johari Window is shown below. It is a technique
to analyze and improve interpersonal –
Transaction.
Four Quadrants of Self
 Open Self
 Blind Self
 Hidden Self
 Unknown Self
 Open Self
Open Self is known as Public area.
This quadrant indicates information about self
is known to oneself and also to others.
The information relates to feelings, motivation
and behavior of an individual, which he is
willing to share with those whom he comes in
contact.
The individual behaves in a straight forward
manner and the sharing. In the organizational
setting, because of the openness of the
individual the chances of the conflict are
reduced to minimum.
 Blind Self
 This quadrant is related to information is not known to
self but known to others, who interact with you, know
more about you. This is known as blind area.
 It is important that an individual should reduce blind
area to the minimum by interacting with people more
intimately and by asking question about self.
 For example, an individual as hard taskmaster and
dislike him because of this. This is blind area that a
person is blind to the fact he interacts with others in
the professional manner. This situation is likely to
create a unpleasant atmosphere in the organization.
Individual therefore should reduce blind area and
increase public area. This will reduce conflict situation
to a great extent in interpersonal behavior.
 Hidden Self
Certain aspect of personality has formed this
quadrant.
Self knows information but others do not
know it.
There are certain aspects, which are private.
Individual therefore does not want to share it
with subordinates and wants to keep hidden.
The area is called Private area.
 Unknown Self
This area is characterized by facts unknown to the
self and to others.
This dark area, which is not pregnable. There is
nothing much that can be done about it.
It should be an endeavor to improve upon one self
by obtaining feed back from others about self.
Individual should carry out improvement and
perceive one self correctly so that one perceives
each person in the right manner. There are certain
factors to improve Interpersonal relations. (Public
Area).
Development of Inter-personal
Relationship
 Develop Positive Attitude
 Be Empathetic
 Improve Self Concept
 Communication
 Perception Errors
 Culture
 Develop Positive Attitude
 Attitude, perception and values and its relationship
towards accomplishment of given task.
 It should be an endeavor of every manager to look at
the individuals, situation from positive point of view
and remove distortion if any in particular situation.
Personal bias in dangerous and acts as bloc in
improving relationship. If a manager is unbiased, have
positive feeling towards his subordinates, advices them
when in trouble and supports them in day-to-to
functioning will develop a positive feeling about the
workers, which will reduce blind area and convert it in
to public area. This will bring an excellent work
environment in the organization.
 Be Empathetic
Manager must look at from the employee’s
point of view. He should be able to identify
subordinates need pattern and try and fulfill
them. He should display high degree of
sensitivity towards the subordinates and rise
above the personal interest for the well being
employees.
 Improve Self Concept
Every individual must improve high self-image. This is
possible when work is assigned to an individual based on
his skills, aptitude, experience, knowledge and
qualification. In case there is distortion between the
individual’s expectations and job requirement, a person is
bound to develop frustration that would lead to the
feeling of inadequacy (for highly skilled person). In this
situation a job rotation or even change of organization is
recommended. This will bring to him new challenges, and
have a greater degree of freedom of action and job
satisfaction that will lead to increased degree of self-
concept. In nutshell, self-concept is achieved an ideal fit
between individual competency and job requirements.
 Communication
Communication is an important factor in developing an
ideal interpersonal relationship. All barriers of
communication should be removed. Managers should
conduct themselves in such a manner that the
subordinates feel that the former is approachable. One
must also be a good listener. Mis-perception should not
be allowed to set in for want of communication .
Subordinates should be kept posted about the latest
happing in the organization so that they are prevented
from imagining the situation that may distort perception.
In the organization vertical, horizontal, diagonal
communication be permitted. Formation of social clubs
should be encouraged.
 Perception Errors
Common perceptual errors like stereotyping,
halo effect, selective perception, attribution
errors and distortion should be avoided.
Managers must be able to lend credence to
what they preach by practicing. This will
enhance their image in an organization.
 Culture
• Development of organization culture
emanates from top level. Work ethics, value
based practices must be rewarded.
Development of culture is continuous process,
which is unending. For short term gains
compromise on ethical practices will doom the
best of the organizations.
Principles of Changes in Awareness
Awareness in self is not static and subject to
change. Quadrant to which psychological state
(information known to self and information
known to others) is assigned also changes.
Joneward has assigned eleven principles of such
change.
1. Change in one quadrant will affect change in
other quadrant and hence the changes in
interpersonal behavior can be noticed.
2. It takes energy to hide, deny or be blind to
behavior.
3. Threat tends to decrease awareness while
mutual trust increases awareness.
4. Forced awareness (exposure) is undesirable
and usually ineffective.
5. Interpersonal learning means a change has
taken place. Therefore when one quadrant
enlarges the other becomes smaller.
6. A large enough area of free activity, more
resources and skill facilities working with others.
7. If No 1 quadrant is smaller it is indicative of the
poor communication.
8. There is universal curiosity about the unknown
area due to customs, social training and diverse
fears.
9. Sensitivity means appreciating the covert aspect
of behaviors in quadrant numbers 2,3 and 4 and
desire of others to keep them so.
10.Learning about group processes help to increase
awareness. It will increase quadrant number 1
for both group and individuals.
11.Value system of a group and its members may
be observed in the way the group deals with
unknown in the life of group itself.
• Ego state
 It explains psychological behavior.
 Related to way an individual thinks, his
feelings and subsequent behavior.
 People interact with each other in terms of
psychological.
 We cannot directly observe these ego states,
we can observe behavior of an individual.
 Three types of ego states stimulate, monitor
and control individual behavior.
Types of Ego States
 Parent Ego
 Adult Ego
 Child Ego
 Parent Ego
• Refers to the personality attributes like value,
attitude and behavior of parent like people,
inherited by person when he was child.
• Child copy parent figures like teacher, father,
mother, brother or any elder persons and he
displays advisory behavior in his lifetime when
such situation arise.
• Two types of parent ego 1. Nurturing parents,
2. Critical parents
 Adult Ego
• This Ego is based on reasoning, seeking from
subordinates an providing information.
• This ego views people equal, worthy of
undertaking any job and responsible.
• Adult ego is considered to be valid ego state
comparatively.
• They behave rationally and think logically.
 Child Ego
• This ego state is inner feelings, experience and
adaption.
• Person having child ego generally displays
creativity in his action.
• People who interact with him, he displays
anxiety, depression, dependence, fear and
hate.
• This individual thinks non-logical and wants
immediate action on various issues
Natural Child Behavior pattern
 Affectionate
 Does what comes in the way
 Fearful
 Self-indulgent
 Self-centered
Aggressive
Adaptive Child
• This child is psychologically trained in obeying
instructions from parents or elders.
• It has tendency to get involved in NOT OK
transaction, Rebellion, Frustration becomes
part of his personality.
The Little Professor
• This ego state is intuitive, creative and
manipulative.
• He believes in magic and uses this ego state
and achieves good interpersonal relationship.
• He responds to non-verbal communication
and play hunches.
• He is imaginative.
Analysis of Transaction
One of the barriers of communication is crossed
transaction.
TA is a technique for examining the nature of
interpersonal communication between two
individuals and to analyse its effectiveness.
 Every piece of conversation is treated as a
transaction.
For example when A talks to X it is one
transaction and when X replies to A it is another.
Each transaction of an individual emanates
from parents ego, adult ego or child ego state.
As stated earlier, parent ego state (P) is
authoritarian, the adult ego state (A) is
rational and logical in approach and lastly the
child ego state (C) is impulsive.
Every person transacts from all the three ego
states but each one of us has one ego state as
dominant.
Transaction is effective when stimulus and
response is from same ego state and the
complementary in nature.
Patterns of complementary
Transaction
a) Complementary Transaction
• Complementary Transaction are those
communications where stimulus and response
(S-R) is from identical ego state.
• Message from one person gets almost
predicted response and the transaction is
parallel.
o Types Complementary Transaction
1. Adult-Adult Transaction
2. Adult-Parent Transaction
3. Adult-Child Transaction
4. Parent-Parent Transaction
5. Parent-Adult ego state
6. Parent-Child ego state
7. Child-Parent ego state
8. Child-Adult ego state transaction
9. Child-Child ego state
1. Adult-Adult Transaction
• The stimulus and response are based on
logical thinking and rationale.
• This type of communication is considered
most ideal in organization.
2. Adult-Parent Transaction
• In this ego state, manager speaks from adult
ego state which is rational and backed by rules
and regulations while the employees speak
from the parent ego state which is
authorization, is not likely to smooth in the
long run.
3. Adult-Child Transaction
• Child = Little Professor = Employees can work
with certain amount of creativity.
• Manager has to keep guiding and tolerating
childlike behavior of employees of employees
which is characterized by loose control, and lot of
fun and enjoyment, which is not productive for
organization.
4. Parent-Parent Transactions
• This ego state in both manager and employees,
the stimuli and response will be dominating from
either side.
• While manager would put forward his ideas, the
employees would reject and put up a fresh idea
and would want to be accepted by the manager.
5. Parent-Adult ego state
• The boss is transacting from parent ego while
he subordinate is responding from adult ego
state.
• Employees rational and logical thinking will be
marred by parent ego state, which may
diminish good working relationship of the two
parties.
6. Parent-Child ego state
• This transaction is workable in the
organization where the manager will get the
work done from subordinate by advising,
guiding an by assigning rewards from good
work and punishment for non-performance.
7. Child-Parent ego state
• In such situation employees would control the
manager.
• The latter would always perceive employees
as threat and look forward for their advice
from time to time.
8. Child-Adult ego state transaction
• Based on whims and fancies and emotions,
problem for employees who want to work
rationally.
• No growth can be expected with child ego
manager at the helms of affairs.
9. Child-Child ego state
• Such transaction is not good for the
organization even can be called as leaderless.
• Manager with child ego dominant is more of a
liability to the organization.
• Performance of the organization will be poor,
no growth, no new ideas, and lithargy will
prevail in the system.
• In such situation, the manager should be
replaced.
Benefits of transactional Analysis
 Development of positive thinking
Transactional analysis brings positive feelings
in the individual, which has remarkable impact
on attitude change
Present States Transformation
Confusion Clear thinking
Defect Victory
Fear Courage, achievement
Frustration Gratification
Loneliness Feeling of togetherness
Pessimism Optimism
Suppression Friendship
Interpersonal Effectiveness
Transactional analysis improves
 Interpersonal relationship
 Understanding of ego state
 Better communication
 Problem solving
Motivation
• Transactional analysis is basically applied to
improve motivation of employees.
• When applied, it satisfies the human needs.
• Enrichment of job is achieved intrinsic value.
• It helps to change management style from theory
X to Y whose transformation takes place from
parent – Child relationship to transaction
involving adult – relationship -, from “ I am Okay,
you are not okay to I am Okay – You are okay life
positions

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Introduction to Transactional Analysis Theory

  • 1.
  • 2. Transactional Analysis • Introduction To Transaction Analysis (TA)
  • 3. Study of human behavior is very complex. Human Behavior is affected by behavior of others.  It is based on basic psychological facts like perception, learning, motivation and personality of the individuals interacting with each other. Interpersonal Behavior could be mutually cooperative where complementary transaction take place, such behavior is possible where there is mutual trust, respect for each other’s need and when both have a complementary ego state, such behaviors are mutually gratifying to each other. On the other hand, interpersonal behaviors can be conflicting.  Reasons for such behavior can be attributed to personality differences, different value system, and conflict of interest and last but not the least role ambiguity between the two individuals.
  • 4. Transactional analysis is the study of individual in the organization when he is interacting with other individual on social front. Eric Berne is credited to the movement for psychotherapy, which he started in 1950s. He observed that there are several persons within one person and therefore and individual transact in way that may provide connecting tissues between two individuals, which may hold them to-gather. This type of pair relationship is called Dynamic relationship. Transactional analysis offers mode of expression of personality an dynamic of self relationship with others. It is a method analyzing and understanding inter personal behavior.
  • 5. Transactional analysis involves the analysis of the following factors :- • Study of Awareness • Ego State • Analysis of Transactions • Life Script • Psychological Games • Study of Life Positions • Stroking • Games Analysis
  • 6. Definitions • “ Transactional analysis is a technique used to help people better understand their own and other’s behavior, especially in interpersonal relationship.”
  • 7. Johari Window Joseph Luft and Harrington Ingham have developed a model to look at one’s personality that can be known and known to self and known and unknown to others. The concept known as Johari Window is shown below. It is a technique to analyze and improve interpersonal – Transaction.
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  • 9. Four Quadrants of Self  Open Self  Blind Self  Hidden Self  Unknown Self
  • 10.  Open Self Open Self is known as Public area. This quadrant indicates information about self is known to oneself and also to others. The information relates to feelings, motivation and behavior of an individual, which he is willing to share with those whom he comes in contact. The individual behaves in a straight forward manner and the sharing. In the organizational setting, because of the openness of the individual the chances of the conflict are reduced to minimum.
  • 11.  Blind Self  This quadrant is related to information is not known to self but known to others, who interact with you, know more about you. This is known as blind area.  It is important that an individual should reduce blind area to the minimum by interacting with people more intimately and by asking question about self.  For example, an individual as hard taskmaster and dislike him because of this. This is blind area that a person is blind to the fact he interacts with others in the professional manner. This situation is likely to create a unpleasant atmosphere in the organization. Individual therefore should reduce blind area and increase public area. This will reduce conflict situation to a great extent in interpersonal behavior.
  • 12.  Hidden Self Certain aspect of personality has formed this quadrant. Self knows information but others do not know it. There are certain aspects, which are private. Individual therefore does not want to share it with subordinates and wants to keep hidden. The area is called Private area.
  • 13.  Unknown Self This area is characterized by facts unknown to the self and to others. This dark area, which is not pregnable. There is nothing much that can be done about it. It should be an endeavor to improve upon one self by obtaining feed back from others about self. Individual should carry out improvement and perceive one self correctly so that one perceives each person in the right manner. There are certain factors to improve Interpersonal relations. (Public Area).
  • 14. Development of Inter-personal Relationship  Develop Positive Attitude  Be Empathetic  Improve Self Concept  Communication  Perception Errors  Culture
  • 15.  Develop Positive Attitude  Attitude, perception and values and its relationship towards accomplishment of given task.  It should be an endeavor of every manager to look at the individuals, situation from positive point of view and remove distortion if any in particular situation. Personal bias in dangerous and acts as bloc in improving relationship. If a manager is unbiased, have positive feeling towards his subordinates, advices them when in trouble and supports them in day-to-to functioning will develop a positive feeling about the workers, which will reduce blind area and convert it in to public area. This will bring an excellent work environment in the organization.
  • 16.  Be Empathetic Manager must look at from the employee’s point of view. He should be able to identify subordinates need pattern and try and fulfill them. He should display high degree of sensitivity towards the subordinates and rise above the personal interest for the well being employees.
  • 17.  Improve Self Concept Every individual must improve high self-image. This is possible when work is assigned to an individual based on his skills, aptitude, experience, knowledge and qualification. In case there is distortion between the individual’s expectations and job requirement, a person is bound to develop frustration that would lead to the feeling of inadequacy (for highly skilled person). In this situation a job rotation or even change of organization is recommended. This will bring to him new challenges, and have a greater degree of freedom of action and job satisfaction that will lead to increased degree of self- concept. In nutshell, self-concept is achieved an ideal fit between individual competency and job requirements.
  • 18.  Communication Communication is an important factor in developing an ideal interpersonal relationship. All barriers of communication should be removed. Managers should conduct themselves in such a manner that the subordinates feel that the former is approachable. One must also be a good listener. Mis-perception should not be allowed to set in for want of communication . Subordinates should be kept posted about the latest happing in the organization so that they are prevented from imagining the situation that may distort perception. In the organization vertical, horizontal, diagonal communication be permitted. Formation of social clubs should be encouraged.
  • 19.  Perception Errors Common perceptual errors like stereotyping, halo effect, selective perception, attribution errors and distortion should be avoided. Managers must be able to lend credence to what they preach by practicing. This will enhance their image in an organization.
  • 20.  Culture • Development of organization culture emanates from top level. Work ethics, value based practices must be rewarded. Development of culture is continuous process, which is unending. For short term gains compromise on ethical practices will doom the best of the organizations.
  • 21. Principles of Changes in Awareness Awareness in self is not static and subject to change. Quadrant to which psychological state (information known to self and information known to others) is assigned also changes. Joneward has assigned eleven principles of such change.
  • 22. 1. Change in one quadrant will affect change in other quadrant and hence the changes in interpersonal behavior can be noticed. 2. It takes energy to hide, deny or be blind to behavior. 3. Threat tends to decrease awareness while mutual trust increases awareness. 4. Forced awareness (exposure) is undesirable and usually ineffective. 5. Interpersonal learning means a change has taken place. Therefore when one quadrant enlarges the other becomes smaller.
  • 23. 6. A large enough area of free activity, more resources and skill facilities working with others. 7. If No 1 quadrant is smaller it is indicative of the poor communication. 8. There is universal curiosity about the unknown area due to customs, social training and diverse fears. 9. Sensitivity means appreciating the covert aspect of behaviors in quadrant numbers 2,3 and 4 and desire of others to keep them so. 10.Learning about group processes help to increase awareness. It will increase quadrant number 1 for both group and individuals. 11.Value system of a group and its members may be observed in the way the group deals with unknown in the life of group itself.
  • 24. • Ego state  It explains psychological behavior.  Related to way an individual thinks, his feelings and subsequent behavior.  People interact with each other in terms of psychological.  We cannot directly observe these ego states, we can observe behavior of an individual.  Three types of ego states stimulate, monitor and control individual behavior.
  • 25. Types of Ego States  Parent Ego  Adult Ego  Child Ego
  • 26.  Parent Ego • Refers to the personality attributes like value, attitude and behavior of parent like people, inherited by person when he was child. • Child copy parent figures like teacher, father, mother, brother or any elder persons and he displays advisory behavior in his lifetime when such situation arise. • Two types of parent ego 1. Nurturing parents, 2. Critical parents
  • 27.  Adult Ego • This Ego is based on reasoning, seeking from subordinates an providing information. • This ego views people equal, worthy of undertaking any job and responsible. • Adult ego is considered to be valid ego state comparatively. • They behave rationally and think logically.
  • 28.  Child Ego • This ego state is inner feelings, experience and adaption. • Person having child ego generally displays creativity in his action. • People who interact with him, he displays anxiety, depression, dependence, fear and hate. • This individual thinks non-logical and wants immediate action on various issues
  • 29. Natural Child Behavior pattern  Affectionate  Does what comes in the way  Fearful  Self-indulgent  Self-centered Aggressive
  • 30. Adaptive Child • This child is psychologically trained in obeying instructions from parents or elders. • It has tendency to get involved in NOT OK transaction, Rebellion, Frustration becomes part of his personality.
  • 31. The Little Professor • This ego state is intuitive, creative and manipulative. • He believes in magic and uses this ego state and achieves good interpersonal relationship. • He responds to non-verbal communication and play hunches. • He is imaginative.
  • 32. Analysis of Transaction One of the barriers of communication is crossed transaction. TA is a technique for examining the nature of interpersonal communication between two individuals and to analyse its effectiveness.  Every piece of conversation is treated as a transaction. For example when A talks to X it is one transaction and when X replies to A it is another.
  • 33. Each transaction of an individual emanates from parents ego, adult ego or child ego state. As stated earlier, parent ego state (P) is authoritarian, the adult ego state (A) is rational and logical in approach and lastly the child ego state (C) is impulsive. Every person transacts from all the three ego states but each one of us has one ego state as dominant. Transaction is effective when stimulus and response is from same ego state and the complementary in nature.
  • 34. Patterns of complementary Transaction a) Complementary Transaction • Complementary Transaction are those communications where stimulus and response (S-R) is from identical ego state. • Message from one person gets almost predicted response and the transaction is parallel.
  • 35. o Types Complementary Transaction 1. Adult-Adult Transaction 2. Adult-Parent Transaction 3. Adult-Child Transaction 4. Parent-Parent Transaction 5. Parent-Adult ego state 6. Parent-Child ego state 7. Child-Parent ego state 8. Child-Adult ego state transaction 9. Child-Child ego state
  • 36. 1. Adult-Adult Transaction • The stimulus and response are based on logical thinking and rationale. • This type of communication is considered most ideal in organization. 2. Adult-Parent Transaction • In this ego state, manager speaks from adult ego state which is rational and backed by rules and regulations while the employees speak from the parent ego state which is authorization, is not likely to smooth in the long run.
  • 37. 3. Adult-Child Transaction • Child = Little Professor = Employees can work with certain amount of creativity. • Manager has to keep guiding and tolerating childlike behavior of employees of employees which is characterized by loose control, and lot of fun and enjoyment, which is not productive for organization. 4. Parent-Parent Transactions • This ego state in both manager and employees, the stimuli and response will be dominating from either side. • While manager would put forward his ideas, the employees would reject and put up a fresh idea and would want to be accepted by the manager.
  • 38. 5. Parent-Adult ego state • The boss is transacting from parent ego while he subordinate is responding from adult ego state. • Employees rational and logical thinking will be marred by parent ego state, which may diminish good working relationship of the two parties. 6. Parent-Child ego state • This transaction is workable in the organization where the manager will get the work done from subordinate by advising, guiding an by assigning rewards from good work and punishment for non-performance.
  • 39. 7. Child-Parent ego state • In such situation employees would control the manager. • The latter would always perceive employees as threat and look forward for their advice from time to time. 8. Child-Adult ego state transaction • Based on whims and fancies and emotions, problem for employees who want to work rationally. • No growth can be expected with child ego manager at the helms of affairs.
  • 40. 9. Child-Child ego state • Such transaction is not good for the organization even can be called as leaderless. • Manager with child ego dominant is more of a liability to the organization. • Performance of the organization will be poor, no growth, no new ideas, and lithargy will prevail in the system. • In such situation, the manager should be replaced.
  • 41. Benefits of transactional Analysis  Development of positive thinking Transactional analysis brings positive feelings in the individual, which has remarkable impact on attitude change Present States Transformation Confusion Clear thinking Defect Victory Fear Courage, achievement Frustration Gratification Loneliness Feeling of togetherness Pessimism Optimism Suppression Friendship
  • 42. Interpersonal Effectiveness Transactional analysis improves  Interpersonal relationship  Understanding of ego state  Better communication  Problem solving
  • 43. Motivation • Transactional analysis is basically applied to improve motivation of employees. • When applied, it satisfies the human needs. • Enrichment of job is achieved intrinsic value. • It helps to change management style from theory X to Y whose transformation takes place from parent – Child relationship to transaction involving adult – relationship -, from “ I am Okay, you are not okay to I am Okay – You are okay life positions