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Faculty of Humanities
Department of English Language and Literature
Post Graduate Program
English Literature Ph.D. Program
Bahir Dar University
A Term Paper for the course Literary Research
Methods (Lite- 702)
By: Dawit Dibekulu Alem
April , 2022
Bahir Dar, Ethiopia
Part I:Interdisciplinary Literary research
David Johnson P-131-147
Outline
Moritz’s distinction between literature favored by ‘men of
taste’ and ‘the rabble’
 Kant’s desire that Philosophy (including Literature) should
exercise Reason
Newman’s ambition to unify great authors into a national
culture.
The distinctive methodological practices of the discipline of
English Literature before 1960
Reasons in English Literature in the 1960s and 1970s in
crisis?
 Cultural Studies Vs. the study of English Literature
Belcher and Garber’s explanations of how academic
disciplines relate to each other.
Literary Studies - with the disciplines of Philosophy, History
Literary research and inter-disciplinarity
• Spriggs insists that the first priority must be an engagement with other
disciplines:
‘Criticism if it is to be conducted... needs to find its explanatory
feet.
• This needs:
 history,
anthropology,
psychology and
philosophy more than what has got by as lit. crit. in the past’
(p. 240).
• The conviction that bringing different academic disciplines into
dialogue with each other would rejuvenate not only the study of
literature but all disciplines was widely shared in the late 1960s and
1970s.
..cont’d
• In the decades since, the study of English Literature has
been changed dramatically by exchanges with the
disciplines of:
 history,
psychology,
anthropology and
philosophy, to name but a few.
• Before considering these more recent interdisciplinary
encounters, however, a brief history is required of:
how the discipline of literary studies emerged and
constituted itself in relation to other disciplines.
The Conflict of the Faculties
• The grouping together of:
poetry,
music and
the visual arts into a system of fine arts for contemplation
and study occurred for the first time in the 18th C.
• The comparative analysis of the fine arts, culminating in the
constitution of a separate sub-discipline within the discipline of
philosophy.
• Moses Mendelssohn (1757) agreeing that the unity of the fine
arts is grounded in their capacity to move their audiences:
‘Poetry, eloquence, beauty in shapes and in sounds penetrate
through the various senses to our souls and rule over our
dispositions.
..cont’d
• In the specific case of literature, this instrumentalist theory
tying the fine arts directly to pleasure came under
pressure in the 2nd half of the C.
• Goethe rejecting Mendelssohn’s theory that:
 the value of the work of art derives from its capacity to
give pleasure to the public,
• Moritz argued that:
works of art (literature) should be self-sufficient
totalities to be contemplated exclusively for their own
sakes, independent of external relationships or effects.
Moritz’s distinction between
literature favored by ‘men of
taste’ and ‘the rabble’
..cont’d
• Moritz’s theory – reinforced and cemented as the German
theoretical defiance of high culture or Kultur –
soon became the dominant theory of art/literature in the 19th C,
and
was a necessary condition for the study of literature as a discrete
discipline.
• According to Moritz, :
‘men of taste’ would value such superior works,
whereas ‘the rabble’ would continue to seek ‘diversion’ and
‘pleasant sensations’ in popular works.
• Cultural historian - Martha Woodmansee summarizes the shift:
As literature became subject to the laws of the market economy
 instrumentalist theory ... was found to justify the wrong works-
the products of the purveyors of strong effects, with whom more
demanding writers could not effectively compete.
..cont’d
• The categorization of literature as one of the ‘fine
arts’ within the sub discipline of philosophy, there
were energetic debates in Germany more generally
about:
1. How the different disciplines related to each
other, and
2. How the different disciplines related to the
state.
Kant’s desire that Philosophy (including
Literature) should exercise Reason
 in judging vocational instruction in
particular and the state and society in
general;
..cont’d
• The most influential formulation of how the disciplines should be
configured was Immanuel Kant’s Conflict of the Faculties (Contest of
the Faculties,1790s).
• Kant distinguishes between the three higher faculties
Higher faculties:
theology,
law
and medicine
Lower facilities :
philosophy
..cont’d
• Higher faculties: theology, law and
medicine
• The three Literary research and inter-
disciplinarity higher faculties have a
vocational function:
to train priests, lawyers and doctors – and
it is the duty of the state to police how such
vocational training should proceed.
..cont’d
• Lower faculties :philosophy
has no such responsibility for
vocational instruction;
independent of state interference,
it judges on the basis of Reason the
teaching of the other faculties.
..cont’d
• The relationship between the higher and the lower
faculties produces a universally grounded
rationality.
 the state must protect the university in order to
guarantee the rule of reason in public life,
but at the same time, Philosophy must ensure the
university does not become an unmediated
instrument of state power.
• The effect is that the lower faculty of Philosophy
ultimately turns out to be the higher.
..cont’d
• The ‘conflict of the faculties’ arises :
when the boundaries distinguishing the
higher and lower faculties blur(distorted),
 either when the state or the higher
faculties enter the field of Philosophy to
challenge the free exercise of Reason, or
when the faculty of Philosophy exceeds its
jurisdiction and directly criticizes the state
or the higher faculties.
..cont’d
• In1794 Kant himself precipitated a conflict of the faculties
when he stood accused by the State Censor of misusing
Philosophy:
 “to distort and disparage many of the cardinal and
basic teachings of the Holy Scriptures and
Christianity” and of leading youth astray’
(Howard,1995, p. 123).
• Kant’s Conflict of the Faculties continues to be read as:
 ‘a consistent case for academic freedom as well as a
still timely assessment of the forces within and without
the university which threaten it’ (Caygill, p. 124).
..cont’d
• Kant’s division of the faculties, with Philosophy (including
the study of literature) functioning as:
 an independent check on the:
state and teaching of the vocational higher
fundamentally influenced the conceptualization of the
modern university in early-19th C Germany.
• Humboldt and Gottlieb adapted Kant’s formulation in
constituting the University of Berlin,
they argued - the division between vocational and
philosophical faculties.
• Whereas Kant installed Reason as the ultimate arbiter.
..cont’d
• However, for Humboldt and Fichte the key term
was Culture, or more specifically, a national
culture.
• What this meant was that the university was
simultaneously responsible for:
vocational training (as before) and
both constituting a national culture and then
inculcating that culture in students.
..cont’d
• This formulation has proved immensely influential:
 Bill Readings argues that an idea of the University
with culture
its animating principle - the University’s shape as a
modern institution and
its relationship to the nation-state’ (1996, p. 69).
And he continues that what was crucial in this shift from
Reason (Kant) to Culture (Humboldt and Fichte)
as the independent antimony to vocational training in
the modern university
has been the notion of a national literature.
..cont’d
• For Readings, ‘the national literature department
gradually comes to replace the philosophy
department as the center of the humanities, and a
fortiori, as the spiritual center of the University’ (p.
69).
• The development of universities in the major
Western nations in the 19th C broadly follows
Readings' schematic intellectual history, as national
literatures were institutionalized in Germany,
France, Spain and Britain.
..cont’d
• In Victorian Britain, Cardinal John Henry Newman
repeated these German idealist precepts – first that
there ‘are two ends of education;
the end of the one is to be philosophical, of the
other to be mechanical’; and
second, that ‘by great authors the many are drawn
into a unity [and] national culture is fixed’ (Green
and Co., 1925, pp. 112, 193).
The distinctive methodological
practices of the discipline of
English Literature before 1960
...cont’d
• The discipline of studying English literature
involved.
 In the first place, it involved the analysis of
a limited corpus of literary works.
Second, the methodology for studying the
selected major works of English literature
had evolved into the rigorous close
analysis of the language of the literary text
in isolation.
...cont’d
• In the first place, it involved the analysis of a limited
corpus of literary works.
 In analyzing how the meaning of ‘literature’ has
mutated,
Raymond Williams summarized how the focus of the
discipline had narrowed since the 18th C:
So, you have in sequence,
first, a restriction to printed texts,
Second, a narrowing to what are called ‘imaginative
works’, and
then finally, a circumscription to a critically
established minority of ‘canonical’ texts.
...cont’d
• Second, the methodology for studying the selected works
Designated ‘practical criticism’ in Britain and ‘new
criticism’ in the USA
literary studies eschewed theoretical introspection/
dialogue with other disciplines in analyzing and
evaluating literary works.
the self-enclosed methodology of literary studies to the
discipline’s assumption that students of literature shared :
 a ‘stable system of beliefs and values . . a morally and
culturally unified audience’ (Verso, 1992, p. 98).
As this assumption came under heavy assault in the 1960s
and 1970s, the study of English literature was forced to
renegotiate its relationship with other disciplines.
From Literary studies to
Cultural Studies
From Literary to Cultural Studies
• Williams - ‘culture’ should be extended
beyond its association with elite literary and
artistic achievements.
‘culture is a description of a particular way of
life,
It expresses certain meanings and values
not only in art and learning but also in
institutions and ordinary behavior’
(Penguin, 1965 [1961], p. 57).
..cont’d
• Hoggart (1958) applied the techniques of literary
analysis sympathetically to the working-class
cultural products and practices of 1930s Britain:
newspapers, magazines, music and popular
fiction – and
contrasted them with the US influenced mass
culture of the post-war years.
• Hall and Paddy Whannel rejected Hoggart’s
nostalgia for:
bygone working class cultures, and
sought to analyze popular cultural forms
(including literary works) in their own terms.
..cont’d
• Although individual critics had written with
sympathy and insight about popular culture and
there had been studies on the corrupting effects of
mass.
• Hoggart and Hall presaged a fundamental shift in
attitude towards:
 how cultural texts beyond the received literary tradition
should be studied.
• Accompanying the expansion of :
what texts might be included in literary studies was an
equally fundamental shift in understanding how such
texts might be studied.
..cont’d
• In this latter respect, the rapprochement with other
disciplines was vital.
• Suman Gupta describes the place of Theory in Literary
Studies, and
 it is difficult to separate the rise of Theory from the
rise of interdisciplinary studies,
Since it was to the adjacent disciplines that literary
critics turned in order to develop a theoretical
vocabulary and methodology appropriate to the new
texts analyzed and fresh questions posed in literary
studies.
..cont’d
• The title of Anthony Easthope’s (1991) expresses these
developments of the 1970s and 1980s, as he contrasts:
 how literary studies constitutes itself as ‘a coherent,
unified and separated discipline [as opposed to]
cultural studies,
which draws on a range of knowledge conventionally
discriminated into disciplines:
materialism,
conventional historiography,
Post-structuralism,
 psychoanalysis,
deconstruction’ (pp. 171–2).
semiotics,
structuralism,
narratology,
art history,
sociology,
Historical
..cont’d
• Easthope’s list of ‘conventionally discriminated’
disciplines might be disputed
 (is ‘art history’ a discipline in quite the same way as ‘historical
materialism’?),
but what his survey captures is the excitement promised by
transgressing the disciplinary boundaries of literary studies.
• Graeme Turner (1990) expresses a similar optimism to
Easthope, as he records the contributions to
interdisciplinary cultural studies.
• In his Conclusion, Turner consciously echoes Marx’s
famous injunction that ‘philosophers have only
interpreted the world, in various ways; the point is to
change it’ (Marx and Engels, 1970, p. 123),
..cont’d
• As he argues that cultural studies is uniquely equipped to
take up Marx’s challenge:
Cultural studies does present a radical challenge to the
orthodoxies within the humanities and social sciences.
It has enabled the crossing of disciplinary borders and
the reframing of our ways of knowing .
Cultural studies’ commitment to understanding the
construction of everyday life has the admirable objective
of doing so in order to change our lives for the better.
Not all academic pursuits have such a practical political
objective. (Turner, 1990, p. 227)
..cont’d
• The transition from the single-discipline study of
great works of English literature to the
interdisciplinary study of all varieties of cultural
texts did not occur in isolation.
• It was part of a much wider change in:
 how societies were studied and
how knowledge was organized,
..cont’d
the US anthropologist Clifford Geertz explains via a number of vivid examples:
is philosophical inquiries looking like literary criticism (think of Stanley
Cavell on Beckett or Thoreau, Sartre on Flaubert),
scientific discussions looking like belles lettre morceaux (Lewis
Thomas, Loren Eiseley),
baroque fantasies presented as deadpan empirical observations
(Borges, Barthelme),
histories that consist of
equations and tables or law
court testimony
(Gogel and Engerman, Le Roi Ladurie),
documentaries that read like true confessions (Mailer),
parables posing as ethnographies (Castenada),
theoretical treatises set out as travelogues (Lévi-Strauss),
ideological arguments cast as historiographical inquiries (Edward Said),
epistemological studies constructed like political tracts (Paul Feyerabend),
methodological polemics got up as personal memoirs (James Watson).
..cont’d
• In contrast to proponents of Literary-to-Cultural
Studies, the exemplary cross-disciplinary
intellectuals and writers - represent a much wider
mix of political positions.
• As the dust has settled on this dramatic reshaping of
the disciplines in Western universities, relationships
between disciplines have had to be renegotiated.
• How are we to understand these relationships in
the new dispensation?
– There are at least two interesting answers.
..cont’d
• The educational anthropologist Tony Becher, who explored
the state of interdisciplinary studies:
– by interviewing 220 academics spanning 12 disciplines
and 18 institutions in the UK and USA,
– writes in Darwinian terms about:
• ‘the traumas of the birth of new disciplinary
groupings,
• the death of old ones,
• the occasionally dramatic metamorphosis of those
in middle life, [and]
• the process of steady evolution [of others]’
..cont’d
• Becher characterizes university academics as ‘tribes of
academe’, who ‘define their own identities and defend
their own patches of intellectual ground by employing a
variety of devices geared to the exclusion of illegal
immigrants’ (p. 24).
• Comparing disciplinary boundaries to the political borders
separating nations, he argues that they are alike in that
they denote ‘possessions that can be encroached upon,
colonized, or reallocated.
• Continuing in this vein, Becher argues that academic
disciplines ruthlessly police their own boundaries
..cont’d
• These grim generalizations are moderated when Becher
concedes that when adjoining disciplinary groups lay
claim to the same pieces of intellectual territory.
• In some cases, depending on the nature of the claimants
and the disposition of the no-man’s land,
it may involve a straightforward division of interest;
in others it may mark a growing unification of ideas and
approaches. (p. 38)
• Garber argues that:
 conflicts between academic disciplines are governed not only by
rules analogous to those of turf battles and boundary disputes, but
also by what she calls ‘discipline envy’.
..cont’d
• Garber’s argument proceeds by extending Freud’s insight
about relationships within families and groups to
disciplines:
• Freud’s argument about the narcissism of small differences
appears in his discussion of group psychology, where he
extrapolates from a perception about groups:
‘almost every intimate emotional relation between two
people which lasts for some time –
marriage,
friendship,
 the relations between parents and children-contains a
sediment of feelings of aversion and hostility.’
..cont’d
• The same thing happens with groups, he says, and
there the hostility is less cloaked by repression:
‘of two neighboring towns each is the other’s most
jealous rival;
every little canton looks down upon the others with
contempt.
..cont’d
• Garber observes that literary studies has ‘yearned to be, or
model itself on:
linguistics,
anthropology and ethnography;
social science,
natural science,
psychoanalysis,
sociology,
 history, and various strands of philosophy, from
aesthetics to ethics’ (pp. 65–6).
• But at the same time, literary studies has itself on occasion
been the object of ‘discipline envy’ from disciplines like
history and cultural anthropology.
..cont’d
• Garber concludes that although the hierarchy of disciplines
fluctuates, the structure of ‘discipline envy’ endures: New
disciplines develop; others fade away.
• Envy, or desire, or emulation, the fantasy of becoming that
more complete other thing.
• Notwithstanding the extensive borrowings across
disciplinary boundaries at the level of research,
Belcher’s ‘turf battle’ model and
 Garber’s ‘discipline envy’ model
underestimate is quite how resistant established
disciplines like English Literary Studies have been to the
encroachments of new disciplines at the level of
institutional practice.
..cont’d
• In the case of interdisciplinary Cultural Studies, the
ambitions of Easthope and Turner have been
frustrated in at least two respects.
First, the British state in its overall audit of UK
higher education courses still does not allocate an
independent disciplinary identity to Cultural
Studies.
Second, the radical claims made for
interdisciplinary cultural studies too have
foundered.
..cont’d
• Julie Thompson Klein argues that the ideal of
interdisciplinary teaching and scholarship in fact
appeals to both the Left and the Right,
• Since ‘all interdisciplinary activities are rooted in
the ideas of unity and synthesis, evoking a common
epistemology of convergence’ (Detroit, 1990, p. 11).
• In other words, everyone now agrees that
interdisciplinary study is a ‘good thing’; political
disagreements center on quite how it is to be
constituted.
..cont’d
• Myoshi concludes that (interdisciplinary) cultural studies and
multiculturalism –
 the direct disciplinary descendants of Kant’s faculty of
Philosophy
 fall well short of providing the necessary critical judgements
of both the vocational faculties and the political and economic
world beyond the university:
In the recent rise in cultural studies and multiculturalism
among cultural traders and academic administrators, inquiry
stops as soon as it begins.
What we need is a rigorous political and economic scrutiny
rather than a gesture of pedagogic expediency....
 To the extent that cultural studies and multiculturalism
provide students and scholars with an alibi for their
complicity.
..cont’d
• Myoshi’s criticisms of the limits of
interdisciplinary cultural studies might appear
unrealistic.
• but they are consistent with Kant’s ideals
for the university, and
• provide a necessary point of reference in
considering the examples of literary
research and interdisciplinarity
Interdisciplinary Approaches to Literary Texts
• Literary Studies reveals that the study of literary texts has
been fundamentally redefined by extensive traffic from
other disciplines.
• This is not to suggest that:
the kinds of turf battles- described by Belcher or
the structure of discipline envy- described by Garber have
disappeared;
• Rather it indicates that crossing disciplinary boundaries in
order to draw on extra-literary-critical insights and methods
has overcome anxieties about maintaining discipline
‘purity’.
…..cont’d
• In practice, Literary Studies has engaged
with certain disciplines more than others,
• three of its most productive encounters
with :
Philosophy,
History and
Psychoanalysis.
Philosophy
• Philosophy itself is of course a
discipline with a long and complex
history, and
 it is necessary to specify at the outset
which branch of Philosophy has
influenced Literary Studies.
History
• As in the case of the encounter between Literary Studies
and Philosophy,
the first step in assessing the encounter of Literary
Studies and History is to acknowledge the complex
disciplinary history of History itself.
• John Burrow introduces his ambitious survey The History of
Histories by noting that ‘History . .. has been:
republican, Christian,
constitutionalist, sociological,
Romantic, liberal,
Marxist and nationalist.
• All of these have left residues in subsequent historical
writing; none at the moment dominates it’ (p. xviii).
….cont’d
• Before the 1960s to historicize literary criticism,
notably by - Christopher Caudwell and Alick West
in the 1930s,
who explored how literary texts had been determined by
their socioeconomic contexts, and
 thus anticipated the more theorized encounters between
Literary Studies and History of recent decades.
• In addition, in order to construct ever-more
persuasive arguments, literary critics have turned to
the kinds of archival work previously undertaken
exclusively by historians.
….cont’d
• Thus, a more sophisticated critical/theoretical vocabulary
has developed for describing the relationship between :
the ‘literary text’ and the ‘historical context’,
Or opposition between ‘text’ and ‘context’) might itself
not be reframed in terms of ‘orders of discourse’.
 In the search for a theoretical vocabulary for articulating
the relation between Literature and History.
 In addition to registering the different historical
approaches, the literary critic reading History is compelled
to distinguish competing historical interpretations of the
relevant historical moment.
Psychoanalysis
• The relationship between Literature and
Psychoanalysis is complicated in different ways,
not least because one of the founding texts of
Psychoanalysis is a work of literature – the Greek
tragedy Oedipus Rex.
• Sigmund Freud referred extensively to literary
examples in developing his psychoanalytic
categories and procedures,
• psychoanalytic literary critics have responded by
reframing their analyses of literary texts to question
the universality of Western definitions of mental
illness
CONCLUSION: INTERDISCIPLINARY APPROACHES TO
LITERARY TEXTS
• Literary research today requires at the very least an
openness to other disciplines,
• But there remain both dangers and opportunities in
undertaking interdisciplinary study.
Of the dangers, the failure to appreciate the distinctive
histories and methodologies of contending disciplines is
potentially the most damaging.
allows unprecedented scope for posing new questions
and it enables the pursuit of individual research interests
in ways that were inconceivable 30 years ago.
..cont’d
• The interdisciplinary methodological paradigm of studying text
understanding,
• Methods of various sciences are used in complex:
 hermeneutic method: the description of the essence of pre-understanding
 pragmatic understanding method: the communicant’s pre-knowledge
 cognitive analysis/inference method: relevant is the finding of the
understanding’s role as a cognitive and interpreting activity in the establishment
of the text’s sense .
 cognitive/socio/text linguistics: the communicant’s presuppositions)
 social psychology: the communicants’ interaction conditions
 the discourse analysis method and the modelling method.
• A literary text understanding integrative model
• It facilitates the development of an integrative multilevel model of text
understanding.
From Theory to text: The death of literary theory
and the rise of literary research? Objection against
literary theory
Thomas Schmitz Pp, 6-10
Objection Against Literary Theory
• The study of literary theory has intensified in literature
departments since the 1960s, and for the same period of
time, arguments against studying theory have been around.
From theory to text : Objection
Against Literary Theory
Outlines
• Some of these arguments that are most frequently
proposed are:
• Theory for theory’s sake
• Modern theories are inappropriate to
ancient texts
• New wine in old wineskins
• Literary theory is too fashionable
• Texts must be approached unprejudiced
• Literary theory uses incomprehensible
jargon
Theory for theory’s sake
• A criticism that has been raised very often is the
statement that some scholars have lost all contact
with the literary texts themselves and are doing
theory for theory’s sake a particularly silly
formulation by Joachim Latacz.
• In general, such an accusation is little more than a
bogeyman to frighten the inexperienced:
the percentage of studies that really do theory for
its own sake is probably very low.
..cont’d
• In a discipline like classics where theory has
been neglected for such A long time,
• Where numerous books on literary texts have
been written without any knowledge of and
regard for the theoretical foundations of
interpretation,
• It would not be too disastrous if we were to err
on the other extreme for a while.
Modern theories are inappropriate to ancient texts
• Modern ideas are fundamentally incommensurable with
texts from which they are separated by two millennia.
• For instance, Gregor Maurach, in his book on the
“Methodology of Latin Studies,” expresses as an iron rule
that the interpreter of classical texts has to avoid “any form
of modernity (e.g., contemporary sociology)”.
• Even if we disregard the fact that this sentence demands
something which is patently impossible:
how can you avoid “any form of modernity”
when you’re using a computer to write your
interpretation?,
it is not even tenable as an ideal to aspire
..cont’d
• Literary theory claims to speak for literature in general, for all
periods and cultures.
• It behooves the specialists of every literature to examine whether
this claim holds water.
• The discussion about literary theory has been dominated to an
unhealthy degree by students of modern Western literatures.
• The classicists may and will come to the conclusion that some of
these generalizations of:
modern theory rest upon special qualities of modern literature
and
cannot be applied to ancient literature –
• Those who are skeptical about the (too) sweeping
generalizations of modern theory will have to be particularly
knowledgeable about it.
….cont’d
• A broad refusal to deal with it will be unfruitful and pointless, for it
would isolate classics.
• this is true not only for the status of classical scholars within the other
humanities;
• it would also have negative effects for the subject itself:
if it were true that classical texts cannot be understood in modern
terms,
 if modern eyes and modern methodologies had no business
looking into these texts,
 they would be dead for our time, and their existence would have
to be considered a mere museum of leftovers from a long defunct
culture.
• In that case, how could we possibly justify that students should still
read these classical texts?
New wine in old wineskins
• All modern theories are just repetitions of ideas that can be
found in the scholars of the 19th C : “that’s something we
have always known and done!”
• Again, there’s no denying that there is a certain amount of
truth in this objection:
 some ideas that are promoted as being completely novel
and unheard of are indeed just a slick version of old
concepts, and
 we have already seen that literary theory is really about
fundamental and primeval questions.
..cont’d
• It is also true that some concepts and problems in
modern literary theory have antecedents in ancient
rhetoric and philosophy (George A. Kennedy, 1989).
• But if this criticism is generalized, it is certainly
unjustified: concepts such as those developed by
structuralism are really unprecedented.
• And every period of human history cannot but
reformulate the old questions and search its own
answers to them.
Literary theory is too fashionable
• A variation on the objections just mentioned is the criticism
that using modern theory in your scholarly research is just a
fad,
• Something that scholars will do just to embrace the Zeitgeist
and have an edge/advantage in the ever intensifying race
for academic positions and reputation;
“traditional” scholars, on the other hand, are said to
care about nothing but the beauty of the texts they
treat and the truth of their interpretations.
..cont’d
• This may be right in some cases:
some scholarly papers propose rather banal interpretations,
bolstered by a plethora of quotations from modern theories and
references to fashionable theorists, and
 one often cannot resist the impression that the same result could
have been achieved by much simpler means.
• It cannot be denied that such quotations may be merely ornamental
and be used to give a rather ostentatious display of scholarly
credentials.
• On the other hand, a refusal to take literary theory into account can be
just as ostentatious;
pretending that you stay aloof from all this theoretical nonsense
and the corruptions of modernity can also be just a strategy that is
meant to reap benefits in certain academic quarters.
…cont’d
• Above all, we need to remember that the
interpretive methodologies employed by traditional
scholarship have not existed without a change
forever;
• instead, they have a history, and they were in turn
the most recent methodology that was debated and
bitterly fought over.
• And it is certainly open to question whether
following the fashions of yesteryear is by definition
morally superior to wearing the fashion of today
Texts must be approached unprejudiced
• The reproach that studying literary theory prevents
us from being unprejudiced
• When we approach the literary texts about which we
really care in our studies.
• Proponents of this position state that following the
latest fad(fashion) in literary theory will inevitably
turn our head and seduce us into regarding these
texts as mere playgrounds on which to build our
theoretical sandcastles.
• Schmitz absolutely convinced that there is no such
thing as an unprejudiced approach to literary texts.
..cont’d
• He took, Terry Eagleton’s wonderfully sarcastic words:
“Hostility to theory usually means:
 an opposition to other people’s theories and
an oblivion of one’s own.”
When we read a text, we do not have the choice whether to hold
certain opinions and presuppositions or not – whether we like it
or not,
We have already answered certain questions and thus accepted
certain prejudices before we read the first word on the page.
• The choice we do have is whether we want to be:
aware of these prejudices,
able to consciously examine the arguments for and against a
certain position
..cont’d
• This will enable us to read our texts in the full knowledge that
our position will always be provisional since we cannot expect
to give final answers to the fundamental questions raised by
literature.
• Indeed, the opinion that the only end of any form of
literary criticism must be the interpretation of individual
texts is such an unconscious and ill-considered prejudice.
• As early as 1964, the American critic Susan Sontag (1933–
2004) wrote against it a poignant and well-known essay
“Against Criticism”.
• Sontag explains that every interpretation aims to translate a
work of art and tell us what it “really” means.
..cont’d
• For her, this amounts to “a dissatisfaction (conscious or
unconscious) with the work, a wish to replace it by something
else”.
• But even if we do not accept her position and hold that
interpretation is indeed a legitimate aim of the study of literature,
• There can be no doubt that it is equally legitimate to attempt to
grasp general principles of and in literature,
such as the rules of epic narrative or even the rules of poetic style.
• Such studies do not have to be justified by the argument that they will
help us interpret individual texts; they are important and fruitful in
themselves.
Literary theory uses incomprehensible jargon
• Secret languages are a frequent phenomenon.
• They are an ideal means of establishing the
togetherness of a group and giving it a sense of
identity by excluding outsiders.
• An unnecessarily complex style, packed with
neologisms and unusual words, can often be seen to
serve no other purpose than to make all outsiders
feel how stupid and ignorant they are.
• If you probe the real meaning of this pretentious
jargon, you’ll often find that the ideas behind it
could very well have been expressed in a much
easier way.
..cont’d
• Classics is no exception to this rule, and
• most scholars have no qualms using terms such as:
“hyparchetype” or “anaclasis” to describe
precise details in their field.
• We should thus not pretend that equally precise
terms such as “heterodiegetic” or “signifier” are
against human nature.
• We should be ready to admit that some thoughts
indeed are unusual and unorthodox and cannot be
couched in a style that is immediately accessible.
..cont’d
• They may even strike “common sense” as being completely
absurd.
• However, this does not mean that they are necessarily
wrong –
such apparent absurdities should be no more surprising
or revolting in modern philosophy or literary theory than
they are in modern physics.
• If you refuse to consider anything that is expressed in
perplexing and difficult language as being empty jargon,
without actually exploring and examining it, you would be
forced to condemn classical texts.
such as Aristotle’s Metaphysics or most of what the Neo-
Platonist Plotinus has written.
..cont’d
• All the objections raised against modern theory, then,
 contain a grain of truth, but they are by no means a
sufficient reason for flatly condemning the study of
theory.
• Above all, they often seem to spring from some sort of
defense mechanism that has its origin in a lack of self-
confidence:
we, who have the privilege of a regular and easy access
to the rich and enriching cultural heritage of antiquity,
should view opinions that differ from our own not as a
threat, but as a supplementation and a challenge, in the
spirit of cheerful pluralism quoted above.
..cont’d
• …………all those who teach and study classics
adopt at least some of the attitude that Michel
Foucault described, shortly before his death, in these
words:
 “There are times in life when the question of knowing if
one can think differently than one thinks, and perceive
differently than one sees, is absolutely necessary if one is
to go on looking and reflecting at all.”
Thank You

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Interdisciplinary Literary research

  • 1. Faculty of Humanities Department of English Language and Literature Post Graduate Program English Literature Ph.D. Program Bahir Dar University A Term Paper for the course Literary Research Methods (Lite- 702) By: Dawit Dibekulu Alem April , 2022 Bahir Dar, Ethiopia
  • 2. Part I:Interdisciplinary Literary research David Johnson P-131-147
  • 3. Outline Moritz’s distinction between literature favored by ‘men of taste’ and ‘the rabble’  Kant’s desire that Philosophy (including Literature) should exercise Reason Newman’s ambition to unify great authors into a national culture. The distinctive methodological practices of the discipline of English Literature before 1960 Reasons in English Literature in the 1960s and 1970s in crisis?  Cultural Studies Vs. the study of English Literature Belcher and Garber’s explanations of how academic disciplines relate to each other. Literary Studies - with the disciplines of Philosophy, History
  • 4. Literary research and inter-disciplinarity • Spriggs insists that the first priority must be an engagement with other disciplines: ‘Criticism if it is to be conducted... needs to find its explanatory feet. • This needs:  history, anthropology, psychology and philosophy more than what has got by as lit. crit. in the past’ (p. 240). • The conviction that bringing different academic disciplines into dialogue with each other would rejuvenate not only the study of literature but all disciplines was widely shared in the late 1960s and 1970s.
  • 5. ..cont’d • In the decades since, the study of English Literature has been changed dramatically by exchanges with the disciplines of:  history, psychology, anthropology and philosophy, to name but a few. • Before considering these more recent interdisciplinary encounters, however, a brief history is required of: how the discipline of literary studies emerged and constituted itself in relation to other disciplines.
  • 6. The Conflict of the Faculties • The grouping together of: poetry, music and the visual arts into a system of fine arts for contemplation and study occurred for the first time in the 18th C. • The comparative analysis of the fine arts, culminating in the constitution of a separate sub-discipline within the discipline of philosophy. • Moses Mendelssohn (1757) agreeing that the unity of the fine arts is grounded in their capacity to move their audiences: ‘Poetry, eloquence, beauty in shapes and in sounds penetrate through the various senses to our souls and rule over our dispositions.
  • 7. ..cont’d • In the specific case of literature, this instrumentalist theory tying the fine arts directly to pleasure came under pressure in the 2nd half of the C. • Goethe rejecting Mendelssohn’s theory that:  the value of the work of art derives from its capacity to give pleasure to the public, • Moritz argued that: works of art (literature) should be self-sufficient totalities to be contemplated exclusively for their own sakes, independent of external relationships or effects.
  • 8. Moritz’s distinction between literature favored by ‘men of taste’ and ‘the rabble’
  • 9. ..cont’d • Moritz’s theory – reinforced and cemented as the German theoretical defiance of high culture or Kultur – soon became the dominant theory of art/literature in the 19th C, and was a necessary condition for the study of literature as a discrete discipline. • According to Moritz, : ‘men of taste’ would value such superior works, whereas ‘the rabble’ would continue to seek ‘diversion’ and ‘pleasant sensations’ in popular works. • Cultural historian - Martha Woodmansee summarizes the shift: As literature became subject to the laws of the market economy  instrumentalist theory ... was found to justify the wrong works- the products of the purveyors of strong effects, with whom more demanding writers could not effectively compete.
  • 10. ..cont’d • The categorization of literature as one of the ‘fine arts’ within the sub discipline of philosophy, there were energetic debates in Germany more generally about: 1. How the different disciplines related to each other, and 2. How the different disciplines related to the state.
  • 11. Kant’s desire that Philosophy (including Literature) should exercise Reason  in judging vocational instruction in particular and the state and society in general;
  • 12. ..cont’d • The most influential formulation of how the disciplines should be configured was Immanuel Kant’s Conflict of the Faculties (Contest of the Faculties,1790s). • Kant distinguishes between the three higher faculties Higher faculties: theology, law and medicine Lower facilities : philosophy
  • 13. ..cont’d • Higher faculties: theology, law and medicine • The three Literary research and inter- disciplinarity higher faculties have a vocational function: to train priests, lawyers and doctors – and it is the duty of the state to police how such vocational training should proceed.
  • 14. ..cont’d • Lower faculties :philosophy has no such responsibility for vocational instruction; independent of state interference, it judges on the basis of Reason the teaching of the other faculties.
  • 15. ..cont’d • The relationship between the higher and the lower faculties produces a universally grounded rationality.  the state must protect the university in order to guarantee the rule of reason in public life, but at the same time, Philosophy must ensure the university does not become an unmediated instrument of state power. • The effect is that the lower faculty of Philosophy ultimately turns out to be the higher.
  • 16. ..cont’d • The ‘conflict of the faculties’ arises : when the boundaries distinguishing the higher and lower faculties blur(distorted),  either when the state or the higher faculties enter the field of Philosophy to challenge the free exercise of Reason, or when the faculty of Philosophy exceeds its jurisdiction and directly criticizes the state or the higher faculties.
  • 17. ..cont’d • In1794 Kant himself precipitated a conflict of the faculties when he stood accused by the State Censor of misusing Philosophy:  “to distort and disparage many of the cardinal and basic teachings of the Holy Scriptures and Christianity” and of leading youth astray’ (Howard,1995, p. 123). • Kant’s Conflict of the Faculties continues to be read as:  ‘a consistent case for academic freedom as well as a still timely assessment of the forces within and without the university which threaten it’ (Caygill, p. 124).
  • 18. ..cont’d • Kant’s division of the faculties, with Philosophy (including the study of literature) functioning as:  an independent check on the: state and teaching of the vocational higher fundamentally influenced the conceptualization of the modern university in early-19th C Germany. • Humboldt and Gottlieb adapted Kant’s formulation in constituting the University of Berlin, they argued - the division between vocational and philosophical faculties. • Whereas Kant installed Reason as the ultimate arbiter.
  • 19. ..cont’d • However, for Humboldt and Fichte the key term was Culture, or more specifically, a national culture. • What this meant was that the university was simultaneously responsible for: vocational training (as before) and both constituting a national culture and then inculcating that culture in students.
  • 20. ..cont’d • This formulation has proved immensely influential:  Bill Readings argues that an idea of the University with culture its animating principle - the University’s shape as a modern institution and its relationship to the nation-state’ (1996, p. 69). And he continues that what was crucial in this shift from Reason (Kant) to Culture (Humboldt and Fichte) as the independent antimony to vocational training in the modern university has been the notion of a national literature.
  • 21. ..cont’d • For Readings, ‘the national literature department gradually comes to replace the philosophy department as the center of the humanities, and a fortiori, as the spiritual center of the University’ (p. 69). • The development of universities in the major Western nations in the 19th C broadly follows Readings' schematic intellectual history, as national literatures were institutionalized in Germany, France, Spain and Britain.
  • 22. ..cont’d • In Victorian Britain, Cardinal John Henry Newman repeated these German idealist precepts – first that there ‘are two ends of education; the end of the one is to be philosophical, of the other to be mechanical’; and second, that ‘by great authors the many are drawn into a unity [and] national culture is fixed’ (Green and Co., 1925, pp. 112, 193).
  • 23. The distinctive methodological practices of the discipline of English Literature before 1960
  • 24. ...cont’d • The discipline of studying English literature involved.  In the first place, it involved the analysis of a limited corpus of literary works. Second, the methodology for studying the selected major works of English literature had evolved into the rigorous close analysis of the language of the literary text in isolation.
  • 25. ...cont’d • In the first place, it involved the analysis of a limited corpus of literary works.  In analyzing how the meaning of ‘literature’ has mutated, Raymond Williams summarized how the focus of the discipline had narrowed since the 18th C: So, you have in sequence, first, a restriction to printed texts, Second, a narrowing to what are called ‘imaginative works’, and then finally, a circumscription to a critically established minority of ‘canonical’ texts.
  • 26. ...cont’d • Second, the methodology for studying the selected works Designated ‘practical criticism’ in Britain and ‘new criticism’ in the USA literary studies eschewed theoretical introspection/ dialogue with other disciplines in analyzing and evaluating literary works. the self-enclosed methodology of literary studies to the discipline’s assumption that students of literature shared :  a ‘stable system of beliefs and values . . a morally and culturally unified audience’ (Verso, 1992, p. 98). As this assumption came under heavy assault in the 1960s and 1970s, the study of English literature was forced to renegotiate its relationship with other disciplines.
  • 27. From Literary studies to Cultural Studies
  • 28. From Literary to Cultural Studies • Williams - ‘culture’ should be extended beyond its association with elite literary and artistic achievements. ‘culture is a description of a particular way of life, It expresses certain meanings and values not only in art and learning but also in institutions and ordinary behavior’ (Penguin, 1965 [1961], p. 57).
  • 29. ..cont’d • Hoggart (1958) applied the techniques of literary analysis sympathetically to the working-class cultural products and practices of 1930s Britain: newspapers, magazines, music and popular fiction – and contrasted them with the US influenced mass culture of the post-war years. • Hall and Paddy Whannel rejected Hoggart’s nostalgia for: bygone working class cultures, and sought to analyze popular cultural forms (including literary works) in their own terms.
  • 30. ..cont’d • Although individual critics had written with sympathy and insight about popular culture and there had been studies on the corrupting effects of mass. • Hoggart and Hall presaged a fundamental shift in attitude towards:  how cultural texts beyond the received literary tradition should be studied. • Accompanying the expansion of : what texts might be included in literary studies was an equally fundamental shift in understanding how such texts might be studied.
  • 31. ..cont’d • In this latter respect, the rapprochement with other disciplines was vital. • Suman Gupta describes the place of Theory in Literary Studies, and  it is difficult to separate the rise of Theory from the rise of interdisciplinary studies, Since it was to the adjacent disciplines that literary critics turned in order to develop a theoretical vocabulary and methodology appropriate to the new texts analyzed and fresh questions posed in literary studies.
  • 32. ..cont’d • The title of Anthony Easthope’s (1991) expresses these developments of the 1970s and 1980s, as he contrasts:  how literary studies constitutes itself as ‘a coherent, unified and separated discipline [as opposed to] cultural studies, which draws on a range of knowledge conventionally discriminated into disciplines: materialism, conventional historiography, Post-structuralism,  psychoanalysis, deconstruction’ (pp. 171–2). semiotics, structuralism, narratology, art history, sociology, Historical
  • 33. ..cont’d • Easthope’s list of ‘conventionally discriminated’ disciplines might be disputed  (is ‘art history’ a discipline in quite the same way as ‘historical materialism’?), but what his survey captures is the excitement promised by transgressing the disciplinary boundaries of literary studies. • Graeme Turner (1990) expresses a similar optimism to Easthope, as he records the contributions to interdisciplinary cultural studies. • In his Conclusion, Turner consciously echoes Marx’s famous injunction that ‘philosophers have only interpreted the world, in various ways; the point is to change it’ (Marx and Engels, 1970, p. 123),
  • 34. ..cont’d • As he argues that cultural studies is uniquely equipped to take up Marx’s challenge: Cultural studies does present a radical challenge to the orthodoxies within the humanities and social sciences. It has enabled the crossing of disciplinary borders and the reframing of our ways of knowing . Cultural studies’ commitment to understanding the construction of everyday life has the admirable objective of doing so in order to change our lives for the better. Not all academic pursuits have such a practical political objective. (Turner, 1990, p. 227)
  • 35. ..cont’d • The transition from the single-discipline study of great works of English literature to the interdisciplinary study of all varieties of cultural texts did not occur in isolation. • It was part of a much wider change in:  how societies were studied and how knowledge was organized,
  • 36. ..cont’d the US anthropologist Clifford Geertz explains via a number of vivid examples: is philosophical inquiries looking like literary criticism (think of Stanley Cavell on Beckett or Thoreau, Sartre on Flaubert), scientific discussions looking like belles lettre morceaux (Lewis Thomas, Loren Eiseley), baroque fantasies presented as deadpan empirical observations (Borges, Barthelme), histories that consist of equations and tables or law court testimony (Gogel and Engerman, Le Roi Ladurie), documentaries that read like true confessions (Mailer), parables posing as ethnographies (Castenada), theoretical treatises set out as travelogues (Lévi-Strauss), ideological arguments cast as historiographical inquiries (Edward Said), epistemological studies constructed like political tracts (Paul Feyerabend), methodological polemics got up as personal memoirs (James Watson).
  • 37. ..cont’d • In contrast to proponents of Literary-to-Cultural Studies, the exemplary cross-disciplinary intellectuals and writers - represent a much wider mix of political positions. • As the dust has settled on this dramatic reshaping of the disciplines in Western universities, relationships between disciplines have had to be renegotiated. • How are we to understand these relationships in the new dispensation? – There are at least two interesting answers.
  • 38. ..cont’d • The educational anthropologist Tony Becher, who explored the state of interdisciplinary studies: – by interviewing 220 academics spanning 12 disciplines and 18 institutions in the UK and USA, – writes in Darwinian terms about: • ‘the traumas of the birth of new disciplinary groupings, • the death of old ones, • the occasionally dramatic metamorphosis of those in middle life, [and] • the process of steady evolution [of others]’
  • 39. ..cont’d • Becher characterizes university academics as ‘tribes of academe’, who ‘define their own identities and defend their own patches of intellectual ground by employing a variety of devices geared to the exclusion of illegal immigrants’ (p. 24). • Comparing disciplinary boundaries to the political borders separating nations, he argues that they are alike in that they denote ‘possessions that can be encroached upon, colonized, or reallocated. • Continuing in this vein, Becher argues that academic disciplines ruthlessly police their own boundaries
  • 40. ..cont’d • These grim generalizations are moderated when Becher concedes that when adjoining disciplinary groups lay claim to the same pieces of intellectual territory. • In some cases, depending on the nature of the claimants and the disposition of the no-man’s land, it may involve a straightforward division of interest; in others it may mark a growing unification of ideas and approaches. (p. 38) • Garber argues that:  conflicts between academic disciplines are governed not only by rules analogous to those of turf battles and boundary disputes, but also by what she calls ‘discipline envy’.
  • 41. ..cont’d • Garber’s argument proceeds by extending Freud’s insight about relationships within families and groups to disciplines: • Freud’s argument about the narcissism of small differences appears in his discussion of group psychology, where he extrapolates from a perception about groups: ‘almost every intimate emotional relation between two people which lasts for some time – marriage, friendship,  the relations between parents and children-contains a sediment of feelings of aversion and hostility.’
  • 42. ..cont’d • The same thing happens with groups, he says, and there the hostility is less cloaked by repression: ‘of two neighboring towns each is the other’s most jealous rival; every little canton looks down upon the others with contempt.
  • 43. ..cont’d • Garber observes that literary studies has ‘yearned to be, or model itself on: linguistics, anthropology and ethnography; social science, natural science, psychoanalysis, sociology,  history, and various strands of philosophy, from aesthetics to ethics’ (pp. 65–6). • But at the same time, literary studies has itself on occasion been the object of ‘discipline envy’ from disciplines like history and cultural anthropology.
  • 44. ..cont’d • Garber concludes that although the hierarchy of disciplines fluctuates, the structure of ‘discipline envy’ endures: New disciplines develop; others fade away. • Envy, or desire, or emulation, the fantasy of becoming that more complete other thing. • Notwithstanding the extensive borrowings across disciplinary boundaries at the level of research, Belcher’s ‘turf battle’ model and  Garber’s ‘discipline envy’ model underestimate is quite how resistant established disciplines like English Literary Studies have been to the encroachments of new disciplines at the level of institutional practice.
  • 45. ..cont’d • In the case of interdisciplinary Cultural Studies, the ambitions of Easthope and Turner have been frustrated in at least two respects. First, the British state in its overall audit of UK higher education courses still does not allocate an independent disciplinary identity to Cultural Studies. Second, the radical claims made for interdisciplinary cultural studies too have foundered.
  • 46. ..cont’d • Julie Thompson Klein argues that the ideal of interdisciplinary teaching and scholarship in fact appeals to both the Left and the Right, • Since ‘all interdisciplinary activities are rooted in the ideas of unity and synthesis, evoking a common epistemology of convergence’ (Detroit, 1990, p. 11). • In other words, everyone now agrees that interdisciplinary study is a ‘good thing’; political disagreements center on quite how it is to be constituted.
  • 47. ..cont’d • Myoshi concludes that (interdisciplinary) cultural studies and multiculturalism –  the direct disciplinary descendants of Kant’s faculty of Philosophy  fall well short of providing the necessary critical judgements of both the vocational faculties and the political and economic world beyond the university: In the recent rise in cultural studies and multiculturalism among cultural traders and academic administrators, inquiry stops as soon as it begins. What we need is a rigorous political and economic scrutiny rather than a gesture of pedagogic expediency....  To the extent that cultural studies and multiculturalism provide students and scholars with an alibi for their complicity.
  • 48. ..cont’d • Myoshi’s criticisms of the limits of interdisciplinary cultural studies might appear unrealistic. • but they are consistent with Kant’s ideals for the university, and • provide a necessary point of reference in considering the examples of literary research and interdisciplinarity
  • 49. Interdisciplinary Approaches to Literary Texts • Literary Studies reveals that the study of literary texts has been fundamentally redefined by extensive traffic from other disciplines. • This is not to suggest that: the kinds of turf battles- described by Belcher or the structure of discipline envy- described by Garber have disappeared; • Rather it indicates that crossing disciplinary boundaries in order to draw on extra-literary-critical insights and methods has overcome anxieties about maintaining discipline ‘purity’.
  • 50. …..cont’d • In practice, Literary Studies has engaged with certain disciplines more than others, • three of its most productive encounters with : Philosophy, History and Psychoanalysis.
  • 51. Philosophy • Philosophy itself is of course a discipline with a long and complex history, and  it is necessary to specify at the outset which branch of Philosophy has influenced Literary Studies.
  • 52. History • As in the case of the encounter between Literary Studies and Philosophy, the first step in assessing the encounter of Literary Studies and History is to acknowledge the complex disciplinary history of History itself. • John Burrow introduces his ambitious survey The History of Histories by noting that ‘History . .. has been: republican, Christian, constitutionalist, sociological, Romantic, liberal, Marxist and nationalist. • All of these have left residues in subsequent historical writing; none at the moment dominates it’ (p. xviii).
  • 53. ….cont’d • Before the 1960s to historicize literary criticism, notably by - Christopher Caudwell and Alick West in the 1930s, who explored how literary texts had been determined by their socioeconomic contexts, and  thus anticipated the more theorized encounters between Literary Studies and History of recent decades. • In addition, in order to construct ever-more persuasive arguments, literary critics have turned to the kinds of archival work previously undertaken exclusively by historians.
  • 54. ….cont’d • Thus, a more sophisticated critical/theoretical vocabulary has developed for describing the relationship between : the ‘literary text’ and the ‘historical context’, Or opposition between ‘text’ and ‘context’) might itself not be reframed in terms of ‘orders of discourse’.  In the search for a theoretical vocabulary for articulating the relation between Literature and History.  In addition to registering the different historical approaches, the literary critic reading History is compelled to distinguish competing historical interpretations of the relevant historical moment.
  • 55. Psychoanalysis • The relationship between Literature and Psychoanalysis is complicated in different ways, not least because one of the founding texts of Psychoanalysis is a work of literature – the Greek tragedy Oedipus Rex. • Sigmund Freud referred extensively to literary examples in developing his psychoanalytic categories and procedures, • psychoanalytic literary critics have responded by reframing their analyses of literary texts to question the universality of Western definitions of mental illness
  • 56. CONCLUSION: INTERDISCIPLINARY APPROACHES TO LITERARY TEXTS • Literary research today requires at the very least an openness to other disciplines, • But there remain both dangers and opportunities in undertaking interdisciplinary study. Of the dangers, the failure to appreciate the distinctive histories and methodologies of contending disciplines is potentially the most damaging. allows unprecedented scope for posing new questions and it enables the pursuit of individual research interests in ways that were inconceivable 30 years ago.
  • 57. ..cont’d • The interdisciplinary methodological paradigm of studying text understanding, • Methods of various sciences are used in complex:  hermeneutic method: the description of the essence of pre-understanding  pragmatic understanding method: the communicant’s pre-knowledge  cognitive analysis/inference method: relevant is the finding of the understanding’s role as a cognitive and interpreting activity in the establishment of the text’s sense .  cognitive/socio/text linguistics: the communicant’s presuppositions)  social psychology: the communicants’ interaction conditions  the discourse analysis method and the modelling method. • A literary text understanding integrative model • It facilitates the development of an integrative multilevel model of text understanding.
  • 58. From Theory to text: The death of literary theory and the rise of literary research? Objection against literary theory Thomas Schmitz Pp, 6-10
  • 59. Objection Against Literary Theory • The study of literary theory has intensified in literature departments since the 1960s, and for the same period of time, arguments against studying theory have been around.
  • 60. From theory to text : Objection Against Literary Theory Outlines • Some of these arguments that are most frequently proposed are: • Theory for theory’s sake • Modern theories are inappropriate to ancient texts • New wine in old wineskins • Literary theory is too fashionable • Texts must be approached unprejudiced • Literary theory uses incomprehensible jargon
  • 61. Theory for theory’s sake • A criticism that has been raised very often is the statement that some scholars have lost all contact with the literary texts themselves and are doing theory for theory’s sake a particularly silly formulation by Joachim Latacz. • In general, such an accusation is little more than a bogeyman to frighten the inexperienced: the percentage of studies that really do theory for its own sake is probably very low.
  • 62. ..cont’d • In a discipline like classics where theory has been neglected for such A long time, • Where numerous books on literary texts have been written without any knowledge of and regard for the theoretical foundations of interpretation, • It would not be too disastrous if we were to err on the other extreme for a while.
  • 63. Modern theories are inappropriate to ancient texts • Modern ideas are fundamentally incommensurable with texts from which they are separated by two millennia. • For instance, Gregor Maurach, in his book on the “Methodology of Latin Studies,” expresses as an iron rule that the interpreter of classical texts has to avoid “any form of modernity (e.g., contemporary sociology)”. • Even if we disregard the fact that this sentence demands something which is patently impossible: how can you avoid “any form of modernity” when you’re using a computer to write your interpretation?, it is not even tenable as an ideal to aspire
  • 64. ..cont’d • Literary theory claims to speak for literature in general, for all periods and cultures. • It behooves the specialists of every literature to examine whether this claim holds water. • The discussion about literary theory has been dominated to an unhealthy degree by students of modern Western literatures. • The classicists may and will come to the conclusion that some of these generalizations of: modern theory rest upon special qualities of modern literature and cannot be applied to ancient literature – • Those who are skeptical about the (too) sweeping generalizations of modern theory will have to be particularly knowledgeable about it.
  • 65. ….cont’d • A broad refusal to deal with it will be unfruitful and pointless, for it would isolate classics. • this is true not only for the status of classical scholars within the other humanities; • it would also have negative effects for the subject itself: if it were true that classical texts cannot be understood in modern terms,  if modern eyes and modern methodologies had no business looking into these texts,  they would be dead for our time, and their existence would have to be considered a mere museum of leftovers from a long defunct culture. • In that case, how could we possibly justify that students should still read these classical texts?
  • 66. New wine in old wineskins • All modern theories are just repetitions of ideas that can be found in the scholars of the 19th C : “that’s something we have always known and done!” • Again, there’s no denying that there is a certain amount of truth in this objection:  some ideas that are promoted as being completely novel and unheard of are indeed just a slick version of old concepts, and  we have already seen that literary theory is really about fundamental and primeval questions.
  • 67. ..cont’d • It is also true that some concepts and problems in modern literary theory have antecedents in ancient rhetoric and philosophy (George A. Kennedy, 1989). • But if this criticism is generalized, it is certainly unjustified: concepts such as those developed by structuralism are really unprecedented. • And every period of human history cannot but reformulate the old questions and search its own answers to them.
  • 68. Literary theory is too fashionable • A variation on the objections just mentioned is the criticism that using modern theory in your scholarly research is just a fad, • Something that scholars will do just to embrace the Zeitgeist and have an edge/advantage in the ever intensifying race for academic positions and reputation; “traditional” scholars, on the other hand, are said to care about nothing but the beauty of the texts they treat and the truth of their interpretations.
  • 69. ..cont’d • This may be right in some cases: some scholarly papers propose rather banal interpretations, bolstered by a plethora of quotations from modern theories and references to fashionable theorists, and  one often cannot resist the impression that the same result could have been achieved by much simpler means. • It cannot be denied that such quotations may be merely ornamental and be used to give a rather ostentatious display of scholarly credentials. • On the other hand, a refusal to take literary theory into account can be just as ostentatious; pretending that you stay aloof from all this theoretical nonsense and the corruptions of modernity can also be just a strategy that is meant to reap benefits in certain academic quarters.
  • 70. …cont’d • Above all, we need to remember that the interpretive methodologies employed by traditional scholarship have not existed without a change forever; • instead, they have a history, and they were in turn the most recent methodology that was debated and bitterly fought over. • And it is certainly open to question whether following the fashions of yesteryear is by definition morally superior to wearing the fashion of today
  • 71. Texts must be approached unprejudiced • The reproach that studying literary theory prevents us from being unprejudiced • When we approach the literary texts about which we really care in our studies. • Proponents of this position state that following the latest fad(fashion) in literary theory will inevitably turn our head and seduce us into regarding these texts as mere playgrounds on which to build our theoretical sandcastles. • Schmitz absolutely convinced that there is no such thing as an unprejudiced approach to literary texts.
  • 72. ..cont’d • He took, Terry Eagleton’s wonderfully sarcastic words: “Hostility to theory usually means:  an opposition to other people’s theories and an oblivion of one’s own.” When we read a text, we do not have the choice whether to hold certain opinions and presuppositions or not – whether we like it or not, We have already answered certain questions and thus accepted certain prejudices before we read the first word on the page. • The choice we do have is whether we want to be: aware of these prejudices, able to consciously examine the arguments for and against a certain position
  • 73. ..cont’d • This will enable us to read our texts in the full knowledge that our position will always be provisional since we cannot expect to give final answers to the fundamental questions raised by literature. • Indeed, the opinion that the only end of any form of literary criticism must be the interpretation of individual texts is such an unconscious and ill-considered prejudice. • As early as 1964, the American critic Susan Sontag (1933– 2004) wrote against it a poignant and well-known essay “Against Criticism”. • Sontag explains that every interpretation aims to translate a work of art and tell us what it “really” means.
  • 74. ..cont’d • For her, this amounts to “a dissatisfaction (conscious or unconscious) with the work, a wish to replace it by something else”. • But even if we do not accept her position and hold that interpretation is indeed a legitimate aim of the study of literature, • There can be no doubt that it is equally legitimate to attempt to grasp general principles of and in literature, such as the rules of epic narrative or even the rules of poetic style. • Such studies do not have to be justified by the argument that they will help us interpret individual texts; they are important and fruitful in themselves.
  • 75. Literary theory uses incomprehensible jargon • Secret languages are a frequent phenomenon. • They are an ideal means of establishing the togetherness of a group and giving it a sense of identity by excluding outsiders. • An unnecessarily complex style, packed with neologisms and unusual words, can often be seen to serve no other purpose than to make all outsiders feel how stupid and ignorant they are. • If you probe the real meaning of this pretentious jargon, you’ll often find that the ideas behind it could very well have been expressed in a much easier way.
  • 76. ..cont’d • Classics is no exception to this rule, and • most scholars have no qualms using terms such as: “hyparchetype” or “anaclasis” to describe precise details in their field. • We should thus not pretend that equally precise terms such as “heterodiegetic” or “signifier” are against human nature. • We should be ready to admit that some thoughts indeed are unusual and unorthodox and cannot be couched in a style that is immediately accessible.
  • 77. ..cont’d • They may even strike “common sense” as being completely absurd. • However, this does not mean that they are necessarily wrong – such apparent absurdities should be no more surprising or revolting in modern philosophy or literary theory than they are in modern physics. • If you refuse to consider anything that is expressed in perplexing and difficult language as being empty jargon, without actually exploring and examining it, you would be forced to condemn classical texts. such as Aristotle’s Metaphysics or most of what the Neo- Platonist Plotinus has written.
  • 78. ..cont’d • All the objections raised against modern theory, then,  contain a grain of truth, but they are by no means a sufficient reason for flatly condemning the study of theory. • Above all, they often seem to spring from some sort of defense mechanism that has its origin in a lack of self- confidence: we, who have the privilege of a regular and easy access to the rich and enriching cultural heritage of antiquity, should view opinions that differ from our own not as a threat, but as a supplementation and a challenge, in the spirit of cheerful pluralism quoted above.
  • 79. ..cont’d • …………all those who teach and study classics adopt at least some of the attitude that Michel Foucault described, shortly before his death, in these words:  “There are times in life when the question of knowing if one can think differently than one thinks, and perceive differently than one sees, is absolutely necessary if one is to go on looking and reflecting at all.”