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Towards participatory ecosystem-based
  planning in Indonesia: a case study in the
                   Moluccas

Yves Laumonier
Robin Bourgeois
Robert Nasi
Aloysius Tao
Bayuni Shantiko



25th International Congress for Conservation Biology (ICCB),
Auckland, New Zealand, Dec 4 – 9 2011
Tanimbar Archipelago, southeastern
Indonesia


                              MOLUCCAS




5.900 km2, 9 Districts, 71 villages


                                         Biologically very rich seas
                                         Last significant Monsoon Forest
         Jav                             Poorest population of Indonesia
         a
                      Lesser Sunda
                      Islands
 Communities retain strong traditional
                              resource management systems

                               History of local action against
                              outsiders (riots against logging
                              companies in 1992 and 1995)

                              Aspiration for development,
                              decentralization in 1999


Fragile environment

   • Limestone and raised coral geology
   • Thin soil easily eroded once forest
   cover removed
   • Water shortage, seasonal climate
   • Confined to coast, population depends
   on forested water catchments inland
Promote a participatory ecosystem-based approach
in land-use planning (LUP), facilitating the
integration of local concerns and national priorities


 Objectives

       Co-develop land zoning and land use plan

       Co-prepare community-based development
       project proposals
By working on four main components

1. Identifying stakeholders and collaboratively
designing programme framework

2. Facilitating common vision, goals and objectives

3. Collecting and synthesizing social-ecological data
on issues linked to ecosystem-based planning and
community-based development projects

4. Developing a process of advocacy, consultation
and agreement about ecosystem-based land
allocation and Land Use Plan, including legal
aspects
Methods
1. Identify stakeholders and
     program framework
Preliminary assessment of issues:
 Focus groups, key informant
interviews, public meetings
 Socialization of concepts (LUP,
ecosystem, participatory)
 Identify program scale and boundaries
• Identify and agree about the needs of a
revision of the land allocation and LUP
Socialization of concepts and community
       development in ecosystem-based approach to
       Land Use Planning

                                              Review
                                             Dusun /
                                             Soa level


Socialization   Constitution               Review Dusun/                             Workshop
 of concept,                                                   Workshop              Regency
                of facilitation            Kampung/Soa
process and                                                     village
                     team
methodology                                                      level

                          Training            Review
                        methodology           Dusun/
                                            Kampung/Soa
                                                                          Meeting
                                                                          betwee
                                                                              n
                                                                          villages
                         Result of review on:
                        Ecological,
                        biophysical and social       Village agreement                  Imple
                        data: collective              on Land Use Plan                  mentat
                                                     (desa, Kecamatan,                   ion
                        recommendations
                                                          Yamdena,
                                                         kabupaten)
                                                                                 Monitoring/
                                                                                  Evaluation
                                                                                 Participation
Methods
2. Common vision and goals
  • Forum and workshops, focus group
  techniques to build collaboration

  • Participatory Prospective Analysis to build
  vision and scenario
The main steps of Participatory Prospective Analysis
1.     Define the limits of the system                   S0 – Definition of the
                                                               system

2.     Identify the variables
3.     Define the variables
                                                         S1 – Identification of
4.     Analyse their mutual influences / dependence      the key factors that
5.     Identify and select the key variables             will shape the future




6.     Define the states of the key variables             S2 – Identification
       (what will happen in the future)                   and description of
                                                         the possible futures
6.     Build up scenarios (a combination of hypotheses
       about what will happen to the key variables)

                                                          S3 – Definition of a
                                                               strategy
Methods
3: Social-ecological data collection
for ecosystem-based planning

    Community-based survey, participatory
   mapping
    Socioeconomics, biophysical, ecological,
   ethno-biological surveys
    Analysis of data to identify critical patterns,
   processes and linkage
Main Results
1. Agreement on the weakness of existing land zoning
                               •Spatial data used insufficiently
                               detailed (1:250,000) for practical
                        HP
                               LUP, ‘blown up’ at larger scale

                    HPT        •Very poor agreement between
                               zoning and topography or
                               vegetation, serious spatial
             HSAW
                               inaccuracies

            HPT                •Unclear zoning criteria and legal
                  HPK          status

APL                            •Use of ‘Forest Score’ to define
       HP                      Forest Land Status not adapted to
                               island like Yamdena (seasonal
                               climate, fragile soil type)
2. Traditional spatial allocation of land use rights
                                                          Forbidden
                                 Shared forest use
                                                             use,
                                 permitted, timber
         Mangrove,                                        protected
                                  and non-timber
       regulated use                                        forest
                                  forest products

Coastal area,
regulated use


                                                          Restricted
                                                             use
  River
                                                           riverine
Regulated
                                                            forest
   use



      Agriculture and
       plantations
3. Bunch of ecological data for the main ecosystems: trees,
small mammals, birds, soil; ecological mapping




Dry Deciduous

                     Mixed Deciduous




      Evergreen Rain Forest
4. Decision rules for government using ecosystem and
   watershed based planning

Forest cover used as first re-adjustment of ‘Forest Land’
• All sub-watersheds where more
  than 70% of the land cover is food
  crop, shrub, grass, mixed garden
  should be classified as non Forest
  Estate.
• The forest that remains within
  these watersheds is assigned as
  community forest (Hutan
  Masyarakat).
• Negotiations with Ministry of
  Forestry by local government.
Delineation of Protection and Conservation Forest
      area (unit watershed and ecosystem)

•   Under current MoF regulations, all
    areas under Mangrove
•   Under current MoF regulations, all
    areas within 100 m of main rivers
•   Soil type very prone to erosion
    with slope 15% (Decree 44,
    2004)
•   The forest cover is more than 30%
    Dry Deciduous Forest (new
    specific decision rules for
    Monsoon forest)
Delineation of Production Forest
 • Soil survey data showing very
   high rates for potential soil
   erosion.
 • Economic studies showing at the
   same time that logging operation
   in Yamdena is not economically
   viable

Normal logging intensities under
  Production Forest are not
  permissible in Yamdena.
Commercial forest activity, if any,
  should be managed as Limited
  Production Forest.
HP



                  HPT                       HL


           HSAW                            CA
                                  HPT
                            HM
           HPT
                 HPK              HL

                            HPT
APL
      HP




           Before                  After
Advocacy and agreements,
civil society and
government

Final agreement between
People representatives
 (customary and village
 leaders, religion leaders,
 youth and women groups)
 from the 40 villages of
 Yamdena Island, local
 technical agencies and
 local government
Official request for
 endorsement to central
 government
Legally supported
Satisfactory achievements
• Consensus on new Land Allocation/zoning and Land Use
  Planning
• Collectively designed project proposals between communities
  and local government on future actions in agriculture, forestry
  and fisheries sectors (community-based micro-projects)
• Better mutual understanding on social-ecological systems in a
  Monsoon Forest environment
• Better mutual understanding that the customary lawshould be
  integrated into the national law as a better conflict resolution
  solution
  … but
Although results endorsed at district and provincial level,
  no follow up nor official agreement at national level
Conclusions
• Ecosystem-based approach is
appropriate as an expanded land-use
planning process.
• In the present study it facilitated the
integration of broad scale natural and
social system in community development
and collaborative LUP.
• Similar approach should be promoted
for other areas in the Moluccas and in the
rest of Indonesia, considering carefully
governance links between regional and
national decision levels.
Kalwedo
            Thank you !
Kidabela!

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Towards participatory ecosystem-based planning in Indonesia: a case study in the Moluccas

  • 1. Towards participatory ecosystem-based planning in Indonesia: a case study in the Moluccas Yves Laumonier Robin Bourgeois Robert Nasi Aloysius Tao Bayuni Shantiko 25th International Congress for Conservation Biology (ICCB), Auckland, New Zealand, Dec 4 – 9 2011
  • 2. Tanimbar Archipelago, southeastern Indonesia MOLUCCAS 5.900 km2, 9 Districts, 71 villages Biologically very rich seas Last significant Monsoon Forest Jav Poorest population of Indonesia a Lesser Sunda Islands
  • 3.  Communities retain strong traditional resource management systems  History of local action against outsiders (riots against logging companies in 1992 and 1995) Aspiration for development, decentralization in 1999 Fragile environment • Limestone and raised coral geology • Thin soil easily eroded once forest cover removed • Water shortage, seasonal climate • Confined to coast, population depends on forested water catchments inland
  • 4. Promote a participatory ecosystem-based approach in land-use planning (LUP), facilitating the integration of local concerns and national priorities Objectives Co-develop land zoning and land use plan Co-prepare community-based development project proposals
  • 5. By working on four main components 1. Identifying stakeholders and collaboratively designing programme framework 2. Facilitating common vision, goals and objectives 3. Collecting and synthesizing social-ecological data on issues linked to ecosystem-based planning and community-based development projects 4. Developing a process of advocacy, consultation and agreement about ecosystem-based land allocation and Land Use Plan, including legal aspects
  • 6. Methods 1. Identify stakeholders and program framework Preliminary assessment of issues:  Focus groups, key informant interviews, public meetings  Socialization of concepts (LUP, ecosystem, participatory)  Identify program scale and boundaries • Identify and agree about the needs of a revision of the land allocation and LUP
  • 7. Socialization of concepts and community development in ecosystem-based approach to Land Use Planning Review Dusun / Soa level Socialization Constitution Review Dusun/ Workshop of concept, Workshop Regency of facilitation Kampung/Soa process and village team methodology level Training Review methodology Dusun/ Kampung/Soa Meeting betwee n villages Result of review on: Ecological, biophysical and social Village agreement Imple data: collective on Land Use Plan mentat (desa, Kecamatan, ion recommendations Yamdena, kabupaten) Monitoring/ Evaluation Participation
  • 8. Methods 2. Common vision and goals • Forum and workshops, focus group techniques to build collaboration • Participatory Prospective Analysis to build vision and scenario
  • 9. The main steps of Participatory Prospective Analysis 1. Define the limits of the system S0 – Definition of the system 2. Identify the variables 3. Define the variables S1 – Identification of 4. Analyse their mutual influences / dependence the key factors that 5. Identify and select the key variables will shape the future 6. Define the states of the key variables S2 – Identification (what will happen in the future) and description of the possible futures 6. Build up scenarios (a combination of hypotheses about what will happen to the key variables) S3 – Definition of a strategy
  • 10. Methods 3: Social-ecological data collection for ecosystem-based planning  Community-based survey, participatory mapping  Socioeconomics, biophysical, ecological, ethno-biological surveys  Analysis of data to identify critical patterns, processes and linkage
  • 12. 1. Agreement on the weakness of existing land zoning •Spatial data used insufficiently detailed (1:250,000) for practical HP LUP, ‘blown up’ at larger scale HPT •Very poor agreement between zoning and topography or vegetation, serious spatial HSAW inaccuracies HPT •Unclear zoning criteria and legal HPK status APL •Use of ‘Forest Score’ to define HP Forest Land Status not adapted to island like Yamdena (seasonal climate, fragile soil type)
  • 13. 2. Traditional spatial allocation of land use rights Forbidden Shared forest use use, permitted, timber Mangrove, protected and non-timber regulated use forest forest products Coastal area, regulated use Restricted use River riverine Regulated forest use Agriculture and plantations
  • 14. 3. Bunch of ecological data for the main ecosystems: trees, small mammals, birds, soil; ecological mapping Dry Deciduous Mixed Deciduous Evergreen Rain Forest
  • 15. 4. Decision rules for government using ecosystem and watershed based planning Forest cover used as first re-adjustment of ‘Forest Land’ • All sub-watersheds where more than 70% of the land cover is food crop, shrub, grass, mixed garden should be classified as non Forest Estate. • The forest that remains within these watersheds is assigned as community forest (Hutan Masyarakat). • Negotiations with Ministry of Forestry by local government.
  • 16. Delineation of Protection and Conservation Forest area (unit watershed and ecosystem) • Under current MoF regulations, all areas under Mangrove • Under current MoF regulations, all areas within 100 m of main rivers • Soil type very prone to erosion with slope 15% (Decree 44, 2004) • The forest cover is more than 30% Dry Deciduous Forest (new specific decision rules for Monsoon forest)
  • 17. Delineation of Production Forest • Soil survey data showing very high rates for potential soil erosion. • Economic studies showing at the same time that logging operation in Yamdena is not economically viable Normal logging intensities under Production Forest are not permissible in Yamdena. Commercial forest activity, if any, should be managed as Limited Production Forest.
  • 18. HP HPT HL HSAW CA HPT HM HPT HPK HL HPT APL HP Before After
  • 19. Advocacy and agreements, civil society and government Final agreement between People representatives (customary and village leaders, religion leaders, youth and women groups) from the 40 villages of Yamdena Island, local technical agencies and local government Official request for endorsement to central government
  • 21. Satisfactory achievements • Consensus on new Land Allocation/zoning and Land Use Planning • Collectively designed project proposals between communities and local government on future actions in agriculture, forestry and fisheries sectors (community-based micro-projects) • Better mutual understanding on social-ecological systems in a Monsoon Forest environment • Better mutual understanding that the customary lawshould be integrated into the national law as a better conflict resolution solution … but Although results endorsed at district and provincial level, no follow up nor official agreement at national level
  • 22. Conclusions • Ecosystem-based approach is appropriate as an expanded land-use planning process. • In the present study it facilitated the integration of broad scale natural and social system in community development and collaborative LUP. • Similar approach should be promoted for other areas in the Moluccas and in the rest of Indonesia, considering carefully governance links between regional and national decision levels.
  • 23. Kalwedo Thank you ! Kidabela!

Editor's Notes

  1. My name is Yves Laumonier, I come from the International Center for Research in Agricultural Development (CIRAD) and will present a joint work with my colleagues from the Center International for Forestry Research (CIFOR) and Birdlife Indonesia, sharing our experience with ecosystem-based planning in Indonesia in a study funded by the European Union.I will talk about why and how we did this study, talk briefly about the results and about the main implications for land-use planning and conservation in Indonesia.Towards participatory ecosystem-based planning in Indonesia: a case study in the MoluccasYves Laumonier, Robin Bourgeois, Robert Nasi, Aloysius Tao, Bayuni Shantiko25th International Congress for Conservation Biology (ICCB), Auckland, New Zealand, Dec 4 – 9 2011
  2. Location of our STUDY SITEThe Moluccas are a group of islands situated between Sulawesi and Papua in eastern Indonesia. The southeastern part of the Moluccas, Tanimbar Archipelago, is particularly under-developed, and is now a priority for development interventions under the new decentralization program.Surrounding seas are known to be biologically very rich (Banda; Arafura), and also found there is the last significant area of intact monsoon forest in Indonesia.It looks like a paradise island for outsiders, but the population is very poor and isolated. Tanimbar itself is one of the poorest island groups in Indonesia with the average annual GDP of Rp 920,000 only 15% of the Indonesian average.
  3. How to develop the area and improve livelihood of local populations, without disturbing too much a still rather pristine environment?Promoting participatory ecosystem-based approach in land-use planning, facilitating integration of local concerns and national priorities.
  4.  By working on four main components
  5. Methods for component 1: Preliminary assessment of issues: Focus groups, key informant interviews, public meetings, identify important environmental, social, and economic elements.Socialization of concepts (LUP, ecosystem, participatory)Identify program scale and boundaries
  6. An example of how we organize the socialization of concepts and community development in Land Use PlanningConstitution of facilitation team, training on methodology, data collection, review and discussion of results, workshop at village level, between villages and at district levelTo reach Village Agreement on desirable LUP for the islandLUP, ecosystem, participatory action, why project, environment, social context: LUP
  7. Participatory Prospective Analysis focussing on the exploration of possible evolution of land use practices and management.Process of exploring and anticipating changes and building a shared vision on the future of land use, stakeholders improve their capacity to collectively design participatory development actions.
  8.  
  9. Spatial data used was insufficiently detailed (1:250,000) for practical LUP purposes, intended for national use only, unfortunately often “blow up” to large scaleVery poor agreement between LU zones and topography or vegetation, serious spatial inaccuraciesUnclear legal statusUse of Forest Score to define Forest Land Status not adapted to island like Yamdena
  10. Traditional allocation of land use rightsFor communities, concept of forbidden use of forests for water quality is common, together with several restricted-use areas, shared-use areas, areas devoted to agriculture; very similar to “official” land allocation criteria of the government
  11. More technical, classic scientific approach to collect data on ecosystems and their mappingVery interesting island harboring three very distinct forest types besides mangrovesFirst recent insight into monsoon forest in Indonesia
  12. Also development of decision rules for government on ecosystem and watershed based zoningManaging to re-draw boundaries of the Forest Land / Community Forest
  13. Land allocation revisited, classified according to watershed and ecosystem and new decision rulesCloser to the reality in the field with boundaries following natural featuresNEW = large community forest area (yellow on map)
  14.