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ORIGIN OF THE WHITE SHARK CARCHARODON
(LAMNIFORMES: LAMNIDAE) BASED ON
RECALIBRATION OF THE UPPER NEOGENE PISCO
FORMATION OF PERU
by DANA J. EHRET1
*, BRUCE J. MACFADDEN2
, DOUGLAS S. JONES2
,
THOMAS J. DEVRIES3
, DAVID A. FOSTER4
and RODOLFO SALAS-GISMONDI5
1
Monmouth University, West Long Branch, NJ, 07764, USA; e-mail: dehret@monmouth.edu
2
Florida Museum of Natural History, University of Florida, Gainesville, FL 32611, USA; e-mails: bmacfadd@flmnh.ufl.edu, dsjones@flmnh.ufl.edu
3
Burke Museum of Natural History and Culture, University of Washington, Seattle, WA 98195, USA; e-mail: tomdevrie@aol.com
4
Department of Geological Sciences, University of Florida, Gainesville, FL 32611, USA; e-mail: dafoster@ufl.edu
5
Departmento de Paleontologia de Vertebrados, Museo de Historia Natural Javier Prado, Universidad Nacional Mayor de San Marcos, Lima 11, Peru;
e-mail: rodsalasgis@yahoo.com
*Corresponding author.
Typescript received 21 October 2009; accepted in revised form 22 August 2012
Abstract: The taxonomic origin of the white shark, Car-
charodon, is a highly debated subject. New fossil evidence
presented in this study suggests that the genus is derived
from the broad-toothed ‘mako’, Carcharodon (Cosmopolito-
dus) hastalis, and includes the new species C. hubbelli sp.
nov. – a taxon that demonstrates a transition between
C. hastalis and Carcharodon carcharias. Specimens from the
Pisco Formation clearly demonstrate an evolutionary mosaic
of characters of both recent C. carcharias and fossil C. has-
talis. Characters diagnostic to C. carcharias include the pres-
ence tooth serrations and a symmetrical first upper anterior
tooth that is the largest in the tooth row, while those indic-
ative of C. hastalis include a mesially slanted third anterior
(intermediate) tooth. We also provide a recalibration of
critical fossil horizons within the Pisco Formation, Peru
using zircon U-Pb dating and strontium-ratio isotopic anal-
ysis. The recalibration of the absolute dates suggests that
Carcharodon hubbelli sp. nov. is Late Miocene (6–8 Ma) in
age. This research revises and elucidates lamnid shark evo-
lution based on the calibration of the Neogene Pisco For-
mation.
Key words: Carcharocles, Cosmopolitodus, geochronology,
Miocene, Isurus, strontium.
Neoselachians are well represented in the fossil
record worldwide during the Neogene and most of the fos-
sil material found consists of isolated teeth. Shark teeth are
shed by the thousands over an individual’s lifetime and
have an enameloid crown that acts as a protective layer
during fossilization. The cartilaginous skeleton of chondri-
chthyans does not typically preserve except in rare instances
where calcified vertebral centra, portions of the neurocrani-
um and fin rays have been described (Uyeno et al. 1990;
Shimada 1997; Siverson 1999; Gottfried and Fordyce 2001;
Shimada 2007; Ehret et al. 2009a). The lack of more com-
plete specimens of most fossil taxa has led to conflicting
interpretations about the taxonomy and anatomy of many
species. Such problems have caused much confusion in the
nomenclature (including generic and specific names) and
terminology (i.e. dental homologies) of fossil neosela-
chians.
One of the most debated enigmas within the neosela-
chians focuses on the evolution and taxonomic placement of
the white shark, Carcharodon carcharias (Linnaeus, 1758),
within the Lamniformes. There are two distinct hypotheses
regarding the evolution of C. carcharias that have been pro-
posed in the literature. The first hypothesis places all large,
serrated megatoothed sharks within the genus Carcharodon,
including C. carcharias as well as those species referred to as
Carcharocles, for example, Carcharocles megalodon (Jordan
and Hannibal, 1923) and its related taxa. Based on this tax-
onomy, the lineage of C. carcharias branched off as smaller
forms of the megatoothed sharks and co-evolved alongside
the truly large taxa, such as C. megalodon (Applegate and
Espinosa-Arrubarrena 1996; Gottfried et al. 1996; Purdy
1996; Gottfried and Fordyce 2001; Purdy et al. 2001).
The second hypothesis proposes that C. carcharias evolved
from the broad-toothed ‘Oxyrhina’ (Cosmopolitodus)
[Palaeontology, Vol. 55, Part 6, 2012, pp. 1139–1153]
ª The Palaeontological Association doi: 10.1111/j.1475-4983.2012.01201.x 1139
hastalis (Agassiz, 1843–1844) while the megatoothed sharks
belong to a separate family, the Otodontidae, within the
Lamniformes (Casier 1960; Glikman 1964; Cappetta 1987;
Ward and Bonavia 2001; Nyberg et al. 2006; Ehret et al.
2009a). C. hastalis was originally assigned to the genus
Oxyrhina and later to Isurus. However, based on affinities
with C. carcharias, Glikman (1964) suggested the reassign-
ment of all unserrated forms within the Carcharodon line-
age to the genus Cosmopolitodus to reflect this relationship
(Siverson 1999; Ward and Bonavia 2001). Under this
hypothesis C. hastalis and C. carcharias represent chrono-
species as C. hastalis is replaced by C. hubbelli and finally
C. carcharias in geological time through a gradation. Fur-
thermore, the teeth of C. hastalis do not share all characters
with Isurus but instead are more similar to C. carcharias
exhibiting triangular crowns that are labiolingually flat-
tened, a flat labial face, a lingual face that is slightly convex
and a root that is flat and quite high (Cappetta 1987). As
such, the genus Carcharodon (Smith in Mu¨ller and Henle,
1838) is the senior synonym of Cosmopolitodus (Glikman,
1964) the proper genus name for C. hastalis. Fossil material
collected from the Late Miocene and Early Pliocene of the
Pacific Basin including Peru (specifically the Pisco Forma-
tion), Chile, CA, USA, and Japan provide further evidence
of this relationship (Muizon and DeVries 1985; Long 1993;
Tanaka and Mori 1996; Stewart 1999, 2002; Yabe 2000;
Suarez et al. 2006; Nyberg et al. 2006; Ehret et al. 2009a).
The recent description of an articulated specimen of
this intermediate form of Carcharodon recorded from the
Pisco Formation presents important new insights into the
evolutionary history and taxonomy of the genus (Ehret
et al. 2009a). The described specimen was collected from
Sud Sacaco (West), a locality referred to the Pliocene
(c. 4.5 Ma) by Muizon and DeVries (1985). However, iso-
topic calibration of fossil horizons exposed at Sud Sacaco
(West), using strontium and zircon dating, allows us to
reassess the age of the Carcharodon specimen. Based on
the calibration of these horizons, it is our conclusion that
the specimen should be referred to the Late Miocene
rather than the Early Pliocene.
The purpose of this paper is to present (1) a reassess-
ment of the ages of some horizons within the Pisco For-
mation, (2) formally describe a new species of the white
shark and (3) relate changes in age and taxonomy to the
evolution of the white shark within the Pacific Basin.
METHODS AND MATERIALS
Numerous studies indicate the Miocene Epoch was char-
acterized by rapidly increasing 87
Sr ⁄ 86
Sr in the global
ocean; therefore, it is especially amenable to dating and
correlating marine sediments using strontium isotope
chemostratigraphy (Hodell et al. 1991; Miller et al. 1991,
Hodell and Woodruff 1994, Oslick et al. 1994, Miller and
Sugarman 1995, Martin et al. 1999, McArthur et al.
2001). We analysed three fossil marine mollusc shells
from each of five localities to determine the ratio of
87
Sr ⁄ 86
Sr in the shell calcium carbonate. When compared
with the global seawater reference curve, these data allow
us to estimate the age of the fossil molluscs for each
locality (Table 1).
For isotopic analyses, we first ground off a portion of
the surface layer of each shell specimen to reduce possible
contamination. Areas showing chalkiness or other signs of
diagenetic alteration were avoided. Approximately 0.01–
0.03 g of aragonite or low-magnesium calcite powder was
recovered from each fossil sample. The powdered samples
were dissolved in 100 ll of 3.5 N HNO3 and then loaded
onto cation exchange columns packed with strontium-
selective crown ether resin (Eichrom Technologies, Inc.,
Lisle, IL, USA) to separate Sr from other ions (Pin and
Bassin 1992). Sr isotope analyses were performed on a
Micromass Sector 54 thermal ionization mass spectrome-
ter equipped with seven Faraday collectors and one Daly
detector in the Department of Geological Sciences, Uni-
versity of Florida. Sr was loaded onto oxidized tungsten
single filaments and run in triple collector dynamic mode.
Data were acquired at a beam intensity of about 1.5 V for
88
Sr, with corrections for instrumental discrimination
made assuming 86
Sr ⁄88
Sr = 0.1194. Errors in measured
87
Sr ⁄ 86
Sr are better than ±0.00002 (2r), based on long-
term reproducibility of NIST 987 (87
Sr ⁄ 86
Sr = 0.71024).
Age estimates were determined using the Miocene portion
of Look-Up Table Version 4:08 ⁄ 03 associated with the
strontium isotopic age model of McArthur et al. (2001).
Zircons were extracted from samples using standard
crushing, density separation and magnetic separation
techniques. The zircons were hand picked, mounted in
epoxy plugs along with the reference zircon FC-1 (Paces
and Miller 1993) and analysed using laser ablation multi-
collector inductively coupled plasma mass spectrometry
TABL E 1. Strontium chemostratigraphic analyses of fossil mar-
ine mollusc shells from the Pisco Formation.
Fossil Horizon Mean
87
Sr ⁄ 86
Sr
Age
estimate (Ma)
95% CI (Ma)
El Jahuay 0.7089424 7.46 9.03–6.51
Montemar 0.7089468 7.30 8.70–6.45
Sud Sacaco
(West)
0.7089659 6.59 10.77–2.50
Sud Sacaco
(West)
0.7089978 5.93 6.35–5.47
Sacaco 0.7090005 5.89 6.76–4.86
Ages and confidence intervals (CI) determined from McArthur
et al. (2001).
1140 PALAEONTOLOGY, VOLUME 55
(LA-MC-ICP-MS). We used a Nu Plasma mass spectrom-
eter fitted with a U-Pb collector array at the Department
of Geological Sciences, University of Florida. 238
U and
235
U abundances were measured on Faraday collectors
and 207
Pb, 206
Pb and 204
Pb abundances on ion counters.
The Nu Plasma mass spectrometer is coupled with a New
Wave 213 nm ultraviolet laser for ablating 30–60 lm
spots within zircon grains. Laser ablation was carried out
in the presence of a helium carrier gas, which was mixed
with argon gas just prior to introduction to the plasma
torch. Isotopic data were acquired during the analyses
using Time Resolved Analysis software from Nu Instru-
ments. Before the ablation of each zircon, a 30 s peak
zero was determined on the blank He and Ar gases with
closed laser shutter. This zero was used for online correc-
tion for isobaric interferences, particularly from 204
Hg.
Following blank acquisitions, individual zircons under-
went ablation and analysis for c. 30–60 s. The analyses of
unknown zircons were bracketed by analysing an FC-1
standard zircon.
GEOLOGICAL SETTING
The shallow-water, marine Pisco Formation of southwest-
ern Peru consists of materials that accumulated during
Late Miocene to Early Pliocene (c. 11.6–3.6 Ma); it is well
known for its wealth of vertebrate fossils including elas-
mobranchs, teleosts, chelonians, shore birds, seals, dol-
phins, whales and aquatic sloths (Hoffstetter 1968;
Muizon and DeVries 1985; Muizon and McDonald 1995;
Muizon et al. 2002; Amiot et al. 2008; Ehret et al. 2009a).
In addition to the presence of complete vertebrate skele-
tons, the area also contains the partial remains of fossil
sharks including associated tooth sets, vertebral centra
and preserved cartilage of the jaws and neurocrania. The
Pisco Formation also preserves the transition from Car-
charodon hastalis to C. carcharias as demonstrated in the
shark fossils recovered from localities within the forma-
tion. Another taxon that exhibits intermediate characters
between the two species, previously referred to as Car-
charodon sp., is also abundant at some localities (particu-
larly Sud Sacaco West and Sacaco) of the region (Muizon
and DeVries 1985; Ehret et al. 2009a, b).
The Pisco Formation crops out on the coastal plain of
southern Peru from the town of Pisco south to Yauca
(Fig. 1). The sediments include tuffaceous and diatoma-
ceous sandstone and siltstone, ash horizons, bioclastic
conglomerate (including the marine mollusc beds sampled
in this study) and phosphorite, representing shallow mar-
ine environments. These preserve cyclic marine transgres-
sive and regressive events spanning the Middle Miocene
(c. 13 Ma) through the Late Pliocene (c. 4 Ma; Muizon
and DeVries 1985; DeVries 1998; Amiot et al. 2008).
Around the region of Sacaco, Muizon and DeVries
(1985) identified a composite section for the Pisco For-
mation in the Sacaco area (which is not fully exposed in
the region) consisting of five localities: El Jahuay (also
known as Alto Grande), Aguada de Lomas, Montemar,
Sud Sacaco (West) and Sacaco (Fig. 2). In addition to the
exposed stratigraphy, these localities are also distinguished
by a high diversity of fossilized vertebrate and inverte-
brate species that found in numerous horizons (Marocco
and Muizon 1988).
El Jahuay is designated as the lowermost section of the
Pisco Formation in the Sacaco area (Muizon and DeVries
1985). The lowest tuff bed at El Jahuay is also the oldest
in the Sacaco Basin and has been dated to 9.5 Ma (K-Ar
dating, late Miocene; Muizon and DeVries 1985; Muizon
and Bellon 1986). Below this bed, sediments are com-
prised of a rounded boulder conglomerate (Muizon and
DeVries 1985). In the 15 m exposed above this tuff, the
section contains two shelly sandstone beds that are mixed
with a bioturbated fossiliferous sandstone (Muizon and
DeVries 1985). This layer had been designated as the El
Jahuay vertebrate level (Fig. 2). Fossil selachians of inter-
est to this study within the El Jahuay fossil level are iden-
tified as C. hastalis and C. megalodon.
14º
FIG. 1. Map of Peru with localities within the Southern
section of the Pisco Formation.
EHRET ET AL.: WHITE SHARK EVOLUTION 1141
At Aguada de Lomas, two tuffs were analysed using K-
Ar isotopes and dated to 8 and 8.8 Ma, respectively
(Fig. 2; Muizon and DeVries 1985; Muizon and Bellon
1986). The sequence of these tuff layers and rounded
boulder conglomerates at Aguada de Lomas led Muizon
and Bellon (1986) to conclude that the lower section of
this locality might have been produced by similar pro-
cesses or even contemporaneous with the El Jahuay sec-
tion (Muizon and DeVries 1985). Above these tuff beds,
fine sandstone is the dominant lithology for the next
80 m of the section (Muizon and Devries 1985). The fos-
sil horizon presents at Aguada de Lomas caps these sand-
stone layers and is comprised of cross-bedded sandstone,
Skolithos burrows, and well-preserved vertebrate remains
(Fig. 2; Muizon and DeVries 1985).
The third exposed section of the Pisco Formation in
the southern Pisco Basin can be found at Montemar
(Fig. 2; Muizon and DeVries 1985). Sediments are com-
prised of coarse and fine sandstone, siltstone and gypsum,
along with mixed vertebrate and invertebrate fossils. The
fossil horizon is considered to be uppermost Miocene
(7.3–7.0 Ma) based on the co-occurrence of transitional
Carcharodon teeth (Carcharodon hubbelli n. sp. of this
study) and several molluscan species (Muizon and DeV-
ries 1985). This fossil horizon is also noted for the pres-
ence of articulated skeletons of baleen whales, penguins
and sloths (Muizon and DeVries 1985).
At Sud Sacaco (West), the Pisco Formation is repre-
sented by a fossil horizon that is identified by the pres-
ence of fossilized barnacle debris and shell beds that
contain a diverse assemblage of molluscs (e.g. Dosinia
(Scopoli, 1777)) and vertebrates (Fig. 2). These shell beds
are capped by thick vertebrate-bearing tuffs, fining
upward cycles of brachiopod-bearing sandstone, which
contain serrated C. carcharias-like teeth (Muizon and
DeVries 1985). Based on the stratigraphy and palaeontol-
ogy, Muizon and Bellon (1980) concluded that the shell
beds of the Sud Sacaco (West) fossil horizon were situ-
ated stratigraphically below the vertebrate-bearing tuff
bed dated at 3.9 Ma (i.e. Pliocene), and younger than the
Miocene horizons present at El Jahuay and Montemar
(Muizon and DeVries 1985).
Finally, the youngest section within the southern
Sacaco Basin is exposed at Sacaco. Sediments are mainly
comprised of fine sandstone interbedded with a pebbly
sandstone layer and two mollusc layers. The horizon also
contains interbedded tuffs and cross-bedding is common.
This horizon is considered to be above the vertebrate-
bearing tough bed (3.9 Ma), which is exposed at Sud Sac-
aco (West), and would indicate an Early Pliocene age
(Fig. 2; Muizon and Bellon 1980; Muizon and DeVries
1985). Additional sampling of invertebrate fossils and the
tuff beds taken from El Jahuay (Alto Grande), Montemar,
Sud Sacaco (West) and Sacaco during the summer of
2007 were analysed for 87
Sr ⁄ 86
Sr isotopes and zircon
U-Pb and will be discussed below.
OVERVIEW OF TAXONOMY AND
FOSSIL RECORD OF CARCHARODON
As previously discussed, the evolutionary history of Car-
charodon has been a contentious subject. To elucidate our
current knowledge of the subject, it is important to
review the hypotheses that have been previously pro-
posed. We will then compare and incorporate the mate-
rial from Peru into these paradigms. The taxonomy of
FIG. 2. Stratigraphic log of the Pisco Formation (based on
Muizon and DeVries 1985). Abbreviations: AGL, Aguada de
Lomas vertebrate horizon; ELJ, El Jahuay vertebrate horizon;
MTM, Montemar vertebrate horizon; SAS, Sud Sacaco (West)
vertebrate horizon; SAO, Sacaco vertebrate horizon.
1142 PALAEONTOLOGY, VOLUME 55
the megatoothed sharks (including Otodus and Carcharo-
cles) beyond their relationship to C. carcharias is not
within the scope of this paper and will only be addressed
to the extent necessary.
The first hypothesis places the megatoothed sharks (Oto-
dus and Carcharocles) and C. carcharias within the Lamni-
dae. The serrated-toothed forms of the megatoothed sharks
are assigned to the genus Carcharodon (referred to as Car-
charocles here), while the unserrated form is recognized as
being related and has been given a separate generic name,
Otodus (Agassiz, 1833–1844; Applegate and Espinosa-Arru-
barrena 1996; Gottfried et al. 1996; Purdy 1996; Purdy
et al. 2001). It should be noted that a recent shift in para-
digm recognizes Otodus as a chronospecies, thereby placing
all species of Carcharocles into the genus Otodus, with the
exception of megalodon, which has been referred to the
genus Megaselachus (Glikman, 1964) (Casier 1960; Zhe-
lezko and Kozlov 1999; Ward and Bonavia 2001). For the
purpose of this discussion, however, we refer all serrated
megatoothed sharks to Carcharocles based on the accepted
taxonomy in the literature at the present time.
The grouping of megatoothed sharks with Carcharodon
carcharias was based on a number of dental characters
including: (1) a symmetrical second anterior tooth; (2)
large third anterior (intermediate) tooth that is inclined
mesially; (3) upper anterior teeth that have a chevron-
shaped neck on the lingual surface; (4) an ontogenetic
gradation whereby the coarse serrations of a juvenile
C. carcharias shift to fine serrations in the adult, the latter
serrations resembling those of C. megalodon; (5) morpho-
logical similarity between the teeth of young C. megalodon
and adult C. carcharias (Gottfried et al. 1996; Gottfried
and Fordyce 2001; Purdy et al. 2001; Ehret et al. 2009a).
Following this hypothesis, C. carcharias is either the result
of dwarfism from a larger megatoothed taxon or evolved
via cladogenesis from a large megatoothed shark species
sometime during the Palaeocene and coevolved alongside
the other species (Gottfried et al. 1996; Martin 1996; Pur-
dy 1996; Purdy et al. 2001).
This taxonomy, however, does not truly reflect the fos-
sil record. The characters listed above as diagnostic, unit-
ing the megatoothed sharks and C. carcharias, are a result
of individual variation, interpretation and homoplasy
(Hubbell 1996; Shimada 2005). Variation and pathologic
abnormalities within individual teeth can lead to the
incorrect interpretation and identification of specimens.
As an example, USNM 336204 has been described as lat-
eral tooth of Carcharodon sp. (Purdy 1996) or C. carcha-
rias (Gottfried and Fordyce 2001) from the Middle
Miocene of the Calvert Formation of Maryland (Fig. 3).
However, re-analysis of this specimen reveals that it is a
small C. megalodon, based on the presence of a chevron-
shaped neck, the thickness of the crown and the serration
type. While the serrations are somewhat coarse for
C. megalodon and could be misleading, the presence of
the other characters listed above make this identification
more plausible. Furthermore, the reconstruction of dental
patterns of extinct sharks based on isolated teeth or disar-
ticulated tooth sets is misleading when extant taxa are
used as a template for interpretations (Shimada 2006,
2007). Finally, the presence of serrations in both the
megatoothed and white sharks is a result of homoplasy
rather than a diagnostic character uniting the two taxa. A
comparison of the serrations shows that they are in fact
very different, with the Carcharocles exhibiting very fine
and regular serrations while those of Carcharodon are
coarse and irregular (Fig. 4).
The second hypothesis keeps C. carcharias and the
broad-toothed ‘makos’ within the Lamnidae while the
megatoothed sharks are reclassified into their own family,
the Otodontidae within the Lamniformes. This hypothesis
proposes that Carcharodon hastalis gave rise to the ser-
rated-toothed Carcharodon carcharias during the Late
Miocene or Early Pliocene (Casier 1960; Glikman 1964;
Muizon and DeVries 1985; Cappetta 1987; Ward and Bo-
navia 2001; Nyberg et al. 2006; Ehret et al. 2009a). This
hypothesis would suggest that the lamnid and otodontid
sharks last shared a common taxon in the Cretaceous
(Casier 1960). Casier (1960) proposed that C. hastalis is
ancestral to Carcharodon citing characters of dentition
(although he did not list these characters) and offering
as a possible transition between the taxa, Isurus escheri
(Agassiz 1833–1843), which exhibits weak, fine crenula-
tions (not true serrations) on the cutting edges of its teeth.
It should be noted that Agassiz (1833–1844) separated
the broad-toothed ‘makos’ into numerous separate
FIG. 3. Carcharocles megalodon tooth, USNM 336204. Scale
bar represents 10 mm.
EHRET ET AL.: WHITE SHARK EVOLUTION 1143
morphotypes, two of the most prominent were originally
referred to Carcharodon (Oxyrhina) hastalis and Isurus
(Oxyrhina) xiphodon (Agassiz, 1833–1844). His differenti-
ation of the two taxa was based on C. hastalis having a
noticeable flattening of the lingual crown foot and nar-
rower tooth crowns compared to I. xiphodon but admit-
ted that the latter was too weak of a character for
identification (Agassiz 1833–1844; Purdy et al. 2001). Ler-
iche (1926) included I. xiphodon in the synonymy of
C. hastalis and noted the uncertainty of the origin of the
types, which have since been lost (Ward and Bonavia
2001). The species was recognized by Glikman (1964) and
Purdy et al. (2001), who attributed specimens of C. has-
talis from Peru, North Carolina and Belgium; the new
species from Peru described herein; and I. escheri from
Belgium to I. xiphodon based solely on the broadness of
their crowns. Ward and Bonavia (2001) regarded I. xiph-
odon as a nomen dubium based on the arguments of Leri-
che (1926), the absence of any type specimens, and an
unlikely provenance. Recent morphometric analysis of
broad-toothed ‘mako’ specimens by Whitenack and Gott-
fried (2010) supports a morphological difference based on
the broadness of the crown in broad-toothed ‘makos’.
While this study might accurately separate these species,
this could also represent sexual dimorphism or ontoge-
netic changes in tooth morphology in one taxon. There
may be a true delineation between broad- and narrow-
crowned broad-toothed ‘makos’; however, based on the
arguments of Leriche (1926) and Ward and Bonavia
(2001), we agree that the name I. xiphodon is inappropri-
ate and use C. hastalis for all forms of broad-toothed
‘makos’ at the present time.
The species I. escheri was originally placed in the genus
Oxyrhina and later Isurus as a variant of C. hastalis (Agas-
siz 1833–1844; Leriche 1926; Casier 1960). Specimens
have been reported from the late Middle Miocene
through the Early to Middle Pliocene (c. 14–4 Ma) of the
northern Atlantic (including Germany, Belgium, the
Netherlands and Denmark) with materials ranging from
isolated teeth to an associated set of teeth and vertebrae
from northern Germany (Agassiz 1833–1843; Leriche
1926; Van den Bosch et al. 1975; Nolf 1988; Mewis and
Klug 2006; Mewis 2008). The crenulations on the cutting
edges of the teeth are much finer than the serrations of
C. carcharias specimens found in the Pacific basin and
tend to be along the entire cutting edge of the tooth (Ler-
iche 1926; Van den Bosch et al. 1975; Nolf 1988). In
addition to crenulations, some specimens may exhibit 1–3
pairs of lateral cusplets, which are more pronounced in
the lower teeth (Mewis 2008).
The crown shape of I. escheri is less dorsoventrally flat-
tened and thinner anterodorsally with a stronger distal
inclination than either C. hastalis or Carcharodon (Fig. 5).
This inclination is a result of a marked change in direction
A B C
D
E
FIG. 4. Comparison of serration types. A, Carcharodon hastalis (UF 57267). B, Carcharodon hubbelli (UF 226255). C, Isurus escheri
(UF 245058). D, Carcharocles megalodon (UF 217225). E, Carcharodon carcharias (G. Hubbell collection). Scale bar represents 10 mm.
1144 PALAEONTOLOGY, VOLUME 55
of the distal cutting edge of the tooth crown and appears
to be more pronounced in lateral teeth. The roots of the
upper teeth also appear to be more lobate and angular
than either C. hastalis or Carcharodon, which have very
square, rectangular roots (Ehret et al. 2009a). The teeth of
I. escheri appear to have stronger affinities with a more
narrow-toothed form of C. hastalis, whereas the vertebral
centra reported from Germany appear to have the typical
amphicoelous lamniform morphology that is not diagnos-
tic for refined taxonomic assessment above the ordinal
level (Mewis and Klug 2006; Mewis 2008).
While the latter hypothesis more accurately portrays
the evolutionary history of Carcharodon, the designation
of I. escheri as a sister taxon to C. carcharias based on cla-
distic analysis of dental characters by Mewis (2008) could
be misleading. Shimada (2005) has shown that cladistic
analysis combining both dental and nondental characters
of extant and fossil shark taxa generates considerable phy-
logenetic noise. Comparisons of consensus trees using
dental characters versus trees combining dental and all
other morphological characters result in different topolo-
gies. Tree statistics for the cladogram just using nondental
characters were better than those combining dental and
nondental characters (Shimada 2005). Shimada did
acknowledge, however, that patterns indicated that dental
characters are important for at least some phylogenetic
signal. A review of the analysis by Mewis (2008) reveals
that three of the synapomorphies uniting I. escheri and
C. carcharias relate to the presence of serrations, which
have evolved numerous times in the Lamniformes, while
two others are dependent on correct tooth position
assignment of disarticulated specimens. Additionally, the
restricted fossil distribution of I. escheri to the Northern
Atlantic and Mediterranean does not support the earliest
Pliocene occurrences of C. carcharias in the Pacific, while
appearances of the white shark are slightly later in the
Atlantic.
In contrast to I. escheri, the evolution of the white shark
in the Pacific during the Late Miocene and Early Pliocene
(c. 10–4 Ma) is well documented in the fossil records of
Peru, Japan, California, Australia and Chile (Muizon and
DeVries 1985; Kemp 1991; Long 1993; Tanaka and Mori
1996; Stewart 1999, 2002; Yabe 2000; Nyberg et al. 2006;
Ehret et al. 2009a). Based on the rich fossil record and the
rejection of I. escheri as a sister taxon to C. carcharias, we
agree more with the second origin hypothesis outlined
above but propose a Pacific Basin origin for the genus
Carcharodon with C. hastalis as a closely related taxon.
Furthermore, we designate a new species of Carcharodon
from the Pacific basin that represents an intermediate
form between C. hastalis and C. carcharias.
Institutional abbreviations. UF, Florida Museum of Natural His-
tory (FLMNH) University of Florida; USNM, United States
National Museum; MUSM, Museo de Historia Natural Javier
Prado, Universidad Nacional Mayor de San Marcos, Lima, Peru.
Terminology and anatomical abbreviations. Following Cappetta
(1987) and Siverson (1999), specifically we define intermediate
teeth as those that form on the intermediate bar, vary in number
and are less than one half the crown heights of the anterior
teeth.
SYSTEMATIC PALAEONTOLOGY
Class CHONDRICHTHYES Huxley, 1880
Subclass ELASMOBRANCHII Bonaparte, 1838
Order LAMNIFORMES Berg, 1958
Family LAMNIDAE Mu¨ ller and Henle, 1838
Genus CARCHARODON Smith in Mu¨ ller and Henle, 1838
Remarks. Glikman (1964, p. 104) placed the genera Car-
charodon and Cosmopolitodus within the Carcharodontidae
(Gill, 1893; mis-cited as 1892 in Glikman) based on the
A
C D
B
FIG. 5. Isurus escheri from the Delden Member (Early
Pliocene), the Netherlands. A–B, Upper Anterior tooth, UF
245058. A, Labial view. B, Lingual view. C–D, Upper Lateral
tooth, UF 245059. C, Labial view. D, Lingual view. Scale bar
represents 10 mm.
EHRET ET AL.: WHITE SHARK EVOLUTION 1145
following characters: teeth broad and blade-like, crowns of
upper lateral teeth dorsoventrally flattened, neck very small,
roots short, base of the tail with keels. The idea of the Car-
charodontidae was also raised separately by Whitley (1940)
and supported by Applegate and Espinosa-Arrubarrena
(1996), who cited anatomical evidence including fin posi-
tions (but did not explicitly list the characters) and the pres-
ence of serrations and lateral denticles as synapomorphies.
However, the characters of the Carcharodontidae listed by
Glikman (1964) are not synapomorphies specific to Car-
charodon. Furthermore, the separation of the Otodontidae
from the Lamnidae and the presence of a weakly crenulated
I. escheri do not restrict serrations and lateral cusplets to
the Carcharodontidae, and therefore, the family is not
supported. Glikman (1964) also differentiated the genus
Cosmopolitodus from Carcharodon based on the absence of
serrations and lateral cusplets.
Carcharodon hubbelli sp. nov.
Figure 6
Derivation of name. Named in honour of Dr. Gordon Hubbell
of Gainesville, Florida, in recognition of the substantial contribu-
tion he has made to the field of shark palaeontology.
Holotype. UF 226255 (Fig. 6), an articulated dentition including
222 teeth, 45 vertebral centra, portions of the left and right Mec-
kel’s cartilages and palatoquadrates, and neurocranium.
Type locality. Sud Sacaco (West) (15°33¢S, 74°46¢W), 5 km east
of Lomas, Arequipa Region, Peru. Nearly 20–40 cm above the
vertebrate-bearing tuff bed, Pisco Formation; Upper Miocene.
Referred specimens. Upper teeth (UF 245052–245057; Fig. 9).
These teeth were recovered from the type locality (Sud Sacaco
West), above the vertebrate-bearing tuff bed.
Diagnosis. A lamnid shark that differs from all other
lamnids by the following unique combination of dental
characteristics: (1) An A3 tooth distally inclined; (2) an
A1 tooth that is the largest tooth in the dentition and is
symmetrical; (3) an A2 tooth that is slightly larger than
the a2 tooth; (4) serrations present but not fully devel-
oped.
Description. The mandibular arch of UF 226255 is partially pre-
served, making it not possible to distinguish some features of
the jaws. The left and right palatoquadrates are preserved anteri-
orly along with the symphysis. The symphysis of both palatoqua-
drates is square and deep. The upper dental bullae are also
preserved in both palaquadrates. Within these bullae, the upper
FIG. 6. Carcharodon hubbelli, UF
226255 (holotype). Scale bar represents
10 cm.
1146 PALAEONTOLOGY, VOLUME 55
anterior teeth are found within a hollow, with an intermediate
bar, or a labiolingual constriction of the cartilage, present
between the third anterior tooth and the first lateral tooth. The
distal portions of both palatoquadrates are not preserved, and
the medial and lateral quadratomandibular joints are not dis-
cernable due to the dorsoventral flattening of the specimen.
The Meckel’s cartilages are much deeper than the palatoqua-
drates. The posterior portions of both are highly fragmented,
making the original shape impossible to discern. The lower sym-
physis is preserved; however, it is less deep than the symphysis
of the palatoquadrates. The Meckel’s cartilages are situated much
lower than the palatoquadrates, suggesting a subterminal mouth.
Portions of the neurocranium are preserved; however, the
structure is not discernable due to the dorsoventral flattening of
the specimen. The occipital hemicentrum consists of the poster-
ior half of a calcified double-cone centrum, which articulates
with the anteriormost centrum of the vertebral column. Other
portions of sheet-like cartilage are preserved within the gape of
the jaws; however, it is not identifiable. Based on the position
and preservation, they most likely represent the basal plate of
the neurocranium. Other openings within these fragments of
cartilage could represent foramina; however, due to the preserva-
tion, they probably represent areas of weathering.
The dentition of C. hubbelli is represented by 222 teeth
located on the palatoquadrates and Meckel’s cartilages. The teeth
are flattened labiolingually, and triangular in shape (Fig. 7). The
crowns have a slight convex curve lingually. There are five to six
tooth series present for each tooth position. The teeth are weakly
serrated, with anterior teeth averaging more than 30 serrations
per side for anterior to no serrations for the distal-most laterals.
Of the teeth that do have serrations, there is an average of 8–12
serrations per centimetre on both edges of each tooth. Basal ser-
rations on the teeth are larger than the other serrations on the
edges.
There are three anterior teeth present in each palatoquadrate.
The A1 is symmetrical, and it is the largest in the tooth in the
dentition. The A2 is also symmetrical and is slightly larger than
the a2, while the A3 is distally inclined. The upper lateral teeth
are also inclined distally (with L1 having the greatest inclination)
and get progressively smaller towards the distal edge of the jaw.
The roots of the teeth are relatively flat and rectangular in shape.
In the Meckel’s cartilages, there are three anterior teeth pres-
ent. Overall, the lower teeth have crowns that are more slender
than those of the uppers. There is very little inclination seen in
any of the lower teeth. As in the uppers, the teeth of the Mec-
kel’s cartilages are progressively reduced distally. The roots of
the lower teeth have a deep basal concavity and are thicker than
those of the upper teeth, being somewhat lobate.
There are 45 vertebral centra of UF 226255 preserved in the
holotype. These centra are laterally compressed and are com-
posed of two calcified cones connected by radiating calcified
lamellae within the intermedalia (Fig. 8). These centra are as-
terospondylic. The articular surfaces are concave and show clear,
calcified lamellae as well as pits in the centre that represent the
A
B
C
D
FIG. 7. Functional tooth series of Carcharodon hubbelli, UF 226255 (holotype). Scale bar represents 5 cm.
EHRET ET AL.: WHITE SHARK EVOLUTION 1147
notochordal constricture (Ridewood 1921; Gottfried and Fordyce
2001). In UF 226255, the occipital hemicentrum followed by the
first 45 centra, which get larger in size in ascending order.
Remarks. Carcharodon hubbelli is an intermediate form
between Carcharodon hastalis and Carcharodon carcharias
and demonstrates a mosaic of characters from both spe-
cies. Tooth crowns of C. hubbelli are convex and curve
lingually similar to the crowns of C. hastalis. The serra-
tions of C. hubbelli are enlarged basally but weaker overall
than those of C. carcharias (but stronger than those seen
in I. escheri) and appear to be intermediate between the
unserrated C. hastalis and the coarsely serrated C. carcha-
rias (Fig. 4). The A2 is symmetrical and is slightly larger
than the a2, which are characters also seen in C. carcha-
rias (Compagno 2001). Whereas the A3 is distally
inclined, a character is found in C. hastalis. Therefore, the
taxa may be useful as chronospecies, because they are
diagnostically distinguishable by dental characteristics and
are beneficial for biostratigraphy. Specimens collected in
Upper Miocene deposits throughout the Pacific basin
exhibit morphological gradation of dental characteristics
from Carcharodon hastalis to C. hubbelli, and finally
C. carcharias in the Early Pliocene. The observable transi-
tion of species through geologic time is denoted here by
the designation of C. hastalis and C. hubbelli to the genus
Carcharodon (Smith in Mu¨ller and Henle, 1838), which is
given precedence over Cosmopolitodus (Glikman 1964).
Furthermore, the diagnosis of Cosmopolitodus by Glikman
is misleading since some Late Miocene C. hastalis teeth
may have basal serrations.
DISCUSSION
Geology and stratigraphy. The new absolute ages obtained
from molluscs recovered at many of the localities of the
Pisco Formation suggest that deposition of the strata,
now referred to the Pisco Fm, occurred earlier than
thought previously. The results have direct bearing on the
age of the holotype for C. hubbelli sp. nov. and evolution
of white sharks in the Pacific basin.
Previous dating of the tuff bed at Alto Grande within
the El Jahuay vertebrate horizon resulted in an age of
9.5 Ma based on K-Ar dating (Muizon and Bellon 1986;
Muizon and DeVries 1985). Analysis of 55 zircon grains
collected from the tuff bed at Alto Grande yielded 54 that
gave ages that were Neoproterozoic through Cretaceous,
which are obviously inherited or mixed detritus. One
grain gave a concordant crystallization age of 10 ± 1 Ma,
which could also be inherited and should be treated as an
upper limit for the horizon. The strontium ages of the
shell layers overlying the tuff bed yielded an age range of
9.03–6.51 Ma with a mean of 7.46 Ma (Fig. 2), which are
younger than those for the ash layer. However, the upper
limits of these ages are within the range for the other dat-
ing methods making these age estimates congruent with
previously published dates.
Mollusc samples analysed from the Montemar horizon
yield 87
Sr ⁄ 86
Sr dates of 8.70–6.45 Ma with a mean of
7.30 Ma. These ages are congruent with the estimation of
Muizon and DeVries (1985) based on the vertebrate and
invertebrate faunas (Fig. 2). While the resolution of the
A B
FIG. 8. Vertebral centrum of Carcharodon hubbelli, UF 226255 (holotype). Scale bar represents 10 mm.
1148 PALAEONTOLOGY, VOLUME 55
strontium data is not more precise than the estimate
based on the molluscan fauna, it does confirm a Late
Miocene age (Table 1). A Late Miocene (c. 8.7–6.5 Ma)
age based on the correlation of gypsum beds with Aguada
de Lomas, fossiliferous sandy siltstone with Sud Sacaco
(West) and calibration of molluscan fauna was postulated
by Muizon and DeVries (1985).
Both geochemical methods, zircon U-Pb and strontium
isotopic data, yield ages for the Sud Sacaco (West) level that
are 1–2 million years older than reported previously by
Muizon and DeVries (1985) and Tsuchi et al. (1988). Thus,
making a change of age for the Sud Sacaco (West) horizon
from the Early Pliocene to the Late Miocene (Gradstein
et al. 2004). At Sud Sacaco (West), a thick Dosinia bed was
sampled for strontium (Fig. 2). 87
Sr ⁄ 86
Sr dates for the bed
ranged from 10.77 to 2.50 Ma with a mean of 6.59 Ma
(Table 1). Additionally, the vertebrate-bearing tuff dis-
cussed in Muizon and DeVries (1985) was located and sam-
pled for zircon data. In total, 35 zircon grains were
analysed with a majority being inherited or mixed detrital
grains. Of the Oligocene and Miocene zircons identified,
the youngest grain is 7 ± 1 Ma and is probably the youn-
gest age of the depositional range for the tuff. It should also
be noted that the in situ holotype of Carcharodon hubbelli
(UF 226255) was recovered 20–40 cm above the base of the
vertebrate-bearing layer (Ehret et al. 2009a).
On the east side of Sud Sacaco (West) horizon,
approximately 10 m above the vertebrate-bearing tuff
layer, a shell bed containing abundant Ophiomorpha
(Lundgren, 1891) burrows was sampled for strontium
and yielded an age range of 6.35–5.47 Ma, with a mean
of 5.93 Ma (Fig. 2). Previous methods of calibrating the
Sud Sacaco (West) level include correlation of molluscs
with white shark (Carcharodon) fossils. Furthermore, the
reassignment of the shark fossils from C. carcharias
(Early–Middle Pliocene) to C. hubbelli (Late Miocene–
Early Pliocene) also correlates with the older age for the
horizon.
For the Sacaco horizon, mollusc samples were collected
near the Museo de Sacaco and yielded 87
Sr ⁄ 86
Sr dates of
6.76–4.86 Ma, with a mean of 5.89 Ma. This age is much
older than the underlying tuff bed dated at 3.9 Ma by
Muizon and Bellon (1980). Additional unpublished Ar–Ar
data from the Sacaco ash bed located on the floor of east-
ern side of Quebrada Sacaco (locality DV 514-2 Snee)
below the unconformity that separates Sacaco shell beds
from upper portion of sequence on the hillsides of Sacaco
yielded an age of 5.75 ± 0.05 Ma (Lawrence Snee, USGS,
sample collected 1987). These new Sr and Ar data are in
disagreement with and much older than the 3.9 Ma age
of Muizon and Bellon (1980). Therefore, the horizons
exposed at the Sacaco locality appear to be older than
previously recorded.
Taxonomy and evolution of Carcharodon. The taxonomic
evolution and placement of Carcharodon is a complex
A
G H I J K L
B C D E F
FIG. 9. Individual upper teeth demonstrating the gradation of serrations from the Pisco Formation, Peru. Upper teeth from left to
right, UF 245052–245057. A–F, labial view; G–L, lingual view. Scale bar represents 10 mm.
EHRET ET AL.: WHITE SHARK EVOLUTION 1149
subject that has been compounded by the lack of more
complete specimens and high levels of homoplasy in the
tooth morphology of many species. While a C. hastalis-
origin hypothesis has gained popularity in recent years,
the timing and transition from one taxon to the other
have remained unresolved. It is generally accepted that
C. carcharias is directly related to Carcharodon hastalis
and not the megatoothed sharks as previously discussed.
Isurus escheri from the Middle Miocene through Early
Pliocene of the Northern Atlantic has been suggested as a
possible sister taxon to C. carcharias, based mainly on the
presence of crenulations on the cutting edges of the teeth
(Fig. 4). However, these fossils are restricted to the
Northern Atlantic and Mediterranean and become extinct
just prior to or as a result of the appearance of C. carcha-
rias in the Atlantic by the mid-Pliocene. This species
likely evolved from an Atlantic population of slim-
toothed C. hastalis or hastalis-like taxon in the early Mio-
cene. Meanwhile, materials from the Miocene Pacific
Basin clearly demonstrate an intermediate form between
C. hastalis and C. carcharias that is significantly different
from I. escheri. The discovery and description of C. hub-
belli from the Late Miocene of Peru and the recalibration
of the Pisco Formation demonstrate the presence of ser-
rated forms in the Miocene and early Pliocene of the
Pacific, while there is general lack of specimens from the
Atlantic at the same period.
The distinction of C. hubbelli from I. escheri is vali-
dated by the morphological differences exhibited in UF
226255 and specimens of I. escheri examined from the
Delden Member (Early Pliocene), the Netherlands (UF
245058 and UF 245059) and the description of an associ-
ated specimen from Germany (Mewis and Klug 2006;
Mewis 2008). I. escheri has been identified from the Mid-
dle Miocene (c. 14 Ma) to at least the Early Pliocene
(c. 5–4 Ma) throughout Northern Europe. Van den Bosch
(1978, 1980) differentiates I. escheri from the late Miocene
as weakly crenulate and early Pliocene teeth as strongly
crenulate types. However, this difference was not quanti-
fied or figured in either of the studies and is inconsistent
with our Early Pliocene samples that demonstrate weak
crenulations (Fig. 5). C. hubbelli teeth show a progressive
increase in the number and overall coarseness of serra-
tions on their cutting edges from the Late Miocene to the
Early Pliocene that are distinctively different and appear
to evolve separately from I. escheri (Figs 4, 9). Addition-
ally, the in situ dentition of UF 226255 demonstrates a
mixture of characters expressed in both C. hastalis and
C. carcharias, supporting our revised C. hastalis-origin
hypothesis.
Isurus escheri, on the other hand, appears to be a sepa-
rate taxon more closely related to a narrow-crowned
C. hastalis or hastalis-like taxon. Tooth serrations (or in
this case crenulations) have evolved independently
numerous times throughout the evolution of the sela-
chians (Casier 1960; Cappetta 1987; Frazzetta 1988).
Based on the living mako sharks, their tooth shape and
overall body size, it is hypothesized that species within
the genus Isurus were piscivorous (Applegate and Espin-
osa-Arrubarrena 1996; Purdy et al. 2001; Aguilera and de
Aguilera 2004). The evolution of serrations or crenula-
tions would be advantageous for competition with other
piscivorous shark taxa (C. hastalis, Galeocerdo (Mu¨ller
and Henle, 1837)), Hemipristis (Agassiz, 1833–1843) and
Carcharhinus (Blainville, 1816). Therefore, it is not sur-
prising that more than one form would acquire serra-
tions.
The evolution of the white shark in the Pacific Basin is
validated by the presence of weakly to moderately serrated
teeth in the fossil deposits from the Late Miocene and
Early Pliocene of North and South America, Asia and
Australia (Muizon and DeVries 1985; Kemp 1991; Long
1993; Tanaka and Mori 1996; Yabe 2000; Stewart 1999,
2002; Nyberg et al. 2006; Ehret et al. 2009a). While many
of these specimens from the Pacific represent different
degrees of evolution between C. hastalis and C. carcharias,
it is not possible to separate these based on isolated teeth.
A complete tooth set, exhibiting more definitive charac-
ters, would be required to differentiate potentially differ-
ent forms. Therefore, these teeth are assigned to the
species Carcharodon hubbelli; previous identifications as
I. escheri (Kemp 1993), Carcharodon sp. (Nyberg et al.
2006; Ehret et al. 2009a) or C. carcharias (Muizon and
DeVries 1985; Long 1993; Tanaka and Mori 1996) should
be amended to reflect this new assignment.
Additional research on C. hubbelli has shed light on the
palaeobiology of this species (Ehret et al. 2009a, b). Incre-
mental growth analyses of the vertebral centra of UF
226255 have revealed annular growth patterns that relate
to the life history of this specimen. Growth rings visible
using X-radiography appear to represent annual periodic-
ity based on the calibration of oxygen and carbon isotope
analysis within the rings. Counts of the growth rings
using the X-radiographs provide an age estimate of at
least 20 years. The overall length of the specimen was
estimated using the averages of both crown height and
vertebral centrum diameter regressions from previously
published studies of C. carcharias. Resulting data provide
total length estimates between 4.89 and 5.09 m. for the
specimen. Based on growth curves of modern C. carcha-
rias, UF 226255 appears to have been growing at a slower
rate than white sharks today.
Further palaeobiological information about C. hubbelli
includes a partial mysticete whale mandible from the SAS
layer containing a partial tooth crown MUSM 1470,
housed in the collection of the Museo de Historia Natural
Javier Prado, Universidad Nacional Mayor de San Mar-
cos, Lima, Peru (MUSM), described by Ehret et al.
1150 PALAEONTOLOGY, VOLUME 55
(2009b). This specimen represents direct evidence of feed-
ing behaviour of the species in the Late Miocene. The
presence of tooth serrations and MUSM 1470 provides
definitive proof that C. hubbelli was adapted for taking
marine mammals as prey as early as c. 6.5 Ma.
CONCLUSIONS
The recalibration of fossil horizons within the Pisco For-
mation finds ages are older than previously published
(Muizon and Bellon 1980; Muizon and DeVries 1985;
Muizon and Bellon 1986). While these changes are not
exceptionally large, it does directly relate to the evolution-
ary history of the genus Carcharodon. The discovery and
description of an outstanding specimen from the Pisco
Formation further elucidate the taxonomy and palaeobi-
ology of the white sharks. The hypothesis that I. escheri is
a sister taxon of C. carcharias is refuted based on the
Miocene and Pliocene distribution of Carcharodon fossils
from the Pacific Basin and tooth morphology. The genus
name Carcharodon is proposed for the species hastalis,
hubbelli and carcharias based on dental characters shared
between the taxa discussed above, and our interpretation
of the C. hastalis-hubbelli-carcharias transition as an
example of chronospecies. Palaeobiological information
from UF 226255 reveals that this specimen grew at a rate
comparatively slower than modern white sharks. MUSM
1470 confirms that the diet of C. hubbelli was at least par-
tially comprised of marine mammals as early as the Late
Miocene. Continued research of these specimens and
newly discovered materials from the Pisco Formation and
other fossil localities will only further advance our knowl-
edge of the fossil lamnid sharks.
Acknowledgements. This research is supported by National Sci-
ence Foundation grants EAR 0418042 and 0735554. We espe-
cially thank Gordon Hubbell from Jaws International,
Gainesville, Florida, for donating UF 226255 to the Florida
Museum of Natural History as well as access to his collection
and his wealth of knowledge of fossil sharks. We thank M. Stuc-
chi from the Museo de Historia Natural of Lima, Peru, who
provided assistance in the field in 2007. We also thank M. Siver-
son from the Western Australian Museum, Welshpool, Western
Australia, and J. Bourdon of http://www.elasmo.com for discus-
sions and constructive suggestions for the improvement of this
manuscript. Thanks to E. Mavrodiev from the Florida Museum
of Natural History for assistance with Russian translations. We
also appreciate the comments from J. Bloch, R. Hulbert and J.
Bourque from the Florida Museum of Natural History and two
anonymous reviewers towards the improvement of this manu-
script. This is University of Florida Contribution to Paleobiology
627. Any opinions, findings, conclusions or recommendations
expressed in this paper are those of the author and do not nec-
essarily reflect the views of the National Science Foundation.
Editor. Adriana Lo´pez-Arbarello
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EHRET ET AL.: WHITE SHARK EVOLUTION 1153

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Ehret et-al.-2012 carcharodon-hubbelli

  • 1. ORIGIN OF THE WHITE SHARK CARCHARODON (LAMNIFORMES: LAMNIDAE) BASED ON RECALIBRATION OF THE UPPER NEOGENE PISCO FORMATION OF PERU by DANA J. EHRET1 *, BRUCE J. MACFADDEN2 , DOUGLAS S. JONES2 , THOMAS J. DEVRIES3 , DAVID A. FOSTER4 and RODOLFO SALAS-GISMONDI5 1 Monmouth University, West Long Branch, NJ, 07764, USA; e-mail: dehret@monmouth.edu 2 Florida Museum of Natural History, University of Florida, Gainesville, FL 32611, USA; e-mails: bmacfadd@flmnh.ufl.edu, dsjones@flmnh.ufl.edu 3 Burke Museum of Natural History and Culture, University of Washington, Seattle, WA 98195, USA; e-mail: tomdevrie@aol.com 4 Department of Geological Sciences, University of Florida, Gainesville, FL 32611, USA; e-mail: dafoster@ufl.edu 5 Departmento de Paleontologia de Vertebrados, Museo de Historia Natural Javier Prado, Universidad Nacional Mayor de San Marcos, Lima 11, Peru; e-mail: rodsalasgis@yahoo.com *Corresponding author. Typescript received 21 October 2009; accepted in revised form 22 August 2012 Abstract: The taxonomic origin of the white shark, Car- charodon, is a highly debated subject. New fossil evidence presented in this study suggests that the genus is derived from the broad-toothed ‘mako’, Carcharodon (Cosmopolito- dus) hastalis, and includes the new species C. hubbelli sp. nov. – a taxon that demonstrates a transition between C. hastalis and Carcharodon carcharias. Specimens from the Pisco Formation clearly demonstrate an evolutionary mosaic of characters of both recent C. carcharias and fossil C. has- talis. Characters diagnostic to C. carcharias include the pres- ence tooth serrations and a symmetrical first upper anterior tooth that is the largest in the tooth row, while those indic- ative of C. hastalis include a mesially slanted third anterior (intermediate) tooth. We also provide a recalibration of critical fossil horizons within the Pisco Formation, Peru using zircon U-Pb dating and strontium-ratio isotopic anal- ysis. The recalibration of the absolute dates suggests that Carcharodon hubbelli sp. nov. is Late Miocene (6–8 Ma) in age. This research revises and elucidates lamnid shark evo- lution based on the calibration of the Neogene Pisco For- mation. Key words: Carcharocles, Cosmopolitodus, geochronology, Miocene, Isurus, strontium. Neoselachians are well represented in the fossil record worldwide during the Neogene and most of the fos- sil material found consists of isolated teeth. Shark teeth are shed by the thousands over an individual’s lifetime and have an enameloid crown that acts as a protective layer during fossilization. The cartilaginous skeleton of chondri- chthyans does not typically preserve except in rare instances where calcified vertebral centra, portions of the neurocrani- um and fin rays have been described (Uyeno et al. 1990; Shimada 1997; Siverson 1999; Gottfried and Fordyce 2001; Shimada 2007; Ehret et al. 2009a). The lack of more com- plete specimens of most fossil taxa has led to conflicting interpretations about the taxonomy and anatomy of many species. Such problems have caused much confusion in the nomenclature (including generic and specific names) and terminology (i.e. dental homologies) of fossil neosela- chians. One of the most debated enigmas within the neosela- chians focuses on the evolution and taxonomic placement of the white shark, Carcharodon carcharias (Linnaeus, 1758), within the Lamniformes. There are two distinct hypotheses regarding the evolution of C. carcharias that have been pro- posed in the literature. The first hypothesis places all large, serrated megatoothed sharks within the genus Carcharodon, including C. carcharias as well as those species referred to as Carcharocles, for example, Carcharocles megalodon (Jordan and Hannibal, 1923) and its related taxa. Based on this tax- onomy, the lineage of C. carcharias branched off as smaller forms of the megatoothed sharks and co-evolved alongside the truly large taxa, such as C. megalodon (Applegate and Espinosa-Arrubarrena 1996; Gottfried et al. 1996; Purdy 1996; Gottfried and Fordyce 2001; Purdy et al. 2001). The second hypothesis proposes that C. carcharias evolved from the broad-toothed ‘Oxyrhina’ (Cosmopolitodus) [Palaeontology, Vol. 55, Part 6, 2012, pp. 1139–1153] ª The Palaeontological Association doi: 10.1111/j.1475-4983.2012.01201.x 1139
  • 2. hastalis (Agassiz, 1843–1844) while the megatoothed sharks belong to a separate family, the Otodontidae, within the Lamniformes (Casier 1960; Glikman 1964; Cappetta 1987; Ward and Bonavia 2001; Nyberg et al. 2006; Ehret et al. 2009a). C. hastalis was originally assigned to the genus Oxyrhina and later to Isurus. However, based on affinities with C. carcharias, Glikman (1964) suggested the reassign- ment of all unserrated forms within the Carcharodon line- age to the genus Cosmopolitodus to reflect this relationship (Siverson 1999; Ward and Bonavia 2001). Under this hypothesis C. hastalis and C. carcharias represent chrono- species as C. hastalis is replaced by C. hubbelli and finally C. carcharias in geological time through a gradation. Fur- thermore, the teeth of C. hastalis do not share all characters with Isurus but instead are more similar to C. carcharias exhibiting triangular crowns that are labiolingually flat- tened, a flat labial face, a lingual face that is slightly convex and a root that is flat and quite high (Cappetta 1987). As such, the genus Carcharodon (Smith in Mu¨ller and Henle, 1838) is the senior synonym of Cosmopolitodus (Glikman, 1964) the proper genus name for C. hastalis. Fossil material collected from the Late Miocene and Early Pliocene of the Pacific Basin including Peru (specifically the Pisco Forma- tion), Chile, CA, USA, and Japan provide further evidence of this relationship (Muizon and DeVries 1985; Long 1993; Tanaka and Mori 1996; Stewart 1999, 2002; Yabe 2000; Suarez et al. 2006; Nyberg et al. 2006; Ehret et al. 2009a). The recent description of an articulated specimen of this intermediate form of Carcharodon recorded from the Pisco Formation presents important new insights into the evolutionary history and taxonomy of the genus (Ehret et al. 2009a). The described specimen was collected from Sud Sacaco (West), a locality referred to the Pliocene (c. 4.5 Ma) by Muizon and DeVries (1985). However, iso- topic calibration of fossil horizons exposed at Sud Sacaco (West), using strontium and zircon dating, allows us to reassess the age of the Carcharodon specimen. Based on the calibration of these horizons, it is our conclusion that the specimen should be referred to the Late Miocene rather than the Early Pliocene. The purpose of this paper is to present (1) a reassess- ment of the ages of some horizons within the Pisco For- mation, (2) formally describe a new species of the white shark and (3) relate changes in age and taxonomy to the evolution of the white shark within the Pacific Basin. METHODS AND MATERIALS Numerous studies indicate the Miocene Epoch was char- acterized by rapidly increasing 87 Sr ⁄ 86 Sr in the global ocean; therefore, it is especially amenable to dating and correlating marine sediments using strontium isotope chemostratigraphy (Hodell et al. 1991; Miller et al. 1991, Hodell and Woodruff 1994, Oslick et al. 1994, Miller and Sugarman 1995, Martin et al. 1999, McArthur et al. 2001). We analysed three fossil marine mollusc shells from each of five localities to determine the ratio of 87 Sr ⁄ 86 Sr in the shell calcium carbonate. When compared with the global seawater reference curve, these data allow us to estimate the age of the fossil molluscs for each locality (Table 1). For isotopic analyses, we first ground off a portion of the surface layer of each shell specimen to reduce possible contamination. Areas showing chalkiness or other signs of diagenetic alteration were avoided. Approximately 0.01– 0.03 g of aragonite or low-magnesium calcite powder was recovered from each fossil sample. The powdered samples were dissolved in 100 ll of 3.5 N HNO3 and then loaded onto cation exchange columns packed with strontium- selective crown ether resin (Eichrom Technologies, Inc., Lisle, IL, USA) to separate Sr from other ions (Pin and Bassin 1992). Sr isotope analyses were performed on a Micromass Sector 54 thermal ionization mass spectrome- ter equipped with seven Faraday collectors and one Daly detector in the Department of Geological Sciences, Uni- versity of Florida. Sr was loaded onto oxidized tungsten single filaments and run in triple collector dynamic mode. Data were acquired at a beam intensity of about 1.5 V for 88 Sr, with corrections for instrumental discrimination made assuming 86 Sr ⁄88 Sr = 0.1194. Errors in measured 87 Sr ⁄ 86 Sr are better than ±0.00002 (2r), based on long- term reproducibility of NIST 987 (87 Sr ⁄ 86 Sr = 0.71024). Age estimates were determined using the Miocene portion of Look-Up Table Version 4:08 ⁄ 03 associated with the strontium isotopic age model of McArthur et al. (2001). Zircons were extracted from samples using standard crushing, density separation and magnetic separation techniques. The zircons were hand picked, mounted in epoxy plugs along with the reference zircon FC-1 (Paces and Miller 1993) and analysed using laser ablation multi- collector inductively coupled plasma mass spectrometry TABL E 1. Strontium chemostratigraphic analyses of fossil mar- ine mollusc shells from the Pisco Formation. Fossil Horizon Mean 87 Sr ⁄ 86 Sr Age estimate (Ma) 95% CI (Ma) El Jahuay 0.7089424 7.46 9.03–6.51 Montemar 0.7089468 7.30 8.70–6.45 Sud Sacaco (West) 0.7089659 6.59 10.77–2.50 Sud Sacaco (West) 0.7089978 5.93 6.35–5.47 Sacaco 0.7090005 5.89 6.76–4.86 Ages and confidence intervals (CI) determined from McArthur et al. (2001). 1140 PALAEONTOLOGY, VOLUME 55
  • 3. (LA-MC-ICP-MS). We used a Nu Plasma mass spectrom- eter fitted with a U-Pb collector array at the Department of Geological Sciences, University of Florida. 238 U and 235 U abundances were measured on Faraday collectors and 207 Pb, 206 Pb and 204 Pb abundances on ion counters. The Nu Plasma mass spectrometer is coupled with a New Wave 213 nm ultraviolet laser for ablating 30–60 lm spots within zircon grains. Laser ablation was carried out in the presence of a helium carrier gas, which was mixed with argon gas just prior to introduction to the plasma torch. Isotopic data were acquired during the analyses using Time Resolved Analysis software from Nu Instru- ments. Before the ablation of each zircon, a 30 s peak zero was determined on the blank He and Ar gases with closed laser shutter. This zero was used for online correc- tion for isobaric interferences, particularly from 204 Hg. Following blank acquisitions, individual zircons under- went ablation and analysis for c. 30–60 s. The analyses of unknown zircons were bracketed by analysing an FC-1 standard zircon. GEOLOGICAL SETTING The shallow-water, marine Pisco Formation of southwest- ern Peru consists of materials that accumulated during Late Miocene to Early Pliocene (c. 11.6–3.6 Ma); it is well known for its wealth of vertebrate fossils including elas- mobranchs, teleosts, chelonians, shore birds, seals, dol- phins, whales and aquatic sloths (Hoffstetter 1968; Muizon and DeVries 1985; Muizon and McDonald 1995; Muizon et al. 2002; Amiot et al. 2008; Ehret et al. 2009a). In addition to the presence of complete vertebrate skele- tons, the area also contains the partial remains of fossil sharks including associated tooth sets, vertebral centra and preserved cartilage of the jaws and neurocrania. The Pisco Formation also preserves the transition from Car- charodon hastalis to C. carcharias as demonstrated in the shark fossils recovered from localities within the forma- tion. Another taxon that exhibits intermediate characters between the two species, previously referred to as Car- charodon sp., is also abundant at some localities (particu- larly Sud Sacaco West and Sacaco) of the region (Muizon and DeVries 1985; Ehret et al. 2009a, b). The Pisco Formation crops out on the coastal plain of southern Peru from the town of Pisco south to Yauca (Fig. 1). The sediments include tuffaceous and diatoma- ceous sandstone and siltstone, ash horizons, bioclastic conglomerate (including the marine mollusc beds sampled in this study) and phosphorite, representing shallow mar- ine environments. These preserve cyclic marine transgres- sive and regressive events spanning the Middle Miocene (c. 13 Ma) through the Late Pliocene (c. 4 Ma; Muizon and DeVries 1985; DeVries 1998; Amiot et al. 2008). Around the region of Sacaco, Muizon and DeVries (1985) identified a composite section for the Pisco For- mation in the Sacaco area (which is not fully exposed in the region) consisting of five localities: El Jahuay (also known as Alto Grande), Aguada de Lomas, Montemar, Sud Sacaco (West) and Sacaco (Fig. 2). In addition to the exposed stratigraphy, these localities are also distinguished by a high diversity of fossilized vertebrate and inverte- brate species that found in numerous horizons (Marocco and Muizon 1988). El Jahuay is designated as the lowermost section of the Pisco Formation in the Sacaco area (Muizon and DeVries 1985). The lowest tuff bed at El Jahuay is also the oldest in the Sacaco Basin and has been dated to 9.5 Ma (K-Ar dating, late Miocene; Muizon and DeVries 1985; Muizon and Bellon 1986). Below this bed, sediments are com- prised of a rounded boulder conglomerate (Muizon and DeVries 1985). In the 15 m exposed above this tuff, the section contains two shelly sandstone beds that are mixed with a bioturbated fossiliferous sandstone (Muizon and DeVries 1985). This layer had been designated as the El Jahuay vertebrate level (Fig. 2). Fossil selachians of inter- est to this study within the El Jahuay fossil level are iden- tified as C. hastalis and C. megalodon. 14º FIG. 1. Map of Peru with localities within the Southern section of the Pisco Formation. EHRET ET AL.: WHITE SHARK EVOLUTION 1141
  • 4. At Aguada de Lomas, two tuffs were analysed using K- Ar isotopes and dated to 8 and 8.8 Ma, respectively (Fig. 2; Muizon and DeVries 1985; Muizon and Bellon 1986). The sequence of these tuff layers and rounded boulder conglomerates at Aguada de Lomas led Muizon and Bellon (1986) to conclude that the lower section of this locality might have been produced by similar pro- cesses or even contemporaneous with the El Jahuay sec- tion (Muizon and DeVries 1985). Above these tuff beds, fine sandstone is the dominant lithology for the next 80 m of the section (Muizon and Devries 1985). The fos- sil horizon presents at Aguada de Lomas caps these sand- stone layers and is comprised of cross-bedded sandstone, Skolithos burrows, and well-preserved vertebrate remains (Fig. 2; Muizon and DeVries 1985). The third exposed section of the Pisco Formation in the southern Pisco Basin can be found at Montemar (Fig. 2; Muizon and DeVries 1985). Sediments are com- prised of coarse and fine sandstone, siltstone and gypsum, along with mixed vertebrate and invertebrate fossils. The fossil horizon is considered to be uppermost Miocene (7.3–7.0 Ma) based on the co-occurrence of transitional Carcharodon teeth (Carcharodon hubbelli n. sp. of this study) and several molluscan species (Muizon and DeV- ries 1985). This fossil horizon is also noted for the pres- ence of articulated skeletons of baleen whales, penguins and sloths (Muizon and DeVries 1985). At Sud Sacaco (West), the Pisco Formation is repre- sented by a fossil horizon that is identified by the pres- ence of fossilized barnacle debris and shell beds that contain a diverse assemblage of molluscs (e.g. Dosinia (Scopoli, 1777)) and vertebrates (Fig. 2). These shell beds are capped by thick vertebrate-bearing tuffs, fining upward cycles of brachiopod-bearing sandstone, which contain serrated C. carcharias-like teeth (Muizon and DeVries 1985). Based on the stratigraphy and palaeontol- ogy, Muizon and Bellon (1980) concluded that the shell beds of the Sud Sacaco (West) fossil horizon were situ- ated stratigraphically below the vertebrate-bearing tuff bed dated at 3.9 Ma (i.e. Pliocene), and younger than the Miocene horizons present at El Jahuay and Montemar (Muizon and DeVries 1985). Finally, the youngest section within the southern Sacaco Basin is exposed at Sacaco. Sediments are mainly comprised of fine sandstone interbedded with a pebbly sandstone layer and two mollusc layers. The horizon also contains interbedded tuffs and cross-bedding is common. This horizon is considered to be above the vertebrate- bearing tough bed (3.9 Ma), which is exposed at Sud Sac- aco (West), and would indicate an Early Pliocene age (Fig. 2; Muizon and Bellon 1980; Muizon and DeVries 1985). Additional sampling of invertebrate fossils and the tuff beds taken from El Jahuay (Alto Grande), Montemar, Sud Sacaco (West) and Sacaco during the summer of 2007 were analysed for 87 Sr ⁄ 86 Sr isotopes and zircon U-Pb and will be discussed below. OVERVIEW OF TAXONOMY AND FOSSIL RECORD OF CARCHARODON As previously discussed, the evolutionary history of Car- charodon has been a contentious subject. To elucidate our current knowledge of the subject, it is important to review the hypotheses that have been previously pro- posed. We will then compare and incorporate the mate- rial from Peru into these paradigms. The taxonomy of FIG. 2. Stratigraphic log of the Pisco Formation (based on Muizon and DeVries 1985). Abbreviations: AGL, Aguada de Lomas vertebrate horizon; ELJ, El Jahuay vertebrate horizon; MTM, Montemar vertebrate horizon; SAS, Sud Sacaco (West) vertebrate horizon; SAO, Sacaco vertebrate horizon. 1142 PALAEONTOLOGY, VOLUME 55
  • 5. the megatoothed sharks (including Otodus and Carcharo- cles) beyond their relationship to C. carcharias is not within the scope of this paper and will only be addressed to the extent necessary. The first hypothesis places the megatoothed sharks (Oto- dus and Carcharocles) and C. carcharias within the Lamni- dae. The serrated-toothed forms of the megatoothed sharks are assigned to the genus Carcharodon (referred to as Car- charocles here), while the unserrated form is recognized as being related and has been given a separate generic name, Otodus (Agassiz, 1833–1844; Applegate and Espinosa-Arru- barrena 1996; Gottfried et al. 1996; Purdy 1996; Purdy et al. 2001). It should be noted that a recent shift in para- digm recognizes Otodus as a chronospecies, thereby placing all species of Carcharocles into the genus Otodus, with the exception of megalodon, which has been referred to the genus Megaselachus (Glikman, 1964) (Casier 1960; Zhe- lezko and Kozlov 1999; Ward and Bonavia 2001). For the purpose of this discussion, however, we refer all serrated megatoothed sharks to Carcharocles based on the accepted taxonomy in the literature at the present time. The grouping of megatoothed sharks with Carcharodon carcharias was based on a number of dental characters including: (1) a symmetrical second anterior tooth; (2) large third anterior (intermediate) tooth that is inclined mesially; (3) upper anterior teeth that have a chevron- shaped neck on the lingual surface; (4) an ontogenetic gradation whereby the coarse serrations of a juvenile C. carcharias shift to fine serrations in the adult, the latter serrations resembling those of C. megalodon; (5) morpho- logical similarity between the teeth of young C. megalodon and adult C. carcharias (Gottfried et al. 1996; Gottfried and Fordyce 2001; Purdy et al. 2001; Ehret et al. 2009a). Following this hypothesis, C. carcharias is either the result of dwarfism from a larger megatoothed taxon or evolved via cladogenesis from a large megatoothed shark species sometime during the Palaeocene and coevolved alongside the other species (Gottfried et al. 1996; Martin 1996; Pur- dy 1996; Purdy et al. 2001). This taxonomy, however, does not truly reflect the fos- sil record. The characters listed above as diagnostic, unit- ing the megatoothed sharks and C. carcharias, are a result of individual variation, interpretation and homoplasy (Hubbell 1996; Shimada 2005). Variation and pathologic abnormalities within individual teeth can lead to the incorrect interpretation and identification of specimens. As an example, USNM 336204 has been described as lat- eral tooth of Carcharodon sp. (Purdy 1996) or C. carcha- rias (Gottfried and Fordyce 2001) from the Middle Miocene of the Calvert Formation of Maryland (Fig. 3). However, re-analysis of this specimen reveals that it is a small C. megalodon, based on the presence of a chevron- shaped neck, the thickness of the crown and the serration type. While the serrations are somewhat coarse for C. megalodon and could be misleading, the presence of the other characters listed above make this identification more plausible. Furthermore, the reconstruction of dental patterns of extinct sharks based on isolated teeth or disar- ticulated tooth sets is misleading when extant taxa are used as a template for interpretations (Shimada 2006, 2007). Finally, the presence of serrations in both the megatoothed and white sharks is a result of homoplasy rather than a diagnostic character uniting the two taxa. A comparison of the serrations shows that they are in fact very different, with the Carcharocles exhibiting very fine and regular serrations while those of Carcharodon are coarse and irregular (Fig. 4). The second hypothesis keeps C. carcharias and the broad-toothed ‘makos’ within the Lamnidae while the megatoothed sharks are reclassified into their own family, the Otodontidae within the Lamniformes. This hypothesis proposes that Carcharodon hastalis gave rise to the ser- rated-toothed Carcharodon carcharias during the Late Miocene or Early Pliocene (Casier 1960; Glikman 1964; Muizon and DeVries 1985; Cappetta 1987; Ward and Bo- navia 2001; Nyberg et al. 2006; Ehret et al. 2009a). This hypothesis would suggest that the lamnid and otodontid sharks last shared a common taxon in the Cretaceous (Casier 1960). Casier (1960) proposed that C. hastalis is ancestral to Carcharodon citing characters of dentition (although he did not list these characters) and offering as a possible transition between the taxa, Isurus escheri (Agassiz 1833–1843), which exhibits weak, fine crenula- tions (not true serrations) on the cutting edges of its teeth. It should be noted that Agassiz (1833–1844) separated the broad-toothed ‘makos’ into numerous separate FIG. 3. Carcharocles megalodon tooth, USNM 336204. Scale bar represents 10 mm. EHRET ET AL.: WHITE SHARK EVOLUTION 1143
  • 6. morphotypes, two of the most prominent were originally referred to Carcharodon (Oxyrhina) hastalis and Isurus (Oxyrhina) xiphodon (Agassiz, 1833–1844). His differenti- ation of the two taxa was based on C. hastalis having a noticeable flattening of the lingual crown foot and nar- rower tooth crowns compared to I. xiphodon but admit- ted that the latter was too weak of a character for identification (Agassiz 1833–1844; Purdy et al. 2001). Ler- iche (1926) included I. xiphodon in the synonymy of C. hastalis and noted the uncertainty of the origin of the types, which have since been lost (Ward and Bonavia 2001). The species was recognized by Glikman (1964) and Purdy et al. (2001), who attributed specimens of C. has- talis from Peru, North Carolina and Belgium; the new species from Peru described herein; and I. escheri from Belgium to I. xiphodon based solely on the broadness of their crowns. Ward and Bonavia (2001) regarded I. xiph- odon as a nomen dubium based on the arguments of Leri- che (1926), the absence of any type specimens, and an unlikely provenance. Recent morphometric analysis of broad-toothed ‘mako’ specimens by Whitenack and Gott- fried (2010) supports a morphological difference based on the broadness of the crown in broad-toothed ‘makos’. While this study might accurately separate these species, this could also represent sexual dimorphism or ontoge- netic changes in tooth morphology in one taxon. There may be a true delineation between broad- and narrow- crowned broad-toothed ‘makos’; however, based on the arguments of Leriche (1926) and Ward and Bonavia (2001), we agree that the name I. xiphodon is inappropri- ate and use C. hastalis for all forms of broad-toothed ‘makos’ at the present time. The species I. escheri was originally placed in the genus Oxyrhina and later Isurus as a variant of C. hastalis (Agas- siz 1833–1844; Leriche 1926; Casier 1960). Specimens have been reported from the late Middle Miocene through the Early to Middle Pliocene (c. 14–4 Ma) of the northern Atlantic (including Germany, Belgium, the Netherlands and Denmark) with materials ranging from isolated teeth to an associated set of teeth and vertebrae from northern Germany (Agassiz 1833–1843; Leriche 1926; Van den Bosch et al. 1975; Nolf 1988; Mewis and Klug 2006; Mewis 2008). The crenulations on the cutting edges of the teeth are much finer than the serrations of C. carcharias specimens found in the Pacific basin and tend to be along the entire cutting edge of the tooth (Ler- iche 1926; Van den Bosch et al. 1975; Nolf 1988). In addition to crenulations, some specimens may exhibit 1–3 pairs of lateral cusplets, which are more pronounced in the lower teeth (Mewis 2008). The crown shape of I. escheri is less dorsoventrally flat- tened and thinner anterodorsally with a stronger distal inclination than either C. hastalis or Carcharodon (Fig. 5). This inclination is a result of a marked change in direction A B C D E FIG. 4. Comparison of serration types. A, Carcharodon hastalis (UF 57267). B, Carcharodon hubbelli (UF 226255). C, Isurus escheri (UF 245058). D, Carcharocles megalodon (UF 217225). E, Carcharodon carcharias (G. Hubbell collection). Scale bar represents 10 mm. 1144 PALAEONTOLOGY, VOLUME 55
  • 7. of the distal cutting edge of the tooth crown and appears to be more pronounced in lateral teeth. The roots of the upper teeth also appear to be more lobate and angular than either C. hastalis or Carcharodon, which have very square, rectangular roots (Ehret et al. 2009a). The teeth of I. escheri appear to have stronger affinities with a more narrow-toothed form of C. hastalis, whereas the vertebral centra reported from Germany appear to have the typical amphicoelous lamniform morphology that is not diagnos- tic for refined taxonomic assessment above the ordinal level (Mewis and Klug 2006; Mewis 2008). While the latter hypothesis more accurately portrays the evolutionary history of Carcharodon, the designation of I. escheri as a sister taxon to C. carcharias based on cla- distic analysis of dental characters by Mewis (2008) could be misleading. Shimada (2005) has shown that cladistic analysis combining both dental and nondental characters of extant and fossil shark taxa generates considerable phy- logenetic noise. Comparisons of consensus trees using dental characters versus trees combining dental and all other morphological characters result in different topolo- gies. Tree statistics for the cladogram just using nondental characters were better than those combining dental and nondental characters (Shimada 2005). Shimada did acknowledge, however, that patterns indicated that dental characters are important for at least some phylogenetic signal. A review of the analysis by Mewis (2008) reveals that three of the synapomorphies uniting I. escheri and C. carcharias relate to the presence of serrations, which have evolved numerous times in the Lamniformes, while two others are dependent on correct tooth position assignment of disarticulated specimens. Additionally, the restricted fossil distribution of I. escheri to the Northern Atlantic and Mediterranean does not support the earliest Pliocene occurrences of C. carcharias in the Pacific, while appearances of the white shark are slightly later in the Atlantic. In contrast to I. escheri, the evolution of the white shark in the Pacific during the Late Miocene and Early Pliocene (c. 10–4 Ma) is well documented in the fossil records of Peru, Japan, California, Australia and Chile (Muizon and DeVries 1985; Kemp 1991; Long 1993; Tanaka and Mori 1996; Stewart 1999, 2002; Yabe 2000; Nyberg et al. 2006; Ehret et al. 2009a). Based on the rich fossil record and the rejection of I. escheri as a sister taxon to C. carcharias, we agree more with the second origin hypothesis outlined above but propose a Pacific Basin origin for the genus Carcharodon with C. hastalis as a closely related taxon. Furthermore, we designate a new species of Carcharodon from the Pacific basin that represents an intermediate form between C. hastalis and C. carcharias. Institutional abbreviations. UF, Florida Museum of Natural His- tory (FLMNH) University of Florida; USNM, United States National Museum; MUSM, Museo de Historia Natural Javier Prado, Universidad Nacional Mayor de San Marcos, Lima, Peru. Terminology and anatomical abbreviations. Following Cappetta (1987) and Siverson (1999), specifically we define intermediate teeth as those that form on the intermediate bar, vary in number and are less than one half the crown heights of the anterior teeth. SYSTEMATIC PALAEONTOLOGY Class CHONDRICHTHYES Huxley, 1880 Subclass ELASMOBRANCHII Bonaparte, 1838 Order LAMNIFORMES Berg, 1958 Family LAMNIDAE Mu¨ ller and Henle, 1838 Genus CARCHARODON Smith in Mu¨ ller and Henle, 1838 Remarks. Glikman (1964, p. 104) placed the genera Car- charodon and Cosmopolitodus within the Carcharodontidae (Gill, 1893; mis-cited as 1892 in Glikman) based on the A C D B FIG. 5. Isurus escheri from the Delden Member (Early Pliocene), the Netherlands. A–B, Upper Anterior tooth, UF 245058. A, Labial view. B, Lingual view. C–D, Upper Lateral tooth, UF 245059. C, Labial view. D, Lingual view. Scale bar represents 10 mm. EHRET ET AL.: WHITE SHARK EVOLUTION 1145
  • 8. following characters: teeth broad and blade-like, crowns of upper lateral teeth dorsoventrally flattened, neck very small, roots short, base of the tail with keels. The idea of the Car- charodontidae was also raised separately by Whitley (1940) and supported by Applegate and Espinosa-Arrubarrena (1996), who cited anatomical evidence including fin posi- tions (but did not explicitly list the characters) and the pres- ence of serrations and lateral denticles as synapomorphies. However, the characters of the Carcharodontidae listed by Glikman (1964) are not synapomorphies specific to Car- charodon. Furthermore, the separation of the Otodontidae from the Lamnidae and the presence of a weakly crenulated I. escheri do not restrict serrations and lateral cusplets to the Carcharodontidae, and therefore, the family is not supported. Glikman (1964) also differentiated the genus Cosmopolitodus from Carcharodon based on the absence of serrations and lateral cusplets. Carcharodon hubbelli sp. nov. Figure 6 Derivation of name. Named in honour of Dr. Gordon Hubbell of Gainesville, Florida, in recognition of the substantial contribu- tion he has made to the field of shark palaeontology. Holotype. UF 226255 (Fig. 6), an articulated dentition including 222 teeth, 45 vertebral centra, portions of the left and right Mec- kel’s cartilages and palatoquadrates, and neurocranium. Type locality. Sud Sacaco (West) (15°33¢S, 74°46¢W), 5 km east of Lomas, Arequipa Region, Peru. Nearly 20–40 cm above the vertebrate-bearing tuff bed, Pisco Formation; Upper Miocene. Referred specimens. Upper teeth (UF 245052–245057; Fig. 9). These teeth were recovered from the type locality (Sud Sacaco West), above the vertebrate-bearing tuff bed. Diagnosis. A lamnid shark that differs from all other lamnids by the following unique combination of dental characteristics: (1) An A3 tooth distally inclined; (2) an A1 tooth that is the largest tooth in the dentition and is symmetrical; (3) an A2 tooth that is slightly larger than the a2 tooth; (4) serrations present but not fully devel- oped. Description. The mandibular arch of UF 226255 is partially pre- served, making it not possible to distinguish some features of the jaws. The left and right palatoquadrates are preserved anteri- orly along with the symphysis. The symphysis of both palatoqua- drates is square and deep. The upper dental bullae are also preserved in both palaquadrates. Within these bullae, the upper FIG. 6. Carcharodon hubbelli, UF 226255 (holotype). Scale bar represents 10 cm. 1146 PALAEONTOLOGY, VOLUME 55
  • 9. anterior teeth are found within a hollow, with an intermediate bar, or a labiolingual constriction of the cartilage, present between the third anterior tooth and the first lateral tooth. The distal portions of both palatoquadrates are not preserved, and the medial and lateral quadratomandibular joints are not dis- cernable due to the dorsoventral flattening of the specimen. The Meckel’s cartilages are much deeper than the palatoqua- drates. The posterior portions of both are highly fragmented, making the original shape impossible to discern. The lower sym- physis is preserved; however, it is less deep than the symphysis of the palatoquadrates. The Meckel’s cartilages are situated much lower than the palatoquadrates, suggesting a subterminal mouth. Portions of the neurocranium are preserved; however, the structure is not discernable due to the dorsoventral flattening of the specimen. The occipital hemicentrum consists of the poster- ior half of a calcified double-cone centrum, which articulates with the anteriormost centrum of the vertebral column. Other portions of sheet-like cartilage are preserved within the gape of the jaws; however, it is not identifiable. Based on the position and preservation, they most likely represent the basal plate of the neurocranium. Other openings within these fragments of cartilage could represent foramina; however, due to the preserva- tion, they probably represent areas of weathering. The dentition of C. hubbelli is represented by 222 teeth located on the palatoquadrates and Meckel’s cartilages. The teeth are flattened labiolingually, and triangular in shape (Fig. 7). The crowns have a slight convex curve lingually. There are five to six tooth series present for each tooth position. The teeth are weakly serrated, with anterior teeth averaging more than 30 serrations per side for anterior to no serrations for the distal-most laterals. Of the teeth that do have serrations, there is an average of 8–12 serrations per centimetre on both edges of each tooth. Basal ser- rations on the teeth are larger than the other serrations on the edges. There are three anterior teeth present in each palatoquadrate. The A1 is symmetrical, and it is the largest in the tooth in the dentition. The A2 is also symmetrical and is slightly larger than the a2, while the A3 is distally inclined. The upper lateral teeth are also inclined distally (with L1 having the greatest inclination) and get progressively smaller towards the distal edge of the jaw. The roots of the teeth are relatively flat and rectangular in shape. In the Meckel’s cartilages, there are three anterior teeth pres- ent. Overall, the lower teeth have crowns that are more slender than those of the uppers. There is very little inclination seen in any of the lower teeth. As in the uppers, the teeth of the Mec- kel’s cartilages are progressively reduced distally. The roots of the lower teeth have a deep basal concavity and are thicker than those of the upper teeth, being somewhat lobate. There are 45 vertebral centra of UF 226255 preserved in the holotype. These centra are laterally compressed and are com- posed of two calcified cones connected by radiating calcified lamellae within the intermedalia (Fig. 8). These centra are as- terospondylic. The articular surfaces are concave and show clear, calcified lamellae as well as pits in the centre that represent the A B C D FIG. 7. Functional tooth series of Carcharodon hubbelli, UF 226255 (holotype). Scale bar represents 5 cm. EHRET ET AL.: WHITE SHARK EVOLUTION 1147
  • 10. notochordal constricture (Ridewood 1921; Gottfried and Fordyce 2001). In UF 226255, the occipital hemicentrum followed by the first 45 centra, which get larger in size in ascending order. Remarks. Carcharodon hubbelli is an intermediate form between Carcharodon hastalis and Carcharodon carcharias and demonstrates a mosaic of characters from both spe- cies. Tooth crowns of C. hubbelli are convex and curve lingually similar to the crowns of C. hastalis. The serra- tions of C. hubbelli are enlarged basally but weaker overall than those of C. carcharias (but stronger than those seen in I. escheri) and appear to be intermediate between the unserrated C. hastalis and the coarsely serrated C. carcha- rias (Fig. 4). The A2 is symmetrical and is slightly larger than the a2, which are characters also seen in C. carcha- rias (Compagno 2001). Whereas the A3 is distally inclined, a character is found in C. hastalis. Therefore, the taxa may be useful as chronospecies, because they are diagnostically distinguishable by dental characteristics and are beneficial for biostratigraphy. Specimens collected in Upper Miocene deposits throughout the Pacific basin exhibit morphological gradation of dental characteristics from Carcharodon hastalis to C. hubbelli, and finally C. carcharias in the Early Pliocene. The observable transi- tion of species through geologic time is denoted here by the designation of C. hastalis and C. hubbelli to the genus Carcharodon (Smith in Mu¨ller and Henle, 1838), which is given precedence over Cosmopolitodus (Glikman 1964). Furthermore, the diagnosis of Cosmopolitodus by Glikman is misleading since some Late Miocene C. hastalis teeth may have basal serrations. DISCUSSION Geology and stratigraphy. The new absolute ages obtained from molluscs recovered at many of the localities of the Pisco Formation suggest that deposition of the strata, now referred to the Pisco Fm, occurred earlier than thought previously. The results have direct bearing on the age of the holotype for C. hubbelli sp. nov. and evolution of white sharks in the Pacific basin. Previous dating of the tuff bed at Alto Grande within the El Jahuay vertebrate horizon resulted in an age of 9.5 Ma based on K-Ar dating (Muizon and Bellon 1986; Muizon and DeVries 1985). Analysis of 55 zircon grains collected from the tuff bed at Alto Grande yielded 54 that gave ages that were Neoproterozoic through Cretaceous, which are obviously inherited or mixed detritus. One grain gave a concordant crystallization age of 10 ± 1 Ma, which could also be inherited and should be treated as an upper limit for the horizon. The strontium ages of the shell layers overlying the tuff bed yielded an age range of 9.03–6.51 Ma with a mean of 7.46 Ma (Fig. 2), which are younger than those for the ash layer. However, the upper limits of these ages are within the range for the other dat- ing methods making these age estimates congruent with previously published dates. Mollusc samples analysed from the Montemar horizon yield 87 Sr ⁄ 86 Sr dates of 8.70–6.45 Ma with a mean of 7.30 Ma. These ages are congruent with the estimation of Muizon and DeVries (1985) based on the vertebrate and invertebrate faunas (Fig. 2). While the resolution of the A B FIG. 8. Vertebral centrum of Carcharodon hubbelli, UF 226255 (holotype). Scale bar represents 10 mm. 1148 PALAEONTOLOGY, VOLUME 55
  • 11. strontium data is not more precise than the estimate based on the molluscan fauna, it does confirm a Late Miocene age (Table 1). A Late Miocene (c. 8.7–6.5 Ma) age based on the correlation of gypsum beds with Aguada de Lomas, fossiliferous sandy siltstone with Sud Sacaco (West) and calibration of molluscan fauna was postulated by Muizon and DeVries (1985). Both geochemical methods, zircon U-Pb and strontium isotopic data, yield ages for the Sud Sacaco (West) level that are 1–2 million years older than reported previously by Muizon and DeVries (1985) and Tsuchi et al. (1988). Thus, making a change of age for the Sud Sacaco (West) horizon from the Early Pliocene to the Late Miocene (Gradstein et al. 2004). At Sud Sacaco (West), a thick Dosinia bed was sampled for strontium (Fig. 2). 87 Sr ⁄ 86 Sr dates for the bed ranged from 10.77 to 2.50 Ma with a mean of 6.59 Ma (Table 1). Additionally, the vertebrate-bearing tuff dis- cussed in Muizon and DeVries (1985) was located and sam- pled for zircon data. In total, 35 zircon grains were analysed with a majority being inherited or mixed detrital grains. Of the Oligocene and Miocene zircons identified, the youngest grain is 7 ± 1 Ma and is probably the youn- gest age of the depositional range for the tuff. It should also be noted that the in situ holotype of Carcharodon hubbelli (UF 226255) was recovered 20–40 cm above the base of the vertebrate-bearing layer (Ehret et al. 2009a). On the east side of Sud Sacaco (West) horizon, approximately 10 m above the vertebrate-bearing tuff layer, a shell bed containing abundant Ophiomorpha (Lundgren, 1891) burrows was sampled for strontium and yielded an age range of 6.35–5.47 Ma, with a mean of 5.93 Ma (Fig. 2). Previous methods of calibrating the Sud Sacaco (West) level include correlation of molluscs with white shark (Carcharodon) fossils. Furthermore, the reassignment of the shark fossils from C. carcharias (Early–Middle Pliocene) to C. hubbelli (Late Miocene– Early Pliocene) also correlates with the older age for the horizon. For the Sacaco horizon, mollusc samples were collected near the Museo de Sacaco and yielded 87 Sr ⁄ 86 Sr dates of 6.76–4.86 Ma, with a mean of 5.89 Ma. This age is much older than the underlying tuff bed dated at 3.9 Ma by Muizon and Bellon (1980). Additional unpublished Ar–Ar data from the Sacaco ash bed located on the floor of east- ern side of Quebrada Sacaco (locality DV 514-2 Snee) below the unconformity that separates Sacaco shell beds from upper portion of sequence on the hillsides of Sacaco yielded an age of 5.75 ± 0.05 Ma (Lawrence Snee, USGS, sample collected 1987). These new Sr and Ar data are in disagreement with and much older than the 3.9 Ma age of Muizon and Bellon (1980). Therefore, the horizons exposed at the Sacaco locality appear to be older than previously recorded. Taxonomy and evolution of Carcharodon. The taxonomic evolution and placement of Carcharodon is a complex A G H I J K L B C D E F FIG. 9. Individual upper teeth demonstrating the gradation of serrations from the Pisco Formation, Peru. Upper teeth from left to right, UF 245052–245057. A–F, labial view; G–L, lingual view. Scale bar represents 10 mm. EHRET ET AL.: WHITE SHARK EVOLUTION 1149
  • 12. subject that has been compounded by the lack of more complete specimens and high levels of homoplasy in the tooth morphology of many species. While a C. hastalis- origin hypothesis has gained popularity in recent years, the timing and transition from one taxon to the other have remained unresolved. It is generally accepted that C. carcharias is directly related to Carcharodon hastalis and not the megatoothed sharks as previously discussed. Isurus escheri from the Middle Miocene through Early Pliocene of the Northern Atlantic has been suggested as a possible sister taxon to C. carcharias, based mainly on the presence of crenulations on the cutting edges of the teeth (Fig. 4). However, these fossils are restricted to the Northern Atlantic and Mediterranean and become extinct just prior to or as a result of the appearance of C. carcha- rias in the Atlantic by the mid-Pliocene. This species likely evolved from an Atlantic population of slim- toothed C. hastalis or hastalis-like taxon in the early Mio- cene. Meanwhile, materials from the Miocene Pacific Basin clearly demonstrate an intermediate form between C. hastalis and C. carcharias that is significantly different from I. escheri. The discovery and description of C. hub- belli from the Late Miocene of Peru and the recalibration of the Pisco Formation demonstrate the presence of ser- rated forms in the Miocene and early Pliocene of the Pacific, while there is general lack of specimens from the Atlantic at the same period. The distinction of C. hubbelli from I. escheri is vali- dated by the morphological differences exhibited in UF 226255 and specimens of I. escheri examined from the Delden Member (Early Pliocene), the Netherlands (UF 245058 and UF 245059) and the description of an associ- ated specimen from Germany (Mewis and Klug 2006; Mewis 2008). I. escheri has been identified from the Mid- dle Miocene (c. 14 Ma) to at least the Early Pliocene (c. 5–4 Ma) throughout Northern Europe. Van den Bosch (1978, 1980) differentiates I. escheri from the late Miocene as weakly crenulate and early Pliocene teeth as strongly crenulate types. However, this difference was not quanti- fied or figured in either of the studies and is inconsistent with our Early Pliocene samples that demonstrate weak crenulations (Fig. 5). C. hubbelli teeth show a progressive increase in the number and overall coarseness of serra- tions on their cutting edges from the Late Miocene to the Early Pliocene that are distinctively different and appear to evolve separately from I. escheri (Figs 4, 9). Addition- ally, the in situ dentition of UF 226255 demonstrates a mixture of characters expressed in both C. hastalis and C. carcharias, supporting our revised C. hastalis-origin hypothesis. Isurus escheri, on the other hand, appears to be a sepa- rate taxon more closely related to a narrow-crowned C. hastalis or hastalis-like taxon. Tooth serrations (or in this case crenulations) have evolved independently numerous times throughout the evolution of the sela- chians (Casier 1960; Cappetta 1987; Frazzetta 1988). Based on the living mako sharks, their tooth shape and overall body size, it is hypothesized that species within the genus Isurus were piscivorous (Applegate and Espin- osa-Arrubarrena 1996; Purdy et al. 2001; Aguilera and de Aguilera 2004). The evolution of serrations or crenula- tions would be advantageous for competition with other piscivorous shark taxa (C. hastalis, Galeocerdo (Mu¨ller and Henle, 1837)), Hemipristis (Agassiz, 1833–1843) and Carcharhinus (Blainville, 1816). Therefore, it is not sur- prising that more than one form would acquire serra- tions. The evolution of the white shark in the Pacific Basin is validated by the presence of weakly to moderately serrated teeth in the fossil deposits from the Late Miocene and Early Pliocene of North and South America, Asia and Australia (Muizon and DeVries 1985; Kemp 1991; Long 1993; Tanaka and Mori 1996; Yabe 2000; Stewart 1999, 2002; Nyberg et al. 2006; Ehret et al. 2009a). While many of these specimens from the Pacific represent different degrees of evolution between C. hastalis and C. carcharias, it is not possible to separate these based on isolated teeth. A complete tooth set, exhibiting more definitive charac- ters, would be required to differentiate potentially differ- ent forms. Therefore, these teeth are assigned to the species Carcharodon hubbelli; previous identifications as I. escheri (Kemp 1993), Carcharodon sp. (Nyberg et al. 2006; Ehret et al. 2009a) or C. carcharias (Muizon and DeVries 1985; Long 1993; Tanaka and Mori 1996) should be amended to reflect this new assignment. Additional research on C. hubbelli has shed light on the palaeobiology of this species (Ehret et al. 2009a, b). Incre- mental growth analyses of the vertebral centra of UF 226255 have revealed annular growth patterns that relate to the life history of this specimen. Growth rings visible using X-radiography appear to represent annual periodic- ity based on the calibration of oxygen and carbon isotope analysis within the rings. Counts of the growth rings using the X-radiographs provide an age estimate of at least 20 years. The overall length of the specimen was estimated using the averages of both crown height and vertebral centrum diameter regressions from previously published studies of C. carcharias. Resulting data provide total length estimates between 4.89 and 5.09 m. for the specimen. Based on growth curves of modern C. carcha- rias, UF 226255 appears to have been growing at a slower rate than white sharks today. Further palaeobiological information about C. hubbelli includes a partial mysticete whale mandible from the SAS layer containing a partial tooth crown MUSM 1470, housed in the collection of the Museo de Historia Natural Javier Prado, Universidad Nacional Mayor de San Mar- cos, Lima, Peru (MUSM), described by Ehret et al. 1150 PALAEONTOLOGY, VOLUME 55
  • 13. (2009b). This specimen represents direct evidence of feed- ing behaviour of the species in the Late Miocene. The presence of tooth serrations and MUSM 1470 provides definitive proof that C. hubbelli was adapted for taking marine mammals as prey as early as c. 6.5 Ma. CONCLUSIONS The recalibration of fossil horizons within the Pisco For- mation finds ages are older than previously published (Muizon and Bellon 1980; Muizon and DeVries 1985; Muizon and Bellon 1986). While these changes are not exceptionally large, it does directly relate to the evolution- ary history of the genus Carcharodon. The discovery and description of an outstanding specimen from the Pisco Formation further elucidate the taxonomy and palaeobi- ology of the white sharks. The hypothesis that I. escheri is a sister taxon of C. carcharias is refuted based on the Miocene and Pliocene distribution of Carcharodon fossils from the Pacific Basin and tooth morphology. The genus name Carcharodon is proposed for the species hastalis, hubbelli and carcharias based on dental characters shared between the taxa discussed above, and our interpretation of the C. hastalis-hubbelli-carcharias transition as an example of chronospecies. Palaeobiological information from UF 226255 reveals that this specimen grew at a rate comparatively slower than modern white sharks. MUSM 1470 confirms that the diet of C. hubbelli was at least par- tially comprised of marine mammals as early as the Late Miocene. Continued research of these specimens and newly discovered materials from the Pisco Formation and other fossil localities will only further advance our knowl- edge of the fossil lamnid sharks. Acknowledgements. This research is supported by National Sci- ence Foundation grants EAR 0418042 and 0735554. We espe- cially thank Gordon Hubbell from Jaws International, Gainesville, Florida, for donating UF 226255 to the Florida Museum of Natural History as well as access to his collection and his wealth of knowledge of fossil sharks. We thank M. Stuc- chi from the Museo de Historia Natural of Lima, Peru, who provided assistance in the field in 2007. We also thank M. Siver- son from the Western Australian Museum, Welshpool, Western Australia, and J. Bourdon of http://www.elasmo.com for discus- sions and constructive suggestions for the improvement of this manuscript. Thanks to E. Mavrodiev from the Florida Museum of Natural History for assistance with Russian translations. We also appreciate the comments from J. Bloch, R. Hulbert and J. Bourque from the Florida Museum of Natural History and two anonymous reviewers towards the improvement of this manu- script. This is University of Florida Contribution to Paleobiology 627. 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