Factbook2012

Fact Book
2012
NATIONAL STOCK EXCHANGE OF INDIA LIMITED

Fact Book
Copyright © 2012 by National Stock Exchange of India Ltd. (NSE)
Exchange Plaza, Bandra Kurla Complex
Bandra (East), Mumbai 400 051 INDIA
All rights reserved. No part of this publication may be produced, stored
in a retrieval system or transmitted in any form by any means, electronic,
mechanical, photocopying, recording or otherwise without the written
permission of NSE, except as stated below. Single photocopies of single
chapters may be made for private study or research provided that the source
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NSE does not guarantee the accuracy of the data included in this publication
and accepts no responsibility whatsoever for any consequence of their use.

i
C O N T E N T S
1. National Stock Exchange of India Ltd
1-1 Trading Value of Different Market Segments ................................................................ 3
1-2 Market Capitalisation of different market segments ...................................................... 3
1-3 Records reached in different Market Segments (data from inception to March 31, 2012) .......... 3
1-4 Board of Directors of NSEIL .................................................................................... 4
1-5 Executive Committees of different market segment ...................................................... 5
2. Membership
2-1 Eligibility Criteria for Membership ........................................................................... 9
2-2 Growth and Distribution of Members .......................................................................13
3. Listing of Securities
3-1 Listing Criteria for Companies on the CM Segment of NSE ..............................................17
3-2 Listing fees in the CM segment ..............................................................................18
3-3 Companies Listed, Permitted to Trade, Available for Trading on the CM Segment ..................19
3-4 Shareholding Pattern at the end of March 2012 for companies listed at NSE .........................20
3-5 Pledged shares data as of March 2012 ......................................................................21
3-6 Eligibility Criteria for Securities on WDM Segment .......................................................21
3-7 Securities Available for Trading on WDM Segment ........................................................22
3-8 Funds Mobilisation on the Exchange ........................................................................22
3-9 Initial Public Offerings (IPOs) of Equity Shares during 2011-12 .........................................23
3-10 Resource Mobilisation through public issue of NCDs during 2011-12 ...................................24
3-11 Rights Issues during 2011-12 ..................................................................................24
3-12 Preferential Allotments by NSE Listed Companies during 2011-12 .....................................25
3-13 Amount raised through QIP during 2011-12 ................................................................30
3-14 Companies Delisted during 2011-12 .........................................................................30
4. Capital Market Segment
4-1 Business Growth of CM Segment .............................................................................33
4-2 Frequency Distribution of Companies traded ..............................................................35
4-3 Trading Frequency of Companies in Cash Segment during 2011-12 ....................................35
4-4 Advances/Declines in Cash Segment of NSE during 2011-12 (No. of Securities) .....................36
4-5 City-wise Turnover in the CM segment ......................................................................36
4-6 Internet Trading Value in the CM segment in comparison with total trading volumes at NSE ......37
Contd...

ii
Contd...
4-7 Details of Asset Management Companies Listed on NSE as of March 2012 ............................37
4-8 NSE CM transaction charges ..................................................................................38
4-9 The existing rates of Securities Transaction Tax (STT) for CM segment ...............................38
4-10 Percentage Share of Top ‘N’ Securities/Member in Turnover ...........................................39
4-11 ‘50’ Most Active Securities during 2011-12 in Terms of Trading Value .................................40
4-12 Top ‘50’ Companies by Market Capitalisation as on March 31, 2012 ...................................41
4-13 NSE’s 10 Most Active Trading days during the year 2011-2012 ..........................................43
4-14 Individual Securities Single day Trading Records-2011-12 ...............................................43
4-15 Composition of SP CNX Nifty Index as on March 30, 2012 ..............................................43
4-16 Composition of CNX Nifty Junior Index as on March 31, 2012 ...........................................45
4-17 Industry-wise Weightages of SP CNX NIFTY Securities as on 30th March, 2012 .....................47
4-18 SP CNX NIFTY Index .......................................................................................... 47
4-19 CNX NIFTY Junior Index ....................................................................................... 49
4-20 Performance of NSE Indices during the year 2011-12 ....................................................50
4-21 Mutual Funds/ETFs: No of Trades and Trading Value .....................................................50
4-22 Settlement Statistics for CM Segment ......................................................................51
5. Wholesale Debt Market segment
5-1 Business Growth of WDM Segment ...........................................................................55
5-2 Security-wise Distribution of WDM Trades ..................................................................57
5-3 Participant wise Distribution of WDM Turnover ............................................................59
5-4 Share of Top ‘N’ Securities/Trading Members/Participants in Turnover in WDM Segment ..........61
5-5 Market Capitalisation of WDM Securities ...................................................................62
5-6 FIMMDA NSE MIBID/MIBOR Rates 2011-12 ...................................................................64
5-7 1-day Value-at-Risk (99%) for Government of India Securities Traded as on March 30, 2012 ......64
5-8 Corporate Bond Trades at NSE (2011-12) ...................................................................65
6. Equity Futures Options segment
6-1 Business Growth of Futures Options Market Segment .................................................69
6-2 Benchmark Indices Contracts Trading Volume in FO Segment of NSE (2011-12) .................71
6-3 Internet Trading in the FO Segment of the Exchange ..................................................71
6-4 Records Achieved in the FO Segment: 2011-12 ..........................................................71
6-5 Participant wise Trading Value in the FO Segment (2011-12) .........................................72
6-6 Number of members in different turnover brackets in Futures and Options segment ..............73
Contd...

iii
Contd...
6-7 Number of members in different turnover brackets in Futures and Options Segment ..............74
6-8 Segment wise Contribution of Top ‘N’ Members to turnover on Futures and Options segment ....75
6-9 Top 20 Futures contracts according to number of contracts 2011-12 ..................................76
6-10 Top 20 Option contracts according to number of contracts traded 2011-12 ..........................76
6-11 Number of trades in the Futures Options Segment ....................................................77
6-12 Settlement Statistics in FO Segment ......................................................................78
7. Currency Derivatives Segment
7-1 Business Growth of Currency Derivatives Segment at NSE ...............................................81
7-2 Records Achieved in the Currency Futures Options ....................................................82
7-3 Top 5 Currency Futures Options Contracts on the basis of Turnover for the F.Y 2011-2012 .....82
7-4 Settlement Statistics of Currency Derivatives Segment at NSE .........................................82
7-5 Business Growth of Interest Rate Futures ..................................................................83
7-6 Records Achieved in the Interest Rate Futures ............................................................84
7-7 Top 5 IRD Contracts on the basis of Turnover for the F.Y. 2011-2012 ...................................84
7-8 Settlement Statistics in Interest Rate Futures Segment at NSE ........................................84
8. Investor Services, Arbitration
8-1 Receipt and Disposal of Investor Grievance ................................................................87
8-2 Status Report of Arbitration Matters ........................................................................87

of India 1
National Stock Exchange

3
National Stock Exchange of India 1
Table 1-1: Trading Value of Different market segments
(` Crores)
Segment/Year 2006-07 2007-08 2008-09 2009-10 2010-11 2011-12
Capital Market 1,945,287 3,551,038 2,752,023 4,138,024 3,577,412 2,810,893
Equity Futures Options 7,356,242 13,090,478 11,010,482 17,663,665 29,248,221 31,349,732
Wholesale Debt Market 219,106 282,317 335,952 563,816 559,447 633,179
Currency FO * -- -- 162,272 1,782,608 3,449,788 4,674,990
Interest Rate Futures ** -- -- -- 2,975 62 3,959
Total 9,520,635 16,923,833 14,260,729 24,151,088 36,834,929 39,472,753
* Trading in Currency Futures commenced on August 28, 2008
** Trading in Interest Rate Futures commenced on August 31,2009
Table 1-2: Market Capitalisation of different market segments
(` Crores)
Segment/Year Mar-07 Mar-08 Mar-09 Mar-10 Mar-11 Mar-12
CM 3,367,350 4,858,122 2,896,194 6,009,173 6,702,616 6,096,518
WDM 1,784,801 2,123,346 2,848,315 3,165,929 3,594,877 4,272,736
Total 5,152,151 6,981,468 5,744,510 9,175,102 10,297,493 10,369,254
Table 1-3: Records reached in different market segments
(data from inception to March 31, 2012)
Parameter Date Magnitude
Capital Market Segment
Record Number of trades 19-May-09 11,260,392
Traded Quantity 19-May-09 19,225.95 Lakh
Turnover 19-May-09 40,151.91 Crores
Market Capitalisation 5-Nov-10 75,60,607.49 Crores
Futures Options Segment
No. of trades 24-Feb-11 3,029,676
Number of contracts traded 24-Feb-11 10,497,798
Turnover 24-Feb-11 277,277.49 Crores
Currency Derivatives Segment
No. of trades 24-Mar-11 90,563
Number of contracts traded 24-Mar-11 5,601,637
Turnover 24-Mar-11 25532.16 Crores
Contd...

4
Parameter Date Magnitude
Wholesale Debt Market Segment
No. of trades 25-Aug-03 2,074
Turnover 13911.57 Crores
Table 1-4: Board of Directors of NSE*
1 Dr. Vijay L Kelkar
Former Chairman, Finance Commission, India
Former Union Finance Secretary and Advisor to the
Finance Minister
Chairman
2 Mr. Ravi Narain
National Stock Exchange of India Limited
Managing Director
3 Ms. Chitra Ramkrishna
National Stock Exchange of India Limited
Joint Managing Director
4 Mr. M. V Subbiah
Former Chairman
Murugappa Group of Companies
Director
5 Mrs Pratima Umarji
Former Principal Secretary (Legislation) Maharashtra State Government
Director
6 Mrs. Ranjana Kumar
Former Vigilance Commissioner, Central Vigilance Commission, Former
Chairperson, National Bank for Agriculture and Rural Development (NABARD)
and Indian Bank
Director
7 Mr. A. P. Kurian
Former Chairman
Association of Mutual Funds in India
Director
8 Dr. Rajiv B. Lall
Managing Director CEO
IDFC Limited
Director
9 Mr. S. B. Mainak
Executive Director
(Investment-Operations)
Life Insurance Corporation of India
Director
10 Mr. Y. H. Malegam
Chairman Emeritus
M/s. S.B. Billimoria Co.
Chartered Accountants
Director
11 Mr. S. B. Mathur
Secretary General, Life Insurance Council Former Chairman,
Life Insurance Corporation of India
Director
12 Dr. KRS Murthy
Professor Former Director
Indian Institute of Management, Bangalore
Director
13 Mrs. Shymala Gopinath
Former Deputy Governor, Reserve Bank of India
Director
Contd...
Contd...

5
14 Dr. V. A. Sastry
Director, MUSA Software Engineering Pvt. Ltd.
Former Director, Infosys Technologies Ltd.
Director
15 Mr. Deepak M Satwalekar
Former Managing Director CEO
HDFC Standard Life Insurance Company Ltd.
Director
* As on June 04, 2012
Table 1-5: Executive Committees of different market segments *
I CM WDM SEGMENTS
1 Mr. Ravi Narain Managing Director CEO, National Stock
Exchange of India Limited
Chairman
2 Mr. D. C. Anjaria Director, International Financial Solutions
Pvt. Ltd.
Public Representative
3 Mr. Kantheti Pratap Managing Director
Zen Securities Limited
Trading Member
4 Mr. Vimal Bhandari MD CEO, Indostar Capital Finance Pvt. Ltd. Public Representative
5 Dr. Mukesh Kansal Chairman Managing Director
Trustline Securities Limited
Trading Member
6 Mr. Y. H. Malegam Chairman Emeritus, M/s. S.B.Billimoria
Co., Chartered Accountants
7 Mr. Gagan Rai Managing Director CEO, National Securities
Depository Limited
Other Nominees
8 Ms. Chitra Ramkrishna Joint Managing Director, National Stock
Other Nominees
9 Mr. Anubhav Bhatter Managing Director
BMA Weath Creators Limited
Trading Member
10 Mr. Shankar Vailaya Director-Operations, M/s Sharekhan Ltd. Trading Member
11 Mr. P. M. Venkatasubramanian Former Managing Director, GIC Other Nominees
II FO MARKET SEGMENT
1 Mr. Ravi Narain Managing Director, National Stock Exchange
of India Limited
Chairman
2 Mr. D.C.Anjaria Director, International Finance Solutions Pvt.
Ltd.
3 Prof. V. Ravi Anshuman Professor, Indian Institute of Management,
Bangalore
4 Mr. Motilal Oswal Promoter, Motilal Securities Limited Trading Member
5 Mr. Hemant Majethia Chief Executive Officer
Ventura Securities Limited
Trading Member
6 Mr. M. Raghavendra Former General Manager, General Insurance
Corporation of India
Other Nominees
7 Mr. A.V. Rajwade Independent Forex Treasury Management
Consultant
Contd...
Contd...

6
Contd...
Other Nominees
9 Mr. Shailesh Haribhakti Executive Chairman and Managing Partner
BDO Haribhakti
Chartered Accountants
III CD SEGMENT
1 Mr. Ravi Narain Managing Director CEO, National Stock
Chairman
2 Mr. Pawan Bajaj General Manager-Treasury, Bank of India Trading Member
3 Mr. M. G.Bhide Former Chairman, Bank of India Public Representative
4 Mr. Conrad D’souza Senior General Manager, Treasury, Housing
Development Finance Corporation Limited
5 Mr. N.S. Venkatesh Chief General Manager
IDBI Bank Limited
Trading Member
Other Nominees
7 Mr. Suresh Senapaty Chief Financial Officer Director,Wipro
Limited
* As on June 04, 2012

9
2
Contd...
Membership
Table 2-1: Eligibility Criteria for Membership
CORPORATES
(Amount in ` lakh)
CM CM and FO WDM CM and WDM CM,WDM and FO
Minimum Paid-up capital 30 30 30 30 30
Net Worth 100 100 (Membership in CM
segment and
Trading/Trading and self
clearing membership
in FO segment)
300 (Membership in CM
segment and Trading and
Clearing membership in
FO segment)
200 200 200(Membership in WDM
segment,
CM segment and
Trading/Trading and Self
Clearing membership in FO
segment)
300(Membership in WDM
segment,
CM segment and
Trading and Clearing
membership in FO segment)
Interest Free Security
Deposit (IFSD) with NSEIL
85 110 50 135 160
Deposit (IFSD) with NSCCL
15 15 * NIL 15 15 *
Collateral Security Deposit
(CSD) with NSCCL
25 25** NIL 25 25**
Annual Subscription 1 1 NIL 1 1
Advance Minimum
Transaction Charges for
Futures Segment
NIL 1 NIL NIL 1
Education Two directors
should be HSC.
Dealers should
also have passed
SEBI approved
certifi cation
test for Capital
Market - Capital
Market Module of
NCFM.
Two directors should be
HSC.
Dealers should also have
passed SEBI approved
certifi cation test for
Capital Market
Derivatives.
Two directors
should be HSC.
Dealers should
also have passed
FIMMDA-NSE
Debt Market
(Basic Module) of
NCFM.
Two directors should be
HSC.
passed
FIMMDA-NSE Debt
Market (Basic Module) of
NCFM SEBI approved
Capital Market - Capital
Market Module of NCFM.
Two directors should be HSC.
passed
FIMMDA-NSE Debt Market
(Basic Module) of NCFM and
SEBI approved certifi cation
test for Capital Market
Derivatives.
Experience ---------------Two year's experience in securities market-----------------------
Other eligibility criteria The applicant must be engaged solely in the business of securities and must not be engaged in any fund-based activity.
The Directors/Shareholders of the applicant company should not be defaulters on any stock exchange and should not be
debarred by SEBI for being associated with capital market as intermediaries.
Net worth requirement for Professional Clearing members in FO segment is ` 300 lakhs. Further a Professional Clearing member needs to bring Interest Free Security Deposit
(IFSD) of ` 25 lakhs with NSCCL and Collateral Security Deposit (CSD) of ` 25 lakhs with NSCCL as deposits.
*Additional Interest Free Security Deposit (IFSD) of ` 25 lakhs with NSCCL is required for Trading and Clearing Member (TM-CM) and for Trading and Self clearing Member (TM/SCM).
** Additional Collateral Security Deposit (CSD) of ` 25 laksh with NSCCL is required for Trading and Clearing Member (TM-CM) and for Trading and Self clearing Member (TM/SCM).
In addition, a member clearing for others is required to bring in IFSD of ` 2 lakh and CSD of ` 8 lakh per trading member he undertakes to clear in the FO segment.

10
Contd...
Contd...
Requirements for Professional Clearing Memberhip
(All values in ` lakh)
Particulars CM Segment FO Segment CM and FO Segment
Net Worth 300 300 300
Interest Free Security Deposit (IFSD) * 25 25 40
Collateral Security Deposit (CSD) 25 25 50
Annual Subscription 2.5 Nil 2.5
* The Professional Clearing Member (PCM) is required to bring in IFSD of ` 2 lakh and CSD of ` 8 lakh per trading member whose trades he undertakes to clear
in the FO segment and IFSD of ` 6 lakh and CSD of ` 17.5 lakh (` 9 lakh and ` 25 lakh respectively for corporate Members) per trading member in the CM
segment.
INDIVIDUALS/PARTNERSHIP FIRMS
(Amount in ` lakh)
Particulars CM CM and FO WDM CM and WDM CM,WDM and FO
Net Worth 75 75 (Membership in CM
segment and Trading
membership in FO
segment)
segment and Trading
and Self clearing
membership in FO
segment)
segment and Trading and
Clearing membership in
FO segment)
200 200 200 (Membership in
WDM segment, CM
segment and Trading/
Trading and Self Clearing
membership in FO
segment)
300 (Membership in WDM
segment,CM segment
and Trading and clearing
membership in FO
segment)
Deposit (IFSD) with NSEIL
26.5 51.5 50 76.5 101.5
Deposit (IFSD) with
NSCCL
6 6 * NIL 6 6*
Collateral Security
Deposit (CSD) with
NSCCL
17.5 17.5 ** NIL 17.5 17.5 **
Annual Subscription 0.5 0.5 NIL 0.5 0.5

11
Contd...
Contd...
Particulars CM CM and FO WDM CM and WDM CM,WDM and FO
Advance Minimum
Transaction Charges for
Futures Segment
NIL 1 NIL NIL 1
Education Proprietor / Two
Partners should be HSC.
Capital Market - Capital
Proprietor / Two
Capital Market
Derivatives.
Proprietor / Two
passed FIMMDA-NSE Debt
NCFM.
Proprietor / Two
passed
FIMMDA-NSE Debt
NCFM SEBI approved
Capital Market- Capital
Proprietor / Two
passed
FIMMDA-NSE Debt
NCFM SEBI approved
Capital Market
Derivatives.
Other eligibility criteria The applicant should not be engaged in any fund based activity. The Proprietor/Partners should not be defaulters on any stock
exchange and shold not be debarred by SEBI for being associated with capital market as intermediaries Further, Partnership fi rms
should not be engaged in any business other than Securities.
*Additional Interest Free Security Deposit (IFSD) of ` 25 lakhs with NSCCL is required for Trading and Clearing Member (TM-CM) and for Trading and Self clearing Member (TM/SCM).
** Additional Collateral Security Deposit (CSD) of ` 25 laksh with NSCCL is required for Trading and Clearing Member (TM-CM) and for Trading and Self clearing Member (TM/SCM).
In addition, a member clearing for others is required to bring in IFSD of ` 2 lakh and CSD of ` 8 lakh per trading member he undertakes to clear in the FO segment.
CURRENCY DERIVATIVES- Corporates, Individuals and Firms
(Amount in ` lakh)
Particulars NSE Members New Applicants
Trading
Membership
Trading Cum
Self Clearing
Membership
Trading Cum
Clearing
Membership
Trading
Membership
Trading cum
Self Clearing
Membership
Trading cum
Clearing
Membership
Professional
Clearing
Membership
Networth 100 500 1000 100 500 1000 1000
Cash to NSEIL 2 2 2 2 2 2 -
Non-cash to NSEIL 8 8 8 13 18 18 -
Cash to NSCCL - 25 25 - 25 25 25
Non cash to NSCCL - 25 25 - 25 25 25

12
Contd...
Education Proprietor/Two
Partners/Two
directors should
be HSC.
Proprietor/Two
Partners/Two
directors should
be HSC.
Proprietor/Two
Partners/Two
directors should
be HSC.
Proprietor/Two
Partners/Two
directors should
be HSC.
Proprietor/Two
Partners/Two
directors should
be HSC.
Proprietor/Two
Partners/Two
directors should
be HSC.
Proprietor/Two
Partners/Two
directors should
be HSC.
Dealers should
also have passed
SEBI approved
National
Institute of
Securities
Markets
(NISM) Series
I – Currency
Derivatives
Certifi cation
Examination
Dealers should
also have passed
SEBI approved
National
Institute of
Securities
Markets
(NISM) Series
I – Currency
Derivatives
Certifi cation
Examination
Dealers should
also have passed
SEBI approved
National
Institute of
Securities
Markets
(NISM) Series
I – Currency
Derivatives
Certifi cation
Examination
Dealers should
also have passed
SEBI approved
National
Institute of
Securities
Markets
(NISM) Series
I – Currency
Derivatives
Certifi cation
Examination
Dealers should
also have passed
SEBI approved
National
Institute of
Securities
Markets
(NISM) Series
I – Currency
Derivatives
Certifi cation
Examination
Dealers should
also have passed
SEBI approved
National
Institute of
Securities
Markets
(NISM) Series
I – Currency
Derivatives
Certifi cation
Examination
Dealers should
also have passed
SEBI approved
National
Institute of
Securities
Markets
(NISM) Series
I – Currency
Derivatives
Certifi cation
Examination
Other eligibility criteria Proprietor/Partners/Directors/Shareholdres should not be defaulters on any stock exchange and must not be debarred by SEBI for
being associated with capital market as intermediaries. The applicant must be engaged solely in the business of securities and
must not be engaged in any fund-based activity.*
* In addition to the individuals, corporates and partnership fi rms, Banks which are authorized by the Reserve Bank of India under section 10 of the Foreign Exchange Management Act,
1999 as ‘AD Category- I bank’ are permitted to become trading and clearing members of the currency derivatives market of the recognized stock exchanges, on their own account and
on behalf of their clients, subject to minimum prudential requirements of minimum net worth of ` 500 crores, minimum CRAR of 10 per cent, net NPA not exceeding 3 per cent and net
profi t should have been made for the last 3 years.
The AD Category-I banks which fulfi ll the prudential requirements are required to lay down detailed guidelines with the approval of their Boards for trading and clearing of currency
derivatives contracts and management of risks. AD Category-I banks which do not meet the above minimum prudential requirements and AD Categotry- I banks which are Urban Co-operative
banks or State Co-operative banks can participate in the currency derivatives market only as clients, subject to approval therefore from the respective regulatory Departments
of the Reserve Bank.
In case the member is opting for membership of any other segment(s) in combination with the membership of Currency Derivatives segment, the applicable net worth will be the
minimum net worth required for the other segment(s) or the minimum net worth required for Currency Derivatives Segment, whichever is higher.
The eligibility condition for applicants planning to apply for new membership of the Exchange is that either the proprietor/one designated director/partner or the Compliance Offi cer of
the applicant entity should be successfully certifi ed either in Securities Market (Basic) Module or Compliance Offi cers (Brokers) Module or the relevant module pertaining to the segments
wherein membership of the Exchange had been sought.

13
Table 2-2: Growth and Distribution of Members
Month/Year
(end of period)
CM WDM CDS CM/WDM/
FO/CDS
TOTAL
Mar-11 99 3 56 1,215 1,373
Apr-11 99 3 56 1,218 1,376
May-11 100 3 56 1,223 1,382
Jun-11 100 3 57 1,226 1,386
Jul-11 101 3 58 1,224 1,386
Aug-11 101 3 58 1,225 1,387
Sep-11 101 3 59 1,223 1,386
Oct-11 100 3 60 1,230 1,393
Nov-11 102 3 60 1,234 1,399
Dec-11 101 3 59 1,232 1,395
Jan-12 98 4 59 1,231 1,392
Feb-12 96 4 59 1,232 1,391
Mar-12 99 4 61 1,238 1,402

17
Listing of Securities 3
Table 3-1: Listing Criteria for Companies on the CM Segment of NSE
Criteria Initial Public Offerings (IPOs) Companies listed on other exchanges
Paid-up
Equity Capital
(PUEC)/Market
Capitalisation
(MC) /Net Worth
PUEC ≥ ` 10 cr. and MC ≥ ` 25 cr. PUEC ≥ ` 10 cr. and MC ≥ ` 25 cr. OR
PUEC ≥ ` 25 cr. OR
MC ≥ ` 50 cr. OR
The company shall have a net worth of not
less than ` 50 crores in each of the preceding
three financial years.
Company/
Promoter's Track
Record
Atleast 3 years track record of either
a) the applicant seeking listing OR
b) the promoters/promoting company
incorporated in or outside India OR
c) Partnership firm and subsequently
converted into Company not
in existence as a Company for
three years) and approaches the
Exchange for listing. The Company
subsequently formed would be
considered for listing only on
fulfillment of conditions stipulated
by SEBI in this regard.
Atleast three years track record of either
a) the applicant seeking listing; OR
b) the promoters/promoting company,
incorporated in or outside India.
Dividend Record
/ Net worth /
Distributable
Profits
-- Dividend paid in at least 2 out of the last
3 financial years immediately preceding
the year in which the application has been
made OR The networth of the applicants
atleast ` 50 crores OR The applicant has
distributable profits in at least two out of the
last three financial years.
Listing Listed on any other stock exchange for
at least last three years OR listed on the
exchange having nationwide trading terminals
for at least one year.
Other
Requirements
(a) No disciplinary action by other
stock exchanges/regulatory
authority in past 3 yrs.
(b) Satisfactory redressal mechanism
for investor grievances,
(c) distribution of shareholding
(d) details of litigation record in past 3
years.
(e) Track record of Directors of the
Company
(a) No disciplinary action by other stock
exchanges/regulatory authority in past 3
yrs.
(b) Satisfactory redressal mechanism for
investor grievances,
(c) distribution of shareholding and
(d) details of llitigation record in past 3 years
(e) Track record of Directors of the Company
(f) Change in control of a Company/
Utilisation of funds raised from public
Note:
1. (a) In case of IPOs, Paid up Equity Capital means post issue paid up equity capital.
(b) In case of Existing companies listed on other exchanges, the existing paid up equity capital as well as the paid up
equity capital after the proposed issue for which listing is sought shall be taken into account.”
2. (a) In case of IPOs, market capitalisation is the product of the issue price and the post-issue number of equity shares.
(b) In case of case of Existing companies listed on other stock exchanges the market capitalisation shall be calculated by

18
using a 12 month moving average of the market capitalisation over a period of six months immediately preceding the
date of application. For the purpose of calculating the market capitalisation over a 12 month period, the average
of the weekly high and low of the closing prices of the shares as quoted on the National Stock Exchange during the
last twelve months and if the shares are not traded on the National Stock Exchange such average price on any of the
recognised Stock Exchanges where those shares are frequently traded shall be taken into account while determining
market capitalisation after making necessary adjustments for Corporate Action such as Rights / Bonus Issue/Split.
3. In case of Existing companies listed on other stock exchanges, the requirement of `25 crores market capital shall not be
applicable to listing of securities issued by Government Companies, Public Sector Undertakings, Financial Institutions,
Nationalised Banks, Statutory Corporations and Banking Companies who are otherwise bound to adhere to all the relevant
statutes, guidelines, circulars, clarifications etc. that may be issued by various regulatory authorities from time to time
4. Net worth means paid-up equity capital + reserves excluding revaluation reserve - miscellaneous expenses not written off
- negative balance in profit and loss account to the extent not set off.
5. Promoters mean one or more persons with minimum 3 years of experience of each of them in the same line of business and
shall be holding at least 20 % of the post issue equity share capital individually or severally.
6. In case a company approaches the Exchange for listing within six months of an IPO, the securities may be considered as
eligible for listing if they were otherwise eligible for listing at the time of the IPO. If the company approaches the Exchange
for listing after six months of an IPO, the norms for existing listed companies may be applied and market capitalisation be
computed based on the period from the IPO to the time of listing.
Table 3-2: Listing fees in the CM segment
Particulars Amount (`)
Initial Listing fees 50,000
Annual Listing fees (on paid-up share, bond and/ or debenture and/or debt capital, etc.)
a) Upto ` 5 Crores 18,000
b) Above ` 5 Crores and upto ` 10 Crores 31,500
c) Above ` 10 Crores and upto ` 20 Crores 57,500
d) Above ` 20 Crores and upto ` 30 Crores 90,000
e) Above ` 30 Crores and upto ` 40 Crores 1,00,000
f) Above ` 40 Crores and upto ` 50 Crores 1,05,000
g) Above ` 50 Crores and upto ` 100 Crores 1,75,000
h) Above ` 100 Crores and upto ` 150 Crores 2,00,000
i) Above ` 150 Crores and upto ` 200 Crores 2,40,000
j) Above ` 200 Crores and upto ` 250 Crores 2,75,000
k) Above ` 250 Crores and upto ` 300 Crores 3,10,000
l) Above ` 300 Crores and upto ` 350 Crores 3,40,000
m) Above ` 350 Crores and upto ` 400 Crores 3,75,000
n) Above ` 400 Crores and upto ` 450 Crores 4,35,000
o) Above ` 450 Crores and upto ` 500 Crores 5,00,000
Companies which have a paid up share, bond and/or debenture and/or debt capital, etc of more than `500 crores
will have to pay a minimum fees of `5,00,000/- and an additional listing fees of `3,400/- for every increase of `5
crores or part thereof in the paid up share, bond and/ debenture and/or debt capital etc.
Companies which have a paid up share, bond and/or debenture and/or debt capital, etc. of more than `1,000
crores will have to pay minimum fees of `8,50,000/- and an additional listing fees of `3,700/- for every increase of
`5 crores or part thereof in the paid up share, bond and/or debenture and/or debt capital etc

19
Table 3-3: Companies Listed, Permitted to Trade,
Available for Trading on the CM Segment
Month/Year No. of Companies
Listed *
No. of Companies
Permitted *
No. of Companies
Available for
Trading * @
Market
Capitalisation
(` Cr) *
Nov-94 - 300 300 292,637
Mar-95 135 543 678 363,350
Mar-96 422 847 1,269 401,459
Mar-97 550 934 1,484 419,367
Mar-98 612 745 1,357 481,503
Mar-99 648 609 1,254 491,175
Mar-00 720 479 1,152 1,020,426
Mar-01 785 320 1,029 657,847
Mar-02 793 197 890 636,861
Mar-03 818 107 788 537,133
Mar-04 909 18 787 1,120,976
Mar-05 970 1 839 1,585,585
Mar-06 1,069 -- 929 2,813,201
Mar-07 1,228 - 1,084 3,367,350
Mar-08 1,381 -- 1,236 4,858,122
Mar-09 1,432 -- 1,291 2,896,194
Mar-10 1,470 37 1,359 6,009,173
Apr-10 1,478 36 1,367 6,117,858
May-10 1,484 36 1,374 5,932,578
Jun-10 1,490 45 1,388 6,229,136
Jul-10 1,497 45 1,392 6,340,120
Aug-10 1,504 54 1,408 6,393,418
Sep-10 1,512 54 1,412 6,958,534
Oct-10 1,530 60 1,435 7,055,094
Nov-10 1,536 59 1,440 6,894,912
Dec-10 1,552 59 1,456 7,139,310
Jan-11 1,558 59 1,462 6,441,491
Feb-11 1,563 61 1,470 6,195,967
Mar-11 1,574 61 1,484 6,702,616
Apr-11 1,578 61 1,488 6,753,614
May-11 1,585 61 1,495 6,569,743
Jun-11 1,599 61 1,509 6,574,743
Jul-11 1,606 60 1,514 6,462,238
Aug-11 1,615 60 1,523 5,921,684
Sep-11 1,622 60 1,530 5,820,334
Oct-11 1,631 66 1,543 6,101,891
Nov-11 1,633 66 1,545 5,547,723
Dec-11 1,640 71 1,556 5,232,273
Jan-12 1,641 71 1,557 5,937,039
Feb-12 1,644 71 1,560 6,233,250
Mar-12 1,646 73 1,563 6,096,518
* At the end of the period.
@ Excludes suspended companies.
# SP CNX Nifty Index commenced from November 3, 1995.
## CNX Nifty Junior commenced from November 4, 1996.
No. Of Compamies Traded excludes Mututal Funds and ETFs
Demat turnover includes turnover of all securities which are available for trading in Demat mode
Please note that the Exchange conducted a special live trading session on Sunday, May 16, 2010 on auspicious occasion of
Akshaya Tritiya for trading in Gold Exchange Traded Fund securities only.
Data for Column Nos. F to V has been compiled for all markets except Auction Market Retail Debt Market.

20
Table 3-4: Shareholding Pattern at the end of March 2012 for companies listed at NSE
Sectors PROMOTERS PUBLIC Shares
held by
Custodians
and against
which
Depository
Receipts
have been
issued
INSTITUTIONAL NON-INSTITUTIONAL
Indian
Promoters
Foreign
Promoters
Financial
Insitutions/
Banks/Central
Government/
State
Government/
Insurance
Companies
Foreign
Institutional
Investors
Mutual
Funds
Venture
Capital
Funds
including
Foreign
Venture
Capital
Funds
Any Other Bodies
Corporate
- No.
Individuals Any other
Banks 45.24% 2.04% 9.26% 15.90% 2.92% 0.07% 0.14% 5.49% 15.37% 1.79% 1.79%
Engineering 48.76% 3.31% 3.11% 5.13% 5.00% 1.13% 0.44% 8.21% 20.03% 4.78% 0.09%
Finance 48.62% 2.48% 2.55% 8.44% 1.62% 0.02% 0.59% 8.74% 21.81% 4.63% 0.51%
FMCG 45.76% 7.48% 2.16% 9.36% 2.49% 0.24% 0.02% 9.02% 18.63% 3.17% 0.04%
Information Technology 33.10% 10.20% 1.58% 7.30% 1.92% 0.94% 0.01% 10.25% 28.22% 5.35% 1.14%
Infrastructure 57.61% 3.56% 5.61% 5.93% 3.84% 0.49% 0.00% 6.34% 12.81% 3.14% 0.69%
Manufacturing 48.23% 6.46% 2.70% 4.81% 2.31% 0.06% 0.14% 9.67% 21.80% 3.12% 0.69%
Media Entertainment 49.58% 4.50% 0.44% 5.77% 2.41% 0.00% 0.00% 10.49% 19.55% 4.43% 1.61%
Petrochemicals 45.43% 10.56% 2.96% 4.51% 2.12% 0.00% 0.12% 8.86% 19.36% 3.89% 2.19%
Pharmaceuticals 44.71% 8.11% 2.17% 6.18% 2.84% 0.15% 0.38% 8.85% 21.28% 3.63% 1.70%
Services 45.45% 13.93% 3.27% 5.44% 2.31% 0.14% 0.00% 10.22% 14.67% 3.92% 0.66%
Telecommunication 47.86% 4.39% 5.62% 5.72% 0.62% 0.19% 0.00% 11.72% 16.86% 4.97% 2.05%
Miscellaneous 50.47% 3.41% 1.42% 6.07% 1.42% 0.12% 0.11% 9.07% 20.75% 5.27% 1.10%
Grand Total 46.87% 6.53% 2.75% 6.00% 2.29% 0.18% 0.16% 9.37% 21.11% 3.70% 0.88%

21
Table 3-5: Pledged shares data as of March 2012
Sector
Classification
Indian
Promoters
Foreign
Promoters
Total Promoters
Holding
%age of
promoters
ownership
pledged
Banks 45.24 2.04 47.27 1.46
Engineering 48.76 3.31 52.07 8.84
Finance 48.62 2.48 51.10 5.02
FMCG 45.76 7.48 53.24 13.21
Information Technology 33.10 10.20 43.30 14.25
Infrastructure 57.61 3.56 61.17 17.46
Manufacturing 48.23 6.46 54.68 13.59
Media Entertainment 49.58 4.50 54.08 15.64
Petrochemicals 50.47 3.41 53.88 11.27
Pharmaceuticals 45.43 10.56 55.98 13.84
Services 44.71 8.11 52.82 19.34
Telecommunication 45.45 13.93 59.38 19.30
Miscellaneous 47.86 4.39 52.25 9.85
Total 46.87 6.53 53.40 12.82
Table 3-6: Eligibility Criteria for Securities on WDM Segment
Issuer Eligibility Criteria for listing
Public Issue /Private Placement
Corporates (Public limited companies
and Private limited companies)
● Paid-up capital of `10 crores; or
● Market capitalisation of `25 crores
(In case of unlisted companies Networth more than `25 crores)
● Credit rating
Public Sector Undertaking, Statutory
Corporation established/ constituted
under Special Act of Parliament /
State Legislature, Local bodies/
authorities,
● Credit rating
Mutual Funds:
Units of any SEBI registered Mutual
Fund/scheme :
● Investment objective to invest
predominantly in debt or
● Scheme is traded in secondary
market as debt instrument
● Qualifi es for listing under SEBI’s Regulations
Infrastructure companies
● Tax exemption and recognition
as infrastructure company under
related statutes/regulations
● Qualifi es for listing under the respective Acts, Rules or
Regulations under which the securities are issued.
● Credit rating
Contd...

22
Issuer Eligibility Criteria for listing
Public Issue /Private Placement
Contd...
Financial Institutions u/s. 4A of
Companies Act, 1956 including
Industrial Development Corporations
Public Issue Private Placement
Qualifi es for listing under
the respective Acts, Rules or
Regulations under which the
securities are issued.
Credit rating
Banks ● Scheduled banks
● Networth of `50 crores or
above
● Qualifi es for listing under
the respective Acts, Rules
or Regulations under which
the securities are issued.
● Scheduled Banks
● Networth of `50 crores or
above
● Credit rating
Table 3-7: Securities Available for Trading on WDM Segment (as on March 31)
Securities 2010 2011 2012
Number Amount Amount Number Amount Amount Number Amount Amount
(` cr) (US $
bn)
(` cr) (US $
bn)
(` cr) (US $
bn)
Government
Securities
1,461 2,472,978 547.85 1,508 2,840,182 636.10 1,548 3,303,037 645.67
T-Bills 54 137,500 30.46 54 140,418 31.45 52 266,684 52.13
PSU Bonds 795 161,904 35.87 852 191,542 42.90 971 246,645 48.21
Institutional.
299 77,568 17.18 361 103,973 23.29 443 146,589 28.66
Bonds
Bank Bonds 518 164,385 36.42 518 182,616 40.90 509 189,289 37.00
Corporate
Bonds
992 133,428 29.56 1,166 169,337 37.93 1,605 201,459 39.38
Others 21 3,117 0.69 20 3,518 0.79 20 3,518 0.69
Total 4,140 3,150,880 698.02 4,479 3,631,587 813.35 5,148 4,357,221 851.74
Table 3-8: Funds Mobilisation on the Exchange
2010-11 2011-12
Particulars No. of
Issues
Amount Amount No. of
Issues
Amount Amount
` crore US $ bn ` crore US $ bn
Equity Public Issues
IPOs 51 33,391 7.48 26 4,871 0.95
FPOs 4 13,044 2.92 1 4,578 0.89
IDR issue 1 2,486 0.56 0 - -
Contd...

23
Contd...
2010-11 2011-12
Particulars No. of
Issues
Amount Amount No. of
Issues
Amount Amount
` crore US $ bn ` crore US $ bn
Rights Issues 18 8,414 1.88 11 6,629 1.30
QIP 48 23,021 5.16 10 2,154 0.42
Preferential Allotment 279 29,042 6.50 184 22,886 4.47
Non-Convertible Debentures
Public Issue 7 8,882 1.99 9 25,383 4.96
Total 408 118,279 26.49 241 66,503 13.00
Table 3-9: Initial Public Offerings (IPOs) of Equity Shares during 2011-12
Sr.
No.
Company Name Issue Size
(` Crores)
Date of
Listing
No. of
securities
issued
Issue
Price
1 Shilpi Cable Technologies Limited 55.87 8-Apr-11 8,098,762 69
2 Muthoot Finance Limited 901.25 6-May-11 51,500,000 175
3 Paramount Printpackaging Limited 45.83 6-May-11 13,094,175 35
4 Future Ventures India Limited 750.00 10-May-11 750,000,000 10
5 Servalakshmi Paper Limited 60.00 12-May-11 20,689,656 29
6 Innoventive Industries Limited 217.41 13-May-11 18,581,650 117
7 Sanghvi Forging and Engineering Limited 36.90 23-May-11 4,341,195 85
8 Aanjaneya Lifecare Limited 117.00 27-May-11 5,000,000 234
9 Timbor Home Limited 23.25 22-Jun-11 3,690,000 63
10 Rushil Decor Limited 40.63 7-Jul-11 5,643,750 72
11 Bharatiya Global Infomedia Limited 55.10 28-Jul-11 6,720,000 82
12 Inventure Growth Securities Limited 81.90 4-Aug-2011 7,000,000 117
13 LT Finance Holdings Limited 1,245.00 12-Aug-2011 237,705,361 52
14 Tree House Education Accessories Limited 112.06 26-Aug-2011 8,432,189 135
15 Brooks Laboratories Limited 63.00 5-Sep-2011 6,300,000 100
16 TD Power Systems Limited 227.00 8-Sep-11 8,867,187 256
17 SRS Limited 203.00 16-Sep-11 35,000,000 58
18 Vaswani Industries Limited 49.00 20-Sep-11 10,000,000 49
19 PG Electroplast Limited 120.64 26-Sep-11 5,745,000 210
20 Prakash Constrowell Limited 60.00 4-Oct-11 4,347,826 138
21 Tijaria Polypipes Limited 60.00 14-Oct-11 10,000,407 60
22 Onelife Capital Advisors Limited 36.85 17-Oct-11 3,350,000 110
23 Flexituff International Limited 104.62 19-Oct-11 6,750,000 155
24 Taksheel Solutions Limited 82.50 19-Oct-11 5,500,000 150
25 M AND B Switchgears Limited 93.00 20-Oct-11 5,000,000 186
26 Indo Thai Securities Limited 29.60 2-Nov-11 4,000,000 74

24
Table 3-10: Resource Mobilisation through public issue of NCDs during 2011-12
S.No. Name of the Company Date Amount
Mobilised
(`crore)
Amount
Mobilised
(Us $ mn)
1 Housing Urban Development Corporation Limited 20-Mar-12 4,684.72 915.76
2 National Highways Authority of India 8-Feb-12 10,000.00 1,954.79
3 Infrastructure Development Finance Company Limited 4-Jul-11 727.27 142.16
4 Infrastructure Development Finance Company Limited 28-Mar-12 702.59 137.34
5 India Infoline Investment Services Limited 24-Aug-11 750.00 146.61
6 Indian Railway Finance Corporation Limited 3-Feb-12 6,268.89 1,225.43
7 Muthoot Finance Limited 20-Sep-11 693.28 135.52
8 Shriram City Union Finance Limited 2-Sep-11 750.00 146.61
9 Shriram Transport Finance Company Limited 18-Jul-11 806.62 157.68
Total 25,383.37 4,961.91
Table 3-11: Rights Issues during 2011-12
S. No. Company Name Date of
Listing
Amount
Mobilised
(` Crore)
Amount
Mobilised
(US $ mn)
1 Karur Vysya Bank Limited 5-Apr-11 456.94 89.32
2 The Karnataka Bank Limited 6-Apr-11 457.03 89.34
3 Arrow Textiles Limited 11-Apr-11 5.99 1.17
4 Central Bank of India 21-Apr-11 2,497.39 488.19
5 State Bank Of Bikaner And Jaipur 27-Apr-11 780.00 152.47
6 Karur Vysya Bank Limited
17-Jun-11 436.86 85.40
27-Jun-11 7.33 1.43
7 Automotive Stampings and Assemblies Limited 25-Jul-11 29.46 5.76
8 JK Paper Limited 9-Sep-11 245.58 48.01
9 Bajaj Hindusthan Limited 3-Nov-11 1,479.75 289.26
10 Fame India Limited 6-Mar-12 89.28 17.45
11 Gayatri Projects Limited 29-Mar-12 143.75 28.10
Total 6,629.36 1,295.90

25
Table 3-12: Preferential Allotments by NSE Listed Companies during 2011-12
S.No. Company Name _ A_m__o_u_n_t _R_a_is_e_d_
` Crore
_ A_m__o_u_n_t _R_a_is_e_d_
US $ mn
1 Allied Digital Services Limited 5.54 1.08
2 Aegis Logistics Limited 68.27 13.35
3 Allahabad Bank 670.00 130.97
4 Amtek Auto Limited 302.40 59.11
5 Andhra Bank 1,173.00 229.30
6 Ansal Housing and Construction Limited 7.00 1.37
7 Apar Industries Limited 80.00 15.64
8 Apollo Hospitals Enterprise Limited 119.21 23.30
9 Arihant Foundations Housing Limited 9.97 1.95
10 B.A.G Films and Media Limited 13.60 2.66
11 Bank Of Baroda 2,461.00 481.07
12 Bank Of India 1,010.00 197.43
13 Bharati Shipyard Limited 10.96 2.14
14 Bharati Shipyard Limited 27.57 5.39
15 Bhartiya International Limited 3.44 0.67
16 Bhartiya International Limited 2.58 0.50
17 Birla Cotsyn (India) Limited 5.69 1.11
18 Bombay Dyeing Mfg Company Limited 101.87 19.91
19 Bombay Dyeing Mfg Company Limited 40.12 7.84
20 Bombay Rayon Fashions Limited 81.06 15.85
21 Bombay Rayon Fashions Limited 65.75 12.85
22 Burnpur Cement Limited 20.52 4.01
23 C C Constructions Limited 50.00 9.77
24 Celestial Biolabs Limited 5.94 1.16
25 Clutch Auto Limited 6.25 1.22
26 Clutch Auto Limited 4.14 0.81
27 CORE Education Technologies Limited 67.53 13.20
28 Corporation Bank 309.00 60.40
29 Crew B.O.S. Products Limited 0.38 0.07
30 Delta Corp Limited 108.78 21.26
31 Dena Bank 539.00 105.36
32 The Dhampur Sugar Mills Limited 2.74 0.54
33 Dhanus Technologies Limited 166.54 32.55
34 Dhanus Technologies Limited 133.46 26.09
35 Dharani Sugars Chemicals Limited 15.82 3.09
36 Edserv Softsystems Limited 3.33 0.65
37 Edserv Softsystems Limited 35.00 6.84
Contd...

26
Contd...
` Crore
US $ mn
38 Educomp Solutions Limited 1.89 0.37
39 Eon Electric Limited 4.23 0.83
40 Eon Electric Limited 6.23 1.22
41 Everonn Education Limited 10.40 2.03
42 Everonn Education Limited 138.24 27.02
43 First Winner Industries Limited 50.00 9.77
44 GATI Limited 4.93 0.96
45 Gemini Communication Limited 12.16 2.38
46 Genus Power Infrastructures Limited 13.30 2.60
47 Global Offshore Services Limited 1.17 0.23
50 Glodyne Technoserve Limited 43.20 8.44
51 Godrej Consumer Products Limited 685.00 133.90
52 Gujarat Apollo Industries Limited 9.90 1.94
53 HCL Infosystems Limited 70.65 13.81
54 Housing Development and Infrastructure Limited 110.00 21.50
55 Himachal Futuristic Communications Limited 243.03 47.51
56 Indo Count Industries Limited 3.25 0.64
57 Infrastructure Development Finance Company Limited 840.00 164.20
58 Igarashi Motors India Limited 49.60 9.69
59 Indowind Energy Limited 7.64 1.49
60 Ind-Swift Laboratories Limited 5.00 0.98
65 Ind-Swift Limited 4.00 0.78
66 Ind-Swift Limited 5.11 1.00
67 ING Vysya Bank Limited 456.36 89.21
68 Indian Overseas Bank 1,054.00 206.03
69 Jayaswal Neco Industries Limited 279.84 54.70
70 JHS Svendgaard Laboratories Limited 24.44 4.78
71 JIK Industries Limited 27.27 5.33
72 JM Financial Limited* 0.24 0.05
73 Kalindee Rail Nirman (Engineers) Limited 2.26 0.44
74 Kavveri Telecom Products Limited 45.20 8.84
Contd...

27
` Crore
US $ mn
77 KEI Industries Limited 8.40 1.64
78 Kemrock Industries and Exports Limited 0.68 0.13
79 Kemrock Industries and Exports Limited 24.11 4.71
80 Kingfi sher Airlines Limited 1,495.10 292.26
81 Kingfi sher Airlines Limited 199.75 39.05
82 Karuturi Global Limited 7.50 1.47
83 Kamdhenu Ispat Limited 2.54 0.50
84 Kokuyo Camlin Limited 58.94 11.52
85 KPIT Cummins Infosystems Limited 112.50 21.99
86 K S Oils Limited 67.29 13.15
87 K S Oils Limited 89.71 17.54
88 Lloyds Steel Industries Limited 50.00 9.77
89 Magma Fincorp Limited 438.72 85.76
90 Magma Fincorp Limited 50.00 9.77
91 Bank of Maharashtra 352.00 68.81
92 Mahindra Forgings Limited 58.90 11.51
93 Man Industries (India) Limited 1.75 0.34
94 Max India Limited 521.93 102.03
95 Max India Limited 173.40 33.90
96 McDowell Holdings Limited 8.12 1.59
97 McDowell Holdings Limited 6.41 1.25
98 Micro Technologies (India) Limited 5.64 1.10
99 Minda Industries Limited 40.13 7.84
100 Motilal Oswal Financial Services Limited 9.20 1.80
101 Murli Industries Limited 12.40 2.42
102 Murli Industries Limited 26.29 5.14
103 National Steel And Agro Industries Limited 28.14 5.50
104 Nicco Corporation Limited 3.47 0.68
109 Omnitech Infosolutions Limited 0.02 0.00
110 Omnitech Infosolutions Limited 10.54 2.06
111 Oriental Bank Of Commerce 1,740.00 340.13
112 Paramount Communications Limited 1.13 0.22
113 Paramount Communications Limited 4.58 0.89
Contd...
Contd...

28
Contd...
` Crore
US $ mn
114 Patel Integrated Logistics Limited* 0.29 0.06
115 Phillips Carbon Black Limited 24.50 4.79
116 Pipavav Defence and Offshore Engineering Company
Limited 177.80 34.76
117 Punjab National Bank 184.00 35.97
118 Pochiraju Industries Limited 2.02 0.39
119 Rainbow Papers Limited 24.40 4.77
120 Raj Rayon Industries Limited 1.51 0.30
121 REI Six Ten Retail Limited 27.00 5.28
122 Ramkrishna Forgings Limited 10.21 2.00
123 Ramkrishna Forgings Limited 8.28 1.62
124 Rohit Ferro-Tech Limited 150.00 29.32
125 Sri Adhikari Brothers Television Network Limited 6.98 1.36
126 Sri Adhikari Brothers Television Network Limited 6.98 1.36
127 Samtel Color Limited 10.46 2.04
130 Sarda Energy Minerals Limited 92.05 17.99
131 Saregama India Limited 27.94 5.46
132 Sathavahana Ispat Limited 4.80 0.94
133 Sathavahana Ispat Limited 2.40 0.47
134 SEL Manufacturing Company Limited 18.30 3.58
135 Sezal Glass Limited 18.00 3.52
136 Sezal Glass Limited 11.00 2.15
137 Sical Logistics Limited 122.21 23.89
138 Simbhaoli Sugars Limited 4.00 0.78
139 Simbhaoli Sugars Limited 2.17 0.42
140 S. Kumars Nationwide Limited 80.18 15.67
141 Software Technology Group International Limited 1.49 0.29
142 Software Technology Group International Limited 1.24 0.24
143 Spanco Limited 50.92 9.95
144 Spentex Industries Limited 6.35 1.24
145 Spentex Industries Limited 3.31 0.65
146 Sree Rayalaseema Hi-Strength Hypo Limited 2.06 0.40
147 Sree Rayalaseema Hi-Strength Hypo Limited 2.41 0.47
148 Sterlite Technologies Limited 108.41 21.19
149 Sujana Tower Limited 30.25 5.91
150 Sujana Universal Industries Limited 15.00 2.93
Contd...

29
Contd...
` Crore
US $ mn
151 Sujana Universal Industries Limited 18.75 3.67
152 Suryajyoti Spinning Mills Limited 5.67 1.11
153 Surya Pharmaceutical Limited 6.65 1.30
154 Surya Pharmaceutical Limited 7.00 1.37
155 Syndicate Bank 633.00 123.74
156 Tata Steel Limited 712.80 139.34
157 Tilaknagar Industries Limited 29.33 5.73
158 Tricom India Limited 12.09 2.36
159 Trigyn Technologies Limited 2.60 0.51
160 Trigyn Technologies Limited 2.72 0.53
161 Twilight Litaka Pharma Limited 3.44 0.67
165 UCO Bank 940.00 183.75
166 Union Bank of India 682.00 133.32
167 United Bank of India 308.00 60.21
168 Usher Agro Limited 5.74 1.12
169 Usher Agro Limited 8.61 1.68
170 Vakrangee Softwares Limited 8.05 1.57
171 Vakrangee Softwares Limited 8.54 1.67
172 Vardhman Polytex Limited 1.96 0.38
173 Vardhman Polytex Limited 12.24 2.39
174 Varun Industries Limited 30.24 5.91
175 Venus Remedies Limited 16.78 3.28
176 Vijaya Bank 368.00 71.94
177 Visu International Limited 0.88 0.17
178 Vivimed Labs Limited 13.27 2.59
179 Vivimed Labs Limited 59.85 11.70
180 Websol Energy System Limited 3.50 0.68
181 Windsor Machines Limited 0.27 0.05
182 Winsome Yarns Limited 19.31 3.77
183 XL Energy Limited 0.68 0.13
184 Zenith Birla (India) Limited 3.34 0.65
Total 22,886.26 4,473.77
*Note:- Above data includes two issues of re-issue for forfeited shares

30
Table 3-13: Amount raised through QIP during 2011-12
Sr.No Name of the company Amount Raised
(` cr)
Amount Raised
( US $ mn)
1 Sumeet Industries Limited 55.34 10.82
2 ING Vysya Bank Limited 513.14 100.31
3 Excel Infoways Limited 25.70 5.02
4 Apollo Hospitals Enterprise Limited 330.00 64.51
6 Natco Pharma Limited 67.50 13.19
7 Housing Development Finance Corporation Limited* 3.00 0.59
10 Dewan Housing Finance Corporation Limited 304.30 59.48
11 Development Credit Bank Limited 94.01 18.38
13 Trent Limited 250.00 48.87
15 Godrej Properties Limited** 470.74 92.02
Total 2,154.18 421.10
* Includes Equity Shares allotted on conversion of convertible securities issued on QIP basis
** Includes one issue of Institutional Placement Programme (Issue Size - 470.74 crore)
Table 3-14: Companies Delisted during 2011-12
Compulsory / Voluntary Delisting Details
Name of the company Symbol Date of Delisting Details
Binani Cement Limited BINANICEM 30-May-11 Voluntary
UTV Software Communications Limited UTVSOF 16-Mar-12 Voluntary
Nirma Limited NIRMA 28-Mar-12 Voluntary

33
4
Contd...
Capital Market Segment
Table 4-1:Business Growth of CM Segment
Month
Year
No. of
Trading
Days
No. of
com-panies
Traded
No. of
Trades
Traded
Quantity
Trading Value Average Daily
Trading Value
Turn-over
Ratio
Demat
Traded
Quantity
Demat Trading Value Market Capitalisation
(` lakh) (lakh) (` cr.) (US $ bn) (` cr.) (US $ mn.) (%) (lakh) (` cr.) (US $ bn) (` cr.) (US $ bn)
1994-95
(Nov.-Mar.)
102 -- 3 1,391 1,805 -- 17 -- 0.50 0 0 -- 363,350 --
1995-96 246 -- 66 39,912 67,287 -- 276 -- 16.76 0 0 -- 401,459 --
1996-97 250 -- 264 135,561 294,503 -- 1,176 -- 70.23 2 6 -- 419,367 --
1997-98 244 -- 381 135,685 370,193 -- 1,520 -- 76.88 315 351 -- 481,503 --
1998-99 251 -- 546 165,327 414,474 98 1,651 389 84.38 8,542 23,818 6 491,175 116
1999-2000 254 -- 984 242,704 839,052 192 3,303 757 82.23 153,772 711,706 163 1,020,426 234
2000-01 251 1,201 1,676 329,536 1,339,510 287 5,337 1,144 203.62 307,222 1,264,337 271 657,847 141
2001-02 247 1,019 1,753 278,408 513,167 105 2,078 426 80.58 277,717 512,866 105 636,861 131
2002-03 251 899 2,398 364,066 617,989 130 2,462 518 115.05 364,049 617,984 130 537133 113
2003-04 254 804 3,780 713,300 1,099,534 253 4,329 998 98.09 713,300 1,099,534 253 1,120,976 258
2004-05 253 856 4,510 797,685 1,140,072 261 4,506 1,030 71.90 797,685 1,140,072 261 1,585,585 362
2005-06 251 928 6,088 844,486 1,569,558 352 6,253 1,402 55.79 844,486 1,569,558 352 2,813,201 631
2006-07 249 1,114 7,846 855,456 1,945,287 446 7,812 1,792 57.77 855,456 1,945,287 446 3,367,350 773
2007-08 251 1,244 11,727 1,498,469 3,551,038 888 14,148 3,540 73.09 1,498,469 3,551,038 888 4,858,122 1,215
2008-09 243 1,277 13,651 1,426,355 2,752,023 540 11,325 2,223 95.02 1,426,355 2,752,023 540 2,896,194 568
2009-2010 244 1,370 16,816 2,215,530 4,138,023 917 16,959 3,757 68.86 2,215,530 4,138,023 917 6,009,173 1,331
Apr-10 20 1346 1,205 144,060 276,566 62 13,828 3,097 -- 144,060 276,566 62 6,117,858 1,370
May-10 22 1349 1,249 139,812 284,625 64 12,937 2,898 -- 139,812 284,625 64 5,932,578 1,329
Jun-10 22 1364 1,248 143,616 286,109 64 13,005 2,913 -- 143,616 286,109 64 6,229,136 1,395
Jul-10 22 1373 1,219 139,417 278,551 62 12,661 2,836 -- 139,417 278,551 62 6,340,120 1,420

34
Contd...
Month
Year
No. of
Trading
Days
No. of
com-panies
Traded
No. of
Trades
Traded
Quantity
Trading Value Average Daily
Trading Value
Turn-over
Ratio
Demat
Traded
Quantity
Demat Trading Value Market Capitalisation
(` lakh) (lakh) (` cr.) (US $ bn) (` cr.) (US $ mn.) (%) (lakh) (` cr.) (US $ bn) (` cr.) (US $ bn)
Aug-10 22 1389 1,361 152,467 311,994 70 14,182 3,176 -- 152,467 311,994 70 6,393,418 1,432
Sep-10 21 1395 1,369 173,285 329,869 74 15,708 3,518 -- 173,285 329,869 74 6,958,534 1,558
Oct-10 21 1415 1,447 193,248 360,472 81 17,165 3,844 -- 193,248 360,472 81 7,055,094 1,580
Nov-10 21 1419 1,413 188,217 363,993 82 17,333 3,882 -- 188,217 363,993 82 6,894,912 1,544
Dec-10 22 1432 1,307 151,108 295,685 66 13,440 3,010 -- 151,108 295,685 66 7,139,310 1,599
Jan-11 20 1440 1,184 130,217 267,332 60 13,367 2,994 -- 130,217 267,332 60 6,441,491 1,443
Feb-11 20 1444 1,278 141,168 266,504 60 13,325 2,984 -- 141,168 266,504 60 6,195,967 1,388
Mar-11 22 1450 1,227 127,900 255,712 57 11,623 2,603 -- 127,900 255,712 57 6,702,616 1,501
2010-11 255 1483 15,507 1,824,515 3,577,410 801 14,029 3,142 53.37 1,824,515 3,577,410 801 6,702,616 1,501
Apr-11 18 1453 1,073 129,429 228,348 45 12,686 2,480 -- 129,429 228,348 45 6,753,614 1,320
May-11 22 1463 1,151 115,857 233,876 46 10,631 2,078 -- 115,857 233,876 46 6,569,743 1,284
Jun-11 22 1474 1,159 122,299 222,457 43 10,112 1,977 -- 122,299 222,457 43 6,574,743 1,285
Jul-11 21 1478 1,158 122,590 230,003 45 10,953 2,141 -- 122,590 230,003 45 6,462,238 1,263
Aug-11 21 1489 1,236 133,110 235,253 46 11,203 2,190 -- 133,110 235,253 46 5,921,684 1,158
Sep-11 21 1495 1,226 132,298 235,270 46 11,203 2,190 -- 132,298 235,270 46 5,820,334 1,138
Oct-11 19 1510 1,008 101,205 193,293 38 10,173 1,989 -- 101,205 193,293 38 6,101,891 1,193
Nov-11 20 1512 1,114 123,804 206,344 40 10,317 2,017 -- 123,804 206,344 40 5,547,723 1,084
Dec-11 21 1520 1,076 115,115 188,886 37 8,995 1,758 -- 115,115 188,886 37 5,232,273 1,023
Jan-12 22 1520 1,312 148,303 236,872 46 10,767 2,105 -- 148,303 236,872 46 5,937,039 1,161
Feb-12 20 1523 1,535 207,991 327,808 64 16,390 3,204 -- 207,991 327,808 64 6,233,250 1,218
Mar-12 22 1533 1,329 164,978 272,482 53 12,386 2,421 -- 164,978 272,482 53 6,096,518 1,192
2011-12 249 1551 14,377 1,616,978 2,810,893 549 11,289 2,207 46.11 1,616,978 2,810,893 549 6,096,518 1,192

35
Table 4-2: Frequency Distribution of Companies traded
Trading
Frequency
(Range of
Days)
2009-10 2010-11 2011-12
No. of
Companies
Traded
Percentage
of Total
No. of
Companies
Traded
Percentage
of Total
No. of
Companies
Traded
Percentage
of Total
Above 100 1,301 92.9 1,444 93.7 1,530 94.0
91-100 15 1.1 7 0.5 5 0.3
81-90 3 0.2 5 0.3 8 0.5
71-80 9 0.6 7 0.5 7 0.4
61-70 2 0.1 11 0.7 5 0.3
51-60 23 1.6 5 0.3 6 0.4
41-50 6 0.4 6 0.4 3 0.2
31-40 6 0.4 8 0.5 3 0.2
21-30 9 0.6 8 0.5 8 0.5
11-20 14 1.0 11 0.7 8 0.5
1-10 13 0.9 29 1.9 44 2.7
Total 1,401 100.0 1,541 100.0 1,627 100.0
Table 4-3: Trading Frequency of Companies in Cash Segment during 2011-12
Month/ Year Companies Available for
Trading*
No. of companies Traded Percent of Traded to
Available for Trading
Apr-11 1,488 1,453 98.5
May-11 1,495 1,463 98.2
Jun-11 1,509 1,474 98.3
Jul-11 1,514 1,478 98.6
Aug-11 1,523 1,489 98.7
Sep-11 1,530 1,495 98.8
Oct-11 1,543 1,510 98.6
Nov-11 1,545 1,512 98.5
Dec-11 1,556 1,520 98.4
Jan-12 1,557 1,520 98.5
Feb-12 1,560 1,523 98.2
Mar-12 1,563 1,533 98.1
*At the end of the period Includes listed/permitted to trade companies but excludes suspended companies.

36
Table 4-4: Advances/Declines in Cash Segment of NSE during 2011-12
(No. of Securities)
Month/Date NSE
Advances Declines Advance / Decline Ratio
Apr-11 1,355 129 10.5
May-11 242 1,245 0.2
Jun-11 550 946 0.6
Jul-11 872 637 1.4
Aug-11 175 1,339 0.1
Sep-11 544 980 0.6
Oct-11 405 1,125 0.4
Nov-11 390 1,152 0.3
Dec-11 140 1,405 0.1
Jan-12 1,195 359 3.3
Feb-12 1,403 151 9.3
Mar-12 452 1,106 0.4
Note: Advance/Decline is calculated based on the average price methodology.
Stocks which have been traded in both months have been considered only
Table 4-5: City-wise Turnover of NSE in the CM segment (in %)
City 2005-06 2006-07 2007-08 2008-09 2009-10 2010-11 2011-12
Ahmedabad 3.0 2.9 3.4 5.3 7.0 6.2 6.1
Bangalore 1.7 1.3 0.8 0.6 0.6 0.6 0.5
Baroda 0.8 0.9 0.8 0.7 0.6 0.5 0.4
Bhubaneshwar 0.0 0.0 0.0 0.0 0.0 0.0 0.0
Chennai 2.8 2.2 1.9 2.0 1.7 1.6 1.4
Cochin 0.6 0.5 0.5 0.8 1.4 1.7 1.7
Coimbatore 0.4 0.3 0.2 0.3 0.3 0.3 0.2
Delhi 13.4 13.5 14.7 15.0 14.9 10.8 8.4
GUWAHATI 0.0 0.0 0.0 0.0 0.0 0.0 0.0
Hyderabad 1.9 1.2 1.3 1.7 1.8 1.6 1.4
Indore 0.8 0.8 0.7 0.5 0.6 0.6 0.4
Jaipur 1.2 0.9 0.7 0.6 0.5 0.5 0.4
Kanpur 0.2 0.2 0.1 0.1 0.1 0.1 0.1
Kolkata/Howrah 11.4 10.6 11.0 9.2 8.3 7.5 8.6
Ludhiana 0.3 0.2 0.2 0.2 0.2 0.1 0.1
Mangalore 0.1 0.1 0.0 0.0 0.0 0.0 0.0
Mumbai / Thane 52.4 57.1 57.7 55.9 54.5 58.6 60.4
Patna 0.1 0.1 0.3 0.0 0.0 0.0 0.0
Pune 0.6 0.4 0.0 0.2 0.2 0.2 0.2
Rajkot 0.3 0.4 0.8 1.3 1.4 1.6 1.4
Others 8.1 6.5 5.0 5.7 5.9 7.5 8.2
Total 100 100 100 100 100 100 100

37
Table 4-6: Internet Trading Value in the CM segment in comparison with
total trading volumes at NSE
Year Enabled
Members*
Registered
Clients*
Internet
Trading Volume
Internet
Trading Volume
% of total
trading volume
(` crore) (US $ bn)
2006-07 242 2,279,098 337,524 77.43 17.35
2007-08 305 4,405,134 668,399 167.23 18.82
2008-09 349 5,627,789 692,789 135.97 25.17
2009-10 363 5,143,705 921,380 204.12 11.13
2010-11 387 5,640,513 765,271 171.39 10.70
2011-12 428 6,148,447 597,430 116.78 10.63

$WWKHHQGRIWKHÀQDQFLDOHDU
Trading volumes are calculated as buy side + sell side turnover
** Above data is based on statistics on Internet Based Trading uploaded by members.
Table 4-7: Details of Asset Management Companies Listed on NSE
as of March 2012
No. Name of Asset Management Company
1 Goldman Sachs Asset Management (India) Private Limited
2 Franklin Templeton Asset Management (India) Pvt. Ltd
3 Kotak Mahindra Asset Management Company Limited
4 Quantum Asset Management Co. Private Ltd
5 Reliance Capital Asset Management Limited
6 UTI Asset Management Co. Ltd.
7 IDFC Asset Management Company Private Limited
8 Religare Asset Management Co. Pvt. Ltd
9 SBI Funds Management Private Limited
10 Birla Sun Life Asset Management Company Limited
11 HDFC Asset Management Company Limited
12 Deutsche Asset Management (India) Private Limited
13 BNP Paribas Asset Management India Private Limited
14 Principal Pnb Asset Management Co. Pvt. Ltd.
15 Taurus Asset Management Company Limited
16 Sundaram Asset Management Company Limited
17 ICICI Prudential Asset Management Company Limited
18 JM Financial Asset Management Private Limited
19 Bharti AXA Investment Managers Private Limited
20 LT Investment Management Limited
21 DSP BlackRock Investment Managers Private Limited
22 Canara Robeco Asset Management Company Limited
23 Axis Asset Management Company Limited
24 FIL Fund Management Private Limited
25 Motilal Oswal Asset Management Company Limited
Contd...

38
26 JP Morgan Asset Management India Private Limited
27 IDBI Asset Mangement Limited
28 AIG Global Asset Management Company India Private Limited
29 Baroda Pioneer Asset Management Company Limited
30 HSBC Asset Management Company India Private Limited
31 Pramerica Asset Managers Private Limited
32 Sahara Asset Management Company Private Limited
Table 4-8: NSE CM transaction charges*
Total Traded Value in a month Revised Transaction Charges
(` per lakh of Traded Value)
Up to First ` 1250 cores ` 3.25 each side
More than ` 1250 crores up to ` 2500 crores
(on incremental volume)
` 3.20 each side
` 3.15 each side
` 3.10 each side
` 3.05 each side
Exceeding `15000 crores
` 3.00 each side
* not applicable to money market instruments, GOLD ETFs or Hangseng Bees
Table 4-9: The existing rates of Securities Transaction Tax (STT) for CM segment
Sr. No Taxable securities transaction Rate (%) Payable by
1 Purchase of an equity share in a company or a unit of an
equity oriented fund, where –
(a) the transaction of such purchase is entered into in a
recognised stock exchange; and
(b) the contract for the purchase of such share or unit is
settled by the actual delivery or transfer of such share
or unit.
0.1 Purchaser.
2 Sale of an equity share in a company or a unit of an equity
oriented fund, where –
(a) the transaction of such sale is entered into in a
(b) the contract for the sale of such share or unit is settled
by the actual delivery or transfer of such share or unit.
0.1 Seller.
3 Sale of an equity share in a company or a unit of an equity
oriented fund, where –
(a) the transaction of such sale is entered into in a
(b) the contract for the sale of such share or unit is settled
otherwise than by the actual delivery or transfer of such
share or unit.
0.025 Seller.
Contd...

39
Table 4-10: Percentage Share of Top ‘N’ Securities/Member in Turnover
No. of Securities/Members
Year 5 10 25 50 100
Securities
1994-95 (Nov.-Mar.) 48.77 55.92 68.98 81.14 91.07
1995-96 82.98 86.60 90.89 93.54 95.87
1996-97 84.55 91.96 95.70 97.03 98.19
1997-98 72.98 85.17 92.41 95.76 97.90
1998-99 52.56 67.11 84.71 92.03 95.98
1999-00 39.56 59.22 82.31 88.69 93.66
2000-01 52.15 72.90 88.93 94.57 97.46
2001-02 44.43 62.92 82.24 91.56 95.91
2002-03 40.58 55.41 77.8 89.16 95.38
2003-04 31.04 44.87 64.32 79.44 91.03
2004-05 25.88 41.65 57.98 72.40 84.26
2005-06 22.15 31.35 46.39 59.22 73.12
2006-07 16.97 25.25 43.46 61.94 77.22
2007-08 16.29 26.78 45.46 61.47 77.29
2008-09 20.48 32.58 56.36 74.66 87.69
2009-10 15.43 26.15 46.80 64.24 78.20
2010-11 15.25 23.03 38.73 53.58 68.93
2011-12 17.17 27.14 44.28 59.79 75.74
Members
1994-95 (Nov.-Mar.) 18.19 26.60 44.37 61.71 81.12
1995-96 10.65 16.56 28.61 41.93 58.59
1996-97 5.94 10.08 19.67 30.57 45.95
1997-98 6.29 10.59 18.81 29.21 44.24
1998-99 7.73 11.96 20.77 31.66 47.02
1999-00 7.86 12.99 22.78 34.41 49.96
2000-01 7.78 12.76 23.00 33.86 48.79
2001-02 7.14 12.29 23.63 36.32 53.40
2002-03 10.26 16.41 29.07 42.49 59.15
2003-04 11.58 17.36 30.34 44.05 61.37
2004-05 13.52 20.20 34.97 49.01 65.09
2005-06 14.62 22.57 38.17 52.57 38.45
2006-07 14.72 24.27 42.61 56.71 71.22
2007-08 14.57 25.71 44.70 60.11 73.90
2008-09 13.56 23.62 43.55 61.21 75.42
2009-10 14.63 23.48 41.00 57.01 72.71
2010-11 14.35 23.83 42.85 58.61 73.04
2011-12 14.80 25.26 46.30 62.16 76.98

40
Table 4-11: ‘50’ Most Active Securities during 2011-12 in Terms of Trading Value
Rank Name of Security
Trading Value
% Share
in Total
Trading
Value
Market Capitalisation
as on March 31, 2012
% Share
in Total
Market
(`cr) (US $ bn) (`cr) (US $ bn) Capitalisation
1 STATE BANK OF INDIA 134,785 26.35 4.80 133,118 26.02 2.18
2 ICICI BANK LTD. 99,161 19.38 3.53 102,586 20.05 1.68
3 RELIANCE INDUSTRIES LTD 89,881 17.57 3.20 245,801 48.05 4.03
4 INFOSYS LIMITED 87,761 17.16 3.12 164,588 32.17 2.70
5 LARSEN TOUBRO LTD. 71,705 14.02 2.55 80,125 15.66 1.31
6 TATA MOTORS LIMITED 68,502 13.39 2.44 74,087 14.48 1.22
7 AXIS BANK LIMITED 58,091 11.36 2.07 47,324 9.25 0.78
8 HDFC LTD 52,899 10.34 1.88 99,334 19.42 1.63
9 TATA STEEL LIMITED 51,709 10.11 1.84 45,817 8.96 0.75
10 BHARTI AIRTEL LIMITED 49,341 9.65 1.76 128,319 25.08 2.10
11 TATA CONSULTANCY SERV LTD 45,002 8.80 1.60 228,760 44.72 3.75
12 HDFC BANK LTD 40,361 7.89 1.44 121,914 23.83 2.00
13 DLF LIMITED 38,322 7.49 1.36 34,263 6.70 0.56
14 ITC LTD 37,168 7.27 1.32 177,107 34.62 2.91
15 MAHINDRA MAHINDRA LTD 35,300 6.90 1.26 42,991 8.40 0.71
16 BHEL 33,688 6.59 1.20 62,940 12.30 1.03
17 JSW STEEL LIMITED 33,665 6.58 1.20 16,097 3.15 0.26
18 COAL INDIA LTD 32,691 6.39 1.16 217,220 42.46 3.56
19 HINDALCO INDUSTRIES LTD 31,853 6.23 1.13 24,774 4.84 0.41
20 JAIPRAKASH ASSOCIATES LTD 27,517 5.38 0.98 17,373 3.40 0.28
21 OIL AND NATURAL GAS CORP. 26,147 5.11 0.93 229,587 44.88 3.77
22 HOUSING DEV INFRA LTD 25,489 4.98 0.91 3,589 0.70 0.06
23 RELIANCE CAPITAL LTD 25,125 4.91 0.89 9,639 1.88 0.16
24 HERO MOTOCORP LIMITED 24,943 4.88 0.89 41,041 8.02 0.67
25 JUBILANT FOODWORKS LTD 24,867 4.86 0.88 7,651 1.50 0.13
26 TITAN INDUSTRIES LTD 24,162 4.72 0.86 20,290 3.97 0.33
27 JINDAL STEEL POWER LTD 23,894 4.67 0.85 50,962 9.96 0.84
28 INFRA. DEV. FIN. CO. LTD 23,794 4.65 0.85 20,409 3.99 0.33
29 HINDUSTAN UNILEVER LTD. 21,718 4.25 0.77 88,620 17.32 1.45
30 RELIANCE INFRASTRUCTU LTD 21,621 4.23 0.77 15,449 3.02 0.25
31 YES BANK LIMITED 20,893 4.08 0.74 13,006 2.54 0.21
32 STERLITE INDS (IND) LTD 20,746 4.06 0.74 37,330 7.30 0.61
33 LIC HOUSING FINANCE LTD 20,438 4.00 0.73 12,500 2.44 0.21
34 SUZLON ENERGY LIMITED 19,004 3.71 0.68 4,488 0.88 0.07
35 RELIANCE COMMUNICATIONS L 18,820 3.68 0.67 17,348 3.39 0.28
36 CAIRN INDIA LIMITED 18,608 3.64 0.66 63,670 12.45 1.04
37 BAJAJ AUTO LIMITED 17,982 3.52 0.64 48,579 9.50 0.80
Contd...

41
Contd...
Rank Name of Security
Trading Value
% Share
in Total
Trading
Value
Market Capitalisation
as on March 31, 2012
% Share
in Total
Market
(`cr) (US $ bn) (`cr) (US $ bn) Capitalisation
38 UNITECH LTD 17,382 3.40 0.62 7,522 1.47 0.12
39 SESA GOA LTD 17,214 3.36 0.61 16,921 3.31 0.28
40 MARUTI SUZUKI INDIA LTD. 16,773 3.28 0.60 39,017 7.63 0.64
41 VIP INDUSTRIES LTD 15,965 3.12 0.57 1,411 0.28 0.02
42 POWER FIN CORP LTD. 15,602 3.05 0.56 24,359 4.76 0.40
43 WIPRO LTD 13,644 2.67 0.49 108,201 21.15 1.77
44 IDEA CELLULAR LIMITED 13,109 2.56 0.47 32,681 6.39 0.54
45 DR. REDDY'S LABORATORIES 12,995 2.54 0.46 29,920 5.85 0.49
46 DELTA CORP LIMITED 12,808 2.50 0.46 1,544 0.30 0.03
47 UNITED SPIRITS LIMITED 12,623 2.47 0.45 7,927 1.55 0.13
48 RURAL ELEC CORP. LTD. 12,344 2.41 0.44 20,282 3.96 0.33
49 EDUCOMP SOLUTIONS LTD 12,328 2.41 0.44 1,855 0.36 0.03
50 IFCI LTD 12,065 2.36 0.43 3,092 0.60 0.05
Total 1,682,505 328.89 59.86 3,043,426 594.92 49.92
Table 4-12: Top ‘50’ Companies by Market Capitalisation as on March 31, 2012
Rank Name of Security and
Industry Market Capitalisation % Share
in Total
Market
Capitalisation
Trading Volume During
2011-12
% Share
in Total
Trading
(` cr.) (US $ bn) (` cr.) (US $ bn) Volume
1 RELIANCE INDUSTRIES LTD 245,801 48.05 4.03 89,881 17.57 3.20
2 OIL AND NATURAL GAS CORP. 229,587 44.88 3.77 26,147 5.11 0.93
3 TATA CONSULTANCY SERV LT 228,760 44.72 3.75 45,002 8.80 1.60
4 COAL INDIA LTD 217,220 42.46 3.56 32,691 6.39 1.16
5 ITC LTD 177,107 34.62 2.91 37,168 7.27 1.32
6 INFOSYS LIMITED 164,588 32.17 2.70 87,761 17.16 3.12
7 NTPC LTD 134,195 26.23 2.20 10,305 2.01 0.37
8 STATE BANK OF INDIA 133,118 26.02 2.18 134,785 26.35 4.80
9 BHARTI AIRTEL LIMITED 128,319 25.08 2.10 49,341 9.65 1.76
10 HDFC BANK LTD 121,914 23.83 2.00 40,361 7.89 1.44
11 WIPRO LTD 108,201 21.15 1.77 13,644 2.67 0.49
12 ICICI BANK LTD. 102,586 20.05 1.68 99,161 19.38 3.53
13 HDFC LTD 99,334 19.42 1.63 52,899 10.34 1.88
14 HINDUSTAN UNILEVER LTD. 88,620 17.32 1.45 21,718 4.25 0.77
15 LARSEN TOUBRO LTD. 80,125 15.66 1.31 71,705 14.02 2.55
16 MMTC LIMITED 78,485 15.34 1.29 2,772 0.54 0.10
Contd...

42
Contd...
Rank Name of Security and
Industry Market Capitalisation % Share
in Total
Market
Capitalisation
Trading Volume During
2011-12
% Share
in Total
Trading
(` cr.) (US $ bn) (` cr.) (US $ bn) Volume
17 TATA MOTORS LIMITED 74,087 14.48 1.22 68,502 13.39 2.44
18 NMDC LTD. 63,832 12.48 1.05 1,860 0.36 0.07
19 INDIAN OIL CORP LTD 63,782 12.47 1.05 3,992 0.78 0.14
20 CAIRN INDIA LIMITED 63,670 12.45 1.04 18,608 3.64 0.66
21 BHEL 62,940 12.30 1.03 33,688 6.59 1.20
22 SUN PHARMACEUTICALS IND. 59,023 11.54 0.97 11,351 2.22 0.40
23 HINDUSTAN ZINC LIMITED 55,922 10.93 0.92 3,127 0.61 0.11
24 JINDAL STEEL POWER LTD 50,962 9.96 0.84 23,894 4.67 0.85
25 POWER GRID CORP. LTD. 50,070 9.79 0.82 9,077 1.77 0.32
26 BAJAJ AUTO LIMITED 48,579 9.50 0.80 17,982 3.52 0.64
27 GAIL (INDIA) LTD 47,726 9.33 0.78 10,997 2.15 0.39
28 AXIS BANK LIMITED 47,324 9.25 0.78 58,091 11.36 2.07
29 TATA STEEL LIMITED 45,817 8.96 0.75 51,709 10.11 1.84
30 NESTLE INDIA LIMITED 44,646 8.73 0.73 2,454 0.48 0.09
31 MAHINDRA MAHINDRA LTD 42,991 8.40 0.71 35,300 6.90 1.26
32 ULTRATECH CEMENT LIMITED 41,508 8.11 0.68 4,495 0.88 0.16
33 HERO MOTOCORP LIMITED 41,041 8.02 0.67 24,943 4.88 0.89
34 KOTAK MAHINDRA BANK LTD 40,343 7.89 0.66 11,280 2.20 0.40
35 MARUTI SUZUKI INDIA LTD. 39,017 7.63 0.64 16,773 3.28 0.60
36 STEEL AUTHORITY OF INDIA 38,930 7.61 0.64 9,561 1.87 0.34
37 STERLITE INDS (IND) LTD 37,330 7.30 0.61 20,746 4.06 0.74
38 DLF LIMITED 34,263 6.70 0.56 38,322 7.49 1.36
39 ADANI ENTERPRISES LIMITED 33,528 6.55 0.55 10,795 2.11 0.38
40 HCL TECHNOLOGIES LTD 33,450 6.54 0.55 11,394 2.23 0.41
41 RELIANCE POWER LTD. 32,862 6.42 0.54 10,392 2.03 0.37
42 IDEA CELLULAR LIMITED 32,681 6.39 0.54 13,109 2.56 0.47
43 BANK OF BARODA 31,173 6.09 0.51 9,181 1.79 0.33
44 ASIAN PAINTS LIMITED 31,097 6.08 0.51 6,741 1.32 0.24
45 OIL INDIA LTD 30,640 5.99 0.50 2,392 0.47 0.09
46 DR. REDDY'S LABORATORIES 29,920 5.85 0.49 12,995 2.54 0.46
47 PUNJAB NATIONAL BANK 29,305 5.73 0.48 8,666 1.69 0.31
48 AMBUJA CEMENTS LTD 26,422 5.16 0.43 8,743 1.71 0.31
49 ADANI PORT SEZ LTD 25,944 5.07 0.43 5,495 1.07 0.20
50 SIEMENS LTD 25,845 5.05 0.42 4,699 0.92 0.17
Total 3,794,630 741.77 62.24 1,396,695 273.02 49.69

43
Table 4-13: NSE’s 10 Most Active Trading days during the year 2011-2012
Sr No. Date
Highest Single Day Trading Value
(` cr.) (US $ bn)
1 24-Feb-2012 23,570 4.61
2 17-Feb-2012 20,704 4.05
3 15-Feb-2012 18,737 3.66
4 2-Feb-2012 18,566 3.63
5 22-Feb-2012 18,502 3.62
6 23-Feb-2012 18,316 3.58
7 8-Feb-2012 17,128 3.35
8 16-Feb-2012 16,904 3.30
9 1-Feb-2012 16,815 3.29
10 16-Mar-2012 16,434 3.21
Table 4-14: Individual Securities Single day Trading Records-2011-12
Rank Symbol Name of Company Date
Traded Value
(` cr.) (US $ bn)
1 HDFC HDFC LTD 24-Feb-12 10,438 2.04
2 INFY INFOSYS LIMITED 15-Apr-11 3,097 0.61
3 ICICIBANK ICICI BANK LTD. 30-Nov-11 2,285 0.45
4 ICICIBANK ICICI BANK LTD. 8-Feb-12 2,070 0.40
5 SBIN STATE BANK OF INDIA 17-May-11 1,983 0.39
6 SBIN STATE BANK OF INDIA 9-Nov-11 1,821 0.36
7 BHARTIARTL BHARTI AIRTEL LIMITED 30-Nov-11 1,802 0.35
8 INFY INFOSYS LIMITED 12-Jan-12 1,608 0.31
9 INFY INFOSYS LIMITED 18-Apr-11 1,504 0.29
10 SBIN STATE BANK OF INDIA 22-Feb-12 1,479 0.29
Note: Data has been compiled for all markets except Auction Market Retail Debt Market
Table 4-15: Composition of SP CNX Nifty Index as on March 30, 2012
Sl. No. Name of Security Issued
Capi-tal
(`
crore)
Free Float
Market
Capitali-sation
(`
crore)
Weight-age
(Per-cent)
Beta R2 Daily
Vola-tility
(Per-cent)
Month-ly
Return
(Per-cent)
Impact
Cost
(Per-cent)
1 2 3 4 5 6 7 8 9 10
1 ACC Ltd. 187.7 12,686.0 0.8 0.8 0.4 1.5 4.1 0.08
2 Ambuja Cements Ltd. 306.9 12,985.0 0.8 0.8 0.3 2.0 7.1 0.09
3 Axis Bank Ltd. 412.9 29,555.0 1.8 1.5 0.6 2.3 (2.7) 0.07
4 Bajaj Auto Ltd. 289.4 22,529.0 1.4 0.7 0.3 1.5 (6.8) 0.09
5 Bharat Heavy Electricals Ltd. 489.5 20,316.0 1.2 1.2 0.4 2.5 (16.3) 0.08
Contd...

44
Contd...
Capi-tal
(`
crore)
Free Float
Market
Capitali-sation
(`
crore)
Weight-age
(Per-cent)
Beta R2 Daily
Vola-tility
(Per-cent)
Month-ly
Return
(Per-cent)
Impact
Cost
(Per-cent)
6 Bharat Petroleum Corporation
Ltd.
361.5 9,048.0 0.6 0.5 0.1 1.5 5.7 0.08
7 Bharti Airtel Ltd. 1,898.8 40,427.0 2.5 0.8 0.3 2.0 (3.5) 0.07
8 Cairn India Ltd. 1,906.8 12,202.0 0.8 0.9 0.3 2.5 (9.5) 0.08
9 Cipla Ltd. 160.6 15,482.0 1.0 0.5 0.2 1.6 (3.7) 0.07
10 Coal India Ltd. 6,316.4 21,722.0 1.3 0.7 0.2 1.5 2.8 0.07
11 DLF Ltd. 339.7 7,333.0 0.5 1.6 0.5 3.1 (10.9) 0.08
12 Dr. Reddy's Laboratories Ltd. 84.8 22,258.0 1.4 0.5 0.2 0.9 7.4 0.07
13 GAIL (India) Ltd. 1,268.5 16,901.0 1.0 0.6 0.2 1.9 0.4 0.08
14 Grasim Industries Ltd. 91.7 16,527.0 1.0 0.7 0.3 1.2 (5.2) 0.09
15 HCL Technologies Ltd. 138.4 11,981.0 0.7 1.1 0.4 1.4 (0.4) 0.10
16 HDFC Bank Ltd . 469.0 93,629.0 5.7 1.0 0.6 1.5 0.5 0.11
17 Hero MotoCorp Ltd. 39.9 19,613.0 1.2 0.5 0.1 1.4 5.6 0.07
18 Hindalco Industries Ltd. 191.5 16,643.0 1.0 1.6 0.5 2.4 (13.1) 0.09
19 Hindustan Unilever Ltd. 216.1 42,082.0 2.6 0.4 0.1 1.1 7.9 0.07
20 Housing Development Finance
Corporation Ltd.
295.1 99,334.0 6.1 1.0 0.6 1.6 1.5 0.07
21 I T C Ltd. 780.6 122,289.0 7.5 0.5 0.2 1.3 9.3 0.07
22 ICICI Bank Ltd. 1,152.4 102,586.0 6.3 1.5 0.7 2.6 (1.8) 0.09
23 Infosys Ltd. 287.1 138,194.0 8.5 0.9 0.4 1.3 (0.6) 0.07
24 Infrastructure Development
Finance Co. Ltd.
1,511.8 16,485.0 1.0 1.6 0.6 3.0 (4.5) 0.09
25 Jaiprakash Associates Ltd. 425.3 9,237.0 0.6 1.9 0.6 3.9 7.4 0.10
26 Jindal Steel Power Ltd. 93.5 21,109.0 1.3 1.3 0.5 3.1 (6.5) 0.10
27 Kotak Mahindra Bank Ltd. 369.9 20,237.0 1.2 1.2 0.5 2.1 (0.4) 0.11
28 Larsen Toubro Ltd. 122.4 70,381.0 4.3 1.2 0.5 2.5 0.1 0.10
29 Mahindra Mahindra Ltd. 307.0 32,098.0 2.0 1.0 0.4 1.7 (1.4) 0.08
30 Maruti Suzuki India Ltd. 144.5 17,866.0 1.1 0.7 0.2 1.8 7.6 0.09
31 NTPC Ltd. 8,245.5 20,801.0 1.3 0.8 0.4 1.8 (10.1) 0.11
32 Oil Natural Gas Corporation
Ltd.
4,277.7 47,482.0 2.9 0.6 0.2 2.0 (8.5) 0.09
33 Power Grid Corporation of
India Ltd.
4,629.7 15,311.0 0.9 0.6 0.3 1.3 (4.3) 0.08
34 Punjab National Bank 316.8 12,308.0 0.8 0.9 0.4 2.4 (3.0) 0.10
35 Ranbaxy Laboratories Ltd. 211.0 7,196.0 0.4 0.6 0.2 2.4 9.5 0.08
36 Reliance Communications Ltd. 1,032.0 5,575.0 0.3 1.7 0.4 2.7 (11.1) 0.10
37 Reliance Industries Ltd. 3,274.7 126,650.0 7.8 1.3 0.6 2.0 (8.6) 0.08
38 Reliance Infrastructure Ltd. 263.1 7,954.0 0.5 1.5 0.4 3.1 (1.1) 0.10
39 Reliance Power Ltd. 2,805.1 6,434.0 0.4 1.3 0.4 3.3 (1.9) 0.11
40 Sesa Goa Ltd. 86.9 7,593.0 0.5 1.3 0.4 2.6 (9.2) 0.09
41 Siemens Ltd. 68.1 6,461.0 0.4 0.8 0.4 1.9 (4.6) 0.12
42 State Bank of India 635.0 54,042.0 3.3 1.3 0.5 2.2 (6.7) 0.07
43 Steel Authority of India Ltd. 4,130.5 5,522.0 0.3 1.5 0.5 2.8 (8.6) 0.09
Contd...

45
Capi-tal
(`
crore)
Free Float
Market
Capitali-sation
(`
crore)
Weight-age
(Per-cent)
Beta R2 Daily
Vola-tility
(Per-cent)
Month-ly
Return
(Per-cent)
Impact
Cost
(Per-cent)
44 Sterlite Industries (India) Ltd. 336.2 15,591.0 1.0 1.6 0.6 2.6 (10.9) 0.10
45 Sun Pharmaceutical Industries
Ltd.
103.6 21,416.0 1.3 0.5 0.2 2.0 3.6 0.09
46 Tata Consultancy Services Ltd. 195.7 59,299.0 3.6 0.9 0.4 1.8 (4.4) 0.08
47 Tata Motors Ltd. 538.3 48,124.0 3.0 1.5 0.5 1.9 1.6 0.07
48 Tata Power Co. Ltd. 237.3 16,336.0 1.0 0.9 0.3 2.2 (12.1) 0.10
49 Tata Steel Ltd. 971.2 31,739.0 1.9 1.4 0.6 2.9 (0.2) 0.07
50 Wipro Ltd. 491.7 22,487.0 1.4 0.8 0.4 1.1 1.8 0.08
TOTAL 1,632,058 100.0 0.08
* Beta R2 are calculated for the period 01-April-2011to 30-Mar-2012
* Beta measures the degree to which any portfolio of stocks is affected as compared to the effect on the market as a whole.

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PHDVXUHVWKHVWUHQJWKRIUHODWLRQVKLSEHWZHHQWZRYDULDEOHVWKHUHWXUQRQDVHFXULW
versus that of the market.
* Volatility is the Std. deviation of the daily returns for the period 01-Mar-2012 to 30-Mar-2012
* Last day of trading was 30-Mar-2012
* Impact Cost for SP CNX Nifty is for a portfolio of ` 50 Lakhs
* Impact Cost for SP CNX Nifty is the weightage average impact cost
Table 4-16: Composition of CNX Nifty Junior Index as on March 31, 2012
Sl.
No.
Name of Secu-rity
Issued
Capital
(` crore)
Free Float
Market Cap-italisation
(` crore)
Weightage
(Percent)
Beta R2 Daily
Volatility
(Percent)
Monthly
Return
(Percent)
Impact
Cost
(Percent)
1 ADANIENT 110.0 7,270 2.34% 1.58 0.32 3.51 -18.65 0.12
2 ADANIPORTS 400.7 5,839 1.88% 1.04 0.23 2.73 -12.88 0.16
3 ABIRLANUVO 113.5 5,115 1.65% 0.84 0.31 1.64 7.35 0.11
4 ANDHRABANK 559.6 2,800 0.90% 1.28 0.56 2.85 -8.98 0.12
5 ASHOKLEY 266.1 3,958 1.28% 0.96 0.25 1.96 7.24 0.11
6 ASIANPAINT 95.9 14,681 4.73% 0.39 0.11 1.77 2.25 0.10
7 BANKBARODA 391.5 13,397 4.32% 1.14 0.49 2.14 -1.03 0.10
8 BANKINDIA 546.5 6,767 2.18% 1.41 0.49 2.84 -2.58 0.13
9 BEL 80.0 2,945 0.95% 0.49 0.18 1.44 -5.75 0.10
10 BHARATFORG 46.6 4,317 1.39% 1.14 0.43 2.25 3.78 0.11
11 BIOCON 100.0 1,659 0.53% 0.88 0.30 2.15 -13.25 0.08
12 BOSCHLTD 31.4 7,446 2.40% 0.36 0.14 2.02 6.43 0.12
13 CANBK 443.0 6,804 2.19% 1.40 0.56 2.84 -6.87 0.11
14 COLPAL 13.6 7,452 2.40% 0.33 0.08 1.31 6.65 0.14
15 CONCOR 130.0 4,582 1.48% 0.41 0.08 1.87 -1.86 0.19
16 CROMPGREAV 128.3 5,166 1.66% 1.41 0.33 3.17 -3.12 0.13
17 CUMMINSIND 55.4 6,729 2.17% 0.68 0.24 1.63 6.32 0.15
Contd...
Contd...

46
Contd...
Sl.
No.
Name of Secu-rity
Issued
Capital
(` crore)
Free Float
Market Cap-italisation
(` crore)
Weightage
(Percent)
Beta R2 Daily
Volatility
(Percent)
Monthly
Return
(Percent)
Impact
Cost
(Percent)
18 DABUR 174.2 5,814 1.87% 0.28 0.06 1.15 2.45 0.10
19 EXIDEIND 85.0 6,849 2.21% 0.67 0.16 1.61 10.40 0.12
20 FEDERALBNK 171.2 7,302 2.35% 1.18 0.49 1.77 5.17 0.16
21 GMRINFRA 389.2 3,453 1.11% 1.56 0.43 3.94 8.76 0.14
22 GLAXO 84.7 9,680 3.12% 0.21 0.06 1.20 11.65 0.12
23 GLENMARK 27.1 4,328 1.39% 0.44 0.07 1.56 0.23 0.11
24 HINDPETRO 338.6 5,026 1.62% 0.62 0.13 2.26 -3.19 0.11
25 HDIL 419.0 2,183 0.70% 2.34 0.56 4.48 -25.10 0.11
26 IDBI 984.6 3,595 1.16% 1.46 0.63 2.93 -3.15 0.10
27 IFCI 737.8 2,832 0.91% 1.87 0.49 3.12 -4.34 0.12
28 IDEA 3307.7 7,871 2.54% 0.60 0.12 1.26 4.55 0.09
29 INDHOTEL 75.9 3,213 1.04% 0.98 0.37 2.38 -8.15 0.14
30 IOB 618.7 1,992 0.64% 1.16 0.47 2.34 -7.55 0.12
31 INDUSINDBK 467.2 11,143 3.59% 1.35 0.55 2.21 3.01 0.14
32 JSWSTEEL 223.1 7,647 2.46% 1.82 0.50 3.66 -10.78 0.09
33 LICHSGFIN 94.9 7,933 2.56% 1.09 0.41 2.16 1.13 0.11
34 LUPIN 89.3 12,550 4.04% 0.43 0.11 0.99 10.12 0.12
35 MPHASIS 210.0 2,971 0.96% 0.94 0.22 2.80 -6.53 0.14
36 OFSS 42.0 4,314 1.39% 0.67 0.16 2.00 -0.96 0.12
37 PFC 1319.9 6,401 2.06% 1.68 0.47 3.42 -7.28 0.12
38 RELCAPITAL 245.6 4,420 1.42% 1.77 0.47 3.50 -2.88 0.08
39 RECLTD 987.5 6,734 2.17% 1.74 0.56 3.82 -4.78 0.14
40 SRTRANSFIN 226.2 7,778 2.51% 1.01 0.24 2.04 9.73 0.15
41 TATACHEM 254.8 6,087 1.96% 0.71 0.35 1.10 -4.36 0.11
42 TECHM 127.4 2,672 0.86% 0.89 0.26 2.64 20.02 0.11
43 TITAN 88.8 9,444 3.04% 1.03 0.27 2.71 0.07 0.11
44 TORNTPOWER 472.4 3,411 1.10% 0.66 0.20 1.44 -8.61 0.20
45 ULTRACEMCO 274.1 14,799 4.77% 0.66 0.28 1.34 7.69 0.10
46 UNIONBANK 524.3 5,308 1.71% 1.39 0.44 2.57 1.14 0.13
47 UNIPHOS 92.4 4,366 1.41% 0.87 0.22 2.42 -16.52 0.10
48 MCDOWELL-N 130.8 5,497 1.77% 1.25 0.26 3.47 5.84 0.10
49 YESBANK 352.7 8,980 2.89% 1.63 0.60 2.83 6.76 0.09
50 ZEEL 96.0 6,875 2.21% 0.64 0.17 2.57 -0.31 0.13
310,390 0.12
* Beta R2 are calculated for the period 01-Apr-2011 to 30-Mar-2012
* Beta measures the degree to which any portfolio of stocks is affected as compared to the effect on the market as a whole.

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PHDVXUHVWKHVWUHQJWKRIUHODWLRQVKLSEHWZHHQWZRYDULDEOHVWKHUHWXUQRQDVHFXULW
versus that of the market.
* Volatility is the Std. deviation of the daily returns for the period 01-Mar-2012 to 30-Mar-2012
* Last day of trading was 30-Mar-2012
* Impact Cost for SP CNX Nifty is for a portfolio of ` 50 Lakhs
* Impact Cost for SP CNX Nifty is the weightage average impact cost

47
Table 4-17: Industry-wise Weightages of SP CNX NIFTY Securities as on
30th March, 2012
Sl. No. Industry Market Cap (` Cr.) Weightage
1 Banks 312,358 19.14
2 Computers - Software 231,961 14.21
3 5HÀQHULHV 135,698 8.31
4 Cigarettes 122,289 7.49
5 Finance - Housing 99,334 6.09
6 Automobiles - 4 Wheelers 98,088 6.01
7 Engineering 70,381 4.31
8 Power 66,836 4.10
9 Pharmaceuticals 66,352 4.07
10 Oil Exploration/Production 59,684 3.66
11 Steel And Steel Products 58,370 3.58
12 Telecommunication - Services 46,002 2.82
13 Cement And Cement Products 42,198 2.59
14 Automobiles - 2 And 3 Wheelers 42,142 2.58
15 'LYHUVLÀHG 42,082 2.58
16 Mining 29,315 1.80
17 Electrical Equipment 26,777 1.64
18 Gas 16,901 1.04
19 Aluminium 16,643 1.02
20 Construction 16,570 1.02
21 Financial Institution 16,485 1.01
22 Metals 15,591 0.96
Total Nifty 1,632,058 100.00
Table 4-18: SP CNX NIFTY Index*
Month Year Open High Low Close Volatility
(%)
Price To Earning
Ratio#
1995-96 (Nov.-Mar.) 1000.00 1067.49 813.12 985.30 1.62 --
1996-97 988.33 1203.11 775.43 968.30 1.67 --
1997-98 931.95 1297.10 929.05 1116.90 1.52 --
1998-99 1117.15 1247.15 800.10 1078.05 1.86 16.53
1999-2000 1082.55 1818.15 916.00 1528.45 1.93 24.60
2000-01 1528.70 1636.95 1098.75 1148.20 1.98 17.21
2001-02 1148.10 1207.00 849.95 1129.55 1.40 18.10
2002-03 1129.85 1153.30 920.10 978.20 0.99 13.36
2003-04 977.40 2014.65 920.00 1771.90 1.43 20.70
2004-05 1771.45 2183.45 1292.20 2035.65 1.61 14.60
2005-06 2035.90 3433.85 1896.30 3402.55 1.04 20.26
2006-07 3403.15 4245.30 2595.65 3821.55 1.77 18.40
Contd...

48
Contd...
(%)
Price To Earning
Ratio#
2007-08 3820.00 6357.100 3617.000 4734.500 2.02 20.63
2008-09 4735.65 5298.85 2252.75 3020.95 2.66 14.30
Apr-09 3023.85 3517.25 2965.70 3473.95 2.18 16.53
May-09 3478.70 4509.40 3478.70 4448.95 4.15 20.82
Jun-09 4450.40 4693.20 4143.25 4291.10 1.92 19.97
Jul-09 4292.30 4669.75 3918.75 4636.45 2.22 20.68
Aug-09 4633.80 4743.75 4353.45 4662.10 1.78 20.94
Sep-09 4662.20 5087.60 4576.60 5083.95 0.92 22.90
Oct-09 5087.20 5181.95 4687.50 4711.70 1.08 20.45
Nov-09 4712.25 5138.00 4538.50 5032.70 1.58 22.37
Dec-09 5039.70 5221.85 4943.95 5201.05 1.05 23.17
Jan-10 5200.90 5310.85 4766.00 4882.05 1.03 21.00
Feb-10 4882.05 4992.00 4675.40 4922.30 1.18 20.92
Mar-10 4935.60 5329.55 4935.35 5249.10 0.70 22.33
2009-2010 3023.85 5329.55 2965.70 5249.10 1.88 22.33
Apr-10 5249.20 5399.65 5160.90 5278.00 0.83 22.29
May-10 5278.40 5278.70 4786.45 5086.30 1.56 21.30
Jun-10 5086.25 5366.75 4961.05 5312.50 1.18 22.25
Jul-10 5312.05 5477.50 5225.60 5367.60 0.64 22.31
Aug-10 5369.55 5549.80 5348.90 5402.40 0.68 22.73
Sep-10 5403.05 6073.50 5403.05 6029.95 0.78 25.46
Oct-10 6030.30 6284.10 5937.10 6017.70 1.09 24.71
Nov-10 6092.30 6338.50 5690.35 5862.70 1.29 23.39
Dec-10 5871.00 6147.30 5721.15 6134.50 0.93 24.48
Jan-11 6177.45 6181.05 5416.65 5505.90 1.17 21.06
Feb-11 5537.30 5599.25 5177.70 5333.25 1.50 20.42
Mar-11 5382.00 5872.00 5348.20 5833.75 1.26 22.14
2010-11 5249.20 6338.500 4786.450 5833.75 1.12 22.14
Apr-11 5835.00 5944.45 5693.25 5749.50 1.07 21.61
May-11 5766.90 5775.25 5328.70 5560.15 1.11 20.53
Jun-11 5561.05 5657.90 5195.90 5647.40 0.97 20.82
Jul-11 5705.75 5740.40 5453.95 5482.00 0.98 19.76
Aug-11 5527.50 5551.90 4720.00 5001.00 1.55 18.05
Sep-11 5109.80 5169.25 4758.85 4943.25 1.62 17.85
Oct-11 4874.40 5399.70 4728.30 5326.60 1.57 18.90
Nov-11 5278.60 5326.45 4639.10 4832.05 1.29 17.49
Dec-11 4970.85 5099.25 4531.15 4624.30 1.52 16.75
Jan-12 4640.20 5217.00 4588.05 5199.25 1.13 18.53
Feb-12 5198.15 5629.95 5159.00 5385.20 1.14 19.09
Mar-12 5366.00 5499.40 5135.95 5295.55 1.33 18.71
2011-12 5835.00 5944.450 4531.150 5295.55 1.29 18.71
* SP CNX Nifty commenced from November 3, 1995
# At the end of the period
Note : Volatility is calculated as standard deviation of the Natural Log of returns for the respective month/year

49
Table 4-19: CNX NIFTY Junior Index*
(%)
Price To Earning
Ratio#
1996-97 (Nov.-Mar.) 1000.00 1208.87 907.02 1032.95 1.76 --
1997-98 1028.30 1395.25 1016.65 1339.40 1.44 --
1998-99 1339.75 2079.10 1177.20 2069.20 2.14 18.92
1999-2000 2099.75 5365.90 1631.90 3695.75 2.46 33.47
2000-01 3720.45 3771.80 1570.20 1601.80 2.75 9.69
2001-02 1601.40 1676.25 1038.75 1566.95 1.60 6.80
2002-03 1568.40 1690.35 1231.95 1259.55 1.23 11.68
2003-04 1260.75 3702.60 1259.75 3392.05 1.57 11.93
2004-05 3398.00 4705.25 2493.70 4275.15 1.83 13.82
2005-06 4275.35 6437.40 3998.80 6412.10 0.95 20.25
2006-07 6415.25 7566.65 4463.75 6878.05 2.05 18.48
2007-08 6675.85 13209.35 6559.55 7975.75 2.41 16.69
2008-09 7982.75 9541.00 3587.60 4336.45 2.80 8.69
Apr-09 4343.20 5466.40 4297.45 5281.80 2.55 10.46
May-09 5380.05 7544.45 5380.05 7474.30 3.51 15.02
Jun-09 7581.80 8169.25 7326.80 7794.70 2.52 15.36
Jul-09 7791.90 8537.45 6931.70 8473.65 2.51 14.95
Aug-09 8475.45 8697.40 7971.60 8542.40 1.86 15.00
Sep-09 8580.40 9373.50 8360.50 9360.65 1.02 16.48
Oct-09 9380.35 10094.90 9044.70 9162.40 1.44 14.21
Nov-09 9144.65 10096.50 8865.50 9933.20 1.61 15.57
Dec-09 9952.80 10456.75 9952.80 10382.70 0.96 16.28
Jan-10 10372.40 10896.50 9646.60 9985.70 1.37 14.71
Feb-10 9954.45 10287.25 9712.25 10099.95 1.20 14.75
Mar-10 10137.45 10822.40 10137.45 10773.75 0.77 15.76
2009-2010 4343.20 10896.50 4297.45 10773.75 1.97 15.76
Apr-10 10777.00 11129.85 10666.60 11082.10 0.75 15.52
May-10 11066.20 11137.85 10152.00 10821.75 1.58 16.59
Jun-10 10776.30 11374.85 10608.80 11304.45 0.93 17.24
Jul-10 11245.15 11692.05 11183.65 11564.25 0.40 18.20
Aug-10 11648.45 12186.95 11588.15 11797.60 0.68 18.26
Sep-10 11825.80 12811.85 11825.80 12585.30 0.79 19.96
Oct-10 12604.90 13328.10 12604.90 13030.00 0.93 19.88
Nov-10 13111.35 13624.10 11371.40 12338.80 1.53 17.73
Dec-10 12344.50 12846.15 11470.35 12232.05 1.35 17.59
Jan-11 12253.15 12352.40 10604.15 10915.65 1.20 15.43
Feb-11 10927.80 11133.95 10037.90 10448.85 1.74 14.66
Mar-11 10484.95 11355.35 10484.95 11279.55 1.09 16.18
2010-11 10777.00 13624.10 10037.90 11279.55 1.14 16.18
Apr-11 11319.20 11758.15 11259.70 11376.70 0.91 16.87
May-11 11385.05 11475.40 10746.70 11444.15 1.06 15.96
Jun-11 11448.10 11515.30 10642.20 11234.90 0.88 15.64
Jul-11 11239.40 11550.00 10862.10 10910.20 0.98 15.03
Aug-11 10972.20 11038.60 9572.55 9989.00 1.28 13.65
Sep-11 10004.60 10417.15 9637.20 9822.20 1.36 13.43
Contd...

50
Contd...
Oct-11 9815.45 10078.60 9355.80 10047.15 1.21 14.08
Nov-11 10044.70 10216.45 8802.90 9089.95 1.25 14.67
Dec-11 9094.50 9525.10 8258.50 8333.10 1.33 13.48
Jan-12 8333.45 9848.65 8224.15 9812.55 1.19 15.82
Feb-12 9813.35 10961.35 9768.90 10438.00 1.71 15.85
Mar-12 10437.70 10694.40 10000.95 10450.20 1.49 15.87
2011-12 11319.20 11758.15 8224.15 10450.20 1.26 15.87
* CNX Nifty Junior commenced from November 4, 1996
# At the end of period
Note : Volatility is calculated as standard deviation of the Natural Log of returns for the respective month/year
Table 4-20: Performance of NSE Indices during the year 2011-12
Indices Record high Closing
index values
(31-03-12)
Avg. Daily
Volatility
(%)
Y-o-Y
Returns
Value Date
SP CNX Nifty 5944.45 06-04-2011 5295.55 1.29 -9.23
CNX Nifty Junior 11758.15 08-04-2011 10450.20 1.26 -7.35
CNX 100 5835.90 06-04-2011 5200.15 1.27 -8.96
SP CNX 500 4753.50 06-04-2011 4221.80 1.22 -8.75
CNX Midcap 8451.05 08-04-2011 7711.40 1.20 -4.09
Nifty Midcap 50 2657.10 08-04-2011 2301.00 1.49 -8.15
CNX FMCG 11448.30 30-03-2012 11426.05 0.98 24.35
CNX IT 7344.90 06-04-2011 6516.00 1.61 -8.84
SP CNX Finance* 4500.73 07-04-2011 3910.17 1.35 -8.88
SP CNX Petrochemicals* 10444.37 15-07-2011 9433.22 1.55 12.74
SP CNX Pharmaceuticals* 8307.71 14-07-2011 8257.05 0.81 7.22
* Closing Record High, Other - Record Intra-day High
Note :Volatility is calculated as standard deviation of the Natural Log of returns for the respective month/year
Table 4-21: Mutual Funds/ETFs: No of Trades and Trading Value
Month Year Mutual Funds (MF's) Exchange traded funds (ETF's)
No. of
Trades
Trading Value No. of
Trades
Trading Value
(` cr.) (US $ mn) (` cr.) (US $ mn)
Apr-11 117 1.01 0.20 172,836 748.81 146.38
May-11 191 0.49 0.10 383,060 1,395.48 272.79
Jun-11 239 2.53 0.49 209,518 755.81 147.75
Jul-11 126 0.24 0.05 238,982 1,063.73 207.94
Aug-11 102 3.45 0.67 584,055 2,805.87 548.49
Sep-11 108 1.69 0.33 627,910 2,461.85 481.24
Oct-11 287 4.00 0.78 531,398 1,962.44 383.61
Nov-11 132 1.99 0.39 406,223 1,393.34 272.37
Dec-11 102 0.22 0.04 456,453 1,476.03 288.53
Jan-12 61 0.20 0.04 325,962 1,027.76 200.90
Feb-12 49 1.98 0.39 262,191 834.54 163.13
Mar-12 65 0.21 0.04 315,496 1,079.33 210.99
2011-12 1,579 17.99 3.52 4,514,084 17,005 3,324.11

51
Table 4-22: Settlement Statistics for CM Segment
Month/
Year
No. of
Trades
(Lakh)
Traded
Quantity
(Lakh)
Delivered
Quantity
(Lakh)
% of De-livered
Quantity
to Traded
Quantity
Turnover
(` cr.)
Delivered
Value (`
Cr.)
% of Deliv-ered
Value
to Total
Turnover
Delivered
Quantity
in Demat
Mode
(Lakh)
% of
Demat
Delivered
Quantity
to Total
Delivered
Quantity
Delivered
Value in
Demat
Mode (`
cr.)
Short
Delivery
(Auc-tioned
quantity)
(Lakh)
% of Short
Delivery
to Deliver-able
Funds Pay-in
(` Cr.)
Securities
Pay-in (`
Cr.)
2005-06 6,000 818,438 226,346 27.66 1,516,839 407,976 26.90 226,346 100.00 407,976 894 0.39 131,426 407,976
2006-07 7,857 850,515 238,571 28.05 1,940,094 543,533 28.02 238,571 100.00 543,533 769 0.32 173,188 543,533
2007-08 11,645 1,481,229 366,974 24.77 3,519,919 970,618 27.58 366,974 100.00 970,618 997 0.27 309,543 970,618
2008-09 13,639 1,418,928 303,299 21.38 2,749,450 610,498 22.20 303,299 100.00 610,498 625 0.21 220,704 610,498
2009-10 16,788 2,205,878 473,952 21.49 4,129,214 916,460 22.19 473,952 100.00 916,460 862 0.18 278,387 916,460
Apr-10 1,197 140,723 38,893 27.64 273,344 74,642 27.31 38,893 100.00 74,642 69 0.18 19,310 74,744
May-10 1,254 141,599 37,276 26.33 287,931 76,040 26.41 37,276 100.00 76,040 52 0.14 23,541 76,122
Jun-10 1,236 141,008 34,547 24.50 282,748 70,710 25.01 34,547 100.00 70,710 60 0.17 22,292 70,801
Jul-10 1,224 140,128 38,654 27.58 276,734 76,665 27.70 38,654 100.00 76,665 60 0.15 20,145 76,753
Aug-10 1,361 153,694 44,245 28.79 316,431 87,358 27.61 44,245 100.00 87,358 146 0.33 21,675 87,521
Sep-10 1,295 156,909 44,898 28.61 302,984 87,348 28.83 44,898 100.00 87,348 88 0.20 27,316 87,471
Oct-10 1,488 198,534 55,601 28.01 368,748 105,539 28.62 55,601 100.00 105,539 82 0.15 28,479 105,674
Nov-10 1,411 188,745 53,870 28.54 370,157 104,841 28.32 53,870 100.00 104,841 109 0.20 35,467 104,996
Dec-10 1,336 154,480 41,214 26.68 302,626 82,082 27.12 41,214 100.00 82,082 75 0.18 24,744 82,171
Jan-11 1,168 129,068 36,302 28.13 264,548 74,028 27.98 36,302 100.00 74,028 56 0.15 25,839 74,105
Feb-11 1,262 140,067 38,081 27.19 265,416 71,110 26.79 38,081 100.00 71,110 54 0.14 22,217 71,191
Mar-11 1,248 125,953 33,785 26.82 253,528 67,652 26.68 33,785 100.00 67,652 52 0.15 22,329 67,720
2010-11 15,480 1,810,910 497,367 27.47 3,565,195 978,015 27.43 497,367 100.00 978,015 903 0.18 293,357 979,269
Apr-11 1,072 129,530 38,194 29.49 230,464 65,790 28.55 38,194 100.00 65,790 109 0.28 20,358 65,874
May-11 1,158 118,678 34,845 29.36 237,410 68,671 28.93 34,845 100.00 68,671 113 0.32 20,526 68,823
Jun-11 1,156 119,392 32,856 27.52 220,179 62,504 28.39 32,856 100.00 62,504 43 0.13 18,508 62,575
Jul-11 1,147 119,103 34,827 29.24 226,774 66,031 29.12 34,827 100.00 66,031 47 0.13 19,660 66,105
Aug-11 1,252 135,926 39,968 29.40 241,215 69,613 28.86 39,968 100.00 69,613 48 0.12 22,199 69,674
Sep-11 1,160 125,396 32,847 26.19 220,544 58,741 26.63 32,847 100.00 58,741 44 0.13 22,571 58,806
Oct-11 1,060 105,178 30,600 29.09 202,460 56,849 28.08 30,600 100.00 56,849 52 0.17 19,270 56,906
Nov-11 1,117 122,468 35,989 29.39 204,909 58,432 28.52 35,989 100.00 58,432 55 0.15 18,643 58,486
Dec-11 1,105 116,298 32,488 27.94 198,607 54,241 27.31 32,488 100.00 54,241 39 0.12 18,070 54,283
Jan-12 1,267 144,164 37,757 26.19 226,526 60,612 26.76 37,757 100.00 60,612 63 0.17 18,502 60,687
Feb-12 1,522 202,802 52,023 25.65 320,929 91,625 28.55 52,023 100.00 91,625 53 0.10 31,946 91,699
Mar-12 1,355 166,271 40,838 24.56 273,871 71,298 26.03 40,838 100.00 71,298 36 0.09 21,501 71,350
2011-12 14,372 1,605,205 443,232 27.61 2,803,889 784,407 27.98 443,232 100.00 784,407 702 0.16 251,754 785,268

Wholesale Debt
Market Segment 5

55
5
Contd...
Wholesale Debt Market Segment
Table 5-1: Business Growth of WDM Segment
Month/Year All Trades Retail Trade
No. of
active
securities
Number
of Trades
Trading Volume Average Daily Trading
Volume
Average
Trade
Size
Number
of Trades
Trading Volume Share
in Total
Trading
Volume
(` cr.) (US $ mn) (` cr.) (US $ mn) (` cr.) (` cr.) (US $ mn) (%)
1994- 95 (Jun-Mar) 183 1,021 6,781 2,157 30 10 6.64 168 31 9.86 0.45
1995-96 304 2,991 11,868 3,455 41 12 3.97 1,115 207 60.26 1.74
1996-97 524 7,804 42,278 11,783 145 40 5.42 1,061 201 56.02 0.47
1997-98 719 16,821 111,263 28,146 385 97 6.61 1,390 289 73.02 0.26
1998-99 1,071 16,092 105,469 24,857 365 86 6.55 1,522 308 72.54 0.29
1999-00 1,057 46,987 304,216 69,742 1,035 237 6.47 936 218 49.92 0.07
2000-01 1,038 64,470 428,582 91,891 1,483 318 6.65 498 131 28.09 0.03
2001-02 979 144,851 947,190 194,096 3,277 672 6.54 378 110 22.54 0.01
2002-03 1,123 167,778 1,068,701 224,990 3,598 758 6.37 1,252 300 63.16 0.03
2003-04 1,078 189,518 1,316,096 303,318 4,477 1,032 6.94 1,400 332 69.83 0.03
2004-05 1,151 124,308 887,294 202,810 3,028 692 7.14 1,278 410 93.74 0.05
2005-06 897 61,891 475,523 106,596 1,755 393 7.68 892 310 69.49 0.07
2006-07 762 19,575 219,106 50,265 898 206 11.19 399 102 23.29 0.05
2007-08 601 16,179 282,317 70,632 1,138 285 17.45 211 49 12.26 0.02
2008-09 711 16,129 335,952 65,937 1,412 277 20.83 257 64 12.56 0.02
Apr-09 313 2408 45,653 10,114 2,853 632 18.96 14 5.40 1.20 0.01
May-09 270 2089 40,266 8,920 2,013 446 19.28 8 3.60 0.80 0.01
Jun-09 243 1948 44,568 9,873 2,026 449 22.88 26 7.50 1.66 0.02
Jul-09 272 2582 51,222 11,347 2,227 493 19.84 80 18.38 4.07 0.04
Aug-09 274 1583 38,232 8,470 1,912 423 24.15 86 22.96 5.09 0.06
Sep-09 275 2301 58,674 12,998 3,088 684 25.50 266 49.12 10.88 0.08
Oct-09 266 1875 43,731 9,688 2,302 510 23.32 284 45.02 9.97 0.10
Nov-09 279 2564 64,999 14,399 3,250 720 25.35 253 46.42 10.28 0.07
Dec-09 201 1735 37,567 8,322 1,789 396 21.65 382 59.48 13.18 0.16
Jan-10 265 1957 57,036 12,635 2,852 632 29.14 433 81.54 18.06 0.14
Feb-10 260 1455 34,800 7,709 1,832 406 23.92 195 39.28 8.70 0.11

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