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September 17, 2015
The Evolving Scholarly Record:
Scope, Stakeholders, and Stewardship
Brian Lavoie
Constance Malpas
OCLC Research
• The evolving scholarly record: A challenge for
academic libraries
– Background & trends
• OCLC Research reports
– The Evolving Scholarly Record
– Stewardship of the Evolving Scholarly Record: From the
Invisible Hand to Conscious Coordination
• Key issues for academic libraries
• Questions & discussion
Roadmap
THE EVOLVING SCHOLARLY
RECORD
https://create.ou.edu/
“… Create aims to empower all members of
the OU community to craft and control their
digital narrative through the use of blogs,
portfolios, wikis, and more.”
• Formats shifting:
– Print-centric to digital, networked
• Boundaries blurring:
– Articles/monographs, but also data, computer models, lab
notebooks, blogs, e-mail discussion, e-prints,
interactives/executables, visualizations, etc
• Characteristics changing:
– Traditionally: static, formal, outcome-focused
– Today: dynamic, blend of formal & informal, more focus on
process, replicability, “leveragability”
• Stakeholder roles reconfiguring:
– New paths for the scholarly communication “supply chain”
Evolutionary trends …
Develop framework to:
– Organize/support/drive
discussions about ESR
– “Big picture” view of ESR
– Define key categories of material
and stakeholder roles
– Common reference point for ESR
within/across domains
– Support strategic planning by
libraries, funders, publishers,
scholarly societies, etc.
The Evolving Scholarly Record
http://oc.lc/esr
Framing the Scholarly Record …
In practice …
http://riojournal.com/
EVOLVING STEWARDSHIP
MODELS
• The scholarly record is
evolving, so …
• … stewardship models for
scholarly record are
changing too
• “Conscious coordination”
key to securing future of
scholarly record
New Report: Stewardship of the Scholarly Record
http://oc.lc/esr-stewardship
Stewardship … historically
• Stewardship of scholarly record was byproduct
of uncoordinated, highly distributed, and
duplicative process of managing local print
collections.
• Sum of local stewardship efforts resulted in
aggregate library resource that was relatively
complete record of published (print) scholarly
outputs
• “Invisible hand” metaphor: uncoordinated local
efforts lead to socially desirable outcome
Stewardship … now
The ‘owned’ collection The ‘facilitated’ collection
‘borrowed’
‘licensed’
‘ESR’
‘shared print’ Conscious
Coordination
Invisible
Hand
Scholarly record no longer approximated in
academic library collections
Four elements of conscious coordination
“Collect more of less” “Curate locally, share globally”
“Move commitments above the institution”“Align local action with collective effort”
Examples
marc 583
IMPLICATIONS FOR ACADEMIC
LIBRARIES
• Much of scholarly record not represented in
academic library collections
• Stakeholder roles are reconfigured
• Providing access to scholarly record involves shift
from “owned collection” to “facilitated collection”
• Stewardship relies on consciously-coordinated
networks of collective responsibility
• Local collections/services increasingly embedded in
cooperative access/stewardship arrangements
Academic libraries: key issues
• Much of scholarly record not represented in
academic library collections
• Stakeholder roles are reconfigured
• Providing access to scholarly record involves shift
from “owned collection” to “facilitated collection”
• Stewardship relies on consciously-coordinated
networks of collective responsibility
• Local collections/services increasingly embedded in
cooperative access/stewardship arrangements
Key issues in focus
• Growing number and diversity of outputs published in
venues outside traditional library supply chain: GitHub,
Figshare, ResearchGate, Zenodo etc.
Questions to consider:
• Is your institution systematically collecting artifacts of
research process and aftermath, as well as traditional
outcomes?
• How can library expertise in appraisal and selection be
applied to curation of materials managed outside the
library?
Library coverage: increasingly partial
Example: New publication platforms
New forms of scholarly
work not fully documented
in institutional archives or
library collections
• Demand-driven acquisition profiles; shared print
partnerships
• Open access resources included in local discovery
environment, but not local collection
• Institutional repository (content) vs. institutional
bibliography (metadata)
Questions to consider:
• Does the library track student/faculty use of ‘extra-
institutional’ repositories?
• Does the library coordinate with other campus units
collecting or monitoring research/learning outputs?
Curating ‘facilitated collections’
Example: Open access content
Many (non-partner)
libraries include HathiTrust
content in local discovery
environments
Many libraries point to OA
journals without participating
in preservation schemes
Discoverability and stewardship are decoupled
Collins, Cheryl S., and William H. Walters. 2010. "Open Access Journals in
College Library Collections". The Serials Librarian. 59 (2): 194-214.
http://elifesciences.org/content/4/e07750/article-data
ISSN: 2050-084X
Established 2012
Held in >125 libraries
New scholarly publication venues
maximize visibility and impact
• Growing attention to governance of ‘above institution’
stewardship -- HathiTrust, UKRR, WEST etc.
• Participation rates (and incentives) vary across higher
education community – archive holders vs. builders,
content contributors vs. capital contributor
Questions to consider:
• What is the primary motivation for your library to
participate in cooperative stewardship arrangements?
• How do you evaluate the robustness of current
partnerships? Are you confident they will last?
Networks of collective responsibility
Examples: stewardship at scale
A selection of
scholarly content …
supported by stable
configurations of
stakeholder roles …
What is the scholarly record?
sustained through
conscious coordination
QUESTIONS & DISCUSSION
Thank You!
©2014 OCLC. This work is licensed under a Creative Commons Attribution 3.0 Unported License. Suggested attribution: “This
work uses content from [presentation title] © OCLC, used under a Creative Commons Attribution license:
http://creativecommons.org/licenses/by/3.0/”
Brian Lavoie
lavoie@oclc.org
Constance Malpas
malpasc@oclc.org

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The Evolving Scholarly Record: Scope, Stakeholders and Stewardship

  • 1. September 17, 2015 The Evolving Scholarly Record: Scope, Stakeholders, and Stewardship Brian Lavoie Constance Malpas OCLC Research
  • 2.
  • 3. • The evolving scholarly record: A challenge for academic libraries – Background & trends • OCLC Research reports – The Evolving Scholarly Record – Stewardship of the Evolving Scholarly Record: From the Invisible Hand to Conscious Coordination • Key issues for academic libraries • Questions & discussion Roadmap
  • 5. https://create.ou.edu/ “… Create aims to empower all members of the OU community to craft and control their digital narrative through the use of blogs, portfolios, wikis, and more.”
  • 6. • Formats shifting: – Print-centric to digital, networked • Boundaries blurring: – Articles/monographs, but also data, computer models, lab notebooks, blogs, e-mail discussion, e-prints, interactives/executables, visualizations, etc • Characteristics changing: – Traditionally: static, formal, outcome-focused – Today: dynamic, blend of formal & informal, more focus on process, replicability, “leveragability” • Stakeholder roles reconfiguring: – New paths for the scholarly communication “supply chain” Evolutionary trends …
  • 7. Develop framework to: – Organize/support/drive discussions about ESR – “Big picture” view of ESR – Define key categories of material and stakeholder roles – Common reference point for ESR within/across domains – Support strategic planning by libraries, funders, publishers, scholarly societies, etc. The Evolving Scholarly Record http://oc.lc/esr
  • 12. • The scholarly record is evolving, so … • … stewardship models for scholarly record are changing too • “Conscious coordination” key to securing future of scholarly record New Report: Stewardship of the Scholarly Record http://oc.lc/esr-stewardship
  • 13. Stewardship … historically • Stewardship of scholarly record was byproduct of uncoordinated, highly distributed, and duplicative process of managing local print collections. • Sum of local stewardship efforts resulted in aggregate library resource that was relatively complete record of published (print) scholarly outputs • “Invisible hand” metaphor: uncoordinated local efforts lead to socially desirable outcome
  • 14. Stewardship … now The ‘owned’ collection The ‘facilitated’ collection ‘borrowed’ ‘licensed’ ‘ESR’ ‘shared print’ Conscious Coordination Invisible Hand Scholarly record no longer approximated in academic library collections
  • 15. Four elements of conscious coordination “Collect more of less” “Curate locally, share globally” “Move commitments above the institution”“Align local action with collective effort”
  • 18. • Much of scholarly record not represented in academic library collections • Stakeholder roles are reconfigured • Providing access to scholarly record involves shift from “owned collection” to “facilitated collection” • Stewardship relies on consciously-coordinated networks of collective responsibility • Local collections/services increasingly embedded in cooperative access/stewardship arrangements Academic libraries: key issues
  • 19. • Much of scholarly record not represented in academic library collections • Stakeholder roles are reconfigured • Providing access to scholarly record involves shift from “owned collection” to “facilitated collection” • Stewardship relies on consciously-coordinated networks of collective responsibility • Local collections/services increasingly embedded in cooperative access/stewardship arrangements Key issues in focus
  • 20. • Growing number and diversity of outputs published in venues outside traditional library supply chain: GitHub, Figshare, ResearchGate, Zenodo etc. Questions to consider: • Is your institution systematically collecting artifacts of research process and aftermath, as well as traditional outcomes? • How can library expertise in appraisal and selection be applied to curation of materials managed outside the library? Library coverage: increasingly partial
  • 21. Example: New publication platforms New forms of scholarly work not fully documented in institutional archives or library collections
  • 22. • Demand-driven acquisition profiles; shared print partnerships • Open access resources included in local discovery environment, but not local collection • Institutional repository (content) vs. institutional bibliography (metadata) Questions to consider: • Does the library track student/faculty use of ‘extra- institutional’ repositories? • Does the library coordinate with other campus units collecting or monitoring research/learning outputs? Curating ‘facilitated collections’
  • 23. Example: Open access content Many (non-partner) libraries include HathiTrust content in local discovery environments Many libraries point to OA journals without participating in preservation schemes Discoverability and stewardship are decoupled Collins, Cheryl S., and William H. Walters. 2010. "Open Access Journals in College Library Collections". The Serials Librarian. 59 (2): 194-214.
  • 24. http://elifesciences.org/content/4/e07750/article-data ISSN: 2050-084X Established 2012 Held in >125 libraries New scholarly publication venues maximize visibility and impact
  • 25. • Growing attention to governance of ‘above institution’ stewardship -- HathiTrust, UKRR, WEST etc. • Participation rates (and incentives) vary across higher education community – archive holders vs. builders, content contributors vs. capital contributor Questions to consider: • What is the primary motivation for your library to participate in cooperative stewardship arrangements? • How do you evaluate the robustness of current partnerships? Are you confident they will last? Networks of collective responsibility
  • 27. A selection of scholarly content … supported by stable configurations of stakeholder roles … What is the scholarly record? sustained through conscious coordination
  • 29. Thank You! ©2014 OCLC. This work is licensed under a Creative Commons Attribution 3.0 Unported License. Suggested attribution: “This work uses content from [presentation title] © OCLC, used under a Creative Commons Attribution license: http://creativecommons.org/licenses/by/3.0/” Brian Lavoie lavoie@oclc.org Constance Malpas malpasc@oclc.org

Editor's Notes

  1. https://github.com/PLJNS/Rutgers-University-Notes http://figshare.com/authors/Matthew_Marsteller/542211
  2. Collins & Walters (2010) found that majority of liberal arts colleges surveyed had large number of OA journals in local OPAC or A-Z List
  3. Newly created Digital Preservation Network Manager at COPPUL is responsible for managing the consortium’s network of 10 LOCKSS nodes and overseeing the consortium wide implementation of the Archivematica digital preservation software as a service.
  4. Bring this together by posing a simple question: what do we mean by the scholarly record? Given what we’ve discussed, we’d like to propose that the s. r. is a selection of content (defined broadly by our content framework) that places greater emphasis on collecting the materials generated during the process and aftermath phases of scholarly work, and therefore represents a deeper and more complete record of scholarly inquiry…   … that is supported by stable configurations of the roles enumerated in our stakeholder eco-system – in other words, configurations that ensure that scholarly materials are systematically gathered, organized, curated, identified, and made persistently available.   … and finally, that is sustained over the long term through stewardship models characterized by the four elements of conscious coordination.   So these three components – scope, stakeholders, and stewardship – represent our very broad vision of the future of the scholarly record. And as we’ve seen, this vision has important implications for academic libraries as they re-calibrate the infrastructure, coordinating structures, and shared practices needed to sustain the scholarly record in its fullest expression.