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Agriculture in the Environment: 
Is climate resilient rainfed 
agriculture possible? 
UNDMT-MoEF&CC Workshop 
Yes, with 
-An enabling state 
-An area approach 
-Decentralized iterative innovation capacities 
16 Oct 2014 R.S.Raina, CSIR-NISTADS and 
RRA Network
The Economic Survey 2014, Summary- 
CHAPTER 12: SUSTAINABLE DEVELOPMENT & CLIMATE 
16 Oct 2014 R.S.Raina, CSIR-NISTADS and 
RRA Network 
CHANGE 
• · Human- induced Greenhouse gas (GHG) emissions are 
growing and are chiefly responsible for climate change. 
• · The world is not on track for limiting increase in global 
average temperature to below 2◦C, above pre-industrial levels. GHG 
emissions grew on average 2.2 per cent per year between 2000 and 
2010, compared to 1.3 per cent per year between 1970 and 2000. 
• · There is immense pressure on governments to act through 
two new agreements on climate change and sustainable 
development, both of which will be global frameworks for action to 
be finalized next year. 
• · The cumulative costs of India’s low carbon strategies have 
been estimated at around USD 834 billion at 2011 prices, between 
2010 and 2030.
Sustainable Climate Resilient 
Agriculture Demands … 
• Capacities to address persistent problems – 
- the Environment/NRs 
- Energy 
- Food/Health 
- Poverty/Unemployment 
- Fiscal/ Governance 
• Capacities to address emerging problems – - 
Climate change, new markets, trade , 
16 Oct 2014 R.S.Raina, CSIR-NISTADS and 
RRA Network
Major debates in Indian 
agriculture today 
• GMOs – pros and cons 
• Hunger and malnutrition 
• Chemical fertilizers – subsidies vs complementary 
soil health investments 
• Pesticides – ban specific formulations/no-pesticide 
• Prices – markets vs. state fixed prices 
• Food supply – universal PDS vs. targeted BPL 
16 Oct 2014 R.S.Raina, CSIR-NISTADS and 
RRA Network 
distribution 
• Ownership - Private vs. public sector 
• Pollution – payment vs. punitive/preventive action 
• Energy – industrial appropriation and substitution 
• Gender – no. of women vs. gender relationships
16 Oct 2014 R.S.Raina, CSIR-NISTADS and 
RRA Network 22-08-2013 ResRA- RRA Network 
The Story of 
Rainfed 
Areas!! 
What is the relevant 
framework for 
development of rainfed 
areas?
Supply syndrome – Paradigm 1 
• Agricultural production programmes – DoAC, 
DoAH, IFPRI, State Departments, 
• S&T application in programmes – ICAR – 
CRIDA/ CAZRI, SAUs, ICRISAT, ICARDA, 
• Intermediary agencies – NABARD, Irrigation 
departments, APMC, PACS, .. 
• Industry for input supply – Chemicals - FAI, 
Syngenta, Mahyco- Monsanto, 
• Famers associations – like BKU, …..(demanding 
16 Oct 2014 R.S.Raina, CSIR-NISTADS and 
RRA Network 
MSP, subsidies,
Approach – The New Agriculture 
Strategy (1972) 
• Surpluses through modern technology 
applications 
• To diffuse technologies generated by 
research 
• Through schemes, programmes – 
designed for agricultural extension 
• Uniform target and control mechanisms in 
diverse contexts 
16 Oct 2014 R.S.Raina, CSIR-NISTADS and 
RRA Network
Production investments dominate 
and S&T is limited 
• During 1990-2009 agricultural R&D received 
less than 0.4 % of the Agrl GDP 
• Input subsidies alone – 8-11 % of agricultural 
16 Oct 2014 R.S.Raina, CSIR-NISTADS and 
RRA Network 
GDP 
• Input subsidies account for 88 % of the total plan 
outlay of agriculture, irrigation and rural 
development (Vaidyanathan, 2010) 
• Fertilizer subsidy 2012-13 - Rs. 90,000 crores 
• Significant stagnation in incremental response to 
input use, and growth rates of rice-wheat 
production (ibid, Bhalla and Singh, 2010)
Therefore, does not need a 
POLICY! 
The myth- National Agriculture Policy 
(2000)! 
Compared to Policy for 
• Science (1958), Technology (1983), S&T (2003) 
• Industry – Bombay Plan (1948), IDR Act (1951), 
Industrial policy resolution (1956) (1964,1969, 
1970), Industrial Policy Statement (1973, 1977, 
1980, 1991……2004, 2006) 
16 Oct 2014 R.S.Raina, CSIR-NISTADS and 
RRA Network
Lopsided Public investments 
(1997-98 to 2011-12) 
rainfed agriculture vs. irrigated agriculture(Source: estimated by CBGA) 
16 Oct 2014 R.S.Raina, CSIR-NISTADS and 
RRA Network
The Enabling State – 
Paradigm 2 
• From farmers as producers to farmers as agro-ecosystem 
16 Oct 2014 R.S.Raina, CSIR-NISTADS and 
RRA Network 
managers 
• From Central to Decentralized Systems of knowledge, 
policy and practice 
• From technology generation and diffusion to enabling 
lasting and evolving (agro-ecosystem specific) capacities 
• From input supply to input market strengthening 
• From export/FDI orientation to domestic markets, 
investments, prosperity
Sustainable Development – does challenge the 
mainstream 
1. Productivity : measured in a singular product vs. outputs of a complex 
system , and productivity enhancing vs. risk reducing 
2. Efficiency : (technical and economic) measured in terms of output per 
unit external inputs – water or fertilizers vs. cumulative value and 
efficiency of internal/farm inputs 
3. Intensive (as against extensive) : individual crop or input intensity vs. 
crops or crop-livestock systems mutual dependence/gains 
4. Specialized (as against integrated): mono-crop vs mixed and multiple 
crops – diversified and highly location specific 
5. Private (as against commons): owner operated vs. collective uses for 
sustaining ecosystem functions, agricultural productivity, feed/fodder 
supply etc. 
6. Input centric (as against knowledge centric): Production gains in 
response to input (technology) supply vs. contextual knowledge and 
management capacities (including input management) 
7. Industrial appropriation (as against local/ecological): Industrial inputs 
production and supply vs. farm based or local networks of input production 
and distribution 
8. Market and non-market drivers – exclusive pricing mechanisms for 
selected commodities vs. lack of valuation of ecological and social capital 
16 Oct 2014 R.S.Raina, CSIR-NISTADS and 
RRA network, India 
RRA Network
Policy and Investments for 
Sustainable Agriculture 
• Need a paradigm shift 
• Is beginning in the state governments 
• Many examples of niche socio-technological 
systems + successes 
• Sustainable alternatives (CSOs, Co-ops, 
Farmers groups, Private sector) and 
opportunities to invest differently exist 
• Willingness to learn and change is missing. 
16 Oct 2014 R.S.Raina, CSIR-NISTADS and 
RRA Network
The State and Civil Society for 
Climate Resilient Agriculture 
• Where the State is an Enabling State… 
• Where there is a clear national policy for 
agriculture…”climate smart” 
• Where the decentralized innovation 
capacities will be built – with CSO, local 
governments, rooted capital and the 
State’s public investments and policies 
--- attempts to build enabling climate 
resilient productive rainfed agriculture 
16 Oct 2014 R.S.Raina, CSIR-NISTADS and 
RRA Network
The National Rainfed Farming 
Programme – Block level pilots 
• Recommended by the WG on NRM and 
RF (Planning Commission, 2011) 
• Included in the XII Five Year Plan 
(Planning Commission, 2012) – NMSA (FAO, 
CRIDA – Workshop) 
• Approved by the EFC – guidelines for 
RAD, OFWM, SHM, CCSAMMN 
• 28 Blocks – with scope to expand to more 
blocks if State Governments want to. 
16 Oct 2014 R.S.Raina, CSIR-NISTADS and 
RRA Network
Dilemmas.. 
• Combining bio-physical with socio-ecological 
16 Oct 2014 R.S.Raina, CSIR-NISTADS and 
RRA Network 
historical 
(ICRISAT’s classification vs. early CRIDA typologies) 
• Central schemes to State- District – Block level 
governance, investments, interventions, 
• Policy –Knowledge- Practice – Another Great leap? 
(punctuated equilibrium): distinct break with the past, bringing a 
redefinition of the issue (here food self sufficiency and food security), new 
actors, structures and rules, generated both scientific and emotional (political) 
support for the change or re -framing of the problem (Baumgartner and Jones, 
1993, 2002). 
• Epistemology of the state (supply syndrome or 
enabling state?), science, natural resources, 
democracy.

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Agriculture in the environment_ Dr Rajeswari raina, CSIRD, RRA_16 October 2014

  • 1. Agriculture in the Environment: Is climate resilient rainfed agriculture possible? UNDMT-MoEF&CC Workshop Yes, with -An enabling state -An area approach -Decentralized iterative innovation capacities 16 Oct 2014 R.S.Raina, CSIR-NISTADS and RRA Network
  • 2. The Economic Survey 2014, Summary- CHAPTER 12: SUSTAINABLE DEVELOPMENT & CLIMATE 16 Oct 2014 R.S.Raina, CSIR-NISTADS and RRA Network CHANGE • · Human- induced Greenhouse gas (GHG) emissions are growing and are chiefly responsible for climate change. • · The world is not on track for limiting increase in global average temperature to below 2◦C, above pre-industrial levels. GHG emissions grew on average 2.2 per cent per year between 2000 and 2010, compared to 1.3 per cent per year between 1970 and 2000. • · There is immense pressure on governments to act through two new agreements on climate change and sustainable development, both of which will be global frameworks for action to be finalized next year. • · The cumulative costs of India’s low carbon strategies have been estimated at around USD 834 billion at 2011 prices, between 2010 and 2030.
  • 3. Sustainable Climate Resilient Agriculture Demands … • Capacities to address persistent problems – - the Environment/NRs - Energy - Food/Health - Poverty/Unemployment - Fiscal/ Governance • Capacities to address emerging problems – - Climate change, new markets, trade , 16 Oct 2014 R.S.Raina, CSIR-NISTADS and RRA Network
  • 4. Major debates in Indian agriculture today • GMOs – pros and cons • Hunger and malnutrition • Chemical fertilizers – subsidies vs complementary soil health investments • Pesticides – ban specific formulations/no-pesticide • Prices – markets vs. state fixed prices • Food supply – universal PDS vs. targeted BPL 16 Oct 2014 R.S.Raina, CSIR-NISTADS and RRA Network distribution • Ownership - Private vs. public sector • Pollution – payment vs. punitive/preventive action • Energy – industrial appropriation and substitution • Gender – no. of women vs. gender relationships
  • 5. 16 Oct 2014 R.S.Raina, CSIR-NISTADS and RRA Network 22-08-2013 ResRA- RRA Network The Story of Rainfed Areas!! What is the relevant framework for development of rainfed areas?
  • 6. Supply syndrome – Paradigm 1 • Agricultural production programmes – DoAC, DoAH, IFPRI, State Departments, • S&T application in programmes – ICAR – CRIDA/ CAZRI, SAUs, ICRISAT, ICARDA, • Intermediary agencies – NABARD, Irrigation departments, APMC, PACS, .. • Industry for input supply – Chemicals - FAI, Syngenta, Mahyco- Monsanto, • Famers associations – like BKU, …..(demanding 16 Oct 2014 R.S.Raina, CSIR-NISTADS and RRA Network MSP, subsidies,
  • 7. Approach – The New Agriculture Strategy (1972) • Surpluses through modern technology applications • To diffuse technologies generated by research • Through schemes, programmes – designed for agricultural extension • Uniform target and control mechanisms in diverse contexts 16 Oct 2014 R.S.Raina, CSIR-NISTADS and RRA Network
  • 8. Production investments dominate and S&T is limited • During 1990-2009 agricultural R&D received less than 0.4 % of the Agrl GDP • Input subsidies alone – 8-11 % of agricultural 16 Oct 2014 R.S.Raina, CSIR-NISTADS and RRA Network GDP • Input subsidies account for 88 % of the total plan outlay of agriculture, irrigation and rural development (Vaidyanathan, 2010) • Fertilizer subsidy 2012-13 - Rs. 90,000 crores • Significant stagnation in incremental response to input use, and growth rates of rice-wheat production (ibid, Bhalla and Singh, 2010)
  • 9. Therefore, does not need a POLICY! The myth- National Agriculture Policy (2000)! Compared to Policy for • Science (1958), Technology (1983), S&T (2003) • Industry – Bombay Plan (1948), IDR Act (1951), Industrial policy resolution (1956) (1964,1969, 1970), Industrial Policy Statement (1973, 1977, 1980, 1991……2004, 2006) 16 Oct 2014 R.S.Raina, CSIR-NISTADS and RRA Network
  • 10. Lopsided Public investments (1997-98 to 2011-12) rainfed agriculture vs. irrigated agriculture(Source: estimated by CBGA) 16 Oct 2014 R.S.Raina, CSIR-NISTADS and RRA Network
  • 11. The Enabling State – Paradigm 2 • From farmers as producers to farmers as agro-ecosystem 16 Oct 2014 R.S.Raina, CSIR-NISTADS and RRA Network managers • From Central to Decentralized Systems of knowledge, policy and practice • From technology generation and diffusion to enabling lasting and evolving (agro-ecosystem specific) capacities • From input supply to input market strengthening • From export/FDI orientation to domestic markets, investments, prosperity
  • 12. Sustainable Development – does challenge the mainstream 1. Productivity : measured in a singular product vs. outputs of a complex system , and productivity enhancing vs. risk reducing 2. Efficiency : (technical and economic) measured in terms of output per unit external inputs – water or fertilizers vs. cumulative value and efficiency of internal/farm inputs 3. Intensive (as against extensive) : individual crop or input intensity vs. crops or crop-livestock systems mutual dependence/gains 4. Specialized (as against integrated): mono-crop vs mixed and multiple crops – diversified and highly location specific 5. Private (as against commons): owner operated vs. collective uses for sustaining ecosystem functions, agricultural productivity, feed/fodder supply etc. 6. Input centric (as against knowledge centric): Production gains in response to input (technology) supply vs. contextual knowledge and management capacities (including input management) 7. Industrial appropriation (as against local/ecological): Industrial inputs production and supply vs. farm based or local networks of input production and distribution 8. Market and non-market drivers – exclusive pricing mechanisms for selected commodities vs. lack of valuation of ecological and social capital 16 Oct 2014 R.S.Raina, CSIR-NISTADS and RRA network, India RRA Network
  • 13. Policy and Investments for Sustainable Agriculture • Need a paradigm shift • Is beginning in the state governments • Many examples of niche socio-technological systems + successes • Sustainable alternatives (CSOs, Co-ops, Farmers groups, Private sector) and opportunities to invest differently exist • Willingness to learn and change is missing. 16 Oct 2014 R.S.Raina, CSIR-NISTADS and RRA Network
  • 14. The State and Civil Society for Climate Resilient Agriculture • Where the State is an Enabling State… • Where there is a clear national policy for agriculture…”climate smart” • Where the decentralized innovation capacities will be built – with CSO, local governments, rooted capital and the State’s public investments and policies --- attempts to build enabling climate resilient productive rainfed agriculture 16 Oct 2014 R.S.Raina, CSIR-NISTADS and RRA Network
  • 15. The National Rainfed Farming Programme – Block level pilots • Recommended by the WG on NRM and RF (Planning Commission, 2011) • Included in the XII Five Year Plan (Planning Commission, 2012) – NMSA (FAO, CRIDA – Workshop) • Approved by the EFC – guidelines for RAD, OFWM, SHM, CCSAMMN • 28 Blocks – with scope to expand to more blocks if State Governments want to. 16 Oct 2014 R.S.Raina, CSIR-NISTADS and RRA Network
  • 16. Dilemmas.. • Combining bio-physical with socio-ecological 16 Oct 2014 R.S.Raina, CSIR-NISTADS and RRA Network historical (ICRISAT’s classification vs. early CRIDA typologies) • Central schemes to State- District – Block level governance, investments, interventions, • Policy –Knowledge- Practice – Another Great leap? (punctuated equilibrium): distinct break with the past, bringing a redefinition of the issue (here food self sufficiency and food security), new actors, structures and rules, generated both scientific and emotional (political) support for the change or re -framing of the problem (Baumgartner and Jones, 1993, 2002). • Epistemology of the state (supply syndrome or enabling state?), science, natural resources, democracy.