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Guidance for an
                                          FDA Audit, Sponsor/
                                           CRO Monitoring
                                            Visit, and Other
                                          Resources Available
Marlene Berro, MS, RAC
Special Projects
Office of Ethics and Compliance
                                             on The HUB
ClinicalTrials.gov Campus Administrator
CTSI Regulatory Consultant

    January 10, 2012
What Will be Covered

                     Overview of FDA & OHRP - What to do:

                     •  When notified of FDA or OHRP Inspection

                     •  Before the Site Inspection

                     •  During the Site Inspection

                     •  After the Inspection

                     •  Related Guidance, Tools & Templates

                     •  HUB resources: http://hub.ucsf.edu/

School of Medicine

                                                                  2
School of Medicine

                     3
FDA & OHRP Inspection Overview

                     Notice of Inspection
                     May be pre-announced by telephone
                     •  Work with FDA Inspector to schedule inspection
                         •  Do not delay inspection
                         •  Notify UCSF and sponsor (if industry sponsored) of
                           planned inspection
                         •  UCSF and Sponsor may conduct audit in
                           preparation for FDA inspection


School of Medicine

                                                                                 4
What is the HUB ?
                     •  A user-centric web-based resource focused on
                        the needs of researchers, staff, community
                        partners, affiliates, and research participants
                     •  The HUB is a resource that will:
                        –  Provide a single portal of resources, expertise, and
                           best practices for investigators and research staff
                        –  Offer clinical research tools, templates, guidance and
                           go-to for the UCSF research community
                        –  Facilitate efficient, compliant and ethical study
                           conduct and management




School of Medicine

                                                                                    5
Phase II HUB Projects

                     •  Coordinator HUB
                     •  ClinicalTrials.gov Record Creation from iMedRIS
                     •  Electronic FDA Submissions
                     •  Consent Builder
                     •  SOP Builder


                     Want to Help?
                     •  Contact Marlene: marlene.berro@ucsf.edu



School of Medicine

                                                                          6
For More Information please contact:

           Marlene Berro
  Office of Ethics and Compliance
           415.476.9439
     Marlene.berro@ucsf.edu

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  • 1. Guidance for an FDA Audit, Sponsor/ CRO Monitoring Visit, and Other Resources Available Marlene Berro, MS, RAC Special Projects Office of Ethics and Compliance on The HUB ClinicalTrials.gov Campus Administrator CTSI Regulatory Consultant January 10, 2012
  • 2. What Will be Covered Overview of FDA & OHRP - What to do: •  When notified of FDA or OHRP Inspection •  Before the Site Inspection •  During the Site Inspection •  After the Inspection •  Related Guidance, Tools & Templates •  HUB resources: http://hub.ucsf.edu/ School of Medicine 2
  • 4. FDA & OHRP Inspection Overview Notice of Inspection May be pre-announced by telephone •  Work with FDA Inspector to schedule inspection •  Do not delay inspection •  Notify UCSF and sponsor (if industry sponsored) of planned inspection •  UCSF and Sponsor may conduct audit in preparation for FDA inspection School of Medicine 4
  • 5. What is the HUB ? •  A user-centric web-based resource focused on the needs of researchers, staff, community partners, affiliates, and research participants •  The HUB is a resource that will: –  Provide a single portal of resources, expertise, and best practices for investigators and research staff –  Offer clinical research tools, templates, guidance and go-to for the UCSF research community –  Facilitate efficient, compliant and ethical study conduct and management School of Medicine 5
  • 6. Phase II HUB Projects •  Coordinator HUB •  ClinicalTrials.gov Record Creation from iMedRIS •  Electronic FDA Submissions •  Consent Builder •  SOP Builder Want to Help? •  Contact Marlene: marlene.berro@ucsf.edu School of Medicine 6
  • 7. For More Information please contact: Marlene Berro Office of Ethics and Compliance 415.476.9439 Marlene.berro@ucsf.edu