23. classroom use.
Projects T (for two years) and F (for four years) are mutually
exclusive and will be repeated; r = 10%.
0
1
2
3
4
T: -100
F: -100
60
33.5
60
33.5
33.5
31. Grading for this assignment will be based on answer quality,
logic / organization of the paper, and language and writing
skills, using the following rubric.
Points: 280
Assignment 2: Investment Risk Management
Criteria
Unacceptable
Below 60% F
Meets Minimum Expectations
60-69% D
Fair
70-79% C
Proficient
80-89% B
Exemplary
90-100% A
1. Assess the factors that contributed to the financial failure of
the firm, indicating how management failed to manage the risk
related to each factor. Make a recommendation for how firms
should manage these types of risks in the future. Provide
32. support for your recommendation.
Weight: 15%
Did not submit or incompletely assessed the factors that
contributed to the financial failure of the firm, indicating how
management failed to manage the risk related to each factor; did
not submit or incompletely made a recommendation for how
firms should manage these types of risks in the future; did not
submit or incompletely provided support for your
recommendation.
Insufficiently assessed the factors that contributed to the
financial failure of the firm, indicating how management failed
to manage the risk related to each factor; insufficiently made a
recommendation for how firms should manage these types of
risks in the future; insufficiently provided support for your
recommendation.
Partially assessed the factors that contributed to the financial
failure of the firm, indicating how management failed to manage
the risk related to each factor; partially made a recommendation
for how firms should manage these types of risks in the future;
partially provided support for your recommendation.
Satisfactorily assessed the factors that contributed to the
financial failure of the firm, indicating how management failed
to manage the risk related to each factor; satisfactorily made a
recommendation for how firms should manage these types of
risks in the future; satisfactorily provided support for your
33. recommendation.
Thoroughly assessed the factors that contributed to the financial
failure of the firm, indicating how management failed to manage
the risk related to each factor; thoroughly made a
recommendation for how firms should manage these types of
risks in the future; thoroughly provided support for your
recommendation.
2. Assess the sufficiency of risk management techniques used
by financial institutions today indicating whether or not you
believe the risk is appropriately managed to avoid a subsequent
financial crisis. Provide support for your position.
Weight: 15%
Did not submit or incompletely assessed the sufficiency of risk
management techniques used by financial institutions today,
indicating whether or not you believe the risk is appropriately
managed to avoid a subsequent financial crisis; did not submit
or incompletely provided support for your position.
Insufficiently assessed the sufficiency of risk management
techniques used by financial institutions today, indicating
whether or not you believe the risk is appropriately managed to
avoid a subsequent financial crisis; insufficiently provided
support for your position.
Partially assessed the sufficiency of risk management
techniques used by financial institutions today, indicating
whether or not you believe the risk is appropriately managed to
34. avoid a subsequent financial crisis; partially provided support
for your position.
Satisfactorily assessed the sufficiency of risk management
techniques used by financial institutions today, indicating
whether or not you believe the risk is appropriately managed to
avoid a subsequent financial crisis; satisfactorily provided
support for your position.
Thoroughly assessed the sufficiency of risk management
techniques used by financial institutions today, indicating
whether or not you believe the risk is appropriately managed to
avoid a subsequent financial crisis; thoroughly provided support
for your position.
3. Evaluate management’s role within a financial investment
firm for establishing proper risk management procedures for
high-risk investments and the appropriate level of
accountability for portfolio performance. Determine the
consequences that should be enacted when Financial Firm
Management fails to perform their fiduciary obligation to
investors, indicating how these consequences should be
implemented. Provide support for your response.
Weight: 20%
Did not submit or incompletely evaluated management’s role
within a financial investment firm for establishing proper risk
management procedures for high-risk investments and the
appropriate level of accountability for portfolio performance;
35. did not submit or incompletely determined the consequences
that should be enacted when Financial Firm Management fails
to perform their fiduciary obligation to investors, indicating
how these consequences should be implemented; did not submit
or incompletely provided support for your response.
Insufficiently evaluated management’s role within a financial
investment firm for establishing proper risk management
procedures for high-risk investments and the appropriate level
of accountability for portfolio performance; insufficiently
determined the consequences that should be enacted when
Financial Firm Management fails to perform their fiduciary
obligation to investors, indicating how these consequences
should be implemented; insufficiently provided support for your
response.
Partially evaluated management’s role within a financial
investment firm for establishing proper risk management
procedures for high-risk investments and the appropriate level
of accountability for portfolio performance; partially
determined the consequences that should be enacted when
Financial Firm Management fails to perform their fiduciary
obligation to investors, indicating how these consequences
should be implemented; partially provided support for your
response.
Satisfactorily evaluated management’s role within a financial
investment firm for establishing proper risk management
36. procedures for high-risk investments and the appropriate level
of accountability for portfolio performance; satisfactorily
determined the consequences that should be enacted when
Financial Firm Management fails to perform their fiduciary
obligation to investors, indicating how these consequences
should be implemented; satisfactorily provided support for your
response.
Thoroughly evaluated management’s role within a financial
investment firm for establishing proper risk management
procedures for high-risk investments and the appropriate level
of accountability for portfolio performance; thoroughly
determined the consequences that should be enacted when
Financial Firm Management fails to perform their fiduciary
obligation to investors, indicating how these consequences
should be implemented; thoroughly provided support for your
response.
4. Given the recent debt crisis within the EURO zone of Europe,
analyze the impact to the performance of foreign markets and
recommend a strategy for financial firms to minimize
investment risk in these markets. Provide support for your
recommendation.
Weight: 15%
Did not submit or incompletely analyzed the impact to the
performance of foreign markets and did not submit or
incompletely recommended a strategy for financial firms to
37. minimize investment risk in these markets; did not submit or
incompletely provided support for your recommendation.
Insufficiently analyzed the impact to the performance of foreign
markets and insufficiently recommended a strategy for financial
firms to minimize investment risk in these markets;
insufficiently provided support for your recommendation.
Partially analyzed the impact to the performance of foreign
markets and partially recommended a strategy for financial
firms to minimize investment risk in these markets; partially
provided support for your recommendation.
Satisfactorily analyzed the impact to the performance of foreign
markets and satisfactorily recommended a strategy for financial
firms to minimize investment risk in these markets;
satisfactorily provided support for your recommendation.
Thoroughly analyzed the impact to the performance of foreign
markets and thoroughly recommended a strategy for financial
firms to minimize investment risk in these markets; thoroughly
provided support for your recommendation.
5. Evaluate the role of the Federal government, if any, related to
the regulation of investments by financial institutions, including
the scope of the role, the authority and enforcement capability
within the regulatory agency, the benefits, and consequences of
regulation. Predict how the regulatory environment may change
over the next five (5) years. Provide support for your
prediction.
38. Weight: 20%
Did not submit or incompletely evaluated the role of the Federal
government, if any, related to the regulation of investments by
financial institutions, including the scope of the role, the
authority and enforcement capability within the regulatory
agency, the benefits, and consequences of regulation; did not
submit or incompletely predicted how the regulatory
environment may change over the next five (5) years; did not
submit or incompletely provided support for your prediction.
Insufficiently evaluated the role of the Federal government, if
any, related to the regulation of investments by financial
institutions, including the scope of the role, the authority and
enforcement capability within the regulatory agency, the
benefits, and consequences of regulation; insufficiently
predicted how the regulatory environment may change over the
next five (5) years; insufficiently provided support for your
prediction.
Partially evaluated the role of the Federal government, if any,
related to the regulation of investments by financial institutions,
including the scope of the role, the authority and enforcement
capability within the regulatory agency, the benefits, and
consequences of regulation; partially predicted how the
regulatory environment may change over the next five (5) years;
partially provided support for your prediction.
Satisfactorily evaluated the role of the Federal government, if
39. any, related to the regulation of investments by financial
institutions, including the scope of the role, the authority and
enforcement capability within the regulatory agency, the
benefits, and consequences of regulation; satisfactorily
predicted how the regulatory environment may change over the
next five (5) years; satisfactorily provided support for your
prediction.
Thoroughly evaluated the role of the Federal government, if
any, related to the regulation of investments by financial
institutions, including the scope of the role, the authority and
enforcement capability within the regulatory agency, the
benefits, and consequences of regulation; thoroughly predicted
how the regulatory environment may change over the next five
(5) years; thoroughly provided support for your prediction.
6. 5 references
Weight: 5%
No references provided
Does not meet the required number of references; all references
poor quality choices.
Does not meet the required number of references; some
references poor quality choices.
Meets number of required references; all references high quality
choices.
Exceeds number of required references; all references high
quality choices.
40. 7. Clarity, writing mechanics, and formatting requirements
Weight: 10%
More than 8 errors present
7-8 errors present
5-6 errors present
3-4 errors present
0-2 errors present