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Use of an Acylated Chitosan Schiļ¬€ Base as an Ecofriendly
Multifunctional Biolubricant Additive
Raj K. Singh,*,ā€ 
Aruna Kukrety,ā€ 
Alok K. Chatterjee,ā€ 
Gananath D. Thakre,ā€”
Gajendra M. Bahuguna,Ā§
Sandeep Saran,Ā§
Dilip K. Adhikari,āˆ„
and Neeraj Atrayāˆ„
ā€ 
Chemical Science Division, ā€”
Tribology Division, Ā§
Analytical Science Division, and āˆ„
Bio Fuels Division, CSIR-Indian Institute of
Petroleum, Dehradun, Uttarakhand 248 005, India
*S Supporting Information
ABSTRACT: Two acylated chitosan Schiļ¬€ base samples ACSB-1 and -2 were synthesized via a two-step reaction pathway. First
the chitosan Schiļ¬€ base (CSB) was prepared utilizing 3,5-di-tert-butyl-4-hydroxybenzaldehyde. In the second step, esteriļ¬cation
with lauroyl chloride catalyzed by 4-(dimethylamino)pyridine (DMAP) in N,N-dimethylacetamide (DMAc) solvent aļ¬€ords the
ļ¬nal product acylated chitosan Schiļ¬€ base (ACSB-1 and -2). The products were identiļ¬ed and characterized by Fourier transform
infrared (FT-IR) spectroscopy, CHN analysis, thermogravimetry (TG), X-ray diļ¬€raction (XRD), etc. The synthesized
compounds were evaluated as multifunctional additives for antioxidant and lubricity properties in N-butyl palmitate/stearate.
A rotating pressure vessel oxidation test (ASTM D2272) was used for evaluating antioxidant property. The thermo-oxidative
stability of the N-butyl palmitate/stearate oil was increased 1.5 times by using this additive in 3000 ppm concentration of ACSB-2
at 150 Ā°C. Lubricity property was evaluated by using the four ball test (ASTM D4172A) which was performed at 75 Ā°C tem-
perature, frequency of 1200 rpm, and 198 N load for 60 min. The lubricating eļ¬ƒciency of the synthesized sample was estimated
by measuring the average wear scar diameter (WSD) of the spherical specimen. The WSD is also found to be decreased
signiļ¬cantly by adding these compounds as additives in N-butyl palmitate/stearate. Both samples passed the copper strip
corrosion test (ASTM D130) too.
1. INTRODUCTION
The environment is threatened due to exerted negative eļ¬€ects
by almost 10 million tons of engine, industrial, and hydraulic
oils releasing into it every year.1
Water and soil are aļ¬€ected
directly by disposed lubricant or loss in lubrication systems,
while the air is aļ¬€ected by volatile lubricants or lubricant haze.2
The demand of the lubricant is also growing despite the
depleting crude oil reserves, the main source of lube oils.3
Nowadays, the interest is increasing in the replacement of
nonrenewable raw materials by renewable resources not only to
meet the growing demand but also to minimize the environ-
mental impact caused by industrial waste materials. Regulatory
agencies are also making more and more stringent speciļ¬ca-
tions toward the use of toxic materials in industrial products as
happens with the lubricants products too.4,5
The major
component of a lubricant is the base oil. Some additional
components, called additives, are normally included in order to
improve the speciļ¬c required properties.6
As far as the base oils
are concerned, the vegetable oil esters have come up strongly as
the substitute for the mineral base oils;7,8
but, in the case of
additives, conventional ones like zinc dialkyldithiophosphate
(ZnDDP) containing harmful components, such as Cl, P, and
some heavy metals, are still in use, since they perform well in
the newly introduced base oil, and there is no competitive alter-
native ecofriendly additive technology available for the last few
decades.9,10
There are only some companies like Lubrizol and
RheinChemie (Lanxess) that have just launched ecofriendly
additives in the market. Although a comparatively low amount
of additive is used in lubes, their toxicity could not be avoided
for making lube formulation completely ecofriendly.11
Some eļ¬€orts have been made to develop the ecofriendly
additives from renewable resources (e.g., long chain esters
of cystine (Cys2)), which is an essential amino acid obtained
from natural sources. They have been tested as multifunc-
tional additives.12
Tribological evaluation reveals that the
Cys2-derived additives exhibited comparable antiwear proper-
ties to the conventional additive zinc dialkyldithiophosphate.
The new additives reduced also the friction coeļ¬ƒcient of poly
alpha-oleļ¬n and synthetic esters. Some condensation products
were prepared using various amines with di(alkylphenyl)-
phosphorodithioic acid, derived from cashew nutshell liquid,
which is a renewable, biodegradable, low cost, naturally
occurring vegetable product. Then these compounds have
been evaluated as ashless antioxidant, antiwear, friction-
modifying, and extreme-pressure additives in lubricants.13
Soybean lecithin obtained from soybean seeds, which is a
mixture of various phospholipids, is used for synthesizing
environmentally friendly boron-containing friction-reducing,
antiwear, and extreme pressure additives in synthetic base
ļ¬‚uids by the reaction of boric acid.14
Tribological properties of
the methanol esteriļ¬ed bio-oil from Spirulina have been
evaluated, and it has been found that the friction coeļ¬ƒcient
of the esteriļ¬ed bio-oil is decreased by 21.6% compared with
the unesteriļ¬ed bio-oil. The wear is also decreased by
esteriļ¬cation.15
The homopolymer of sunļ¬‚ower oil (SFO)
Received: June 17, 2014
Revised: November 5, 2014
Accepted: November 7, 2014
Article
pubs.acs.org/IECR
Ā© XXXX American Chemical Society A dx.doi.org/10.1021/ie502441z | Ind. Eng. Chem. Res. XXXX, XXX, XXXāˆ’XXX
and soybean oil (SBO) was synthesized and tested as pour
point depressant (PPD) and viscosity index improver (VII) or
modiļ¬er (VM) green additive for lube oil.16
Cellulose, the most
abundant biopolymer on earth, has been used as an antioxidant
additive for the vegetable oil.17
One of its ether derivatives, i.e.
carboxymethylcellulose, is used as an ingredient of drilling mud,
where it acts as a viscosity modiļ¬er and water retention agent.18
Many environmentally acceptable thickeners from renewable
sources for grease formulations have been reported in the
literature. Oleo-gels that can be prepared by dispersing sorbitan
monostearate (SMS) in castor oil can be used as a substitute for
the metallic soap thickener.19
Methylcellulose and ethyl-
cellulose have also been used successfully as thickener for
preparing castor oil based environmentally friendly lubricating
greases.20,21
In addition to the above-mentioned renewable materials for
additive development, chitosan can be an interesting biopoly-
meric feedstock which is obtained by full or partial
deacetylation of the chitin.22
Chitin is a natural polysaccharide,
synthesized by a large number of living organisms, mostly
exoskeletons of crustaceans such as shrimps, crabs, and lobsters.
Chitin is considered the most abundant biopolymer in nature
after cellulose. Chitosan consists of 2-N-acetyl-2-deoxyglucose
(N-acetylglucosamine) and 2-amino-2-deoxyglucose (glucos-
amine) units linked with Ī²-1,4-linkages and considered as
biocompatible, biodegradable, and nontoxic natural polymeric
material, having inherent antioxidant activity and enormous
applications, including waste treatment, chromatography,
cosmetics, textiles, photographic papers, biodegradable ļ¬lms,
biomedical devices, drug delivery agent, and in the food
industry such as antimicrobial, emulsifying, thickening, and
stabilizing agents.23,24
Some eļ¬€orts have been made to use
them in the lubricant area. Recently, acylated derivatives of
chitin and chitosan have been used as thickener agents for
vegetable oils.25
Isocyanate-functionalized chitin and chitosan
polymers were obtained by their reaction with 1,6-hexam-
ethylene diisocyanate and used as thickeners for castor oil
too.26
A water-soluble acylated chitosan derivative having
alkylated amine groups was evaluated as reactive clays
inhibitors, rheological modiļ¬ers, and ļ¬ltrate loss reducer for
water-based drilling ļ¬‚uids.27
As far as exploiting the chitosan
inherent antioxidant property is concerned, chitosan and
carboxymethylchitosan Schiļ¬€ bases have been extensively
studied as antioxidants for food and medicinal purposes.28
Chitosan gallate synthesized by gallic acid grafting on chitosan
through the esteriļ¬cation reaction also shows good antioxidant
property.29āˆ’32
In this work, a new chitosan Schiļ¬€ base ester was synthesized
in two steps: ļ¬rst imine derivatization using the 3,5-di-tert-
butyl-4-hydroxybenzaldehyde followed by the acylation using
the lauroyl chloride in the second step. The compound
was characterized using FT-IR, CHN, TG, XRD, etc. The
applicability of this derivative as a green multifunctional
lubricating oil additive was explored by testing the antioxidant,
anticorrosion, antiwear, and antifriction properties in N-butyl
palmitate/stearate which was taken as a biolubricant reference
base ļ¬‚uid.
2. MATERIALS AND METHODS
2.1. Materials. Chitosan, 3,5-di-tert-butyl-4-hydroxybenzal-
dehyde, and 4-(dimethylamino)pyridine (DMAP) were pur-
chased from Sigma-Aldrich. N,N-Dimethylacetamide (DMAc),
lauroyl chloride, N-butyl palmitate/stearate, and ethanol were
purchased from E-Merck, Darmstadt, Germany. Acetic acid and
methanol was purchased from RFCL (formerly Ranbaxy
Fine Chemicals Limited, India). All other chemicals were of
the highest available grade and were used without further
puriļ¬cation.
2.2. Synthesis of Chitosan Schiļ¬€ Base (CSB). Chitosan
(0.59 g, 3.5 mmol monomer units) was dispersed into 10 mL of
95% aqueous methanol having a catalytic amount of acetic acid
(1% w/v), and then the solution of 2.55 g (āˆ¼10.5 mmol) of
3,5-di-tert-butyl-4-hydroxybenzaldehyde in 15 mL of methanol
was added dropwise with magnetic stirring. The mixture was
reļ¬‚uxed for 10 h, and then the product was obtained in the
form of a yellow powder which was ļ¬ltered. Unreacted
aldehyde was extracted in a Soxhlet apparatus using ethanol/
ether as eluent for 2āˆ’3 days. The ļ¬nal product was vacuum-
dried at 50 Ā°C. Yield: 0.70 g.
2.3. Synthesis of Acylated Chitosan Schiļ¬€ Base
(ACSB). 0.70 g (3.5 mmol) of the above synthesized CSB
was taken in a round-bottom ļ¬‚ask, and then 10 mL of DMAc
was added into it. It was stirred at 80 Ā°C for 30 min and then
cooled to 50 Ā°C. Lauroyl chloride (2.19 g, āˆ¼10.5 mmol) for
ACSB-1 and 3.0 g (āˆ¼14 mmol) for ACSB-2, respectively,
dissolved in DMAc (10.5 mL) was added dropwise into the
reaction mixture within 1 h, and then 0.25 g of DMAP was
added into it. The temperature was gradually increased to
90 Ā°C with stirring. The reaction was carried out during 3 h.
Afterward, the content was cooled down to room temperature
without stirring and poured into 100 mL of a cooled aqueous
ethanolic solution taken in a beaker. The dark brown product
was ļ¬ltered and then washed twice with 0.2 M NaHCO3 and
several times with ethanol. The semisolid light brown product
was dried in vacuum oven at 60 Ā°C overnight. Yield obtained is
1.25 and 1.50 g for ACSB-1 and ACSB-2, respectively.
2.4. Characterization. The synthesized compounds were
characterized using various analytical techniques. At ļ¬rst the
FT-IR spectra were recorded by the KBr method with a
PerkinElmer spectrometer between 400 and 4000 cmāˆ’1
.
Thermogravimetry curves of the synthesized samples were
also recorded with a PerkinElmer EXSTAR TG/DTA 6300,
using aluminum pans. The experiments were carried out under
continuous nitrogen ļ¬‚ow of 200 mL mināˆ’1
, and the
temperature ramp was set at 10 Ā°C mināˆ’1
. Then, X-ray
diļ¬€raction patterns were also obtained using a Bruker AXS D-8
advance diļ¬€ractometer (Karlsruhe, Germany), which was
operated at Cu KĪ± wavelength of 1.54 ƅ, 30 mA, and
40 keV. The spectra were recorded at a scan rate of
0.028 2q sāˆ’1
from 4 to 60Ā°. CHN analysis was performed on
the PerkinElmer Series II CHNS/O 2400 analyzer.
2.5. Antioxidant Performance Analysis. The RPVOT
(Rotating Pressure Vessel Oxidation Test) apparatus manufac-
tured by Stan-hope Seta, U.K. was used for conducting
performance evaluation tests of compounds as antioxidants
following ASTM Method D 2272-11.33
All tests were
performed at 150 Ā°C on an oil/additive blend at diļ¬€erent
concentrations as 1000, 2000, and 3000 ppm. Near to 50.0 Ā±
0.5 g samples were measured, and 5.0 mL of water was added
into it. The copper wire was cleaned with 220 grit silicon
carbide sand paper and was used immediately as catalyst in the
form of a spring-coil shape having an outside diameter of
44āˆ’48 mm, weight of 55.6 Ā± 0.3 g, and height of 40āˆ’42 mm.
Then the bomb was charged with oxygen at 90.0 Ā± 0.5 psi
(620 kPa) pressure. For ensuring that there is no leakage, the
bomb was immersed in water and checked. The test was run
Industrial & Engineering Chemistry Research Article
dx.doi.org/10.1021/ie502441z | Ind. Eng. Chem. Res. XXXX, XXX, XXXāˆ’XXXB
and considered completed after the pressure dropped more
than 175 kPa from the original pressure. All samples were run
in triplicate, and the average time was reported.
2.6. Anticorrosion Test. The oil/additive blends in
diļ¬€erent concentrations (1000, 2000, and 3000 ppm) were
tested for corrosion characteristics by copper strip corrosion
test (ASTM D130-12).34
A polished copper strip is immersed
in the 30 mL test ļ¬‚uid taken in a 25 Ɨ 150 mm test tube, and
the test tube is placed in a heated bath at 100 Ā°C temperature.
The test was done for 3 h time. The copper strips are taken out
and washed with hexane to remove the adhered sample oil.
After that the corrosion is rated by visual comparison to the
ASTM Copper Strip Corrosion Standards.
2.7. Tribological Test. A four-ball test machine from
Ducom, India was used for evaluating the tribological
properties in terms of the friction coeļ¬ƒcient and the wear
scar diameter (WSD) as per the ASTM D4172A standard test
method.35
For these tests, the typical 12.7 mm steel balls were
used where one upper ball under the load is rotated against
three stationary steel balls clamped in the holder. Diļ¬€erent
samples were prepared by adding diļ¬€erent concentrations of
additives in the N-butyl palmitate/stearate reference base oil,
and four balls were covered by them; tests were performed at a
rotating speed of 1200 rpm; 198 N load; 75 Ā°C temperature;
and for 60 min duration. The surfaces of the four ball test
specimens were examined by FEI Quanta 200F SEM (FEI,
Hillsboro, OR) equipped with EDX analysis. The parameters
used are as follows: chamber pressure, 10 Pa; high voltage,
20.00 kV; tilt, 0.00; takeoļ¬€, 35.00; amplitude time (AMPT),
102.4; resolution, 133.44. The powdered samples were analyzed
without coating and carbon cement as adhesive.
3. RESULTS AND DISCUSSION
The synthesis of acylated chitosan Schiļ¬€ base samples (ACSB-1
and ACSB-2) was done by using two diļ¬€erent molar ratios of
chitosan:aldehyde (1:3 for ACSB-1 and 1:4 for ACSB-2)
following the route as shown in Scheme 1. The oļ¬€-white
chitosan color changed to yellow in the chitosan Schiļ¬€ base
(CSB) gives direct evidence of the successful imine bond
formation as shown in Figure 1.
3.1. FT-IR Spectroscopy. The synthesized compounds
were characterized using FT-IR as shown in Figure 2. The
FT-IR spectrum of chitosan showed the characteristic CīƒˆO
stretching (amide I) bands at 1651 cmāˆ’1
, Nāˆ’H angular
deformation band of amino groups at 1601 cmāˆ’1
, āˆ’CH2
bending vibration at 1421 cmāˆ’1
, Cāˆ’H (in plane) bending at
1382 cmāˆ’1
, Cāˆ’O stretching (secondary alcoholic groups) band
at 1154 cmāˆ’1
, and amide III band at 1320 cmāˆ’1
, as well as the
band at 1060 cmāˆ’1
corresponding to the of Cāˆ’O stretching
(primary alcoholic groups). The Cāˆ’N stretching band is
observed at 1154 cmāˆ’1
. The broad band at 3433 cmāˆ’1
cor-
responds to āˆ’OH and āˆ’NH stretching absorption, whereas the
aliphatic Cāˆ’H symmetric and asymmetric stretching band can
be observed at 2849 and 2923 cmāˆ’1
, respectively. Now the
successful Schiļ¬€ base formation by the reaction of chitosan with
the 3,5-di-tert-butyl-4-hydroxybenzaldehyde can be proved
by the appeared characteristic imine bond (CīƒˆN) stretching
band at 1633 cmāˆ’1
in the case of the CSB sample. Aromatic
CīƒˆC and Cāˆ’H stretching bands also appeared at 1539 and
2956 cmāˆ’1
, respectively. A band at 1217 cmāˆ’1
is also observed
attributed to the Cāˆ’O stretching band of the hindered phenolic
group. As far as the acylation of chitosan Schiļ¬€ base is
concerned, the characteristic strong CīƒˆO stretching peak at
Scheme 1. Reaction Scheme for Synthesizing CSB and
ACSBs
Figure 1. (a) Chitosan, (b) chitosan Schiļ¬€ base (CSB) with 3,5-di-tert-
butyl-4-hydroxybenzaldehyde, and (c) acylated chitosan Schiļ¬€ base
(ACSB-1).
Industrial & Engineering Chemistry Research Article
dx.doi.org/10.1021/ie502441z | Ind. Eng. Chem. Res. XXXX, XXX, XXXāˆ’XXXC
1743 cmāˆ’1
is observed in the case of ACSB-1 and -2 implying
the successful ester linkages between chitosan and lauroyl
chain. The other signiļ¬cant evidence observed is the increased
intensity of the asymmetric and symmetric Cāˆ’H stretching
(CH2 and CH3 groups) band at 2924 and 2853 cmāˆ’1
along
with the reduced intensity of the āˆ’OH and āˆ’NH stretching
band at 3468 and 3292 cmāˆ’1
, respectively. Here, to quantify
how signiļ¬cant esteriļ¬cation was, the comparison of these
bands can be done. It was found that the ratios of A2924/A3468
and A2853/A3468 are higher for ACSB-2 than ACSB-1 revealing
that the ACSB-2 is a comparatively more substituted ester.
However, it is diļ¬ƒcult to determine the absolute value by
FT-IR, so the CHN analysis method was used.
3.2. Determination of Chitosan Degree of Deacetyla-
tion (DD). The DD of crab chitosan obtained from Sigma-
Aldrich was determined using infrared spectroscopy. The
absorbances at 1651 and 3433 cmāˆ’1
were used to calculate the
DD according to the following equation36
= āˆ’
ƗA A
DD 100
( / ) 100
1.33
1651 3433
Figure 2. FT-IR spectra of chitosan, chitosan Schiļ¬€ base (CSB), and acylated chitosan Schiļ¬€ base samples (ACSB-1 and ACSB-2).
Industrial & Engineering Chemistry Research Article
dx.doi.org/10.1021/ie502441z | Ind. Eng. Chem. Res. XXXX, XXX, XXXāˆ’XXXD
where DD is the deacetylation degree, and A1651 and A3433 are
the absolute absorbance of amide and hydroxyl groups
stretching band at 1633 and 3433 cmāˆ’1
, respectively.
DD (%) was found to be 84.55 for the procured chitosan.
The CHN results also support this ļ¬nding. Anal. Calcd for
(C6H11O4N)0.8455-(C8H13O5N)0.1545: C, 45.16; H, 6.75; N, 8.35;
O, 39.74. Found for chitosan (DD āˆ¼ 84.55%) C, 44.98; H,
6.52; N, 8.65; O, 39.85 (Table 1).
3.3. Determination of Degree of Substitution (Imini-
zation) for Chitosan Schiļ¬€ Base (CSB). It is expected that
there is no loss of the CSB product during the reaction workup
as suļ¬ƒcient care has been taken to avoid the losses during it.
The obtained product yield was used to calculate the degree of
iminization. 0.59 g of the chitosan gives 0.70 g of the CSB
product, i.e. an 18.65% weight increase in chitosan weight. So
the CSB monomer unit molecular weight also will be 18.65%
higher than the chitosan monomer unit, i.e. (C6H11O4N)0.8455-
(C8H13O5N)0.1545 (molecular weight 167.65 g/mol). So the
molecular weight of CSB monomer unit having the empirical
formula (C6H11O4N)0.8455ā€‘x-(C8H13O5N)0.1545-(C18H27O5N)x
will be 198.92 g/mol where x represents the degree of substitu-
tion (iminization). Solving it, the value of DS is found to be 17.7%.
The result was also supported by the CHN analysis. Anal. Calcd for
(C6H11O4N)0.669-(C8H13O5N)0.1545-(C18H27O5N)0.177: C, 50.89; H,
7.11; N, 7.04; O, 34.96. Found for CSB (DS āˆ¼ 17.7%) C, 52.27; H,
6.88; N, 7.54; O, 33.31 (Table 1).
3.4. Determination of Degree of Substitution for
Acylated Chitosan Schiļ¬€ Base Samples (ACSB-1 and
ACSB-2). The two acylated chitosan Schiļ¬€ base samples, ACSB-1
and ACSB-2, synthesized using diļ¬€erent molar ratios of lauroyl
chlorides have diļ¬€erent ester substitutions as evident from the
FT-IR spectra in Figure 2. However, it is diļ¬ƒcult to deter-
mine the absolute value of the degree of substitution by IR.
So % DS was evaluated by elemental analysis using the
C/N ratio.29
Anal. Calcd for the fully acylated CSB,
(C42H77O7N)0.669-(C32H57O7N)0.1545-(C45H75O8N)0.177: C,
70.80; H, 10.59; N, 2.01; O, 16.60. Found for ACSB-1 (DS
āˆ¼ 37.96%) C, 59.95; H, 8.65; N, 4.49; O, 26.91. Found for
ACSB-2 (DS āˆ¼ 51.7%) C, 64.37; H, 9.43; N, 3.58; O, 22.62
(Table 1).
3.5. TG. TG curves of chitosan with 84.55% degree of
deacetylation along with the CSB, ACSB-1, and ACSB-2 are
shown in Figure 3. In the chitosan TG curve, two weight losses
are observed. The 4% initial weight loss at 50āˆ’100 Ā°C is due to
the moisture vaporization due to its hygroscopic nature. Due to
strong inter- and intramolecular hydrogen bonds leading
to close packing of polysaccharide chains, chitosan shows the
thermal degradation (Td) at 268 Ā± 4 Ā°C attributing to a
complex process including dehydration of saccharide rings,
depolymerization along with decomposition of the acetylated
and deacetylated units of the polymer. At the end of the
experiment at 700 Ā°C, the chitosan shows a residual mass of
about 23 Ā± 0.5% of the starting mass similar to the reported
studies.37
It is obvious that the introduction of a functional
group obstructs the chain packing causing loosening of packing
structure, thus the degradation temperature (Td) will decrease.
The same is observed in the case of CSB and ACSBs. The Td for
CSB is found to be 229 Ā± 2 Ā°C which is lower than that of
chitosan. For ACSB-1 and -2 the Td is found to be 136 Ā± 2 and
156 Ā± 2 Ā°C, respectively (Figure 3). The ACSB-2 is a com-
paratively more substituted ester, but it is more stable than
ACSB-1 revealing that more extensive esteriļ¬ed samples are a
little bit more stable than that of less substituted ones. Higher
thermal stability of the highly esteriļ¬ed polysaccharide is a well
established fact as observed in the case of cellulose fatty esters
too.38
3.6. X-ray. The chitosan sample shows two sharp peaks
approximately at 2Īø 10.25Ā° (d 8.62) and 20Ā° (d 4.43). The
strong reļ¬‚ections correspond to 020 and 110 planes of
chitosan,39
whereas that of CSB shows the peak in the vicinity
of 13.33Ā° 2Īø (d 6.63) with reduced intensity and the peak
at 19.76Ā° (d 4.49) becomes wide and a little bit stronger.40
Most importantly, the new crystallinity has happened at 5Ā°
which is mainly attributed to the formation of imine groups and
the cleavage of intramolecular hydrogen bonds of chitosan41
(Figure 4). The appearance of this new spacing (d 17.65)
clearly gives the strong evidence of successful introduction of
the 3,5-di-tert-butyl-4-hydroxybenzaldehyde group through the
imine bond in chitosan. The chitosan indicates high
crystallinity. The increase in the amorphous phase in the case
of CSB also conļ¬rms the successful conjugation of 3,5-di-tert-
butyl-4-hydroxybenzaldehyde onto chitosan.
3.7. Antioxidant Property. Chitosan is considered a good
antioxidant, a scavenger for hydroxyl radicals, and a chelator for
ferrous ions and may be used as a source of antioxidants along
with its application as a food supplement or ingredient in the
pharmaceutical industry.42
A strong hydrogen-donating ability
of chitosan provides the chitosan inherent antioxidant activity.
Quaternized chitosan was also evaluated as radical scavengers
for hydroxyl radical and superoxide radicals using established
methods.43
Many phenolic and polyphenolic compounds with
antioxidant eļ¬€ects are condensed with chitosan to form mutual
prodrugs too.44,28āˆ’32
None of the chitosan derivatives have
Table 1. Elemental Analysis of Chitosan, CSB, and ACSBs
content %
sample
DD
(%)
DS
(%) C H N O
chitosan 84.55 44.98 6.52 8.65 39.85
chitosan Schiļ¬€ base (CSB) 17.70 52.27 6.88 7.54 33.31
acylated chitosan Schiļ¬€
base (ACSB-1)
37.96 59.95 8.65 4.49 26.91
acylated chitosan Schiļ¬€
base (ACSB-2)
51.70 64.37 9.43 3.58 22.62
Figure 3. TG curves of chitosan, chitosan Schiļ¬€ base, and acylated
chitosan Schiļ¬€ base samples.
Industrial & Engineering Chemistry Research Article
dx.doi.org/10.1021/ie502441z | Ind. Eng. Chem. Res. XXXX, XXX, XXXāˆ’XXXE
been used as lubricant additives so far. Hindered phenols are
well-known antioxidants for lubricants.6
In the present research
work, we have tried to exploit the inherent antioxidant ability of
chitosan in conjugation with the hindered phenols. The
coupling of chitosan with 3,5-di-tert-butyl-4-hydroxybenzalde-
hyde will not only introduce the hindered phenol to the
chitosan framework but also create an imine bond which could
increase the metal chelating abilities of the native chitosan
molecule. Acylation in the second step will make the Schiļ¬€
compound soluble in the oils.
So the synthesized ACSB-1 and -2 with DS 37.96 and
51.70%, respectively, were evaluated as antioxidant additives
following ASTM Method D 2272-11 using the Rotating Pres-
sure Vessel Oxidation Test (RPVOT).33
N-Butyl palmitate/stearate
was taken as the biolubricant reference base ļ¬‚uid in which the
compounds are found to have very good solubility (Figure 5).
Results are shown in Figure 6a and 6b. Both compounds show
antioxidant activity and the activity increases with the increasing
additive concentration, but ACSB-2 is a more eļ¬€ective anti-
oxidant than others particularly at 3000 ppm concentration. At
3000 ppm concentration ACSB-2 increases the RPVOT time of
the reference oil from 30.70 to 46.63 min (Figure 6b), while
ACSB-1 increases the RPVOT time to 35.88 min only (Figure
6a). Both additives are synthesized from the same intermediate
(CSB) having the DS 17.70%; this means that the hindered
phenolic groups attached over the chitosan backbone will be
the same in both ACSB-1 and ACSB-2. Still, the activity found is
higher in the case of ACSB-2. The most probable reason would
be the higher thermal stability of ACSB-2 than that of ACSB-1
as indicated by TG analysis along with the higher dispersing
power of the acylated chitosan Schiļ¬€ base sample having high
DS. The RPVOT tests were performed at a temperature of
150 Ā°C so thermal stability will be a critical parameter.
3.8. Anticorrosion Test. The ACSB-1 and ACSB-2 in
N-butyl palmitate/stearate samples in diļ¬€erent concentrations
(1000, 2000, and 3000 ppm) were also tested for corrosion
tendencies by the copper strip corrosion test (ASTM D130-12).34
Figure 5. High DS acylated chitosan Schiļ¬€ base (ACSB-2) solubility in
N-butyl palmitate/stearate.
Figure 4. XRD patterns of (a) chitosan and (b) chitosan Schiļ¬€ base.
Figure 6. Eļ¬€ect of increasing (a) ACSB-1 and (b) ACSB-2
concentration in the base oil on the RPVOT time.
Industrial & Engineering Chemistry Research Article
dx.doi.org/10.1021/ie502441z | Ind. Eng. Chem. Res. XXXX, XXX, XXXāˆ’XXXF
Figure 7 shows the real pictures of the copper strips before and
after the test with ACSB-2 samples. All the samples pass the test
with no. 1a. These tests reveal that synthesized additives do not
have any corrosive tendencies. The reason may be the presence
of an imine bond in the compounds which provides the
corrosion resistance to the additives as reported in the literature
too.45āˆ’48
3.9. Tribological Properties. Anticorrosion tendency
particularly for steelāˆ’steel contact is well realized in the case
of Schiļ¬€ bases.45āˆ’48
Some studies have also been carried out to
use the organic Schiļ¬€ compounds as friction reducing and
antiwear additives. The Schiļ¬€ base reacts with the metal surface
to form a surface-complex ļ¬lm leading to the hindered metal
contact.49
In the present work the synthesized additives ACSB-1
and ACSB-2 have also the imine bond along with the polar ester
groups. Some underivatized OH and NH2 polar groups may
also contribute to the metal interaction. In view of this, both
additives were tested for the antifriction and antiwear
properties in terms of friction coeļ¬ƒcient and wear scar
diameter using the four ball test machine at standard con-
ditions. At ļ¬rst the eļ¬€ect of the increasing DS (acylation) was
evaluated. The tests were carried out at 3000 ppm
concentration of ACSB-1 and -2. It was found that ACSB-2 is
more eļ¬€ective as an antiwear and antifriction additive. The
values of the WSD and the average friction coeļ¬ƒcient for the
base oil, i.e. 507.5 Ī¼m and 0.104, reduce to a value of 432 Ī¼m
Figure 9. Plot of friction coeļ¬ƒcient vs time for blank (N-butyl
palmitate/stearate) and 3000 ppm acylated chitosan Schiļ¬€ base
samples having diļ¬€erent DS.
Figure 10. Reduction in the WSD and the average friction coeļ¬ƒcient
with increasing concentration of acylated chitosan Schiļ¬€ base sample
ACSB-2 in N-butyl palmitate/stearate.
Figure 8. Reduction in the WSD and the average friction coeļ¬ƒcient
with increasing DS of acylated chitosan Schiļ¬€ base samples in N-butyl
palmitate/stearate.
Figure 11. Plot of friction coeļ¬ƒcient vs time for blank (N-butyl
palmitate/stearate) and ACSB-2 sample in diļ¬€erent concentrations.
Figure 7. Anticorrosion test: (a) Plate A before test; (b) Plate A after
test with 1000 ppm ACSB-2; (c) Plate B after test with 2000 ppm
ACSB-2; and (d) Plate C after test with 3000 ppm ACSB-2.
Industrial & Engineering Chemistry Research Article
dx.doi.org/10.1021/ie502441z | Ind. Eng. Chem. Res. XXXX, XXX, XXXāˆ’XXXG
and 0.084, respectively, at 3000 ppm concentration of ACSB-2.
While in the case of ACSB-1 the value of the WSD and the
average friction coeļ¬ƒcient decrease to 463.5 Ī¼m and 0.087
(Figure 8). The reason for the higher lubricity in the case of
ACSB-2 may be due its higher thermal stability, higher solubility
in the base oil, and existence of more polar ester groups
than that of ACSB-1. Figure 9 shows the relationship between
contact time and friction coeļ¬ƒcient. As time of contact
increases the friction coeļ¬ƒcient also decreases. Now to see the
eļ¬€ect of increasing concentration of additives over the
tribological properties, the four ball tests were performed
varying the concentration as 1000, 2000, and 3000 ppm. It was
also observed that the lubricity increases as the concentration
increases. At 1000, 2000, and 3000 ppm ACSB-2 concentration
of the values of the WSD obtained is 457.33, 435.67, and
432 Ī¼m, respectively, while the value of the average friction
coeļ¬ƒcient is 0.102, 0.086, and 0.084, respectively (Figure 10).
At lower concentration the suļ¬ƒcient interaction of additives
does not take place. At higher concentration the good
interaction of additives with surface takes place as evidenced
by the linear decrease in the friction coeļ¬ƒcient with contact
time (Figure 11).
The morphology of the ball worn surface is also observed
using SEM and EDX to describe tribological mechanisms.
Figure 12a and 12b shows the SEM micrographs of the worn
out test specimens lubricated with N-butyl palmitate/stearate
base and 3000 ppm ACSB-2, respectively. Clear contour
ļ¬‚uctuation and many furrows due to wear can be found after
lubrication by the N-butyl palmitate/stearate base oil. Some of
the wear debris was also seen in it. The wear mechanism is
adhesive wear, as the wear tracks seen are smooth and the
surfaces too are very smooth. The rubbed surface lubricated by
3000 ppm had few shallow furrows. No signs of corrosive pits
were observed in both specimens. So the worn surface
lubricated by additive ACSB-2 is clearly found to be smoother
than the N-butyl palmitate/stearate base indicating that the
Figure 12. SEM micrographs of the worn out ball test specimens lubricated with (a) the N-butyl palmitate/stearate base (b) 3000 ppm ACSB-2;
EDX results for the worn out ball test specimens lubricated with (c) the N-butyl palmitate/stearate base (d) 3000 ppm ACSB-2.
Industrial & Engineering Chemistry Research Article
dx.doi.org/10.1021/ie502441z | Ind. Eng. Chem. Res. XXXX, XXX, XXXāˆ’XXXH
synthesized additives had a boundary lubrication function
avoiding direct contact of the frictional pairs. This result is in
accordance with the ļ¬ndings based on the average friction
coeļ¬ƒcient and wear scar diameter. The EDX analysis shows
that carbon, iron, chromium, and oxygen are prominent on the
surface owing to the steel surface (Figure 12c and 12d).
However, no strong evidence is observed for contribution from
the additive in ļ¬lm formation on the surface except a higher
percentage of carbon on the surface revealing some interaction
with the additives. Finally we can say that both additives
ACSB-1 and ACSB-2 have the antifriction and antiwear pro-
perties. ACSB-2 at 3000 ppm concentration decreases the WSD
of the base oil to 14.88%. Although it is still insuļ¬ƒcient for
commercial applicability, the work is a signiļ¬cant breakthrough
in the direction of developing the environmentally benign
multifunctional additives.
4. CONCLUSION
In summary, two acylated chitosan Schiļ¬€ base samples ACSB-1
and ACSB-2 having DS 37.96% and 51.70%, respectively, were
synthesized. FT-IR, CHN, TG, SEM, and XRD characterization
conļ¬rmed the synthesis. Thermal stability and solubility of the
ACSB-2 is found to be greater than that of ACSB-1. Both
compounds were evaluated as multifunctional lubricant
additives in biolubricant reference ļ¬‚uid (N-butyl palmitate/
stearate) for antioxidant, anticorrosion, antifriction, and anti-
wear properties following ASTM D 2272-11, ASTM D130-12,
and ASTM D4172A. Both compounds were found to have all
four properties, but ACSB-2 is more eļ¬€ective as a multifunc-
tional additive than ACSB-1. ACSB-2 increases the RPVOT
time of the reference base oil from 30.70 min to a value of
46.63 min at 3000 ppm concentration. At this concentration
the value of the WSD of the base oil decreases from 507.5 to
432 Ī¼m. The average friction coeļ¬ƒcient of the reference oil also
decreases from 0.104 to 0.084.
ā–  ASSOCIATED CONTENT
*S Supporting Information
1
H NMR spectrum of additive ACSB-2 and details of panel
coker test. This material is available free of charge via the
Internet at http://pubs.acs.org.
ā–  AUTHOR INFORMATION
Corresponding Author
*Phone: +91-135-2525708. Fax: +91-135-2660202. E-mail:
rksing@iip.res.in.
Notes
The authors declare no competing ļ¬nancial interest.
ā–  ACKNOWLEDGMENTS
We kindly acknowledge Director IIP for his kind permission to
publish these results. The Analytical Division of the Institute is
kindly acknowledged for providing analysis of samples. The
Tribology Division is acknowledged for extending support in
tribological studies.
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  • 1. Use of an Acylated Chitosan Schiļ¬€ Base as an Ecofriendly Multifunctional Biolubricant Additive Raj K. Singh,*,ā€  Aruna Kukrety,ā€  Alok K. Chatterjee,ā€  Gananath D. Thakre,ā€” Gajendra M. Bahuguna,Ā§ Sandeep Saran,Ā§ Dilip K. Adhikari,āˆ„ and Neeraj Atrayāˆ„ ā€  Chemical Science Division, ā€” Tribology Division, Ā§ Analytical Science Division, and āˆ„ Bio Fuels Division, CSIR-Indian Institute of Petroleum, Dehradun, Uttarakhand 248 005, India *S Supporting Information ABSTRACT: Two acylated chitosan Schiļ¬€ base samples ACSB-1 and -2 were synthesized via a two-step reaction pathway. First the chitosan Schiļ¬€ base (CSB) was prepared utilizing 3,5-di-tert-butyl-4-hydroxybenzaldehyde. In the second step, esteriļ¬cation with lauroyl chloride catalyzed by 4-(dimethylamino)pyridine (DMAP) in N,N-dimethylacetamide (DMAc) solvent aļ¬€ords the ļ¬nal product acylated chitosan Schiļ¬€ base (ACSB-1 and -2). The products were identiļ¬ed and characterized by Fourier transform infrared (FT-IR) spectroscopy, CHN analysis, thermogravimetry (TG), X-ray diļ¬€raction (XRD), etc. The synthesized compounds were evaluated as multifunctional additives for antioxidant and lubricity properties in N-butyl palmitate/stearate. A rotating pressure vessel oxidation test (ASTM D2272) was used for evaluating antioxidant property. The thermo-oxidative stability of the N-butyl palmitate/stearate oil was increased 1.5 times by using this additive in 3000 ppm concentration of ACSB-2 at 150 Ā°C. Lubricity property was evaluated by using the four ball test (ASTM D4172A) which was performed at 75 Ā°C tem- perature, frequency of 1200 rpm, and 198 N load for 60 min. The lubricating eļ¬ƒciency of the synthesized sample was estimated by measuring the average wear scar diameter (WSD) of the spherical specimen. The WSD is also found to be decreased signiļ¬cantly by adding these compounds as additives in N-butyl palmitate/stearate. Both samples passed the copper strip corrosion test (ASTM D130) too. 1. INTRODUCTION The environment is threatened due to exerted negative eļ¬€ects by almost 10 million tons of engine, industrial, and hydraulic oils releasing into it every year.1 Water and soil are aļ¬€ected directly by disposed lubricant or loss in lubrication systems, while the air is aļ¬€ected by volatile lubricants or lubricant haze.2 The demand of the lubricant is also growing despite the depleting crude oil reserves, the main source of lube oils.3 Nowadays, the interest is increasing in the replacement of nonrenewable raw materials by renewable resources not only to meet the growing demand but also to minimize the environ- mental impact caused by industrial waste materials. Regulatory agencies are also making more and more stringent speciļ¬ca- tions toward the use of toxic materials in industrial products as happens with the lubricants products too.4,5 The major component of a lubricant is the base oil. Some additional components, called additives, are normally included in order to improve the speciļ¬c required properties.6 As far as the base oils are concerned, the vegetable oil esters have come up strongly as the substitute for the mineral base oils;7,8 but, in the case of additives, conventional ones like zinc dialkyldithiophosphate (ZnDDP) containing harmful components, such as Cl, P, and some heavy metals, are still in use, since they perform well in the newly introduced base oil, and there is no competitive alter- native ecofriendly additive technology available for the last few decades.9,10 There are only some companies like Lubrizol and RheinChemie (Lanxess) that have just launched ecofriendly additives in the market. Although a comparatively low amount of additive is used in lubes, their toxicity could not be avoided for making lube formulation completely ecofriendly.11 Some eļ¬€orts have been made to develop the ecofriendly additives from renewable resources (e.g., long chain esters of cystine (Cys2)), which is an essential amino acid obtained from natural sources. They have been tested as multifunc- tional additives.12 Tribological evaluation reveals that the Cys2-derived additives exhibited comparable antiwear proper- ties to the conventional additive zinc dialkyldithiophosphate. The new additives reduced also the friction coeļ¬ƒcient of poly alpha-oleļ¬n and synthetic esters. Some condensation products were prepared using various amines with di(alkylphenyl)- phosphorodithioic acid, derived from cashew nutshell liquid, which is a renewable, biodegradable, low cost, naturally occurring vegetable product. Then these compounds have been evaluated as ashless antioxidant, antiwear, friction- modifying, and extreme-pressure additives in lubricants.13 Soybean lecithin obtained from soybean seeds, which is a mixture of various phospholipids, is used for synthesizing environmentally friendly boron-containing friction-reducing, antiwear, and extreme pressure additives in synthetic base ļ¬‚uids by the reaction of boric acid.14 Tribological properties of the methanol esteriļ¬ed bio-oil from Spirulina have been evaluated, and it has been found that the friction coeļ¬ƒcient of the esteriļ¬ed bio-oil is decreased by 21.6% compared with the unesteriļ¬ed bio-oil. The wear is also decreased by esteriļ¬cation.15 The homopolymer of sunļ¬‚ower oil (SFO) Received: June 17, 2014 Revised: November 5, 2014 Accepted: November 7, 2014 Article pubs.acs.org/IECR Ā© XXXX American Chemical Society A dx.doi.org/10.1021/ie502441z | Ind. Eng. Chem. Res. XXXX, XXX, XXXāˆ’XXX
  • 2. and soybean oil (SBO) was synthesized and tested as pour point depressant (PPD) and viscosity index improver (VII) or modiļ¬er (VM) green additive for lube oil.16 Cellulose, the most abundant biopolymer on earth, has been used as an antioxidant additive for the vegetable oil.17 One of its ether derivatives, i.e. carboxymethylcellulose, is used as an ingredient of drilling mud, where it acts as a viscosity modiļ¬er and water retention agent.18 Many environmentally acceptable thickeners from renewable sources for grease formulations have been reported in the literature. Oleo-gels that can be prepared by dispersing sorbitan monostearate (SMS) in castor oil can be used as a substitute for the metallic soap thickener.19 Methylcellulose and ethyl- cellulose have also been used successfully as thickener for preparing castor oil based environmentally friendly lubricating greases.20,21 In addition to the above-mentioned renewable materials for additive development, chitosan can be an interesting biopoly- meric feedstock which is obtained by full or partial deacetylation of the chitin.22 Chitin is a natural polysaccharide, synthesized by a large number of living organisms, mostly exoskeletons of crustaceans such as shrimps, crabs, and lobsters. Chitin is considered the most abundant biopolymer in nature after cellulose. Chitosan consists of 2-N-acetyl-2-deoxyglucose (N-acetylglucosamine) and 2-amino-2-deoxyglucose (glucos- amine) units linked with Ī²-1,4-linkages and considered as biocompatible, biodegradable, and nontoxic natural polymeric material, having inherent antioxidant activity and enormous applications, including waste treatment, chromatography, cosmetics, textiles, photographic papers, biodegradable ļ¬lms, biomedical devices, drug delivery agent, and in the food industry such as antimicrobial, emulsifying, thickening, and stabilizing agents.23,24 Some eļ¬€orts have been made to use them in the lubricant area. Recently, acylated derivatives of chitin and chitosan have been used as thickener agents for vegetable oils.25 Isocyanate-functionalized chitin and chitosan polymers were obtained by their reaction with 1,6-hexam- ethylene diisocyanate and used as thickeners for castor oil too.26 A water-soluble acylated chitosan derivative having alkylated amine groups was evaluated as reactive clays inhibitors, rheological modiļ¬ers, and ļ¬ltrate loss reducer for water-based drilling ļ¬‚uids.27 As far as exploiting the chitosan inherent antioxidant property is concerned, chitosan and carboxymethylchitosan Schiļ¬€ bases have been extensively studied as antioxidants for food and medicinal purposes.28 Chitosan gallate synthesized by gallic acid grafting on chitosan through the esteriļ¬cation reaction also shows good antioxidant property.29āˆ’32 In this work, a new chitosan Schiļ¬€ base ester was synthesized in two steps: ļ¬rst imine derivatization using the 3,5-di-tert- butyl-4-hydroxybenzaldehyde followed by the acylation using the lauroyl chloride in the second step. The compound was characterized using FT-IR, CHN, TG, XRD, etc. The applicability of this derivative as a green multifunctional lubricating oil additive was explored by testing the antioxidant, anticorrosion, antiwear, and antifriction properties in N-butyl palmitate/stearate which was taken as a biolubricant reference base ļ¬‚uid. 2. MATERIALS AND METHODS 2.1. Materials. Chitosan, 3,5-di-tert-butyl-4-hydroxybenzal- dehyde, and 4-(dimethylamino)pyridine (DMAP) were pur- chased from Sigma-Aldrich. N,N-Dimethylacetamide (DMAc), lauroyl chloride, N-butyl palmitate/stearate, and ethanol were purchased from E-Merck, Darmstadt, Germany. Acetic acid and methanol was purchased from RFCL (formerly Ranbaxy Fine Chemicals Limited, India). All other chemicals were of the highest available grade and were used without further puriļ¬cation. 2.2. Synthesis of Chitosan Schiļ¬€ Base (CSB). Chitosan (0.59 g, 3.5 mmol monomer units) was dispersed into 10 mL of 95% aqueous methanol having a catalytic amount of acetic acid (1% w/v), and then the solution of 2.55 g (āˆ¼10.5 mmol) of 3,5-di-tert-butyl-4-hydroxybenzaldehyde in 15 mL of methanol was added dropwise with magnetic stirring. The mixture was reļ¬‚uxed for 10 h, and then the product was obtained in the form of a yellow powder which was ļ¬ltered. Unreacted aldehyde was extracted in a Soxhlet apparatus using ethanol/ ether as eluent for 2āˆ’3 days. The ļ¬nal product was vacuum- dried at 50 Ā°C. Yield: 0.70 g. 2.3. Synthesis of Acylated Chitosan Schiļ¬€ Base (ACSB). 0.70 g (3.5 mmol) of the above synthesized CSB was taken in a round-bottom ļ¬‚ask, and then 10 mL of DMAc was added into it. It was stirred at 80 Ā°C for 30 min and then cooled to 50 Ā°C. Lauroyl chloride (2.19 g, āˆ¼10.5 mmol) for ACSB-1 and 3.0 g (āˆ¼14 mmol) for ACSB-2, respectively, dissolved in DMAc (10.5 mL) was added dropwise into the reaction mixture within 1 h, and then 0.25 g of DMAP was added into it. The temperature was gradually increased to 90 Ā°C with stirring. The reaction was carried out during 3 h. Afterward, the content was cooled down to room temperature without stirring and poured into 100 mL of a cooled aqueous ethanolic solution taken in a beaker. The dark brown product was ļ¬ltered and then washed twice with 0.2 M NaHCO3 and several times with ethanol. The semisolid light brown product was dried in vacuum oven at 60 Ā°C overnight. Yield obtained is 1.25 and 1.50 g for ACSB-1 and ACSB-2, respectively. 2.4. Characterization. The synthesized compounds were characterized using various analytical techniques. At ļ¬rst the FT-IR spectra were recorded by the KBr method with a PerkinElmer spectrometer between 400 and 4000 cmāˆ’1 . Thermogravimetry curves of the synthesized samples were also recorded with a PerkinElmer EXSTAR TG/DTA 6300, using aluminum pans. The experiments were carried out under continuous nitrogen ļ¬‚ow of 200 mL mināˆ’1 , and the temperature ramp was set at 10 Ā°C mināˆ’1 . Then, X-ray diļ¬€raction patterns were also obtained using a Bruker AXS D-8 advance diļ¬€ractometer (Karlsruhe, Germany), which was operated at Cu KĪ± wavelength of 1.54 ƅ, 30 mA, and 40 keV. The spectra were recorded at a scan rate of 0.028 2q sāˆ’1 from 4 to 60Ā°. CHN analysis was performed on the PerkinElmer Series II CHNS/O 2400 analyzer. 2.5. Antioxidant Performance Analysis. The RPVOT (Rotating Pressure Vessel Oxidation Test) apparatus manufac- tured by Stan-hope Seta, U.K. was used for conducting performance evaluation tests of compounds as antioxidants following ASTM Method D 2272-11.33 All tests were performed at 150 Ā°C on an oil/additive blend at diļ¬€erent concentrations as 1000, 2000, and 3000 ppm. Near to 50.0 Ā± 0.5 g samples were measured, and 5.0 mL of water was added into it. The copper wire was cleaned with 220 grit silicon carbide sand paper and was used immediately as catalyst in the form of a spring-coil shape having an outside diameter of 44āˆ’48 mm, weight of 55.6 Ā± 0.3 g, and height of 40āˆ’42 mm. Then the bomb was charged with oxygen at 90.0 Ā± 0.5 psi (620 kPa) pressure. For ensuring that there is no leakage, the bomb was immersed in water and checked. The test was run Industrial & Engineering Chemistry Research Article dx.doi.org/10.1021/ie502441z | Ind. Eng. Chem. Res. XXXX, XXX, XXXāˆ’XXXB
  • 3. and considered completed after the pressure dropped more than 175 kPa from the original pressure. All samples were run in triplicate, and the average time was reported. 2.6. Anticorrosion Test. The oil/additive blends in diļ¬€erent concentrations (1000, 2000, and 3000 ppm) were tested for corrosion characteristics by copper strip corrosion test (ASTM D130-12).34 A polished copper strip is immersed in the 30 mL test ļ¬‚uid taken in a 25 Ɨ 150 mm test tube, and the test tube is placed in a heated bath at 100 Ā°C temperature. The test was done for 3 h time. The copper strips are taken out and washed with hexane to remove the adhered sample oil. After that the corrosion is rated by visual comparison to the ASTM Copper Strip Corrosion Standards. 2.7. Tribological Test. A four-ball test machine from Ducom, India was used for evaluating the tribological properties in terms of the friction coeļ¬ƒcient and the wear scar diameter (WSD) as per the ASTM D4172A standard test method.35 For these tests, the typical 12.7 mm steel balls were used where one upper ball under the load is rotated against three stationary steel balls clamped in the holder. Diļ¬€erent samples were prepared by adding diļ¬€erent concentrations of additives in the N-butyl palmitate/stearate reference base oil, and four balls were covered by them; tests were performed at a rotating speed of 1200 rpm; 198 N load; 75 Ā°C temperature; and for 60 min duration. The surfaces of the four ball test specimens were examined by FEI Quanta 200F SEM (FEI, Hillsboro, OR) equipped with EDX analysis. The parameters used are as follows: chamber pressure, 10 Pa; high voltage, 20.00 kV; tilt, 0.00; takeoļ¬€, 35.00; amplitude time (AMPT), 102.4; resolution, 133.44. The powdered samples were analyzed without coating and carbon cement as adhesive. 3. RESULTS AND DISCUSSION The synthesis of acylated chitosan Schiļ¬€ base samples (ACSB-1 and ACSB-2) was done by using two diļ¬€erent molar ratios of chitosan:aldehyde (1:3 for ACSB-1 and 1:4 for ACSB-2) following the route as shown in Scheme 1. The oļ¬€-white chitosan color changed to yellow in the chitosan Schiļ¬€ base (CSB) gives direct evidence of the successful imine bond formation as shown in Figure 1. 3.1. FT-IR Spectroscopy. The synthesized compounds were characterized using FT-IR as shown in Figure 2. The FT-IR spectrum of chitosan showed the characteristic CīƒˆO stretching (amide I) bands at 1651 cmāˆ’1 , Nāˆ’H angular deformation band of amino groups at 1601 cmāˆ’1 , āˆ’CH2 bending vibration at 1421 cmāˆ’1 , Cāˆ’H (in plane) bending at 1382 cmāˆ’1 , Cāˆ’O stretching (secondary alcoholic groups) band at 1154 cmāˆ’1 , and amide III band at 1320 cmāˆ’1 , as well as the band at 1060 cmāˆ’1 corresponding to the of Cāˆ’O stretching (primary alcoholic groups). The Cāˆ’N stretching band is observed at 1154 cmāˆ’1 . The broad band at 3433 cmāˆ’1 cor- responds to āˆ’OH and āˆ’NH stretching absorption, whereas the aliphatic Cāˆ’H symmetric and asymmetric stretching band can be observed at 2849 and 2923 cmāˆ’1 , respectively. Now the successful Schiļ¬€ base formation by the reaction of chitosan with the 3,5-di-tert-butyl-4-hydroxybenzaldehyde can be proved by the appeared characteristic imine bond (CīƒˆN) stretching band at 1633 cmāˆ’1 in the case of the CSB sample. Aromatic CīƒˆC and Cāˆ’H stretching bands also appeared at 1539 and 2956 cmāˆ’1 , respectively. A band at 1217 cmāˆ’1 is also observed attributed to the Cāˆ’O stretching band of the hindered phenolic group. As far as the acylation of chitosan Schiļ¬€ base is concerned, the characteristic strong CīƒˆO stretching peak at Scheme 1. Reaction Scheme for Synthesizing CSB and ACSBs Figure 1. (a) Chitosan, (b) chitosan Schiļ¬€ base (CSB) with 3,5-di-tert- butyl-4-hydroxybenzaldehyde, and (c) acylated chitosan Schiļ¬€ base (ACSB-1). Industrial & Engineering Chemistry Research Article dx.doi.org/10.1021/ie502441z | Ind. Eng. Chem. Res. XXXX, XXX, XXXāˆ’XXXC
  • 4. 1743 cmāˆ’1 is observed in the case of ACSB-1 and -2 implying the successful ester linkages between chitosan and lauroyl chain. The other signiļ¬cant evidence observed is the increased intensity of the asymmetric and symmetric Cāˆ’H stretching (CH2 and CH3 groups) band at 2924 and 2853 cmāˆ’1 along with the reduced intensity of the āˆ’OH and āˆ’NH stretching band at 3468 and 3292 cmāˆ’1 , respectively. Here, to quantify how signiļ¬cant esteriļ¬cation was, the comparison of these bands can be done. It was found that the ratios of A2924/A3468 and A2853/A3468 are higher for ACSB-2 than ACSB-1 revealing that the ACSB-2 is a comparatively more substituted ester. However, it is diļ¬ƒcult to determine the absolute value by FT-IR, so the CHN analysis method was used. 3.2. Determination of Chitosan Degree of Deacetyla- tion (DD). The DD of crab chitosan obtained from Sigma- Aldrich was determined using infrared spectroscopy. The absorbances at 1651 and 3433 cmāˆ’1 were used to calculate the DD according to the following equation36 = āˆ’ ƗA A DD 100 ( / ) 100 1.33 1651 3433 Figure 2. FT-IR spectra of chitosan, chitosan Schiļ¬€ base (CSB), and acylated chitosan Schiļ¬€ base samples (ACSB-1 and ACSB-2). Industrial & Engineering Chemistry Research Article dx.doi.org/10.1021/ie502441z | Ind. Eng. Chem. Res. XXXX, XXX, XXXāˆ’XXXD
  • 5. where DD is the deacetylation degree, and A1651 and A3433 are the absolute absorbance of amide and hydroxyl groups stretching band at 1633 and 3433 cmāˆ’1 , respectively. DD (%) was found to be 84.55 for the procured chitosan. The CHN results also support this ļ¬nding. Anal. Calcd for (C6H11O4N)0.8455-(C8H13O5N)0.1545: C, 45.16; H, 6.75; N, 8.35; O, 39.74. Found for chitosan (DD āˆ¼ 84.55%) C, 44.98; H, 6.52; N, 8.65; O, 39.85 (Table 1). 3.3. Determination of Degree of Substitution (Imini- zation) for Chitosan Schiļ¬€ Base (CSB). It is expected that there is no loss of the CSB product during the reaction workup as suļ¬ƒcient care has been taken to avoid the losses during it. The obtained product yield was used to calculate the degree of iminization. 0.59 g of the chitosan gives 0.70 g of the CSB product, i.e. an 18.65% weight increase in chitosan weight. So the CSB monomer unit molecular weight also will be 18.65% higher than the chitosan monomer unit, i.e. (C6H11O4N)0.8455- (C8H13O5N)0.1545 (molecular weight 167.65 g/mol). So the molecular weight of CSB monomer unit having the empirical formula (C6H11O4N)0.8455ā€‘x-(C8H13O5N)0.1545-(C18H27O5N)x will be 198.92 g/mol where x represents the degree of substitu- tion (iminization). Solving it, the value of DS is found to be 17.7%. The result was also supported by the CHN analysis. Anal. Calcd for (C6H11O4N)0.669-(C8H13O5N)0.1545-(C18H27O5N)0.177: C, 50.89; H, 7.11; N, 7.04; O, 34.96. Found for CSB (DS āˆ¼ 17.7%) C, 52.27; H, 6.88; N, 7.54; O, 33.31 (Table 1). 3.4. Determination of Degree of Substitution for Acylated Chitosan Schiļ¬€ Base Samples (ACSB-1 and ACSB-2). The two acylated chitosan Schiļ¬€ base samples, ACSB-1 and ACSB-2, synthesized using diļ¬€erent molar ratios of lauroyl chlorides have diļ¬€erent ester substitutions as evident from the FT-IR spectra in Figure 2. However, it is diļ¬ƒcult to deter- mine the absolute value of the degree of substitution by IR. So % DS was evaluated by elemental analysis using the C/N ratio.29 Anal. Calcd for the fully acylated CSB, (C42H77O7N)0.669-(C32H57O7N)0.1545-(C45H75O8N)0.177: C, 70.80; H, 10.59; N, 2.01; O, 16.60. Found for ACSB-1 (DS āˆ¼ 37.96%) C, 59.95; H, 8.65; N, 4.49; O, 26.91. Found for ACSB-2 (DS āˆ¼ 51.7%) C, 64.37; H, 9.43; N, 3.58; O, 22.62 (Table 1). 3.5. TG. TG curves of chitosan with 84.55% degree of deacetylation along with the CSB, ACSB-1, and ACSB-2 are shown in Figure 3. In the chitosan TG curve, two weight losses are observed. The 4% initial weight loss at 50āˆ’100 Ā°C is due to the moisture vaporization due to its hygroscopic nature. Due to strong inter- and intramolecular hydrogen bonds leading to close packing of polysaccharide chains, chitosan shows the thermal degradation (Td) at 268 Ā± 4 Ā°C attributing to a complex process including dehydration of saccharide rings, depolymerization along with decomposition of the acetylated and deacetylated units of the polymer. At the end of the experiment at 700 Ā°C, the chitosan shows a residual mass of about 23 Ā± 0.5% of the starting mass similar to the reported studies.37 It is obvious that the introduction of a functional group obstructs the chain packing causing loosening of packing structure, thus the degradation temperature (Td) will decrease. The same is observed in the case of CSB and ACSBs. The Td for CSB is found to be 229 Ā± 2 Ā°C which is lower than that of chitosan. For ACSB-1 and -2 the Td is found to be 136 Ā± 2 and 156 Ā± 2 Ā°C, respectively (Figure 3). The ACSB-2 is a com- paratively more substituted ester, but it is more stable than ACSB-1 revealing that more extensive esteriļ¬ed samples are a little bit more stable than that of less substituted ones. Higher thermal stability of the highly esteriļ¬ed polysaccharide is a well established fact as observed in the case of cellulose fatty esters too.38 3.6. X-ray. The chitosan sample shows two sharp peaks approximately at 2Īø 10.25Ā° (d 8.62) and 20Ā° (d 4.43). The strong reļ¬‚ections correspond to 020 and 110 planes of chitosan,39 whereas that of CSB shows the peak in the vicinity of 13.33Ā° 2Īø (d 6.63) with reduced intensity and the peak at 19.76Ā° (d 4.49) becomes wide and a little bit stronger.40 Most importantly, the new crystallinity has happened at 5Ā° which is mainly attributed to the formation of imine groups and the cleavage of intramolecular hydrogen bonds of chitosan41 (Figure 4). The appearance of this new spacing (d 17.65) clearly gives the strong evidence of successful introduction of the 3,5-di-tert-butyl-4-hydroxybenzaldehyde group through the imine bond in chitosan. The chitosan indicates high crystallinity. The increase in the amorphous phase in the case of CSB also conļ¬rms the successful conjugation of 3,5-di-tert- butyl-4-hydroxybenzaldehyde onto chitosan. 3.7. Antioxidant Property. Chitosan is considered a good antioxidant, a scavenger for hydroxyl radicals, and a chelator for ferrous ions and may be used as a source of antioxidants along with its application as a food supplement or ingredient in the pharmaceutical industry.42 A strong hydrogen-donating ability of chitosan provides the chitosan inherent antioxidant activity. Quaternized chitosan was also evaluated as radical scavengers for hydroxyl radical and superoxide radicals using established methods.43 Many phenolic and polyphenolic compounds with antioxidant eļ¬€ects are condensed with chitosan to form mutual prodrugs too.44,28āˆ’32 None of the chitosan derivatives have Table 1. Elemental Analysis of Chitosan, CSB, and ACSBs content % sample DD (%) DS (%) C H N O chitosan 84.55 44.98 6.52 8.65 39.85 chitosan Schiļ¬€ base (CSB) 17.70 52.27 6.88 7.54 33.31 acylated chitosan Schiļ¬€ base (ACSB-1) 37.96 59.95 8.65 4.49 26.91 acylated chitosan Schiļ¬€ base (ACSB-2) 51.70 64.37 9.43 3.58 22.62 Figure 3. TG curves of chitosan, chitosan Schiļ¬€ base, and acylated chitosan Schiļ¬€ base samples. Industrial & Engineering Chemistry Research Article dx.doi.org/10.1021/ie502441z | Ind. Eng. Chem. Res. XXXX, XXX, XXXāˆ’XXXE
  • 6. been used as lubricant additives so far. Hindered phenols are well-known antioxidants for lubricants.6 In the present research work, we have tried to exploit the inherent antioxidant ability of chitosan in conjugation with the hindered phenols. The coupling of chitosan with 3,5-di-tert-butyl-4-hydroxybenzalde- hyde will not only introduce the hindered phenol to the chitosan framework but also create an imine bond which could increase the metal chelating abilities of the native chitosan molecule. Acylation in the second step will make the Schiļ¬€ compound soluble in the oils. So the synthesized ACSB-1 and -2 with DS 37.96 and 51.70%, respectively, were evaluated as antioxidant additives following ASTM Method D 2272-11 using the Rotating Pres- sure Vessel Oxidation Test (RPVOT).33 N-Butyl palmitate/stearate was taken as the biolubricant reference base ļ¬‚uid in which the compounds are found to have very good solubility (Figure 5). Results are shown in Figure 6a and 6b. Both compounds show antioxidant activity and the activity increases with the increasing additive concentration, but ACSB-2 is a more eļ¬€ective anti- oxidant than others particularly at 3000 ppm concentration. At 3000 ppm concentration ACSB-2 increases the RPVOT time of the reference oil from 30.70 to 46.63 min (Figure 6b), while ACSB-1 increases the RPVOT time to 35.88 min only (Figure 6a). Both additives are synthesized from the same intermediate (CSB) having the DS 17.70%; this means that the hindered phenolic groups attached over the chitosan backbone will be the same in both ACSB-1 and ACSB-2. Still, the activity found is higher in the case of ACSB-2. The most probable reason would be the higher thermal stability of ACSB-2 than that of ACSB-1 as indicated by TG analysis along with the higher dispersing power of the acylated chitosan Schiļ¬€ base sample having high DS. The RPVOT tests were performed at a temperature of 150 Ā°C so thermal stability will be a critical parameter. 3.8. Anticorrosion Test. The ACSB-1 and ACSB-2 in N-butyl palmitate/stearate samples in diļ¬€erent concentrations (1000, 2000, and 3000 ppm) were also tested for corrosion tendencies by the copper strip corrosion test (ASTM D130-12).34 Figure 5. High DS acylated chitosan Schiļ¬€ base (ACSB-2) solubility in N-butyl palmitate/stearate. Figure 4. XRD patterns of (a) chitosan and (b) chitosan Schiļ¬€ base. Figure 6. Eļ¬€ect of increasing (a) ACSB-1 and (b) ACSB-2 concentration in the base oil on the RPVOT time. Industrial & Engineering Chemistry Research Article dx.doi.org/10.1021/ie502441z | Ind. Eng. Chem. Res. XXXX, XXX, XXXāˆ’XXXF
  • 7. Figure 7 shows the real pictures of the copper strips before and after the test with ACSB-2 samples. All the samples pass the test with no. 1a. These tests reveal that synthesized additives do not have any corrosive tendencies. The reason may be the presence of an imine bond in the compounds which provides the corrosion resistance to the additives as reported in the literature too.45āˆ’48 3.9. Tribological Properties. Anticorrosion tendency particularly for steelāˆ’steel contact is well realized in the case of Schiļ¬€ bases.45āˆ’48 Some studies have also been carried out to use the organic Schiļ¬€ compounds as friction reducing and antiwear additives. The Schiļ¬€ base reacts with the metal surface to form a surface-complex ļ¬lm leading to the hindered metal contact.49 In the present work the synthesized additives ACSB-1 and ACSB-2 have also the imine bond along with the polar ester groups. Some underivatized OH and NH2 polar groups may also contribute to the metal interaction. In view of this, both additives were tested for the antifriction and antiwear properties in terms of friction coeļ¬ƒcient and wear scar diameter using the four ball test machine at standard con- ditions. At ļ¬rst the eļ¬€ect of the increasing DS (acylation) was evaluated. The tests were carried out at 3000 ppm concentration of ACSB-1 and -2. It was found that ACSB-2 is more eļ¬€ective as an antiwear and antifriction additive. The values of the WSD and the average friction coeļ¬ƒcient for the base oil, i.e. 507.5 Ī¼m and 0.104, reduce to a value of 432 Ī¼m Figure 9. Plot of friction coeļ¬ƒcient vs time for blank (N-butyl palmitate/stearate) and 3000 ppm acylated chitosan Schiļ¬€ base samples having diļ¬€erent DS. Figure 10. Reduction in the WSD and the average friction coeļ¬ƒcient with increasing concentration of acylated chitosan Schiļ¬€ base sample ACSB-2 in N-butyl palmitate/stearate. Figure 8. Reduction in the WSD and the average friction coeļ¬ƒcient with increasing DS of acylated chitosan Schiļ¬€ base samples in N-butyl palmitate/stearate. Figure 11. Plot of friction coeļ¬ƒcient vs time for blank (N-butyl palmitate/stearate) and ACSB-2 sample in diļ¬€erent concentrations. Figure 7. Anticorrosion test: (a) Plate A before test; (b) Plate A after test with 1000 ppm ACSB-2; (c) Plate B after test with 2000 ppm ACSB-2; and (d) Plate C after test with 3000 ppm ACSB-2. Industrial & Engineering Chemistry Research Article dx.doi.org/10.1021/ie502441z | Ind. Eng. Chem. Res. XXXX, XXX, XXXāˆ’XXXG
  • 8. and 0.084, respectively, at 3000 ppm concentration of ACSB-2. While in the case of ACSB-1 the value of the WSD and the average friction coeļ¬ƒcient decrease to 463.5 Ī¼m and 0.087 (Figure 8). The reason for the higher lubricity in the case of ACSB-2 may be due its higher thermal stability, higher solubility in the base oil, and existence of more polar ester groups than that of ACSB-1. Figure 9 shows the relationship between contact time and friction coeļ¬ƒcient. As time of contact increases the friction coeļ¬ƒcient also decreases. Now to see the eļ¬€ect of increasing concentration of additives over the tribological properties, the four ball tests were performed varying the concentration as 1000, 2000, and 3000 ppm. It was also observed that the lubricity increases as the concentration increases. At 1000, 2000, and 3000 ppm ACSB-2 concentration of the values of the WSD obtained is 457.33, 435.67, and 432 Ī¼m, respectively, while the value of the average friction coeļ¬ƒcient is 0.102, 0.086, and 0.084, respectively (Figure 10). At lower concentration the suļ¬ƒcient interaction of additives does not take place. At higher concentration the good interaction of additives with surface takes place as evidenced by the linear decrease in the friction coeļ¬ƒcient with contact time (Figure 11). The morphology of the ball worn surface is also observed using SEM and EDX to describe tribological mechanisms. Figure 12a and 12b shows the SEM micrographs of the worn out test specimens lubricated with N-butyl palmitate/stearate base and 3000 ppm ACSB-2, respectively. Clear contour ļ¬‚uctuation and many furrows due to wear can be found after lubrication by the N-butyl palmitate/stearate base oil. Some of the wear debris was also seen in it. The wear mechanism is adhesive wear, as the wear tracks seen are smooth and the surfaces too are very smooth. The rubbed surface lubricated by 3000 ppm had few shallow furrows. No signs of corrosive pits were observed in both specimens. So the worn surface lubricated by additive ACSB-2 is clearly found to be smoother than the N-butyl palmitate/stearate base indicating that the Figure 12. SEM micrographs of the worn out ball test specimens lubricated with (a) the N-butyl palmitate/stearate base (b) 3000 ppm ACSB-2; EDX results for the worn out ball test specimens lubricated with (c) the N-butyl palmitate/stearate base (d) 3000 ppm ACSB-2. Industrial & Engineering Chemistry Research Article dx.doi.org/10.1021/ie502441z | Ind. Eng. Chem. Res. XXXX, XXX, XXXāˆ’XXXH
  • 9. synthesized additives had a boundary lubrication function avoiding direct contact of the frictional pairs. This result is in accordance with the ļ¬ndings based on the average friction coeļ¬ƒcient and wear scar diameter. The EDX analysis shows that carbon, iron, chromium, and oxygen are prominent on the surface owing to the steel surface (Figure 12c and 12d). However, no strong evidence is observed for contribution from the additive in ļ¬lm formation on the surface except a higher percentage of carbon on the surface revealing some interaction with the additives. Finally we can say that both additives ACSB-1 and ACSB-2 have the antifriction and antiwear pro- perties. ACSB-2 at 3000 ppm concentration decreases the WSD of the base oil to 14.88%. Although it is still insuļ¬ƒcient for commercial applicability, the work is a signiļ¬cant breakthrough in the direction of developing the environmentally benign multifunctional additives. 4. CONCLUSION In summary, two acylated chitosan Schiļ¬€ base samples ACSB-1 and ACSB-2 having DS 37.96% and 51.70%, respectively, were synthesized. FT-IR, CHN, TG, SEM, and XRD characterization conļ¬rmed the synthesis. Thermal stability and solubility of the ACSB-2 is found to be greater than that of ACSB-1. Both compounds were evaluated as multifunctional lubricant additives in biolubricant reference ļ¬‚uid (N-butyl palmitate/ stearate) for antioxidant, anticorrosion, antifriction, and anti- wear properties following ASTM D 2272-11, ASTM D130-12, and ASTM D4172A. Both compounds were found to have all four properties, but ACSB-2 is more eļ¬€ective as a multifunc- tional additive than ACSB-1. ACSB-2 increases the RPVOT time of the reference base oil from 30.70 min to a value of 46.63 min at 3000 ppm concentration. At this concentration the value of the WSD of the base oil decreases from 507.5 to 432 Ī¼m. The average friction coeļ¬ƒcient of the reference oil also decreases from 0.104 to 0.084. ā–  ASSOCIATED CONTENT *S Supporting Information 1 H NMR spectrum of additive ACSB-2 and details of panel coker test. This material is available free of charge via the Internet at http://pubs.acs.org. ā–  AUTHOR INFORMATION Corresponding Author *Phone: +91-135-2525708. Fax: +91-135-2660202. E-mail: rksing@iip.res.in. Notes The authors declare no competing ļ¬nancial interest. ā–  ACKNOWLEDGMENTS We kindly acknowledge Director IIP for his kind permission to publish these results. The Analytical Division of the Institute is kindly acknowledged for providing analysis of samples. The Tribology Division is acknowledged for extending support in tribological studies. ā–  REFERENCES (1) Bartz, W. J. Lubricants and the environment. Tribol. Int. 1998, 31, 35. (2) Betton, C. I. Lubricants and their environmental impact. In Chemistry and technology of lubricants; Roy, M., Mortier, R. M., Fox, M. 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