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Fecha de recepción: 14/10/2008
Fecha de aceptación: 08/12/2008
THE PRIVATE SECURITY IN BRAZIL: SOME ASPECTS RELATED TO THE
MOTIVATIONS, REGULATION AND SOCIAL IMPLICATIONS OF THE
SECTOR
LA SEGURIDAD PRIVADA EN BRASIL: ALGUNOS ASPECTOS
RELACIONADOS CON LAS MOTIVACIONES, REGLAMENTO Y LAS
IMPLICACIONES SOCIALES DEL SECTOR
Dr. André Zanetic
Brasiliano & associados
info@brasiliano.com.br
Brasil
ABSTRACT
The growth of private security verified in many countries in the middle of twentieth
century displays important questions about state responsibility in relation to the
security. In Brazil, where the growth is very significant mainly in the last two
decades, not much is possible to know about the real dimension of the sector and about
the conditions that carried out this appearance and expansion. Taking into
consideration approaches observed in the international literature and the data relative
Año 1, vol. II enero-julio 2009/Year 1, vol. II January-july 2009
www.somecrimnl.es.tl

1
to this sector, this work analyze the Brazilian regulatory framework, showing the
implications about some more problematic features.
KEY-WORDS: Private security; Policing; Crime; Regulation.
RESUMEN
El crecimiento de la seguridad privada ha crecido en muchos países en pleno siglo XX,
donde muestra importantes cuestiones sobre la responsabilidad del Estado en relación
con la seguridad. En Brasil, donde el crecimiento es muy importante principalmente
en las últimas dos décadas, no es posible conocer sobre la dimensión real del sector y
sobre las condiciones que llevan a cabo este aspecto y expansión. Teniendo en
consideración criterios observados en la literatura internacional y los datos en relación
con este sector, este trabajo analiza el marco regulador brasileño, mostrando las
implicaciones acerca de algunas de las características más problemáticas.
PALABRAS CLAVE: Seguridad Privada, Policía, Crimen, Regulación.
INTRODUCTION
There has been a boom in several different countries, as from the middle of the 20th
century, in the activities of private security services. This raises serious questions as
to the responsibility of the State for security, as to the mechanisms for the regulation
and control of these services and their social, political and economic impact. In Brazil,
where the most notable growth in these activities has taken place over the last two
decades, little is known regarding the true dimensions of the sector, or as to the way in
which the activities function or their impact on crime or in terms of the feeling of
security thus engendered.
From this context, important changes are happening due to the transferring of
the responsability of the security from the public sector to the private sector. These
changes has reflected, especially, an economic logic of the expansion of this kind of
services, which is creating important changes in the regulatory framework, in the
authorization and provision of the policing and in the spaces under jurisdiction of the
police.
Since their official beginnings in 1969, the private security services have
presented linear growth in this country. Their main period of expansion has occurred
since the 90s, and has been characterized by the increasing number of private security
companies, of the number of watchmen on the streets and the evident development of
the electronic security device industry. There has been a similar growth in the number
of related training courses, of firms dedicated to the transport of values, as well as a
proliferation of unofficial security companies and of electronic security services.
These changes have bringing some important questions that have been discussed
between researchers, policy makers and society in general: In what way does the
expansion of these private security services affect the exercise of the individual rights
of the users of the areas under the surveillance of those companies (factories, company
offices, organs of government administration and semi-public spaces such as shopping
malls, residential estates and others)? What is the relationship between the private
security companies and the public in semi-public spaces? From the point of view of
public security, what is the cost/benefit ratio regarding the sharing of responsibility
2
for the policing of the areas and installations with private firms? More private security
means less crime for society in general, or only for those for pay directly for these
services? Does the increase in the activities of the private security services constitute a
new threat to the rights of less favored groups in such a profoundly socially
differentiated society as we have in Brazil? What is the effect of private security on the
public’s sense of insecurity?
In order to discuss some of these questions, this article has two central issues as
a centre of the analysis: the spread of private security, not only in terms of its size (in
number of companies, officials and segments), but mainly about the assumptions and
motivations of the spread of this services; and the regulatory framework that gives the
regulation, control and supervision of the sector, paying special attention to the social
implications regarding to some of the most important features.
THE SPREAD OF PRIVATE SECURITY
Only to locate the general set of the private security industry, the services that are
officially allowed to operate are compounds:
1.
2.
3.

By companies selling services of surveillance, patrolling or escorting;
By departments and divisions of internal security created into companies,
institutions and other public or private spaces (which is named “in house
security”); and also
By companies that offer training to professionals who work in the area of
security.

Officially, there are six distinct segments in this area: Surveillance; Transport of
Values; Security Personnel; Training Course; Armed escort; and In house Security.
Beyond these segments defined by the law, it is also important to emphasize that the
evolution of technology and social dynamics have changed very quickly the
possibilities of protection. So, there is today a lot of new equipment for prevention, like
the great variety of equipments of electronic security.
While private security grows linearly in the country since its official appearance
in 1969, there are some important gaps related to the numbers that represent the
dimensions of the sector, particularly with regard to the number of existing guards.
According to the Federal Police Department, which is formally responsible for
the authorization, supervision and control of the sector, at the end of 2005 the country
had about 1.28 million of private guards officially registered. Meanwhile, according to
the National Federation of Enterprises of Private Security and Transport of Values FENAVIST, considering the most common areas of activity of private security surveillance and in house security, there are 557.5 thousands of private guards in the
same year.
While data from the DPF consider all registered professionals, including those
who were dismissed from their jobs, the data of FENAVIST consider only the
professionals who are actually in operation, thus representing a more realistic
estimate. The difference in the data shows, therefore, unemployment and the high
turnover of professionals in this sector, which is marking its low professionalization in
a general way.
Both sources, however, presents only the formal universe of private security,
excluding therefore the entire numbers represented by the illegal universe of
3
companies, like collective groups that act outside the law and police which have
worked as private guards (which is also illegal in Brazil). By comparison, in 2003,
according to the Ministry of Justice, the contingent of public security forces was about
506,411 people.
Despite important gaps to be filled with regard to the organization of such
information, the rapid expansion of the sector is significantly convincingly. According
to the literature and other available information on the sector, attention should be
called to three aspects which may be seen as the main factors leading to the growth of
the security market: i) the increase in criminality (especially in the specialization of
criminal activities); ii) the perception of violence and the increase in insecurity, and iii)
the changes in the use of the urban space and the circulation of the population in the
great cities.
The development of urban and of corporative crime, as also the perception of
violence and the increase in insecurity as from the 80s are themes frequently referred
to in the academic literature specializing in the field of crime (Kant de Lima, Misse e
Miranda, 2000). In the Latin-American context the decade of the 80s was
characterized by the epidemic proportions of the increase in cases of murder, by the
increase in violence associated with criminal action, by the intensification of corporate
crime and also by the increasing awareness of violence and crime.
Seeing these points more closely and reviewing some relevant data on these
issues, it was possible to identify some fundamental processes responsible for the
expansion of private security. Besides the development of urban crime and the
perception of violence, factors that are more present in the literature, there are at
least three other key:






Firstly, the development of new patterns of trade, housing, work and leisure,
with the emergence of large private spaces open to the public (such as
shopping malls, cinemas, nightclubs, stadiums, etc.) and the vast spread of
residential condominiums, which require large private investment in
security.
Secondly, the large growth of the safety business, which relates primarily to
the specialization of crime and can be seen on the intense specialization of
resources and security technologies used in industrial and commercial
centers.
Thirdly, the fact that the public sector is one of the main contractors of
private security services, concentrating about 40% of guards hired.

Thus, according to other data of the National Federation of Private Security
Companies and Transport of values – FENAVIST, on the year 2005, the public sector,
the banks, factories and the services sector together account for 86,1% of the
watchmen hired in 2005. The public sector accounts for 38.3% of the hiring of guards,
followed by banks, with 21.4%, other private sector companies, with 13.9%, industries,
with 13.7%, and finally the services sector, with 12.7% (among the service sector are
included residential condominiums, 4%, shopping malls, 3.2%, hospitals and
laboratories, 2,3%, schools and educational institutions, 1.8%, and business
condominiums, 1.5% - related to the total contracts).
Another relevant issue is that the security features used individually (or
residentially), according with some victimization surveys, are effectively equipments
4
consumed by a considerably smaller portion of the population of large cities, contrary
to what might think.
The most important question that arises of these observations is that they seem
to contradict the view of the concentration of such services in large homes and
condominiums, as pointed by most of the Brazilian literature, which characterized this
process as the existence of a trend of dominant groups to the gradual isolation of the
poorest parts of society. In summary, beyond the increase in crime and in the feeling of
insecurity, private security has as the presuppositions of its expansion the existence of
new patterns of the use of and circulation of the population in the urban space which
has motivated the creation of spaces under surveillance for which reinforced full-time
security is felt to be desirable.
Although this aspect may have been understood as the occupation, by private
security activities, of spaces whose responsibility pertains to the public sector, little
comment has been made on the presence of the new security resources as a need
created by the multiplication of the number of these spaces, where, despite their
belonging to the jurisdiction of the State, the responsibility for the security has been
attributed to the owners.
Thus, contrary to the image disseminated by the means of communication, and
shared by some researchers, who have dealt with the problem (Caldeira, 2000;
Kowarick, 2001), private security activities have grown mainly in the corporate sectors
and public institutions, to a much greater extent than in contracts with residential
estates or in individual expenses with protection resources and services.
In view of these new needs, private security firms offer their services to attend to
the existing and more and more frequent social demands of our contemporary world,
particularly in the large urban centers, in which they have taken on functions more
and more similar to those of the public security services, thus raising important and
problematic questions regarding the regulation of the sector.
REGULATORY FRAMEWORK
With regard to the regulating of the private security, the main finding was that,
contrary to what we might expect, the model that exists in Brazil is very similar to the
existing regulatory models for the sector in several contexts that we’ve found in the
international literature. If we hoped to find an anomaly in the juridical organization of
private security, given the rapid proliferation occurred in the last twenty years, what
we find, by contrast, was a model that keeps the key attributes in terms of norms and
international standards.
As in most countries studied, in which the specific regulatory model of the
security services has been organized by any government agency in the area of justice
or security, in Brazil the regulation is conducted by the Ministry of Justice through
the Federal Police Department.
The profile of safety regulation in Brazil allows consider the model existent in
the country as comprehensive, but with low regulatory capacity. That is a model where
the state not only regulates industry workers, but also introduces substantive
regulation to increase the standard and quality of services, create safeguards to
protect the public and to protect national firms from foreign competition.
Despite the gradual expansion of the scope of the model, Brazil has a great
weakness in the operation of its regulatory activity on the control and supervision of
the sector in its various segments. The problematic characteristics are not a few, and
5
range from problems related to the doubtful practical results, engendered by the legal
structure of security regulations, to the absence of a qualified structure, especially
about investments in human and technological resources, on the part of the organs
responsible. It has leading to serious challenges concerning the efficacy of the services,
constitutional safeguards and the guarantee of citizens´ rights.
Among these problems, we can emphasize: the spread of illicit businesses, which
represent a major problem both for the safety of the population as to the business of
regulated companies; and the issue of lack of training and qualification of guards,
generated by the difficulty in regulating and efficient control of the activity, which
created, at the beginning, a market of low professionalism, education and income
CONCLUSION
This information shows some points that deserve attention. Beyond of give new
contours to the complex demands by the existing security services, where everyone
seems to express concern about the issue, also provide important clues about the
various aspects that arise from the question of private security. The accurate
understanding of the allocation of resources and specific forms of action for private
services for the protection is necessary to face challenges related to the sector,
constituting itself as one of the dimensions upon which one should focus on the
research and actions related to the topic.
These challenges relate, on the one hand, the guarantees of rights with respect to
services, in particular against arbitrariness of the firms and their employees, and the
way it gives the relationship with the public. On the other hand, challenges are
related to the quality and efficiency of such services, with special attention to its
impact in preventing crime, the gains obtained by contractors and the general public
and the possibilities of collaboration between public and private forces, on which very
little is known.
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La seguridad privada en Brasil: Algunos aspectos relacionados con las motivaciones, reglamento y las implicaciones sociales del sector

  • 1. Fecha de recepción: 14/10/2008 Fecha de aceptación: 08/12/2008 THE PRIVATE SECURITY IN BRAZIL: SOME ASPECTS RELATED TO THE MOTIVATIONS, REGULATION AND SOCIAL IMPLICATIONS OF THE SECTOR LA SEGURIDAD PRIVADA EN BRASIL: ALGUNOS ASPECTOS RELACIONADOS CON LAS MOTIVACIONES, REGLAMENTO Y LAS IMPLICACIONES SOCIALES DEL SECTOR Dr. André Zanetic Brasiliano & associados info@brasiliano.com.br Brasil ABSTRACT The growth of private security verified in many countries in the middle of twentieth century displays important questions about state responsibility in relation to the security. In Brazil, where the growth is very significant mainly in the last two decades, not much is possible to know about the real dimension of the sector and about the conditions that carried out this appearance and expansion. Taking into consideration approaches observed in the international literature and the data relative Año 1, vol. II enero-julio 2009/Year 1, vol. II January-july 2009 www.somecrimnl.es.tl 1
  • 2. to this sector, this work analyze the Brazilian regulatory framework, showing the implications about some more problematic features. KEY-WORDS: Private security; Policing; Crime; Regulation. RESUMEN El crecimiento de la seguridad privada ha crecido en muchos países en pleno siglo XX, donde muestra importantes cuestiones sobre la responsabilidad del Estado en relación con la seguridad. En Brasil, donde el crecimiento es muy importante principalmente en las últimas dos décadas, no es posible conocer sobre la dimensión real del sector y sobre las condiciones que llevan a cabo este aspecto y expansión. Teniendo en consideración criterios observados en la literatura internacional y los datos en relación con este sector, este trabajo analiza el marco regulador brasileño, mostrando las implicaciones acerca de algunas de las características más problemáticas. PALABRAS CLAVE: Seguridad Privada, Policía, Crimen, Regulación. INTRODUCTION There has been a boom in several different countries, as from the middle of the 20th century, in the activities of private security services. This raises serious questions as to the responsibility of the State for security, as to the mechanisms for the regulation and control of these services and their social, political and economic impact. In Brazil, where the most notable growth in these activities has taken place over the last two decades, little is known regarding the true dimensions of the sector, or as to the way in which the activities function or their impact on crime or in terms of the feeling of security thus engendered. From this context, important changes are happening due to the transferring of the responsability of the security from the public sector to the private sector. These changes has reflected, especially, an economic logic of the expansion of this kind of services, which is creating important changes in the regulatory framework, in the authorization and provision of the policing and in the spaces under jurisdiction of the police. Since their official beginnings in 1969, the private security services have presented linear growth in this country. Their main period of expansion has occurred since the 90s, and has been characterized by the increasing number of private security companies, of the number of watchmen on the streets and the evident development of the electronic security device industry. There has been a similar growth in the number of related training courses, of firms dedicated to the transport of values, as well as a proliferation of unofficial security companies and of electronic security services. These changes have bringing some important questions that have been discussed between researchers, policy makers and society in general: In what way does the expansion of these private security services affect the exercise of the individual rights of the users of the areas under the surveillance of those companies (factories, company offices, organs of government administration and semi-public spaces such as shopping malls, residential estates and others)? What is the relationship between the private security companies and the public in semi-public spaces? From the point of view of public security, what is the cost/benefit ratio regarding the sharing of responsibility 2
  • 3. for the policing of the areas and installations with private firms? More private security means less crime for society in general, or only for those for pay directly for these services? Does the increase in the activities of the private security services constitute a new threat to the rights of less favored groups in such a profoundly socially differentiated society as we have in Brazil? What is the effect of private security on the public’s sense of insecurity? In order to discuss some of these questions, this article has two central issues as a centre of the analysis: the spread of private security, not only in terms of its size (in number of companies, officials and segments), but mainly about the assumptions and motivations of the spread of this services; and the regulatory framework that gives the regulation, control and supervision of the sector, paying special attention to the social implications regarding to some of the most important features. THE SPREAD OF PRIVATE SECURITY Only to locate the general set of the private security industry, the services that are officially allowed to operate are compounds: 1. 2. 3. By companies selling services of surveillance, patrolling or escorting; By departments and divisions of internal security created into companies, institutions and other public or private spaces (which is named “in house security”); and also By companies that offer training to professionals who work in the area of security. Officially, there are six distinct segments in this area: Surveillance; Transport of Values; Security Personnel; Training Course; Armed escort; and In house Security. Beyond these segments defined by the law, it is also important to emphasize that the evolution of technology and social dynamics have changed very quickly the possibilities of protection. So, there is today a lot of new equipment for prevention, like the great variety of equipments of electronic security. While private security grows linearly in the country since its official appearance in 1969, there are some important gaps related to the numbers that represent the dimensions of the sector, particularly with regard to the number of existing guards. According to the Federal Police Department, which is formally responsible for the authorization, supervision and control of the sector, at the end of 2005 the country had about 1.28 million of private guards officially registered. Meanwhile, according to the National Federation of Enterprises of Private Security and Transport of Values FENAVIST, considering the most common areas of activity of private security surveillance and in house security, there are 557.5 thousands of private guards in the same year. While data from the DPF consider all registered professionals, including those who were dismissed from their jobs, the data of FENAVIST consider only the professionals who are actually in operation, thus representing a more realistic estimate. The difference in the data shows, therefore, unemployment and the high turnover of professionals in this sector, which is marking its low professionalization in a general way. Both sources, however, presents only the formal universe of private security, excluding therefore the entire numbers represented by the illegal universe of 3
  • 4. companies, like collective groups that act outside the law and police which have worked as private guards (which is also illegal in Brazil). By comparison, in 2003, according to the Ministry of Justice, the contingent of public security forces was about 506,411 people. Despite important gaps to be filled with regard to the organization of such information, the rapid expansion of the sector is significantly convincingly. According to the literature and other available information on the sector, attention should be called to three aspects which may be seen as the main factors leading to the growth of the security market: i) the increase in criminality (especially in the specialization of criminal activities); ii) the perception of violence and the increase in insecurity, and iii) the changes in the use of the urban space and the circulation of the population in the great cities. The development of urban and of corporative crime, as also the perception of violence and the increase in insecurity as from the 80s are themes frequently referred to in the academic literature specializing in the field of crime (Kant de Lima, Misse e Miranda, 2000). In the Latin-American context the decade of the 80s was characterized by the epidemic proportions of the increase in cases of murder, by the increase in violence associated with criminal action, by the intensification of corporate crime and also by the increasing awareness of violence and crime. Seeing these points more closely and reviewing some relevant data on these issues, it was possible to identify some fundamental processes responsible for the expansion of private security. Besides the development of urban crime and the perception of violence, factors that are more present in the literature, there are at least three other key:    Firstly, the development of new patterns of trade, housing, work and leisure, with the emergence of large private spaces open to the public (such as shopping malls, cinemas, nightclubs, stadiums, etc.) and the vast spread of residential condominiums, which require large private investment in security. Secondly, the large growth of the safety business, which relates primarily to the specialization of crime and can be seen on the intense specialization of resources and security technologies used in industrial and commercial centers. Thirdly, the fact that the public sector is one of the main contractors of private security services, concentrating about 40% of guards hired. Thus, according to other data of the National Federation of Private Security Companies and Transport of values – FENAVIST, on the year 2005, the public sector, the banks, factories and the services sector together account for 86,1% of the watchmen hired in 2005. The public sector accounts for 38.3% of the hiring of guards, followed by banks, with 21.4%, other private sector companies, with 13.9%, industries, with 13.7%, and finally the services sector, with 12.7% (among the service sector are included residential condominiums, 4%, shopping malls, 3.2%, hospitals and laboratories, 2,3%, schools and educational institutions, 1.8%, and business condominiums, 1.5% - related to the total contracts). Another relevant issue is that the security features used individually (or residentially), according with some victimization surveys, are effectively equipments 4
  • 5. consumed by a considerably smaller portion of the population of large cities, contrary to what might think. The most important question that arises of these observations is that they seem to contradict the view of the concentration of such services in large homes and condominiums, as pointed by most of the Brazilian literature, which characterized this process as the existence of a trend of dominant groups to the gradual isolation of the poorest parts of society. In summary, beyond the increase in crime and in the feeling of insecurity, private security has as the presuppositions of its expansion the existence of new patterns of the use of and circulation of the population in the urban space which has motivated the creation of spaces under surveillance for which reinforced full-time security is felt to be desirable. Although this aspect may have been understood as the occupation, by private security activities, of spaces whose responsibility pertains to the public sector, little comment has been made on the presence of the new security resources as a need created by the multiplication of the number of these spaces, where, despite their belonging to the jurisdiction of the State, the responsibility for the security has been attributed to the owners. Thus, contrary to the image disseminated by the means of communication, and shared by some researchers, who have dealt with the problem (Caldeira, 2000; Kowarick, 2001), private security activities have grown mainly in the corporate sectors and public institutions, to a much greater extent than in contracts with residential estates or in individual expenses with protection resources and services. In view of these new needs, private security firms offer their services to attend to the existing and more and more frequent social demands of our contemporary world, particularly in the large urban centers, in which they have taken on functions more and more similar to those of the public security services, thus raising important and problematic questions regarding the regulation of the sector. REGULATORY FRAMEWORK With regard to the regulating of the private security, the main finding was that, contrary to what we might expect, the model that exists in Brazil is very similar to the existing regulatory models for the sector in several contexts that we’ve found in the international literature. If we hoped to find an anomaly in the juridical organization of private security, given the rapid proliferation occurred in the last twenty years, what we find, by contrast, was a model that keeps the key attributes in terms of norms and international standards. As in most countries studied, in which the specific regulatory model of the security services has been organized by any government agency in the area of justice or security, in Brazil the regulation is conducted by the Ministry of Justice through the Federal Police Department. The profile of safety regulation in Brazil allows consider the model existent in the country as comprehensive, but with low regulatory capacity. That is a model where the state not only regulates industry workers, but also introduces substantive regulation to increase the standard and quality of services, create safeguards to protect the public and to protect national firms from foreign competition. Despite the gradual expansion of the scope of the model, Brazil has a great weakness in the operation of its regulatory activity on the control and supervision of the sector in its various segments. The problematic characteristics are not a few, and 5
  • 6. range from problems related to the doubtful practical results, engendered by the legal structure of security regulations, to the absence of a qualified structure, especially about investments in human and technological resources, on the part of the organs responsible. It has leading to serious challenges concerning the efficacy of the services, constitutional safeguards and the guarantee of citizens´ rights. Among these problems, we can emphasize: the spread of illicit businesses, which represent a major problem both for the safety of the population as to the business of regulated companies; and the issue of lack of training and qualification of guards, generated by the difficulty in regulating and efficient control of the activity, which created, at the beginning, a market of low professionalism, education and income CONCLUSION This information shows some points that deserve attention. Beyond of give new contours to the complex demands by the existing security services, where everyone seems to express concern about the issue, also provide important clues about the various aspects that arise from the question of private security. The accurate understanding of the allocation of resources and specific forms of action for private services for the protection is necessary to face challenges related to the sector, constituting itself as one of the dimensions upon which one should focus on the research and actions related to the topic. These challenges relate, on the one hand, the guarantees of rights with respect to services, in particular against arbitrariness of the firms and their employees, and the way it gives the relationship with the public. On the other hand, challenges are related to the quality and efficiency of such services, with special attention to its impact in preventing crime, the gains obtained by contractors and the general public and the possibilities of collaboration between public and private forces, on which very little is known. BIBLIOGRAPHY Adorno, Sérgio (2002). “Monopólio estatal da violência na sociedade brasileira contemporânea”, in Sérgio Miceli. O que Ler na Ciência Social Brasileira, vol. 4. São Paulo: ANPOCS. Bayley, David H. & Shearing, Clifford D. (2001). “The future of policing”. In: Law & Society Review: p. 585-606. _________ (2001). The new structure of policing: description, conceptualization, and research agenda. New York: National Institute of Justice. (http://www.ojp.usdoj.gov/nij). Beato, Cláudio (2000). Informação e desempenho policial. Paper. UFMG. Beste, Hubert & Vob, Michael (1999). “Las deformaciones del derecho penal por los servicios privados de seguridad”. In: La insostenible situación del Derecho Penal, Instituto de Ciencias Criminales de Frankfurt (Ed.), Área de Derecho Penal de la Universidad Pompeu Fabra. COMARES. Braga, Anthony A. (2003). Hot spots policing and crime prevention: Evidence from five randomized controlled trials. Paper. Harvard University. Caldeira, Teresa Pires do Rio (2000). Cidade de Muros – Crime, segregação e cidadania em São Paulo. São Paulo: Edusp. Cano, Ignácio (1997). Análise territorial da violência. ISER, Rio de Janeiro. 6
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