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DEVIKA GOPAN. B
 Formed in 1988
 only regulatory authority
 formed to modify rules made by CCI
 got legal status on May 1992 by Act of
Parliament
 keeping a check on malpractices
 protect interest of investors
 to regulate functions of security market
 it promotes healthy dvlpmnt in stock market
 regulate activities of stock exchange
 protect rights of investors
 1)ISSUERS: it provide market place
 2)INVESTORS: provide protection & supply
correct information
 3) INTERMEDIARIES: a competitive
proffessional market
 PROTECTIVE FUNCTION:To protect interest of
investor & provide safety investment
 DEVELOPMENT FUNCTION:Provide training of
intermediaries
 REGULATING FUNCTION:Forms rule & code of
conduct to regulate intermediaries
 Working as corporate
 Activities divided in to 5 Dprtmnts
 Head office @ MUMBAI Branches @
KOLKATA,CHENNAI & DELHI
 2 Advisory committee
 capital market is supervised by SEBI
 any company making a public or rights issue
of securities > 50 lakhs is required to file a
draft offer doccument with SEBI for
observation
 SEBIs obsrevation letter has a validity of 12
months
SEBI
SEBI
SEBI
SEBI
SEBI
SEBI

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SEBI

  • 2.  Formed in 1988  only regulatory authority  formed to modify rules made by CCI  got legal status on May 1992 by Act of Parliament
  • 3.  keeping a check on malpractices  protect interest of investors  to regulate functions of security market  it promotes healthy dvlpmnt in stock market  regulate activities of stock exchange  protect rights of investors
  • 4.  1)ISSUERS: it provide market place  2)INVESTORS: provide protection & supply correct information  3) INTERMEDIARIES: a competitive proffessional market
  • 5.  PROTECTIVE FUNCTION:To protect interest of investor & provide safety investment  DEVELOPMENT FUNCTION:Provide training of intermediaries  REGULATING FUNCTION:Forms rule & code of conduct to regulate intermediaries
  • 6.  Working as corporate  Activities divided in to 5 Dprtmnts  Head office @ MUMBAI Branches @ KOLKATA,CHENNAI & DELHI  2 Advisory committee
  • 7.  capital market is supervised by SEBI  any company making a public or rights issue of securities > 50 lakhs is required to file a draft offer doccument with SEBI for observation  SEBIs obsrevation letter has a validity of 12 months