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Roux-en-Y gastric bypass vs intensive medical management for the
control of type 2 diabetes, hypertension, and hyperlipidemia
a p o l l o m e d i c i n e 1 0 ( 2 0 1 3 ) 3 2 4 e3 2 6

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Roux-en-Y gastric bypass vs intensive medical
management for the control of type 2 diabetes,
hypertension, and hyperlipidemia
Arun Prasad
Apollo Hospital, Department of Surgery, Room 1268, 2nd Floor, New Delhi, UP 110044, India

article info
Article history:
Received 25 October 2013
Accepted 28 October 2013
Available online 2 December 2013

The Diabetes Surgery Study Randomized Clinical Trial. Sayeed Ikramuddin, Judith Korner, Wei-Jei Lee, et al. JAMA.
2013;309(21):2240e2249. http://dx.doi.org/10.1001/jama.2013.5835.
Abstract
Importance: Controlling glycemia, blood pressure, and cholesterol is important for patients with diabetes. How best to
achieve this goal is unknown.
Objective: To compare Roux-en-Y gastric bypass with lifestyle and intensive medical management to achieve control of
comorbid risk factors.
Design, Setting, and Participants: A 12-month, 2-group unblinded randomized trial at 4 teaching hospitals in the United
States and Taiwan involving 120 participants who had a hemoglobin A1c (HbA1c) level of 8.0% or higher, body mass index
(BMI) between 30.0 and 39.9, C peptide level of more than 1.0 ng/mL, and type 2 diabetes for at least 6 months. The study
began in April 2008.
Interventions: Lifestyle-intensive medical management intervention and Roux-en-Y gastric bypass surgery. Medications
for hyperglycemia, hypertension, and dyslipidemia were prescribed according to protocol and surgical techniques that were
standardized.
Main Outcomes and Measures: Composite goal of HbA1c less than 7.0%, low-density lipoprotein cholesterol less than
100 mg/dL, and systolic blood pressure less than 130 mmHg.
Results: All 120 patients received the intensive lifestyle-medical management protocol and 60 were randomly assigned to
undergo Roux-en-Y gastric bypass. After 12-months, 28 participants (49%; 95% CI, 36%e63%) in the gastric bypass group and
11 (19%; 95% CI, 10%e32%) in the lifestyle-medical management group achieved the primary end points (odds ratio [OR], 4.8;
95% CI, 1.9e11.7). Participants in the gastric bypass group required 3.0 fewer medications (mean, 1.7 vs 4.8; 95% CI for the
difference, 2.3e3.6) and lost 26.1% vs 7.9% of their initial body weight compared with the lifestyle-medical management
group (difference, 17.5%; 95% CI, 14.2%e20.7%). Regression analyses indicated that achieving the composite end point was

E-mail address: surgerytimes@gmail.com.
0976-0016/$ e see front matter.
http://dx.doi.org/10.1016/j.apme.2013.10.010
a p o l l o m e d i c i n e 1 0 ( 2 0 1 3 ) 3 2 4 e3 2 6

325

primarily attributable to weight loss. There were 22 serious adverse events in the gastric bypass group, including 1 cardiovascular event, and 15 in the lifestyle-medical management group. There were 4 perioperative complications and 6 late
postoperative complications. The gastric bypass group experienced more nutritional deficiency than the lifestyle-medical
management group.
Trial Registration: clinicaltrials.gov Identifier: NCT00641251.
Conclusions and Relevance: In mild to moderately obese patients with type 2 diabetes, adding gastric bypass surgery to
lifestyle and medical management was associated with a greater likelihood of achieving the composite goal. Potential
benefits of adding gastric bypass surgery to the best lifestyle and medical management strategies of diabetes must be
weighed against the risk of serious adverse events.
The foundation of treatment for type 2 diabetes mellitus is weight loss, achieved through reduction of energy intake and
increased physical activity via lifestyle modification.1 Results from the Look AHEAD (Action for Health in Diabetes) trial2
show that sustained weight loss through lifestyle modification improves diabetes control, but this is difficult to achieve
and maintain over time. Medications to improve glycemia and control cardiovascular risk are also important, but up to 90%
of patients with type 2 diabetes do not achieve treatment goals designed to reduce long-term risk of complications.3
The Swedish Obesity Subjects Study showed that patients who underwent bariatric surgery experienced greater weight
loss, reduced incidence of type 2 diabetes, and lower mortality than obesity-matched control patients.4,5 Randomized
clinical trials evaluating bariatric surgery as treatment for type 2 diabetes have shown that laparoscopic adjustable gastric
banding,6 Roux-en-Y gastric bypass,7,8 vertical sleeve gastrectomy,8 and duodenal switch or biliopancreatic diversion7
produced more weight loss and better glycemic control than typical medical therapy. These trials were limited by small
numbers of participants for the various types of operations and were performed by single surgeons at each center, resulting
in uncertain generalizability of their findings. The medical interventions used in these studies were not necessarily
intensive.9 Whether the surgical advantage remains when compared with optimal medical and lifestyle treatment is
unknown.
The results of bariatric surgery must be balanced against adverse events. Operative mortality of bariatric surgery has
decreased to between 0.1% and 1%, but other less severe adverse outcomes are common.10 There is a need to better define
the benefits and short-term risks of bariatric surgery compared with optimal medical treatment. The present study addresses several important aspects of bariatric surgery outcomes: (1) reported outcomes from recent randomized clinical
trials of bariatric surgery6e8 do not conform to diabetes treatment goals as expressed in clinical practice guidelines recommended by the American Diabetes Association (ADA)1; (2) weight loss in the medical control group of these trials was
suboptimal relative to previous behavioral weight loss trials; (3) inclusion of different surgical procedures in single studies
resulted in underpowered results precluding definitive conclusions about any single procedure; and (4) to date, there are
published data for only 14 patients with a body mass index (BMI) of less than 35 who had gastric bypass surgery as part of a
controlled clinical trial (BMI is calculated as weight in kilograms divided by height in meters squared).8
The Diabetes Surgery Study addressed some of these limitations by conducting a prospective randomized clinical trial
comparing a single operation, the Roux-en-Y gastric bypass, to intensive lifestyle modification in a cohort of patients with
type 2 diabetes and inadequate glycemic control following treatment with standard medical therapy. Medical management
of these obese patients was protocol driven and used a lifestyle intervention based on the Look AHEAD approach, which is
known to result in weight loss.

Comments by
Dr Arun Prasad, FRCS, FRCSEd, MS (MAMC) MBBS (AFMC)
Senior Consultant Surgeon e Minimal Access Surgery
(Gastro intestinal, Robotic, Bariatric & Thoracoscopy)
Apollo Hospital, New Delhi, India
To our knowledge, this is the first trial comparing Roux-enY gastric bypass surgery with intense lifestyle and medical
management to treat type 2 diabetes using composite specified therapeutic goals. The rationale for these end points is
that achieving an HbA1c of 7.0% or less protects against
vascular complications of type 1 diabetes. Decreasing LDL
cholesterol and blood pressure reduce the risk of macrovascular events in populations of patients with diabetes.
The merit of gastric bypass treatment of moderately obese
patients with type 2 diabetes depends on whether potential
benefits make risks acceptable. Bariatric surgery can result in
dramatic improvements in weight loss and diabetes control in

moderately obese patients with type 2 diabetes who are not
successful with lifestyle changes or medical management.
Strengths of this study include randomized design, multiple sites, surgeons, and an intention-to-treat comparison to a
group treated with best practices for lifestyle and pharmacological management, as well as examining gastric bypass in
combination with existing best medical practices. A high level
of participant follow-up was obtained.

references

1. American Diabetes Association. Standards of medical care in
diabetesd2013. Diabetes Care. 2013;36(Suppl 1):S11eS66.
2. Wing RRLook AHEAD Research Group. Long-term effects of a
lifestyle intervention on weight and cardiovascular risk
factors in individuals with type 2 diabetes mellitus: four-year
results of the Look AHEAD trial. Arch Intern Med.
2010;170(17):1566e1575.
326

a p o l l o m e d i c i n e 1 0 ( 2 0 1 3 ) 3 2 4 e3 2 6

3. Wong K, Glovaci D, Malik S, et al. Comparison of
demographic factors and cardiovascular risk factor
control among US adults with type 2 diabetes by insulin
treatment classification. J Diabetes Complicat.
2012;26(3):169e174.
4. Sjostrom L, Lindroos AK, Peltonen M, et al. Swedish Obese
¨
¨
Subjects Study Scientific Group. Lifestyle, diabetes, and
cardiovascular risk factors 10 years after bariatric surgery. N
Engl J Med. 2004;351(26):2683e2693.
5. Sjostrom L, Narbro K, Sjostrom CD, et al. Swedish Obese
¨
¨
¨
¨
Subjects Study. Effects of bariatric surgery on mortality in
Swedish obese subjects. N Engl J Med. 2007;357(8):741e752.
6. Dixon JB, O’Brien PE, Playfair J, et al. Adjustable gastric
banding and conventional therapy for type 2 diabetes: a
randomized controlled trial. JAMA. 2008;299(3):316e323.

7. Mingrone G, Panunzi S, De Gaetano A, et al. Bariatric surgery
versus conventional medical therapy for type 2 diabetes. N
Engl J Med. 2012;366(17):1577e1585.
8. Schauer PR, Kashyap SR, Wolski K, et al. Bariatric surgery vs
intensive medical therapy in obese patients with diabetes. N
Engl J Med. 2012;366(17):1567e1576.
9. Ludwig DS, Ebbeling CB, Livingston EH. Surgical vs
lifestyle treatment for type 2 diabetes. JAMA.
2012;308(10):981e982.
10. Hutter MM, Schirmer BD, Jones DB, et al. First report from the
American College of Surgeons Bariatric Surgery Center
Network: laparoscopic sleeve gastrectomy has morbidity and
effectiveness positioned between the band and the bypass.
Ann Surg. 2011;254(3):410e420.
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Roux-en-Y gastric bypass vs intensive medical management for the control of type 2 diabetes, hypertension, and hyperlipidemia

  • 1. Roux-en-Y gastric bypass vs intensive medical management for the control of type 2 diabetes, hypertension, and hyperlipidemia
  • 2. a p o l l o m e d i c i n e 1 0 ( 2 0 1 3 ) 3 2 4 e3 2 6 Available online at www.sciencedirect.com ScienceDirect journal homepage: www.elsevier.com/locate/apme Journal Scan Roux-en-Y gastric bypass vs intensive medical management for the control of type 2 diabetes, hypertension, and hyperlipidemia Arun Prasad Apollo Hospital, Department of Surgery, Room 1268, 2nd Floor, New Delhi, UP 110044, India article info Article history: Received 25 October 2013 Accepted 28 October 2013 Available online 2 December 2013 The Diabetes Surgery Study Randomized Clinical Trial. Sayeed Ikramuddin, Judith Korner, Wei-Jei Lee, et al. JAMA. 2013;309(21):2240e2249. http://dx.doi.org/10.1001/jama.2013.5835. Abstract Importance: Controlling glycemia, blood pressure, and cholesterol is important for patients with diabetes. How best to achieve this goal is unknown. Objective: To compare Roux-en-Y gastric bypass with lifestyle and intensive medical management to achieve control of comorbid risk factors. Design, Setting, and Participants: A 12-month, 2-group unblinded randomized trial at 4 teaching hospitals in the United States and Taiwan involving 120 participants who had a hemoglobin A1c (HbA1c) level of 8.0% or higher, body mass index (BMI) between 30.0 and 39.9, C peptide level of more than 1.0 ng/mL, and type 2 diabetes for at least 6 months. The study began in April 2008. Interventions: Lifestyle-intensive medical management intervention and Roux-en-Y gastric bypass surgery. Medications for hyperglycemia, hypertension, and dyslipidemia were prescribed according to protocol and surgical techniques that were standardized. Main Outcomes and Measures: Composite goal of HbA1c less than 7.0%, low-density lipoprotein cholesterol less than 100 mg/dL, and systolic blood pressure less than 130 mmHg. Results: All 120 patients received the intensive lifestyle-medical management protocol and 60 were randomly assigned to undergo Roux-en-Y gastric bypass. After 12-months, 28 participants (49%; 95% CI, 36%e63%) in the gastric bypass group and 11 (19%; 95% CI, 10%e32%) in the lifestyle-medical management group achieved the primary end points (odds ratio [OR], 4.8; 95% CI, 1.9e11.7). Participants in the gastric bypass group required 3.0 fewer medications (mean, 1.7 vs 4.8; 95% CI for the difference, 2.3e3.6) and lost 26.1% vs 7.9% of their initial body weight compared with the lifestyle-medical management group (difference, 17.5%; 95% CI, 14.2%e20.7%). Regression analyses indicated that achieving the composite end point was E-mail address: surgerytimes@gmail.com. 0976-0016/$ e see front matter. http://dx.doi.org/10.1016/j.apme.2013.10.010
  • 3. a p o l l o m e d i c i n e 1 0 ( 2 0 1 3 ) 3 2 4 e3 2 6 325 primarily attributable to weight loss. There were 22 serious adverse events in the gastric bypass group, including 1 cardiovascular event, and 15 in the lifestyle-medical management group. There were 4 perioperative complications and 6 late postoperative complications. The gastric bypass group experienced more nutritional deficiency than the lifestyle-medical management group. Trial Registration: clinicaltrials.gov Identifier: NCT00641251. Conclusions and Relevance: In mild to moderately obese patients with type 2 diabetes, adding gastric bypass surgery to lifestyle and medical management was associated with a greater likelihood of achieving the composite goal. Potential benefits of adding gastric bypass surgery to the best lifestyle and medical management strategies of diabetes must be weighed against the risk of serious adverse events. The foundation of treatment for type 2 diabetes mellitus is weight loss, achieved through reduction of energy intake and increased physical activity via lifestyle modification.1 Results from the Look AHEAD (Action for Health in Diabetes) trial2 show that sustained weight loss through lifestyle modification improves diabetes control, but this is difficult to achieve and maintain over time. Medications to improve glycemia and control cardiovascular risk are also important, but up to 90% of patients with type 2 diabetes do not achieve treatment goals designed to reduce long-term risk of complications.3 The Swedish Obesity Subjects Study showed that patients who underwent bariatric surgery experienced greater weight loss, reduced incidence of type 2 diabetes, and lower mortality than obesity-matched control patients.4,5 Randomized clinical trials evaluating bariatric surgery as treatment for type 2 diabetes have shown that laparoscopic adjustable gastric banding,6 Roux-en-Y gastric bypass,7,8 vertical sleeve gastrectomy,8 and duodenal switch or biliopancreatic diversion7 produced more weight loss and better glycemic control than typical medical therapy. These trials were limited by small numbers of participants for the various types of operations and were performed by single surgeons at each center, resulting in uncertain generalizability of their findings. The medical interventions used in these studies were not necessarily intensive.9 Whether the surgical advantage remains when compared with optimal medical and lifestyle treatment is unknown. The results of bariatric surgery must be balanced against adverse events. Operative mortality of bariatric surgery has decreased to between 0.1% and 1%, but other less severe adverse outcomes are common.10 There is a need to better define the benefits and short-term risks of bariatric surgery compared with optimal medical treatment. The present study addresses several important aspects of bariatric surgery outcomes: (1) reported outcomes from recent randomized clinical trials of bariatric surgery6e8 do not conform to diabetes treatment goals as expressed in clinical practice guidelines recommended by the American Diabetes Association (ADA)1; (2) weight loss in the medical control group of these trials was suboptimal relative to previous behavioral weight loss trials; (3) inclusion of different surgical procedures in single studies resulted in underpowered results precluding definitive conclusions about any single procedure; and (4) to date, there are published data for only 14 patients with a body mass index (BMI) of less than 35 who had gastric bypass surgery as part of a controlled clinical trial (BMI is calculated as weight in kilograms divided by height in meters squared).8 The Diabetes Surgery Study addressed some of these limitations by conducting a prospective randomized clinical trial comparing a single operation, the Roux-en-Y gastric bypass, to intensive lifestyle modification in a cohort of patients with type 2 diabetes and inadequate glycemic control following treatment with standard medical therapy. Medical management of these obese patients was protocol driven and used a lifestyle intervention based on the Look AHEAD approach, which is known to result in weight loss. Comments by Dr Arun Prasad, FRCS, FRCSEd, MS (MAMC) MBBS (AFMC) Senior Consultant Surgeon e Minimal Access Surgery (Gastro intestinal, Robotic, Bariatric & Thoracoscopy) Apollo Hospital, New Delhi, India To our knowledge, this is the first trial comparing Roux-enY gastric bypass surgery with intense lifestyle and medical management to treat type 2 diabetes using composite specified therapeutic goals. The rationale for these end points is that achieving an HbA1c of 7.0% or less protects against vascular complications of type 1 diabetes. Decreasing LDL cholesterol and blood pressure reduce the risk of macrovascular events in populations of patients with diabetes. The merit of gastric bypass treatment of moderately obese patients with type 2 diabetes depends on whether potential benefits make risks acceptable. Bariatric surgery can result in dramatic improvements in weight loss and diabetes control in moderately obese patients with type 2 diabetes who are not successful with lifestyle changes or medical management. Strengths of this study include randomized design, multiple sites, surgeons, and an intention-to-treat comparison to a group treated with best practices for lifestyle and pharmacological management, as well as examining gastric bypass in combination with existing best medical practices. A high level of participant follow-up was obtained. references 1. American Diabetes Association. Standards of medical care in diabetesd2013. Diabetes Care. 2013;36(Suppl 1):S11eS66. 2. Wing RRLook AHEAD Research Group. Long-term effects of a lifestyle intervention on weight and cardiovascular risk factors in individuals with type 2 diabetes mellitus: four-year results of the Look AHEAD trial. Arch Intern Med. 2010;170(17):1566e1575.
  • 4. 326 a p o l l o m e d i c i n e 1 0 ( 2 0 1 3 ) 3 2 4 e3 2 6 3. Wong K, Glovaci D, Malik S, et al. Comparison of demographic factors and cardiovascular risk factor control among US adults with type 2 diabetes by insulin treatment classification. J Diabetes Complicat. 2012;26(3):169e174. 4. Sjostrom L, Lindroos AK, Peltonen M, et al. Swedish Obese ¨ ¨ Subjects Study Scientific Group. Lifestyle, diabetes, and cardiovascular risk factors 10 years after bariatric surgery. N Engl J Med. 2004;351(26):2683e2693. 5. Sjostrom L, Narbro K, Sjostrom CD, et al. Swedish Obese ¨ ¨ ¨ ¨ Subjects Study. Effects of bariatric surgery on mortality in Swedish obese subjects. N Engl J Med. 2007;357(8):741e752. 6. Dixon JB, O’Brien PE, Playfair J, et al. Adjustable gastric banding and conventional therapy for type 2 diabetes: a randomized controlled trial. JAMA. 2008;299(3):316e323. 7. Mingrone G, Panunzi S, De Gaetano A, et al. Bariatric surgery versus conventional medical therapy for type 2 diabetes. N Engl J Med. 2012;366(17):1577e1585. 8. Schauer PR, Kashyap SR, Wolski K, et al. Bariatric surgery vs intensive medical therapy in obese patients with diabetes. N Engl J Med. 2012;366(17):1567e1576. 9. Ludwig DS, Ebbeling CB, Livingston EH. Surgical vs lifestyle treatment for type 2 diabetes. JAMA. 2012;308(10):981e982. 10. Hutter MM, Schirmer BD, Jones DB, et al. First report from the American College of Surgeons Bariatric Surgery Center Network: laparoscopic sleeve gastrectomy has morbidity and effectiveness positioned between the band and the bypass. Ann Surg. 2011;254(3):410e420.
  • 5. A o oh s i l ht:w wa o o o p a . m/ p l o p a : t / w .p l h s i lc l ts p / l ts o T ie: t s / ie. m/o p a A o o wt rht :t t r o H s i l p l t p /w t c ts l Y uu e ht:w wy uu ec m/p l h s i ln i o tb : t / w . tb . a o o o p a i a p/ o o l ts d F c b o : t :w wfc b o . m/h A o o o p a a e o k ht / w . e o k o T e p l H s i l p/ a c l ts Si s ae ht:w wsd s aen t p l _ o p a l e h r: t / w .i h r.e/ o o H s i l d p/ le A l ts L k d : t :w wl k d . m/ mp n /p l -o p a i e i ht / w . e i c c a y o oh s i l n n p/ i n no o a l ts Bo : t :w wl s l e l . / l ht / w . t a h a hi g p/ e tk t n