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Subject: Project Evaluation Planning and Management
               Code: MEC-455/CEN-451




             Presentation
                  On
  “Result Base Project Management”




              Date: 31st July, 2011


                                                      1
Prepared For
             Dr. Javed Bari
  Faculty of Engineering Department

              Prepared By
                Group 5 (B)
Md. Arifur Rahman             08105054
Shikha Biswas                 08106014
Md. Mizanur Rahman            08106018
Dewan Khokon                  08105059
Shaibal Dhor                  08307001




                                         2
Introduction
The aim of this presentation is to introduce Results-Based
Management (RBM) and its application in program/project
management. It describes the various components of Result
Base Management, Project Cycle Management and explains
how to integrate and institutionalize them in field practice.

It guides you through the various processes and makes
recommendations on how best to apply this approach in the
field. The report accompanies the course on “Program/Project
Management: The Results-Based Approach”.

It provides tools to analyze problems and stakeholders, define
objectives, determine activities and monitor interventions
based on the population’s needs.
                                                                 3
Result Base Management (RBM)
Results -based management (RBM) can mean different things to different
people/organizations.

A simple explanation is that RBM is a broad management strategy aimed at changing
the way institutions operate, by improving performance, programmatic focus and
delivery.
It reflects the way an organization applies processes and resources to achieve
interventions targeted at commonly agreed results.

Results-based management is a participatory and team-based approach to
program planning and focuses on achieving defined and measurable results and
impact.

RBM helps moving the focus of programming, managing and decision-making from
inputs and processes to the objectives to be met.



                                                                                 4
Result Chain


           Figure 1: Result Chain.




           The RBM logic
Inputs are used to carry out activities.
Activities produce specific outputs.
Outputs produce outcomes.
Outcomes contribute to impacts.

                                            5
Result
A result can be defined as a describable and measurable change in
state due to a cause and effect relationship induced by that
intervention.

                Tracking Result
 It is important that the three major phases in a project’s
 evolution are linked:
 (a) Project design;
 (b) Implementation; and
 (c) Evaluation.
 Breaking down the programmed/project cycle into these three
 phases, highlights the learning and management aspect of the
 RBM framework (see figure).                                  6
Figure 2: Tracking Result




                            7
Making Result ‘SMART’
 S pecific: It has to be exact, distinct and clearly stated. Vague language or generalities are
not results. It should identify the nature of expected changes, the target, the region, etc. It
should be as detailed as possible without being wordy.

 M easurable: It has to be measurable in some way, involving qualitative and/or quantitative
characteristics.

 A chievable: It has to be achievable with the human and financial resources available
(‘realistic’).

R elevant: It has to respond to specific and recognized needs or challenges and to be within
mandate.

T ime-bound: It has to be achieved in a stated time-frame or planning period.




                                                                                            8
Figure 3: Improving the results formulation: the SMART process


                                                                 9
The Planning/Design Phase

(a) Problem identification

(b) Identification of the operational strategy

(c) Intervention logic

(d) Towards implementation




                                                 10
Problem Identification
Problem identification involves:

1. Stakeholder analysis, including preliminary institutional
Capacity assessment, gender analysis, and assessment of
the needs of other vulnerable groups.


2. Problem analysis – establishing a profile of the main
problems, including cause-effect relationships.




                                                               11
The problem tree
The aim of a problem tree is to structure, summarize and organize the findings of
the assessment. It involves identifying the negative aspects of an existing
situation, i.e. “problems”, and establishes the “cause-effect relationships”
between them.




                 Figure 4: Process of creating a problem tree                       12
Operational Strategies

 This is the stage at which you define the results you want to
 achieve and your strategy for achieving them. It entails
 identifying in clear terms the results being sought at all
 levels: output, outcome and impact. It is a good idea to
 conduct the process in a participatory way.


Identification of the operational strategy includes defining:
1. The objectives tree, to determine the expected results or
desired situation.
2. The scope of the intervention, to identify:
a. what can be done by the organization; and
b. the external factors that can affect the intervention.
                                                                 13
The objectives tree
Analysis of objectives is a methodological approach employed to:
• Describe the situation in the future once the identified problems have been remedied
• Verify the hierarchy of objectives
• Illustrate the means-ends relationships in a diagram




                        Figure 5: Objective Tree                                     14
Define the scope of the intervention
Look at the objectives tree and identify (circle) the branches that could be
addressed.

The objectives that are not in the circled area can be:
• External factors that could affect an intervention’s success
• Problems tackled by other actors
• Problems that will not be tackled at all (at least not by this intervention)




                          Figure : Scope of intervention                         15
Towards Implementation

The next stages are to define, for the set of objectives:

• The sources of verification (SOVs)
• How they will be achieved (activities and timeframe)
• The resources that should/will be mobilized to achieve them
(Resource schedule, budget and cash flow)
• The monitoring system




                                                            16
Source of verification

The SOV describes the source of information used to measure
an indicator. For example, body temperature is an indicator of
health. A thermometer provides the evidence.

The SOV should be considered and specified at the same time
as the formulation of the indicator. This will help to test
whether or not the indicator can be realistically measured
within a reasonable amount of time, money and effort.




                                                             17
Activity schedule
An activity schedule is a format for analyzing and graphically
presenting project activities. It helps to identify their logical
sequence, expected duration and any dependencies that exist
between activities, and provides a basis for allocating
management responsibility.

         Aim of the activity schedule
    An activity schedule is used to determine:
    • Who will do what?
    • When it will happen
    • What types of inputs, besides people, will be needed
    • What contribution the activity will make to the
      outputs/Outcomes/impacts                                      18
Compile an activity schedule
During the planning stage, activity specification should be
indicative, as it is usually inappropriate to try and specify too
much detail, particularly when project implementation may
not commence until a year or more after design work (owing
to the time it takes to approve financing, conclude a financing
agreement and contract consultants, as required).

The activity schedule should be clearly linked to the delivery of
project results (as defined in the log frame matrix), as should
the resource schedule and budget.



                                                                    19
Programming resources
Resource planning is used to help you consider:
• What types of inputs, besides people, will be needed
• When they will be needed
• How much will be needed
• The total cost of the project

At the end of the planning exercise, you should have a clear
understanding of:
• The budget required
• The inputs required and the timing of the activity
• The cash flow required to ensure the activity takes place
• Roles and responsibilities

                                                               20
The Monitoring System
This section deals specifically with the design aspects of a
monitoring system as these need to be well thought through
during the planning/design phase of an intervention. The
whole topic of monitoring is dealt with in greater depth in
the handbook and training package “Measuring Results”.

          The Purpose of Monitoring
• The information obtained through monitoring must lead
to decisions, so that the project may be adapted according
to the evolution of the population’s needs, the
context, activities, etc.
• Monitoring means you can be accountable to
stakeholders: the affected population, donors, aid
workers, project managers, etc.                                21
Key Points Regarding Monitoring
 It is an internal management responsibility

 It measures progress in relation to the
 budget, activities, assumptions and results (outputs and
 outcomes)

 It finds problems, and identifies and implements solutions

 It uses both formal and informal data-gathering methods

 It focuses on resource allocation, expenditure and
 activities, planned outputs,
    people involvement and organizational capacity

 It is a key source of data for evaluation                    22
Design of a monitoring system




       Figure: The Monitoring System
                                       23
Making report impressive
• Keep it simple.

• Make sure that the right information reaches the right people.

• Use a form of communication that catches the attention of the intended
audience.

• Communicate in a way that makes the information as understandable as
  possible to each particular audience.
• Present the information on time; otherwise the exercise could be a
waste of
  time.

• Involve the target group in deciding what and how to communicate.

• Use a standardized format to allow comparison.

• Indicate the reliability of the data
                                                                           24
Q …?????

           25
Thank You


            26

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Result Base Project Management

  • 1. Subject: Project Evaluation Planning and Management Code: MEC-455/CEN-451 Presentation On “Result Base Project Management” Date: 31st July, 2011 1
  • 2. Prepared For Dr. Javed Bari Faculty of Engineering Department Prepared By Group 5 (B) Md. Arifur Rahman 08105054 Shikha Biswas 08106014 Md. Mizanur Rahman 08106018 Dewan Khokon 08105059 Shaibal Dhor 08307001 2
  • 3. Introduction The aim of this presentation is to introduce Results-Based Management (RBM) and its application in program/project management. It describes the various components of Result Base Management, Project Cycle Management and explains how to integrate and institutionalize them in field practice. It guides you through the various processes and makes recommendations on how best to apply this approach in the field. The report accompanies the course on “Program/Project Management: The Results-Based Approach”. It provides tools to analyze problems and stakeholders, define objectives, determine activities and monitor interventions based on the population’s needs. 3
  • 4. Result Base Management (RBM) Results -based management (RBM) can mean different things to different people/organizations. A simple explanation is that RBM is a broad management strategy aimed at changing the way institutions operate, by improving performance, programmatic focus and delivery. It reflects the way an organization applies processes and resources to achieve interventions targeted at commonly agreed results. Results-based management is a participatory and team-based approach to program planning and focuses on achieving defined and measurable results and impact. RBM helps moving the focus of programming, managing and decision-making from inputs and processes to the objectives to be met. 4
  • 5. Result Chain Figure 1: Result Chain. The RBM logic Inputs are used to carry out activities. Activities produce specific outputs. Outputs produce outcomes. Outcomes contribute to impacts. 5
  • 6. Result A result can be defined as a describable and measurable change in state due to a cause and effect relationship induced by that intervention. Tracking Result It is important that the three major phases in a project’s evolution are linked: (a) Project design; (b) Implementation; and (c) Evaluation. Breaking down the programmed/project cycle into these three phases, highlights the learning and management aspect of the RBM framework (see figure). 6
  • 8. Making Result ‘SMART’ S pecific: It has to be exact, distinct and clearly stated. Vague language or generalities are not results. It should identify the nature of expected changes, the target, the region, etc. It should be as detailed as possible without being wordy. M easurable: It has to be measurable in some way, involving qualitative and/or quantitative characteristics. A chievable: It has to be achievable with the human and financial resources available (‘realistic’). R elevant: It has to respond to specific and recognized needs or challenges and to be within mandate. T ime-bound: It has to be achieved in a stated time-frame or planning period. 8
  • 9. Figure 3: Improving the results formulation: the SMART process 9
  • 10. The Planning/Design Phase (a) Problem identification (b) Identification of the operational strategy (c) Intervention logic (d) Towards implementation 10
  • 11. Problem Identification Problem identification involves: 1. Stakeholder analysis, including preliminary institutional Capacity assessment, gender analysis, and assessment of the needs of other vulnerable groups. 2. Problem analysis – establishing a profile of the main problems, including cause-effect relationships. 11
  • 12. The problem tree The aim of a problem tree is to structure, summarize and organize the findings of the assessment. It involves identifying the negative aspects of an existing situation, i.e. “problems”, and establishes the “cause-effect relationships” between them. Figure 4: Process of creating a problem tree 12
  • 13. Operational Strategies This is the stage at which you define the results you want to achieve and your strategy for achieving them. It entails identifying in clear terms the results being sought at all levels: output, outcome and impact. It is a good idea to conduct the process in a participatory way. Identification of the operational strategy includes defining: 1. The objectives tree, to determine the expected results or desired situation. 2. The scope of the intervention, to identify: a. what can be done by the organization; and b. the external factors that can affect the intervention. 13
  • 14. The objectives tree Analysis of objectives is a methodological approach employed to: • Describe the situation in the future once the identified problems have been remedied • Verify the hierarchy of objectives • Illustrate the means-ends relationships in a diagram Figure 5: Objective Tree 14
  • 15. Define the scope of the intervention Look at the objectives tree and identify (circle) the branches that could be addressed. The objectives that are not in the circled area can be: • External factors that could affect an intervention’s success • Problems tackled by other actors • Problems that will not be tackled at all (at least not by this intervention) Figure : Scope of intervention 15
  • 16. Towards Implementation The next stages are to define, for the set of objectives: • The sources of verification (SOVs) • How they will be achieved (activities and timeframe) • The resources that should/will be mobilized to achieve them (Resource schedule, budget and cash flow) • The monitoring system 16
  • 17. Source of verification The SOV describes the source of information used to measure an indicator. For example, body temperature is an indicator of health. A thermometer provides the evidence. The SOV should be considered and specified at the same time as the formulation of the indicator. This will help to test whether or not the indicator can be realistically measured within a reasonable amount of time, money and effort. 17
  • 18. Activity schedule An activity schedule is a format for analyzing and graphically presenting project activities. It helps to identify their logical sequence, expected duration and any dependencies that exist between activities, and provides a basis for allocating management responsibility. Aim of the activity schedule An activity schedule is used to determine: • Who will do what? • When it will happen • What types of inputs, besides people, will be needed • What contribution the activity will make to the outputs/Outcomes/impacts 18
  • 19. Compile an activity schedule During the planning stage, activity specification should be indicative, as it is usually inappropriate to try and specify too much detail, particularly when project implementation may not commence until a year or more after design work (owing to the time it takes to approve financing, conclude a financing agreement and contract consultants, as required). The activity schedule should be clearly linked to the delivery of project results (as defined in the log frame matrix), as should the resource schedule and budget. 19
  • 20. Programming resources Resource planning is used to help you consider: • What types of inputs, besides people, will be needed • When they will be needed • How much will be needed • The total cost of the project At the end of the planning exercise, you should have a clear understanding of: • The budget required • The inputs required and the timing of the activity • The cash flow required to ensure the activity takes place • Roles and responsibilities 20
  • 21. The Monitoring System This section deals specifically with the design aspects of a monitoring system as these need to be well thought through during the planning/design phase of an intervention. The whole topic of monitoring is dealt with in greater depth in the handbook and training package “Measuring Results”. The Purpose of Monitoring • The information obtained through monitoring must lead to decisions, so that the project may be adapted according to the evolution of the population’s needs, the context, activities, etc. • Monitoring means you can be accountable to stakeholders: the affected population, donors, aid workers, project managers, etc. 21
  • 22. Key Points Regarding Monitoring  It is an internal management responsibility  It measures progress in relation to the budget, activities, assumptions and results (outputs and outcomes)  It finds problems, and identifies and implements solutions  It uses both formal and informal data-gathering methods  It focuses on resource allocation, expenditure and activities, planned outputs, people involvement and organizational capacity  It is a key source of data for evaluation 22
  • 23. Design of a monitoring system Figure: The Monitoring System 23
  • 24. Making report impressive • Keep it simple. • Make sure that the right information reaches the right people. • Use a form of communication that catches the attention of the intended audience. • Communicate in a way that makes the information as understandable as possible to each particular audience. • Present the information on time; otherwise the exercise could be a waste of time. • Involve the target group in deciding what and how to communicate. • Use a standardized format to allow comparison. • Indicate the reliability of the data 24
  • 26. Thank You 26