Leaving the tunnel:
                      How HR can help to re-innovate
                                                       Vlerick HR Day – June 8, 2011
                      the company?




Why HR Managers should act as bottom
up intermediaries?
Regina Regenass
UBS AG – Ombudsman
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Table of Contents

Section 1   HR Transformation - streamlined and business focused


Section 2   What is the role of the Ombudsman?



Section 3   Constructive Controversy for Innovation




                                                                                                                   1
Section 1


HR Transformation -
streamlined and business focused
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HR Transformation since around 1999 … ?
A fundamental change of the organizations, roles and responsibilities …


                   ♦ Re-channeling of high touch services into self-services
 Standardization   ♦ Pooling of specialist functions – exploiting synergies
       &           ♦ Cost management
Cost Management
                   ♦ Outsourcing of commoditized HR services




                   ♦ Acting as HR Business Partners / Business Enablers
                   ♦ Creating HR Solutions that support the business strategies
 Business Focus    ♦ Gaining competitive advantage by creating new innovative tools and
                     practices
                   ♦ Alignment of processes/services and development to client needs



                       … from a pure Administrator to a Strategic Business Function!
                                                                                                                             3
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Current HR Models: The Human Capital Management




                                            Creating HR Solutions
  HR Specialists / Subject Matter Experts


                                            Strategic
                                            HR Capital
              HR Business Partners          Management



             Shared Services
                                            Operational Efficiency




                                                                                                      4
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Innovation - HR Key challenges
We must recognize that innovation is a painful act!


      Find the "right balance" between centralizing/standardizing versus
 1    the diverse needs of the "other stakeholders" (business, line, employees)



  2   Manage costs, whilst focusing on the business priorities/strategies




  3   Transformation of the HR function towards trusted business enablers is a long journey …



  4   … and never forget: Innovation starts with people!




                                                                                                                                    5
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Innovation: How to make the case for change?

                             Vision (what do we want?)



                          Creative Tension (what is the gap?)
                          • how well can we see it? (mental models)
                          • how will we shift it?




                             Current Reality (what do we have?)



                                                                                                               6
Section 2


What is the role of the Ombudsman?
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UBS Ombudsman – since July 2010
Requested by Employee Relations Committee Switzerland
Approved by Group COO




  Service                Mediation service for conflicting parties and/or advise for
                         individuals


                         The aim is to clarify misunderstandings, preventing
  Goals                  escalation and initiating common steps to mutual recognition
                         of all participants involved


                         Active contribution to the increase of the employee
  Contribution           satisfaction and employee productivity as well as the
                         reputation of the bank




                                                                                                                         8
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UBS Ombudsman / Business Impact & Adding Value
Supporting the HR Model by closing a gap in the area of employee advise




                                        Efficencies
                                        (15 %)
                        Transparency      Efficiencies


                       Reputation       Leadership
                       (15 %)           (50 %)
                          Reputation      Leadership




                                                                                                                     9
Section 3


Constructive Controversy for Innovation
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"Obligation to Dissent" leads to "Constructive Controversy"
Turn the power of conflict …


     Intellectual conflicts can be constructive, motivating people to seek new knowledge and to
 1   accommodate others' perspectives.




     In contrast to debates (a competitive process where one view "wins" over the other),
 2   constructive controversy involves deliberative discussions aiming for creative problem solving.


     Participants are strongly motivated to produce solutions, and display high-level reasoning and
     greater mastery and retention of new knowledge gained. They generate high quality, creative
 3
     solutions. Expertise is more effectively shared, and participants often undergo a lasting change
     of attitude


 4 Participants develop a stronger sense of mutual friendship and support. They become more
     able to cope with stress and adversity, and have higher self-esteem.


                                                                            … towards innovation!
                                                                                                                                     11
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What is Constructive Controversy?
A technique for developing robust and creative solutions to problems



                               5. Draw a                1. State
                              conclusion               your case




                 4. Search for better                      2. Hear different
                    understanding                             conclusions




                                            3. Feel
                                           uncertain


              Approach introduced by David Johnson and Roger Johnson in 1979
                                                                                                                              12
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What is Constructive Controversy?
Based on 5 Key Assumptions


1.   We adopt an initial perspective
     towards a problem based on our personal experiences and perceptions


2.   The process of persuading others to agree with us strengthens our belief that we are right.


3.   When confronted with competing viewpoints, we begin to doubt our rationale.


4.   This doubt causes us to seek more information and build a better perspective, because we want
     to be confident with our choice.


5.   This search for a fuller perspective leads to better overall decision making.




                                                                                                                                    13
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Constructive Controversy




"If there is any secret of success, it lies in the ability to get
     the other person's point of view and see things from
            his/her angle as well as from your own."
                                          Henry Ford




                                                                                                        14
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Why HR Managers should act as bottom up intermediaries?
Innovation is not owned by the Management only …


     Because change and innovation
                                               HR facilitates the exploitation of the full
     happens across the whole
 1                                             potential of each individual.
     organization.


                                               HR acts as change catalyst by
     "Obligation to Dissent": Constructive
                                               providing a cultural frame work where
 2   controversy supports innovative
                                               all employees contribute to the
     solutions.
                                               success of the company.

     Diversity (Knowledge, Experience,
                                               HR is the driver of the processes and
3    Perspectives) enables decisions
                                               tools by rewarding innovation.
     towards a common business strategy.



4    Trusted dialogue is the way people
                                               HR acts as bottom up intermediary.
     achieve significance as human beings.


                                                          … it is a mission for all!
                                                                                                                      15
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Contacts




Regina Regenass
Ombudsstelle UBS Schweiz
Flüelastrasse 32
CH-8048 Zürich
+41 44 234 65 41
regina.regenass@ubs.com


                                                                                 16

HR Innovation: Regina Regenass

  • 1.
    Leaving the tunnel: How HR can help to re-innovate Vlerick HR Day – June 8, 2011 the company? Why HR Managers should act as bottom up intermediaries? Regina Regenass UBS AG – Ombudsman
  • 2.
    C:Program FilesUBSPresTemplatesPresPrintOnScreen.pot Table ofContents Section 1 HR Transformation - streamlined and business focused Section 2 What is the role of the Ombudsman? Section 3 Constructive Controversy for Innovation 1
  • 3.
    Section 1 HR Transformation- streamlined and business focused
  • 4.
    C:Program FilesUBSPresTemplatesPresPrintOnScreen.pot HR Transformationsince around 1999 … ? A fundamental change of the organizations, roles and responsibilities … ♦ Re-channeling of high touch services into self-services Standardization ♦ Pooling of specialist functions – exploiting synergies & ♦ Cost management Cost Management ♦ Outsourcing of commoditized HR services ♦ Acting as HR Business Partners / Business Enablers ♦ Creating HR Solutions that support the business strategies Business Focus ♦ Gaining competitive advantage by creating new innovative tools and practices ♦ Alignment of processes/services and development to client needs … from a pure Administrator to a Strategic Business Function! 3
  • 5.
    C:Program FilesUBSPresTemplatesPresPrintOnScreen.pot Current HRModels: The Human Capital Management Creating HR Solutions HR Specialists / Subject Matter Experts Strategic HR Capital HR Business Partners Management Shared Services Operational Efficiency 4
  • 6.
    C:Program FilesUBSPresTemplatesPresPrintOnScreen.pot Innovation -HR Key challenges We must recognize that innovation is a painful act! Find the "right balance" between centralizing/standardizing versus 1 the diverse needs of the "other stakeholders" (business, line, employees) 2 Manage costs, whilst focusing on the business priorities/strategies 3 Transformation of the HR function towards trusted business enablers is a long journey … 4 … and never forget: Innovation starts with people! 5
  • 7.
    C:Program FilesUBSPresTemplatesPresPrintOnScreen.pot Innovation: Howto make the case for change? Vision (what do we want?) Creative Tension (what is the gap?) • how well can we see it? (mental models) • how will we shift it? Current Reality (what do we have?) 6
  • 8.
    Section 2 What isthe role of the Ombudsman?
  • 9.
    C:Program FilesUBSPresTemplatesPresPrintOnScreen.pot UBS Ombudsman– since July 2010 Requested by Employee Relations Committee Switzerland Approved by Group COO Service Mediation service for conflicting parties and/or advise for individuals The aim is to clarify misunderstandings, preventing Goals escalation and initiating common steps to mutual recognition of all participants involved Active contribution to the increase of the employee Contribution satisfaction and employee productivity as well as the reputation of the bank 8
  • 10.
    C:Program FilesUBSPresTemplatesPresPrintOnScreen.pot UBS Ombudsman/ Business Impact & Adding Value Supporting the HR Model by closing a gap in the area of employee advise Efficencies (15 %) Transparency Efficiencies Reputation Leadership (15 %) (50 %) Reputation Leadership 9
  • 11.
  • 12.
    C:Program FilesUBSPresTemplatesPresPrintOnScreen.pot "Obligation toDissent" leads to "Constructive Controversy" Turn the power of conflict … Intellectual conflicts can be constructive, motivating people to seek new knowledge and to 1 accommodate others' perspectives. In contrast to debates (a competitive process where one view "wins" over the other), 2 constructive controversy involves deliberative discussions aiming for creative problem solving. Participants are strongly motivated to produce solutions, and display high-level reasoning and greater mastery and retention of new knowledge gained. They generate high quality, creative 3 solutions. Expertise is more effectively shared, and participants often undergo a lasting change of attitude 4 Participants develop a stronger sense of mutual friendship and support. They become more able to cope with stress and adversity, and have higher self-esteem. … towards innovation! 11
  • 13.
    C:Program FilesUBSPresTemplatesPresPrintOnScreen.pot What isConstructive Controversy? A technique for developing robust and creative solutions to problems 5. Draw a 1. State conclusion your case 4. Search for better 2. Hear different understanding conclusions 3. Feel uncertain Approach introduced by David Johnson and Roger Johnson in 1979 12
  • 14.
    C:Program FilesUBSPresTemplatesPresPrintOnScreen.pot What isConstructive Controversy? Based on 5 Key Assumptions 1. We adopt an initial perspective towards a problem based on our personal experiences and perceptions 2. The process of persuading others to agree with us strengthens our belief that we are right. 3. When confronted with competing viewpoints, we begin to doubt our rationale. 4. This doubt causes us to seek more information and build a better perspective, because we want to be confident with our choice. 5. This search for a fuller perspective leads to better overall decision making. 13
  • 15.
    C:Program FilesUBSPresTemplatesPresPrintOnScreen.pot Constructive Controversy "Ifthere is any secret of success, it lies in the ability to get the other person's point of view and see things from his/her angle as well as from your own." Henry Ford 14
  • 16.
    C:Program FilesUBSPresTemplatesPresPrintOnScreen.pot Why HRManagers should act as bottom up intermediaries? Innovation is not owned by the Management only … Because change and innovation HR facilitates the exploitation of the full happens across the whole 1 potential of each individual. organization. HR acts as change catalyst by "Obligation to Dissent": Constructive providing a cultural frame work where 2 controversy supports innovative all employees contribute to the solutions. success of the company. Diversity (Knowledge, Experience, HR is the driver of the processes and 3 Perspectives) enables decisions tools by rewarding innovation. towards a common business strategy. 4 Trusted dialogue is the way people HR acts as bottom up intermediary. achieve significance as human beings. … it is a mission for all! 15
  • 17.
    C:Program FilesUBSPresTemplatesPresPrintOnScreen.pot Contacts Regina Regenass OmbudsstelleUBS Schweiz Flüelastrasse 32 CH-8048 Zürich +41 44 234 65 41 regina.regenass@ubs.com 16