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Psychosocial Interventions in
Dementia Care
Prof Eamon O’Shea
NUI Galway
Dementia Prevalence Rates
2
Research Funding by Selected JPND Countries
Country Basic % Clinical % H&S.C.% Total %
Ireland 76 15 9 100
Spain 74 26 0 100
Belgium 100 0 0 100
NthLands 47 27 26 100
EU 88 4 8 100
Dementia in Ireland
• There are currently an estimated 55,000 people with
dementia (PWD) in Ireland
– Rising to 94,000 in 2031
– Rising to 152,000 in 2046
• Average cost per PWD estimated at €40,500
• Total burden an estimated €1.9 billion
• Informal care accounts for 50% of overall costs of care
• Residential and acute care account for about 40%
• Community and primary and social equal to about 10%
What We Know
• People with dementia have a strong preference towards remaining at home
in their communities; data and information to help them do this is very
scarce
• Providing appropriate support to carers can reduce caregiver burden and
enhance the family commitment to caring
• The current provision of formal care in the community is fragmented, and
often lacks the flexibility and specificity to address the changing needs of
people with dementia
• Costs are high and will become higher; financing long-term care is a big
issue
• Measurement of impact and outcomes in dementia is poor
• Spending on social research on dementia is low
• There may be over-reliance on antipsychotic drugs both in the community
and especially in long-stay care
• Prevention matters
Evaluation Context
6
Biological Model
• Biological model presents a clinical perspective
• “Dementia as a clinical syndrome is characterised by
global cognitive impairment, which represents a
decline from previous level of functioning, and is
associated with impairment in functional abilities
and, in many cases, behavioural and psychiatric
disturbances,” (NICE Mental Health Guidelines, 2007)
• Person with dementia as patient to be treated
• Necessary but not sufficient
7
Personhood
• Kitwood (1997) defines personhood as “a
standing or status that is bestowed upon one
human being by others in the context of
particular social relationships and institutional
arrangements”
• Person-centred care is the instrument often
used to achieve personhood, which is not to
be confused with individualised care (Brooker
2003)
8
Citizenship
• Citizenship is traditionally defined in the
social science literature as a “status
bestowed on those who are full members of
a community. All who possess the status are
equal with respect to the rights and duties
which the status bestows,” (Marshall, 1949/92:
18)
• A citizen is defined by the acquisition of, and
participation or inclusion in, the country or
community in which they live, (Gould, 1988)
9
Social Model of Dementia
• “The social model of care seeks to understand
the emotions and behaviours of the person
with dementia by placing him or her within
the context of his or her social circumstances
and biography. By learning about each person
with dementia as an individual, with his or her
own history and background, care and
support can be designed to be more
appropriate to individual needs,” (NICE
Mental Health Guidelines, 2007)
Psychosocial Theoretical Foundations
• Rooted in personhood/person centredness,
autonomy, dignity, respect, communication,
understanding dementia processes and
symptoms
• Concerned with human interactive behaviour
between providers/families and the person
with dementia (PWD)
• Reciprocity and integration mediated within a
social context
History
• Relatively new – origins in 1960’s and Reality Orientation
work
• But few studies emerged pre-2000 – mostly small-scale,
short-term, diverse, opportunistic and site-specific
• Absence of theoretical frameworks
• Difficulty of undertaking RCT’s – methodological issues –
replication difficult
• Absence of appropriate outcome measures
• Inadequate research funding
Psychosocial Interventions
• Therapeutic endeavour involving human interactive
behaviour between therapist(s) and clients
throughout the course of the intervention
• Any intervention that focuses on psychological
and/or social factors rather than biological factors
• Include a wide range of behavioural therapies,
educational programmes, psychotherapy and
support groups
Psychosocial Domains: American
Psychiatric Association
• Behavioral approaches – identify antecedents and
consequences of problem behaviors and attempt to reduce
the frequency of behaviors by making changes in the
environment (e.g. regular toileting)
• Stimulation-oriented – recreational activity, art, music or pet
therapy – aim to maximize pleasurable activities
• Emotion-oriented – supportive psychotherapy, reminiscence,
validation therapy, sensory integration, simulated presence
therapy
• Cognition-oriented – focus on specific cognitive defects:
reality orientation, cognitive retraining, skills training
Specific Interventions Across Europe
• Carer support, physical activities,
reminiscence, multi-sensory
stimulation/snoezelan, behaviour therapy,
massage/touch, cognitive behaviour therapy,
recreational activities, environmental design,
cognitive stimulation, music therapy,
aromatherapy, animal assisted therapy, reality
orientation, memory training, validation and
emotion oriented care
Quality of Interventions
• Few studies in Olazaran’s 2010 review met
high quality standards: 13/179
• Interventions/participants not fully described
• Sample sizes low < 30
• Absence of blinding of outcome assessment
• Not enough emphasis on compliance -
Intention to Treat Analysis
• High attrition rates
• Absence of validated outcome measures
General Quality of Life (EQ-5D)
• There is debate around the extent to which generic preference–based measures
fully capture aspects of quality of life associated with dementia
• The EQ-5D does not sufficiently cover the impact of changes in cognitive
functioning on quality of life
• Although the cognitive challenges of dementia, including deficits in memory,
insight, language and interpretation, would be expected to impact on an
instrument‘s performance, there has been little validation of the EQ-5D for this
condition
• A cognitive dimension has been developed for the EQ-5D, but utility values for the
EQ-5D incorporating this component are in the early stages
• Differences in response have also been found between people with dementia and
family carers, with patients reporting higher utility scores than carers
• Recent work from Sheffield on the development of a health state classification
system derived from the DEMQOL system, a measure of health-related quality of
life in dementia by patient self-report and carer proxy-report
Typical Outcomes
• Quality of life person with dementia (QoL-AD scale)
• DEMQOL
• Activities of daily living (Bristol ADL)
• Depression (Cornell scale for depression in dementia
(CSDD))
• Autobiographical memory (autobiographical memory
interview (AMI(E))
• Agitation ((Cohen-Mansfield agitation inventory
(CMAI))
• Anxiety (rating anxiety in dementia (RAID) and hospital
anxiety and depression scale (HADS))
• Caregiver burden (Zarit burden interview)
• Personhood – the self
18
Some Examples of RCTs of PSIs
• UK: (Spector et al, 2003): 7 week cognitive stimulation therapy
programme was associated with significantly improved cognition
(MMSE, ADAS-Cog) and QoL (QoL-AD); n = 115
• Argentina (Serrani Azcurra, 2012): a 12 week life story-based
reminiscence programme in long-stay residential units showed a
significant improvement in QoL (SRQoL scale) and engagement (SES
scale) of residents; n = 135
• UK: (Woods et al. 2012) REMCARE: 10 months, joint reminiscence
groups for people with dementia and their family caregivers
identified no differences in QoL for PWD (QoL-AD) and an increase
in stress for carers (anxiety subscale of GHQ-28); n = 448 PWD
Focus on Reminiscence
• Cochrane Review concluded that there was uncertainty
in relation to the effectiveness of reminiscence therapy
and called for more and better designed trials in the area
• Five trials but in total only covered 144 participants
• Inconclusive evidence on effectiveness
• Some evidence of improvement in cognition and in
mood, as well as decrease in caregiver strain
• Our work in Ireland on reminiscence – (Int.Journal of
Geriatric Psychiatry)
Reminiscence –Irish Study
• Intervention - structured education
programme
• 3 days training for care staff
• Two group single-blind cluster randomised
trial
• 153 in intervention; 151 in control
• 18 residential units in trial
• Baseline data collected and 18-22 weeks later
• 4-point difference required in QoL-AD
Outcome measures
• Primary outcome
– Quality of life: Quality of Life in Alzheimer’s disease (QoL-AD)
resident score
• Secondary outcomes
– Quality of life: Quality of Life in Alzheimer’s disease (QoL-AD)
caregiver score
– Agitation: Cohen Mansfield Agitation Inventory (CMAI)
– Depression: Cornell Scale for Depression (CSDD
– Staff burden: Zarit Burden Interview
Effect estimates: intention to treat ( ITT) and per protocol
(PP) analysis
ITT Estimated effect
(95% confidence
interval (CI))
PP Estimated effect
(95% confidence
interval (CI))
Qol-AD resident
score
3.54 (-0.83, 7.90) 5.22* (0.11, 10.34)
QoL-AD caregiver
score
1.14 (-0.35, 3.62) 1.40 (-1.75, 4.55)
CMAI score -3.35 (-8.10, 1.82) -2.14 (-7.94, 3.67)
CSDD score -1.33* (-3.04, -0.36) -0.86 (-2.66, 0.93)
MZBI score –
nurse
0.97 (-1.13, 3.08) 1.50 (-0.73, 3.74)
MZBI score –care
assistant
0.42 (-1.82, 2.67) 0.86 (-1.22, 2.94)
* P < 0.05
Psychosocial Guidelines Across Countries
• Inclusion of psychosocial interventions in dementia guidelines
across Europe is limited
• Guidelines for psychosocial interventions found in only
5/12 countries (Vasse et al., 2012)
• UK NICE guidelines had best methodological quality and
included most recommendations (e.g. recommend the use of
group Cognitive Stimulation for people with mild to moderate
dementia, irrespective of drug treatments received).
• Physical activity and carer interventions recommended most
often across all guidelines
• Even when guidelines exist physicians tend to recommend
pharmacological interventions far more often (Rimmer et al,
2005)
Psychosocial interventions in national
dementia strategies
• French Alzheimer Plan… create/identify specific units for
patients suffering from behavioural problems in long-stay
care and provide activities, including PSIs, delivered by
specially trained staff (e.g. occupational and psychomotor
therapists)
• Some reference to the use of non-pharmacological
management strategies and/or reduction in use of
antipsychotics for BPSD in English Dementia Strategy
• References to psychosocial needs in Irish Dementia Strategy
• Generally, national dementia strategies focused at higher
level (improving diagnosis, improving quality of care) than on
major paradigm shift towards psychosocial interventions
New Paradigm
 Personhood not patient/client
 Prevention as much as cure
 Strengths more than deficits
 Capabilities more than risk
 Inclusion (citizenship) not exclusion
 Social as important as biological

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Psychosocial Interventions in Dementia Care

  • 1. Psychosocial Interventions in Dementia Care Prof Eamon O’Shea NUI Galway
  • 3. Research Funding by Selected JPND Countries Country Basic % Clinical % H&S.C.% Total % Ireland 76 15 9 100 Spain 74 26 0 100 Belgium 100 0 0 100 NthLands 47 27 26 100 EU 88 4 8 100
  • 4. Dementia in Ireland • There are currently an estimated 55,000 people with dementia (PWD) in Ireland – Rising to 94,000 in 2031 – Rising to 152,000 in 2046 • Average cost per PWD estimated at €40,500 • Total burden an estimated €1.9 billion • Informal care accounts for 50% of overall costs of care • Residential and acute care account for about 40% • Community and primary and social equal to about 10%
  • 5. What We Know • People with dementia have a strong preference towards remaining at home in their communities; data and information to help them do this is very scarce • Providing appropriate support to carers can reduce caregiver burden and enhance the family commitment to caring • The current provision of formal care in the community is fragmented, and often lacks the flexibility and specificity to address the changing needs of people with dementia • Costs are high and will become higher; financing long-term care is a big issue • Measurement of impact and outcomes in dementia is poor • Spending on social research on dementia is low • There may be over-reliance on antipsychotic drugs both in the community and especially in long-stay care • Prevention matters
  • 7. Biological Model • Biological model presents a clinical perspective • “Dementia as a clinical syndrome is characterised by global cognitive impairment, which represents a decline from previous level of functioning, and is associated with impairment in functional abilities and, in many cases, behavioural and psychiatric disturbances,” (NICE Mental Health Guidelines, 2007) • Person with dementia as patient to be treated • Necessary but not sufficient 7
  • 8. Personhood • Kitwood (1997) defines personhood as “a standing or status that is bestowed upon one human being by others in the context of particular social relationships and institutional arrangements” • Person-centred care is the instrument often used to achieve personhood, which is not to be confused with individualised care (Brooker 2003) 8
  • 9. Citizenship • Citizenship is traditionally defined in the social science literature as a “status bestowed on those who are full members of a community. All who possess the status are equal with respect to the rights and duties which the status bestows,” (Marshall, 1949/92: 18) • A citizen is defined by the acquisition of, and participation or inclusion in, the country or community in which they live, (Gould, 1988) 9
  • 10. Social Model of Dementia • “The social model of care seeks to understand the emotions and behaviours of the person with dementia by placing him or her within the context of his or her social circumstances and biography. By learning about each person with dementia as an individual, with his or her own history and background, care and support can be designed to be more appropriate to individual needs,” (NICE Mental Health Guidelines, 2007)
  • 11. Psychosocial Theoretical Foundations • Rooted in personhood/person centredness, autonomy, dignity, respect, communication, understanding dementia processes and symptoms • Concerned with human interactive behaviour between providers/families and the person with dementia (PWD) • Reciprocity and integration mediated within a social context
  • 12. History • Relatively new – origins in 1960’s and Reality Orientation work • But few studies emerged pre-2000 – mostly small-scale, short-term, diverse, opportunistic and site-specific • Absence of theoretical frameworks • Difficulty of undertaking RCT’s – methodological issues – replication difficult • Absence of appropriate outcome measures • Inadequate research funding
  • 13. Psychosocial Interventions • Therapeutic endeavour involving human interactive behaviour between therapist(s) and clients throughout the course of the intervention • Any intervention that focuses on psychological and/or social factors rather than biological factors • Include a wide range of behavioural therapies, educational programmes, psychotherapy and support groups
  • 14. Psychosocial Domains: American Psychiatric Association • Behavioral approaches – identify antecedents and consequences of problem behaviors and attempt to reduce the frequency of behaviors by making changes in the environment (e.g. regular toileting) • Stimulation-oriented – recreational activity, art, music or pet therapy – aim to maximize pleasurable activities • Emotion-oriented – supportive psychotherapy, reminiscence, validation therapy, sensory integration, simulated presence therapy • Cognition-oriented – focus on specific cognitive defects: reality orientation, cognitive retraining, skills training
  • 15. Specific Interventions Across Europe • Carer support, physical activities, reminiscence, multi-sensory stimulation/snoezelan, behaviour therapy, massage/touch, cognitive behaviour therapy, recreational activities, environmental design, cognitive stimulation, music therapy, aromatherapy, animal assisted therapy, reality orientation, memory training, validation and emotion oriented care
  • 16. Quality of Interventions • Few studies in Olazaran’s 2010 review met high quality standards: 13/179 • Interventions/participants not fully described • Sample sizes low < 30 • Absence of blinding of outcome assessment • Not enough emphasis on compliance - Intention to Treat Analysis • High attrition rates • Absence of validated outcome measures
  • 17. General Quality of Life (EQ-5D) • There is debate around the extent to which generic preference–based measures fully capture aspects of quality of life associated with dementia • The EQ-5D does not sufficiently cover the impact of changes in cognitive functioning on quality of life • Although the cognitive challenges of dementia, including deficits in memory, insight, language and interpretation, would be expected to impact on an instrument‘s performance, there has been little validation of the EQ-5D for this condition • A cognitive dimension has been developed for the EQ-5D, but utility values for the EQ-5D incorporating this component are in the early stages • Differences in response have also been found between people with dementia and family carers, with patients reporting higher utility scores than carers • Recent work from Sheffield on the development of a health state classification system derived from the DEMQOL system, a measure of health-related quality of life in dementia by patient self-report and carer proxy-report
  • 18. Typical Outcomes • Quality of life person with dementia (QoL-AD scale) • DEMQOL • Activities of daily living (Bristol ADL) • Depression (Cornell scale for depression in dementia (CSDD)) • Autobiographical memory (autobiographical memory interview (AMI(E)) • Agitation ((Cohen-Mansfield agitation inventory (CMAI)) • Anxiety (rating anxiety in dementia (RAID) and hospital anxiety and depression scale (HADS)) • Caregiver burden (Zarit burden interview) • Personhood – the self 18
  • 19. Some Examples of RCTs of PSIs • UK: (Spector et al, 2003): 7 week cognitive stimulation therapy programme was associated with significantly improved cognition (MMSE, ADAS-Cog) and QoL (QoL-AD); n = 115 • Argentina (Serrani Azcurra, 2012): a 12 week life story-based reminiscence programme in long-stay residential units showed a significant improvement in QoL (SRQoL scale) and engagement (SES scale) of residents; n = 135 • UK: (Woods et al. 2012) REMCARE: 10 months, joint reminiscence groups for people with dementia and their family caregivers identified no differences in QoL for PWD (QoL-AD) and an increase in stress for carers (anxiety subscale of GHQ-28); n = 448 PWD
  • 20. Focus on Reminiscence • Cochrane Review concluded that there was uncertainty in relation to the effectiveness of reminiscence therapy and called for more and better designed trials in the area • Five trials but in total only covered 144 participants • Inconclusive evidence on effectiveness • Some evidence of improvement in cognition and in mood, as well as decrease in caregiver strain • Our work in Ireland on reminiscence – (Int.Journal of Geriatric Psychiatry)
  • 21. Reminiscence –Irish Study • Intervention - structured education programme • 3 days training for care staff • Two group single-blind cluster randomised trial • 153 in intervention; 151 in control • 18 residential units in trial • Baseline data collected and 18-22 weeks later • 4-point difference required in QoL-AD
  • 22. Outcome measures • Primary outcome – Quality of life: Quality of Life in Alzheimer’s disease (QoL-AD) resident score • Secondary outcomes – Quality of life: Quality of Life in Alzheimer’s disease (QoL-AD) caregiver score – Agitation: Cohen Mansfield Agitation Inventory (CMAI) – Depression: Cornell Scale for Depression (CSDD – Staff burden: Zarit Burden Interview
  • 23. Effect estimates: intention to treat ( ITT) and per protocol (PP) analysis ITT Estimated effect (95% confidence interval (CI)) PP Estimated effect (95% confidence interval (CI)) Qol-AD resident score 3.54 (-0.83, 7.90) 5.22* (0.11, 10.34) QoL-AD caregiver score 1.14 (-0.35, 3.62) 1.40 (-1.75, 4.55) CMAI score -3.35 (-8.10, 1.82) -2.14 (-7.94, 3.67) CSDD score -1.33* (-3.04, -0.36) -0.86 (-2.66, 0.93) MZBI score – nurse 0.97 (-1.13, 3.08) 1.50 (-0.73, 3.74) MZBI score –care assistant 0.42 (-1.82, 2.67) 0.86 (-1.22, 2.94) * P < 0.05
  • 24. Psychosocial Guidelines Across Countries • Inclusion of psychosocial interventions in dementia guidelines across Europe is limited • Guidelines for psychosocial interventions found in only 5/12 countries (Vasse et al., 2012) • UK NICE guidelines had best methodological quality and included most recommendations (e.g. recommend the use of group Cognitive Stimulation for people with mild to moderate dementia, irrespective of drug treatments received). • Physical activity and carer interventions recommended most often across all guidelines • Even when guidelines exist physicians tend to recommend pharmacological interventions far more often (Rimmer et al, 2005)
  • 25. Psychosocial interventions in national dementia strategies • French Alzheimer Plan… create/identify specific units for patients suffering from behavioural problems in long-stay care and provide activities, including PSIs, delivered by specially trained staff (e.g. occupational and psychomotor therapists) • Some reference to the use of non-pharmacological management strategies and/or reduction in use of antipsychotics for BPSD in English Dementia Strategy • References to psychosocial needs in Irish Dementia Strategy • Generally, national dementia strategies focused at higher level (improving diagnosis, improving quality of care) than on major paradigm shift towards psychosocial interventions
  • 26. New Paradigm  Personhood not patient/client  Prevention as much as cure  Strengths more than deficits  Capabilities more than risk  Inclusion (citizenship) not exclusion  Social as important as biological