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Business Continuity & Disaster Recovery
Strategies for Success
About Action Point
 Established 8 Years - 2005 to 2013
 Average growth rate of 48% per Year
 30 Employees
 First Dell Certified Partner in Ireland
 Overall Winner in Limerick County Enterprise Awards 2011
 Winner Best SME Award Midwest 2011
 Winner Best Technology Business Award Midwest 2012
Our Services
Clients include
Clients include
Business Continuity Management
The Cost of Downtime
Speaker: Michael O’Regan
ABC Solutions
Michael O’Regan established Absolute Business Continuity
Solutions Ltd in 2005 and has over 10 years’ experience in
business continuity planning. ABC Solution’s primary function
is to aid small to medium enterprises in establishing business
continuity arrangements to enable them to weather any
incidents that may occur.
Business Continuity Management
Agenda:
 Business Continuity Overview
 Business Continuity Plans – Key Contents
 Business Continuity Planning – IT Relationship
What is the Business requirement?
 To provide the service, ideally 100% of the
time, in a timely manner, to an acceptable
level – may be defined in contract/SLA
 Stated another way – to reduce the risk of
service interruption to an acceptable level
 If an incident occurs to be able to recover as
quickly as possible with as little disruption to
the service as possible
What is Business Continuity Management (BCM)?
BCM is about ensuring that your Business
prepares a plan to handle a serious incident.
During this process you can identify ways to
reduce the risk of an incident happening and
minimise the impact if it does happen.
If an incident occurs key staff should be
trained to handle the situation through testing
and exercising which will enable your business
to continue to function to the agreed level
with the least disruption possible.
Drivers for Business Continuity Management
Key Stakeholders:
 Customers/Clients
 Regulator – Financial Regulator
 Insurance Company
 Staff
 IT providers
Categories of Operational Risk
 Environmental Disasters – Fire, Floods
 Organized or Deliberate Disruptions – Labour dispute, Fraud
 Loss of Utilities or Services – Power, water, waste, phones
 Equipment or System Failure – Internal Power; Air Conditioning
 Serious Information Security Incidents – Laptop stolen;
Disclosure of sensitive files; IT systems failure
 Other Emergency Situations – Negative publicity;
Mergers & Acquisitions
Cork suburb badly hit by overnight flooding
March 2013
27/1/11 – 10 Revenue laptops stolen
June 2012 - Ulster Bank
payment problems to persist
until the end of the week
Exercise/tests vital to success
Blue Light Services (Fire brigade, Gardai, Ambulance)
carry out regular training exercises – this is why they
are prepared for the real thing!
BCP Plan contents
 List of critical activities
 IT dependencies
 Alternative work area requirements
 Contact details – Staff, Clients etc.
 Incident Management details
 Testing/Exercising
 BCP Policy
 BCP Support infrastructure
BCM process overview
Backup &
Recovery Strategy
Recovery Activities
Incident
ID Recovery Teams
 Emergency
 Disaster Recovery
 Business Recovery
Risk Analysis
Threat => Probability & Impact
ID Controls – in place; required
(Reduce risk to acceptable level)
Key output from BCM process
Identify Mission Critical Activities (MCA)
Identify key InputsOutputs,
Key Suppliers; Documents
Identify Maximum Tolerable Outage (MTO)
and Minimum Essential Service (MES)
Define the:
Recovery Point Objectives (RPO)
to what point in time you need to recover the MCA
Recovery Time Objectives (RTO)
how quickly you need to recover the MCA
Recovery Management Objectives
Define RTO and RPO
Backup to Disk
Replication
RPO RTO
Wks Days Mins SecsHrs WksDaysMinsSecs Hrs
Tape Backup
with Offsite Storage
Fail-Over/Replication
Backup to Disk
How much data loss can
your business endure?
Lost transactions = Lost business
How much downtime can
your business endure?
Time is money
Recovery from Tape
Testing/Exercises
Needs to consider different scenarios…
 Fire/flood impacting data centre
 Fire/flood impacting work area
 Data corruption
 Loss of broadband
 Loss of phones
 Supplier incidents
Critical Suppliers
 ID critical suppliers
 What would happen if they had an incident?
 Do they have a proven BCP plan?
 What alternatives exist?
Next Steps - Outline Process to put BC Plan in place
 Review current state of risks – ID gaps
 Prepare plan to eliminate gaps
 Document the plan
 Test/exercise the plan
 Annual Review or after major change
COFFEE BREAK
Continuity & Technology
What are the top causes of downtime?
 Natural Disasters?
 Human Error?
 Hardware Failure?
 Software Failure?
Continuity & Technology
Top causes of downtime:
 Natural Disasters 5%
 Human Error 22%
 Hardware Failure 55%
 Software Failure 18%
 Average Recovery Time – 30 Hours
Source: Quorum. Q1 2013
Continuity & Technology
 73% of downtime relates to Information
Technology & Information Systems
5%
22%
55%
18%
Natural Disasters
Human Error
Hardware Failure
Software Failure
Continuity & Technology
 How do you calculate the cost of this to your
business?
 Add:
 Employee Productivity
 Cost of Restoration
 Sales Lost
 Reputational Cost
 Online calculator available
Continuity & Technology
 Prevention is better than cure!
 Most downtime could be avoided
- Prevent – Apply Best Practice & Maintain
- Plan – Projects, Resources & Finances
Continuity & Technology
 Action Point’s methodology
1. Identify the Risks
2. Address the Risks
3. Document
4. Test
1. Identify the Risks
 Technology Stack
Applications
Services
Data Backup
Operating Systems
DR & BC
Virtualisation
Server Hardware
Telephony
Active Network
Physical Network
External Network
Power
Environment
Physical Security Access Control System
Data Backup to Offsite Location
VMWare or HyperV
Dell PowerEdge Servers & EqualLogic Storage
Phone System, Handsets & Headsets
UPS, Generator
Air Conditioning / General Location
Business Applications, Databases, Services
Cabling & Patching
Dell PowerConnect Switches
Data Replication System (to Secondary Site)
Microsoft Windows Server
Microsft Exchange, Office Applications, SQL, File, Print Queues
Internet / WAN / Firewalls / Interbuilding Links
1. Identify the Risks
 Identify and catalogue the risks
 Catalogue the application services
 Are any pro-active maintenance routines needed?
 Establish the RTO & RPO of each
 This information dictates the minimum
requirements for protection:
 Is Backup sufficient?
 Is Continuity required?
2. Address the Risks
 Bring existing systems in line with Best Practice
 Introduce Resilience where required
 Install software systems and hardware systems
as needed
 Update maintenance routines to ensure systems
are kept operational and that potential issues are
pre-empted.
 Employ pro-active monitoring of key services.
3. Document the Plan
 Document:
 Infrastructure
 Maintenance routines
 Procedures for Fail-over
 Keep it updated
4. Test, Test & Re-Test
Test!!!
 Your plan is only as good as the last test
Client Case Study: VoxPro
 Client since September 2010
 Have grown from 100 to 400 staff
 Core Systems based on Dell Infrastructure
 Implementation Services from Action Point
Client Case Study: Chill Insurance
 Client since October 2010
 Have grown from 40 to 200+ staff
 Core Systems based on Dell Infrastructure
 Implementation Services from Action Point
The Cost of Downtime

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The Cost of Downtime

  • 1. In partnership with Business Continuity & Disaster Recovery Strategies for Success
  • 2. About Action Point  Established 8 Years - 2005 to 2013  Average growth rate of 48% per Year  30 Employees  First Dell Certified Partner in Ireland  Overall Winner in Limerick County Enterprise Awards 2011  Winner Best SME Award Midwest 2011  Winner Best Technology Business Award Midwest 2012
  • 6. Business Continuity Management The Cost of Downtime Speaker: Michael O’Regan ABC Solutions Michael O’Regan established Absolute Business Continuity Solutions Ltd in 2005 and has over 10 years’ experience in business continuity planning. ABC Solution’s primary function is to aid small to medium enterprises in establishing business continuity arrangements to enable them to weather any incidents that may occur.
  • 7. Business Continuity Management Agenda:  Business Continuity Overview  Business Continuity Plans – Key Contents  Business Continuity Planning – IT Relationship
  • 8. What is the Business requirement?  To provide the service, ideally 100% of the time, in a timely manner, to an acceptable level – may be defined in contract/SLA  Stated another way – to reduce the risk of service interruption to an acceptable level  If an incident occurs to be able to recover as quickly as possible with as little disruption to the service as possible
  • 9. What is Business Continuity Management (BCM)? BCM is about ensuring that your Business prepares a plan to handle a serious incident. During this process you can identify ways to reduce the risk of an incident happening and minimise the impact if it does happen. If an incident occurs key staff should be trained to handle the situation through testing and exercising which will enable your business to continue to function to the agreed level with the least disruption possible.
  • 10. Drivers for Business Continuity Management Key Stakeholders:  Customers/Clients  Regulator – Financial Regulator  Insurance Company  Staff  IT providers
  • 11. Categories of Operational Risk  Environmental Disasters – Fire, Floods  Organized or Deliberate Disruptions – Labour dispute, Fraud  Loss of Utilities or Services – Power, water, waste, phones  Equipment or System Failure – Internal Power; Air Conditioning  Serious Information Security Incidents – Laptop stolen; Disclosure of sensitive files; IT systems failure  Other Emergency Situations – Negative publicity; Mergers & Acquisitions
  • 12. Cork suburb badly hit by overnight flooding March 2013
  • 13.
  • 14.
  • 15. 27/1/11 – 10 Revenue laptops stolen
  • 16.
  • 17. June 2012 - Ulster Bank payment problems to persist until the end of the week
  • 18.
  • 19. Exercise/tests vital to success Blue Light Services (Fire brigade, Gardai, Ambulance) carry out regular training exercises – this is why they are prepared for the real thing!
  • 20. BCP Plan contents  List of critical activities  IT dependencies  Alternative work area requirements  Contact details – Staff, Clients etc.  Incident Management details  Testing/Exercising  BCP Policy  BCP Support infrastructure
  • 21. BCM process overview Backup & Recovery Strategy Recovery Activities Incident ID Recovery Teams  Emergency  Disaster Recovery  Business Recovery Risk Analysis Threat => Probability & Impact ID Controls – in place; required (Reduce risk to acceptable level)
  • 22. Key output from BCM process Identify Mission Critical Activities (MCA) Identify key InputsOutputs, Key Suppliers; Documents Identify Maximum Tolerable Outage (MTO) and Minimum Essential Service (MES) Define the: Recovery Point Objectives (RPO) to what point in time you need to recover the MCA Recovery Time Objectives (RTO) how quickly you need to recover the MCA
  • 23. Recovery Management Objectives Define RTO and RPO Backup to Disk Replication RPO RTO Wks Days Mins SecsHrs WksDaysMinsSecs Hrs Tape Backup with Offsite Storage Fail-Over/Replication Backup to Disk How much data loss can your business endure? Lost transactions = Lost business How much downtime can your business endure? Time is money Recovery from Tape
  • 24. Testing/Exercises Needs to consider different scenarios…  Fire/flood impacting data centre  Fire/flood impacting work area  Data corruption  Loss of broadband  Loss of phones  Supplier incidents
  • 25. Critical Suppliers  ID critical suppliers  What would happen if they had an incident?  Do they have a proven BCP plan?  What alternatives exist?
  • 26. Next Steps - Outline Process to put BC Plan in place  Review current state of risks – ID gaps  Prepare plan to eliminate gaps  Document the plan  Test/exercise the plan  Annual Review or after major change
  • 28. Continuity & Technology What are the top causes of downtime?  Natural Disasters?  Human Error?  Hardware Failure?  Software Failure?
  • 29. Continuity & Technology Top causes of downtime:  Natural Disasters 5%  Human Error 22%  Hardware Failure 55%  Software Failure 18%  Average Recovery Time – 30 Hours Source: Quorum. Q1 2013
  • 30. Continuity & Technology  73% of downtime relates to Information Technology & Information Systems 5% 22% 55% 18% Natural Disasters Human Error Hardware Failure Software Failure
  • 31. Continuity & Technology  How do you calculate the cost of this to your business?  Add:  Employee Productivity  Cost of Restoration  Sales Lost  Reputational Cost  Online calculator available
  • 32. Continuity & Technology  Prevention is better than cure!  Most downtime could be avoided - Prevent – Apply Best Practice & Maintain - Plan – Projects, Resources & Finances
  • 33. Continuity & Technology  Action Point’s methodology 1. Identify the Risks 2. Address the Risks 3. Document 4. Test
  • 34. 1. Identify the Risks  Technology Stack Applications Services Data Backup Operating Systems DR & BC Virtualisation Server Hardware Telephony Active Network Physical Network External Network Power Environment Physical Security Access Control System Data Backup to Offsite Location VMWare or HyperV Dell PowerEdge Servers & EqualLogic Storage Phone System, Handsets & Headsets UPS, Generator Air Conditioning / General Location Business Applications, Databases, Services Cabling & Patching Dell PowerConnect Switches Data Replication System (to Secondary Site) Microsoft Windows Server Microsft Exchange, Office Applications, SQL, File, Print Queues Internet / WAN / Firewalls / Interbuilding Links
  • 35. 1. Identify the Risks  Identify and catalogue the risks  Catalogue the application services  Are any pro-active maintenance routines needed?  Establish the RTO & RPO of each  This information dictates the minimum requirements for protection:  Is Backup sufficient?  Is Continuity required?
  • 36. 2. Address the Risks  Bring existing systems in line with Best Practice  Introduce Resilience where required  Install software systems and hardware systems as needed  Update maintenance routines to ensure systems are kept operational and that potential issues are pre-empted.  Employ pro-active monitoring of key services.
  • 37. 3. Document the Plan  Document:  Infrastructure  Maintenance routines  Procedures for Fail-over  Keep it updated
  • 38. 4. Test, Test & Re-Test Test!!!  Your plan is only as good as the last test
  • 39. Client Case Study: VoxPro  Client since September 2010  Have grown from 100 to 400 staff  Core Systems based on Dell Infrastructure  Implementation Services from Action Point
  • 40. Client Case Study: Chill Insurance  Client since October 2010  Have grown from 40 to 200+ staff  Core Systems based on Dell Infrastructure  Implementation Services from Action Point

Editor's Notes

  1. Example risk reductionRisk - Possible risk of damage to server by electrical surge – could make server unusableRisk reduction - Install surge protectorStaff will be involved in preparing the plan which will raise their awareness.Various tests can be conducted which will train the staff – table top or scenario testing – red light services regularly carry out training exercises
  2. A problem in one category can impact on anotherFloods in Cork November ‘11 put the water supply out of action for a number of weeks – businesses were without sanitation for a prolonged period. Cork water system had two main sources of water but each of these served half the city – since this incident the two systems have been upgraded so that either can now provide water to the whole city – a clear example of being wise after the event.Loss of CommsHow critical is comms to the provision of service? Is access by Staff to external systems required? Is access by Clients/customers to internal systems required?Solutions: Multiple suppliers/diverse routing/multiple gateways (firewall/routers)Loss of phone linesHow critical are phone lines to the provision of the service? Is IVR vital or nice to have? Is call recording vital? How is playback enabled?Solutions: Multiple suppliers/diverse routes/ability to divert lines to alt. location
  3. Even if you are above the water line you could still suffer water damage.ExampleDrinking water dispenser leaking over the week-endStorm damage breaking hole in roof – water poured into computer room Water blocked in culvert caused flooding which damaged critical infrastructure – sanitation impact huge.BE wise B4 the eventWalk through the office and look at sources of water – relocate key equipment if necessaryExternal to the building – water drain pipesLocal riverHave alternative office to work from kitted out with equipment to provide the minimum level of service
  4. Impact of a fire in your officeLoss of documents – wills; title deedsComputer files – fire proof safe = fire retardant; may not be electronic media proofBe wise before the event - review fire risks – walk through the office & wider building if you share a buildingInternal – use of electrical heaters; electrical wiring; External – local businesses – printers hold flammable materials; local restaurants etc.Anyone experienced a fire?
  5. Being Wise before the eventTaking files outside the office – Would you miss a file? How are files transported – look at ways to reduce risk. Policy re-putting files into recycling bins – are sensitive documents being put into general recycling? Destruction of old files – need to ensure the procedures of the Destruction Company – do they lock the van while they are going in to collect materials; when they get to the depot are the documents destroyed immediately or left lying around?In-house Shredders – is the output unreadable – cross-cut v strip – have a look in the shredder bin; is output dumped with rubbish or sent to Destruction company?
  6. Key man Travel policyCross-train
  7. Denial of access
  8. Significance of this: 73% of issues relate to Information Technology and Information System.Note re company in LA… Access DB… 20M turnover… 3 weeks lost… corrupt database… Action Point are great.(Western Farms)
  9. While the consequences of a natural disaster can be wide reaching, requiring secondary geographical locations, complicated logistics and a well rehearsed plan; most issues occur within the boundary of the IT Infrastructure.73% in fact.When you factor in the human error figures of which many stem from systems that are not intuitive or poorly configured when it comes to security privileges, this figure is an astounding 95%.By improving infrastructure and systems, and by ensuring that users are properly trained, it should be possible to improve this figure.When people talk about a disaster, the first thing that comes to your mind is fire or flood, but from the survey it’s clear that a we need to stop using the term disaster and start focusing on the word downtime. A disaster doesn’t cost you money; downtime does.
  10. So how do you figure out the cost of downtime? A quick estimate can be done by adding….Number of employees by the hours worked per employee, divide this into the turnover, multiple the result by the # down hours.How long will it take to get back online? How many engineers? Hourly cost of this?
  11. By setting things up in line with best practice, and by implementing strong maintenance routines, we believe that a lot of downtime can be avoided.In our experience when companies experience busy periods, the first thing to be deprioritised is the preventative maintenance routine. If it’s missed once without consequence, it becomes easier to miss it a second time, and a third and so on.These days it’s quite easy to automate much of the preventative maintenance, so there isn’t an excuse.Other causes are:Poor configuration – IT guys love to learn new technologies and are willing to learn on-the-job.Sweating the asset – Pushing out the hardware refresh is a quick way to reign in spending when required.Purchasing based on cost instead of value – Due to financial constraints, and due to a poor understanding of IT, it’s quite often the case that businesses base decisions on cost alone. Bad Planning is a another contributing factor. In many cases, a comprehensive asset register is not kept up to date. A basic functional register ought to have install date, usable life and the warranty expiration date at a minimum. Do you have defined refresh cycles? These two items enable you to plan projects, expenditure and resourcing, and reduce unexpected surprises.
  12. The first step towards improving resilience and to minimising downtime, is to undertake a review to identify the risks.Once identified, you can address them, document the systems and procedures (maintenance & failover routines), and then Test.This echoes what Michael has said earlier, the approach is very similar.
  13. Bottom Up & Top Down ApproachThings we look for;• Single Point of Failure• Aged Equipment performing a key task• Poor Maintenance Routines• Poor Security• Poor configuration (not in line with Best Practice)A risk is illustrated in terms of Likelihood and Impact.
  14. Identify and catalogue the risks - you may not address all of the risks, but at least if they’re documented, you can plan around them.
  15. VoxPro is currently working with Mick O’Regan from ABC Solutions to develop a BCP for the whole business, and Action Point are fulfilling the technical element of the works in conjunction with the IT department. Systems are all installed and have tests scheduled quarterly, and Michaelis bringing the departments together to finalise the BCP document.
  16. Chill have been working with Action Point to ensure that each layer in the technology stack has a high degree of resilience. This work has been on going for the last 6 months, and culminated in the first failover test being completed last weekend.The next step for Chill is to expand on the resilience which now exists at the technology layer, and develop a BCP for the wider business by working with Michael.