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Climate Change: Vulnerability & Implications to 
Drought Programmes in India 
Workshop on 'Climate Change Adaptation in Drought 
Affected Areas: Policies, Programmes and Traditional 
Coping Mechanisms‘ 
New Delhi 
October 16, 2014 
B M K Raju 
Senior Scientist (Agrl. Statistics) 
ICAR-Central Research Institute for Dryland Agriculture 
Hyderabad
Climate change 
Changing climate is now a reality; evidence unequivocal; 
warming to continue 
IPCC (2014)
22.50 
23.00 
23.50 
24.00 
24.50 
25.00 
25.50 
YEAR 
1903 
1906 
1909 
1912 
1915 
1918 
1921 
1924 
1927 
1930 
1933 
1936 
1939 
1942 
1945 
1948 
1951 
1954 
1957 
1960 
1963 
1966 
1969 
1972 
1975 
1978 
1981 
1984 
1987 
1990 
1993 
1996 
1999 
2002 
2005 
2008 
2011 
Trend of Mean Temperature in India (1901 to 2011) 
Historical data for India shows rising trends in temperatures, 
steeper in the recent decades 
Climate change in India
Average Annual Rainfall (mm) 
at 0.50 x 0.50 Grid (1971-2005) 
Average Annual 
Potential Evapo-transpiration (mm) 
at 0.50 x 0.50 Grid (1971-2005)
Climate at 0.50 x 0.50 Grid (1971-2005) 
Climatic Classification 
Thornthwaite and Mather (1955) Raju et al. (2013) 
simplified by Krishnan (1988) 
MI = [(P-PE)/PE]100 
Where P = Average annual Precipitation 
PE = average annual Potential Evapo-transpiration 
Value of MI Climatic zone 
< -66.7 Arid 
-66.6 to -33.3 Semi -arid 
-33.3 to 0 Dry sub-humid 
0 to + 20 Moist sub-humid 
+20.1 to + 99.9 Humid 
100 or more Per-humid
Climate at district level 
1901-1950 
Climate at district level 
1971-2005 
(Krishnan, 1988) Raju et al. (2013) in Current Science
Drought programmes 
• DPAP: 1973-74; to address the problems in dryland areas that 
suffer frequent droughts. 
• DDP: 1977-78; to restore ecological balance in desert areas 
• IWDP: 1992; to develop degraded non-forest wastelands 
• IWMP (2009-10): Single umbrella 
• Common Guidelines for Watershed Development Projects- 
2008 (NRAA, 2011) 
• RADP (2011): Implemented through RKVY to improve 
productivity of rainfed areas
Implications to Drought programmes: 
DPAP and DDP districts 
Review of DPAP and DDP programmes by MoRD (1994) 
C.H. Hanumantha Rao Committee 
Criteria for identifying districts’ eligibility to DPAP and DDP 
Programme 
permissible 
Ecosystem % Irrigated Area 
(to NSA) 
DDP Arid 50% 
DPAP Semi-arid 40% 
DPAP Dry sub-humid 30%
Percent net irrigated area to net sown area 
(average of 1990-91 and 1991-1992) 
Percent net irrigated area to net sown area 
(average of 2007-08 and 2008-09)
DPAP & DDP Districts (in operation) 
Eligibility of districts to 
DPAP & DDP (2008-09) - Revisited 
Source of data: 
http://watershed.nic.in/QPRRep 
ortingDistrictwise.asp 
Venkateswarlu B, B M K Raju, K V Rao and C A 
Rama Rao (2014) Revisiting Drought Prone Districts 
in India. Economic & Political Weekly 49(25): 71-75
Shifts in eligibility of districts to DPAP and DDP 
Revised 
In operation 
DPAP (121) DDP (22) 
General 
pool 
DPAP (178) 92 3 83 
DDP (40) 
2 19 19 
General 
pool 
27 0 326
Drought (meteorological) 
Moderate drought: Deficit in rainfall is in the range 25-50% of 
climatic normal 
Severe drought : Deficit in rainfall is more than 50% of 
climatic normal 
Gore P.G., Prasad Thakur and Hatwar H.R. (2010) NCC 
Research Report - Mapping of drought areas over India. 
India Meteorological Department, Pune. 
Map showing Probability (%) of Moderate drought for 
different parts of country 
Map showing Probability (%) of severe drought for different 
parts of country
Probability of drought (%) 
(Based on data of 1901-2000) 
Moderate drought Severe drought
Drought Index 
(combining probabilities of moderate and severe droughts) 
Overall Drought index (D): 
Single composite index of drought 
was derived by assigning weights in 
the ratio of 1:2 to moderate and 
severe drought probabilities 
D = [p(mod dr)/2 + p(sev dr)] 
(in terms of severe droughts) 
(two moderate droughts are 
considered equivalent to one severe 
drought)
Drought proneness 
1971-1990 
Drought proneness Change 
1991-2010
Change in drought proneness 
(based on A1B Scenario, PRECIS data) 
Source: Rao et al. (2013) Atlas on Vulnerability of Indian Agriculture to Climate 
Change
National Initiative on Climate Resilient 
Agriculture (NICRA) 
• Launched during February 2011 
• To study the impact of climate change on Indian 
agriculture and various mitigation and adaptation 
options 
• A more climate resilient Indian agriculture is the 
overall goal
Activities under Basic & Strategic Research 
• Vulnerability assessment 
– Macro level (district) 
– Micro level (household/farmer level) 
• Simulation modeling, Agro-advisories and contingency crop planning 
• Genetic improvement to climatic stresses 
• Adaptation and mitigation through enhanced WUE, NUE, CA and AF 
• GHG Emission Monitoring 
• Pest and disease dynamics 
• Understanding the climate-resilient traits of indigenous livestock 
• Adaptation in livestock through nutrient and environment 
management 
• Spawning behaviour in marine and inland fisheries under elevated 
temperature 
• Socioeconomic impacts and community response
Why Vulnerability Assessment? 
• Climate change - Affect on Agriculture Sector in India 
• Will the impact be uniform across the country ? 
Spatial variability in the impact 
• Need for identifying ‘hot spots’ of vulnerability 
• Need for identifying appropriate adaptation 
interventions and their prioritization and resource 
allocation accordingly 
• Need for investing on building social and human 
capital 
• Need for identifying regional R & D priorities and 
enhance resilience of agriculture
Defining Vulnerability 
“The degree to which a system is susceptible to, or unable to 
cope with, adverse effects of climate change, including 
climate variability and extremes. Vulnerability is a function of 
the character, magnitude, and rate of climate variation to 
which a system is exposed, its sensitivity, and its adaptive 
capacity” – IPCC, 2001
Defining Vulnerability 
• Exposure is defined as “the nature and degree to 
which a system is exposed to significant climatic 
variations”. 
• Sensitivity is defined as “the degree to which a 
system is affected, either adversely or beneficially, by 
climate-related stimuli”. 
• Adaptive capacity is “the ability of a system to adjust 
to climate change, including climate variability and 
extremes, to moderate potential damages, to take 
advantage of opportunities, or to cope with the 
consequences. 
• Example: Rain
Defining Vulnerability 
Components of vulnerability 
Exposure 
+ 
+ 
Vulnerability 
Sensitivity 
Impact Adaptive 
Capacity
Methodology 
I. District level analysis (572 districts) 
II. Indicator method (Indicators selected to reflect 
the three components of vulnerability) 
III. Select relevant indicators, determine 
relationship, normalize and aggregate into an 
index using appropriate weights 
IV. Latest available data for the indicators 
V. Sort the districts in the ascending order of 
vulnerability 
VI. Divide them into five equal groups: Very low 
(114), low (114), medium (114), high (115) and 
very high (115) vulnerability
Components and indicators – basis of selection 
Component Indicators 
Sensitivity Those that reflect the extent of impact either 
because of intensity of a problem or size of the 
entity being affected 
Exposure Change in different climate parameters (PRECIS 
data for A1B scenario) for 2021-50 (and 2071- 
98) relative to the baseline: 1961-90 
Grid level daily data on rainfall, Max T and Min 
T were converted to district level values for 
computing the indicators chosen 
Adaptive 
capacity 
Those that reflect the ability to adapt to or 
cope with climate change/ variability; depends 
on health, wealth, technology etc
Sensitivity (40) – Indicators included 
Variable Expression/ unit Rel_vul Wt 
Degraded & waste land %GA Direct 5 
Annual rainfall (normal) mm Inverse 20 
Cyclone proneness Composite index Direct 5 
Area prone to flood 
incidence 
% GA Direct 10 
Drought proneness % Direct 20 
Available water holding 
mm Inverse 5 
capacity of the soil 
Stage of GW 
development 
Draft relative to 
availability 
Direct 10 
Rural Population density No/km2 Direct 5 
Net sown area % GA Direct 15
Cyclone-proneness 
Area prone to 
floods (%GA)
Exposure (25) Indicators 
Variable Expression/ unit 
Annual rainfall Change relative to baseline (%) 
June rainfall -do- 
July rainfall -do- 
Number of rainy days -do- 
 MaxT relative to baseline (0 C) 
 MinT relative to baseline (0 C) 
 Heat wave frequency relative to baseline 
 Cold wave frequency relative to baseline 
 Frost occurrence relative to baseline
Exposure – Indicators 
Variable Expression/ unit 
Drought proneness Change relative to baseline 
Dry spells of >= 14 days Change relative to baseline 
Extreme rainfall events 
99 percentile rainfall Change relative to baseline (%) 
No. of events with >100 mm rainfall 
Change relative to baseline (%) 
in 3 consecutive days 
Average highest rainfall in a single 
event as % to annual normal 
Change relative to baseline 
Average highest rainfall in 3 
consecutive days as % to annual 
normal 
Change relative to baseline
Indicators of Adaptive Capacity (35) 
Variable Expression/ unit 
Rural poor % 
SC/ST Population % 
Workforce engaged in agriculture % 
Total Literacy % 
Gender gap Tot lit– fem lit 
Markets No/lakh holdings 
Accessibility (Paved Roads) % villages 
Rural Electrification % villages 
Net Irrigated Area % NSA 
Livestock population ACU/km2 GA 
Fertilizer consumption Kg NPK/ha GSA 
Ground water availability Ha m/km2 
AgGDP/GDP %
Normalization 
When the indicator is 
positively related to the index 
When the indicator is 
negatively related to the index 
min 
X X 
Z i 
 
i  
X X 
max min 
 
 
X X 
Z max 
i 
i  
X X 
max min 

Vulnerability profile of states 
80 
70 
60 
50 
40 
30 
20 
10 
0 
No. of distrcts 
VH H M L VL
State-wise distribution of districts with 
different levels of vulnerability 
100% 
90% 
80% 
70% 
60% 
50% 
40% 
30% 
20% 
10% 
0% 
% districts 
VH H M L VL
Scope and Limitations 
• Covers 572 districts as per Census 2001; Each UT and Goa 
treated as single district 
• Wherever needed, apportioning or unapportioning done 
• Data on different indicators do not refer to same year; latest 
available data used 
• Uncertainty associated with climate projections; used only 
one model projection; Addressed by computing VI with 
exposure eliminated or with least weight as this gives an idea 
of how predisposed these districts are to CC vulnerability
District rankings
Adaptation Interventions 
• Let us first target districts with Very high and High 
vulnerability 
• Identify the indicators responsible for higher 
vulnerability 
• Target feasible and economically viable options
Some smart practices for drought prone areas 
• Rainwater harvesting through farm ponds, 
check dams, community tanks 
• Improved planting methods like broad bed 
and furrow 
• Short duration varieties for delayed planting 
• Drought tolerant varieties
http://www.nicra-icar.in 
Thank you 
www.crida.in 
bmkraju@crida.in
Drought prone districts 
Source: Compendium of Environmental Statistics, 2003
Periodicity of Occurrence of droughts 
Source: Drought Management Division, DAC, MoA, GoI

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Climate Change Vulnerability of Drought Programs in India

  • 1. Climate Change: Vulnerability & Implications to Drought Programmes in India Workshop on 'Climate Change Adaptation in Drought Affected Areas: Policies, Programmes and Traditional Coping Mechanisms‘ New Delhi October 16, 2014 B M K Raju Senior Scientist (Agrl. Statistics) ICAR-Central Research Institute for Dryland Agriculture Hyderabad
  • 2. Climate change Changing climate is now a reality; evidence unequivocal; warming to continue IPCC (2014)
  • 3. 22.50 23.00 23.50 24.00 24.50 25.00 25.50 YEAR 1903 1906 1909 1912 1915 1918 1921 1924 1927 1930 1933 1936 1939 1942 1945 1948 1951 1954 1957 1960 1963 1966 1969 1972 1975 1978 1981 1984 1987 1990 1993 1996 1999 2002 2005 2008 2011 Trend of Mean Temperature in India (1901 to 2011) Historical data for India shows rising trends in temperatures, steeper in the recent decades Climate change in India
  • 4. Average Annual Rainfall (mm) at 0.50 x 0.50 Grid (1971-2005) Average Annual Potential Evapo-transpiration (mm) at 0.50 x 0.50 Grid (1971-2005)
  • 5. Climate at 0.50 x 0.50 Grid (1971-2005) Climatic Classification Thornthwaite and Mather (1955) Raju et al. (2013) simplified by Krishnan (1988) MI = [(P-PE)/PE]100 Where P = Average annual Precipitation PE = average annual Potential Evapo-transpiration Value of MI Climatic zone < -66.7 Arid -66.6 to -33.3 Semi -arid -33.3 to 0 Dry sub-humid 0 to + 20 Moist sub-humid +20.1 to + 99.9 Humid 100 or more Per-humid
  • 6. Climate at district level 1901-1950 Climate at district level 1971-2005 (Krishnan, 1988) Raju et al. (2013) in Current Science
  • 7. Drought programmes • DPAP: 1973-74; to address the problems in dryland areas that suffer frequent droughts. • DDP: 1977-78; to restore ecological balance in desert areas • IWDP: 1992; to develop degraded non-forest wastelands • IWMP (2009-10): Single umbrella • Common Guidelines for Watershed Development Projects- 2008 (NRAA, 2011) • RADP (2011): Implemented through RKVY to improve productivity of rainfed areas
  • 8. Implications to Drought programmes: DPAP and DDP districts Review of DPAP and DDP programmes by MoRD (1994) C.H. Hanumantha Rao Committee Criteria for identifying districts’ eligibility to DPAP and DDP Programme permissible Ecosystem % Irrigated Area (to NSA) DDP Arid 50% DPAP Semi-arid 40% DPAP Dry sub-humid 30%
  • 9. Percent net irrigated area to net sown area (average of 1990-91 and 1991-1992) Percent net irrigated area to net sown area (average of 2007-08 and 2008-09)
  • 10. DPAP & DDP Districts (in operation) Eligibility of districts to DPAP & DDP (2008-09) - Revisited Source of data: http://watershed.nic.in/QPRRep ortingDistrictwise.asp Venkateswarlu B, B M K Raju, K V Rao and C A Rama Rao (2014) Revisiting Drought Prone Districts in India. Economic & Political Weekly 49(25): 71-75
  • 11. Shifts in eligibility of districts to DPAP and DDP Revised In operation DPAP (121) DDP (22) General pool DPAP (178) 92 3 83 DDP (40) 2 19 19 General pool 27 0 326
  • 12. Drought (meteorological) Moderate drought: Deficit in rainfall is in the range 25-50% of climatic normal Severe drought : Deficit in rainfall is more than 50% of climatic normal Gore P.G., Prasad Thakur and Hatwar H.R. (2010) NCC Research Report - Mapping of drought areas over India. India Meteorological Department, Pune. Map showing Probability (%) of Moderate drought for different parts of country Map showing Probability (%) of severe drought for different parts of country
  • 13. Probability of drought (%) (Based on data of 1901-2000) Moderate drought Severe drought
  • 14. Drought Index (combining probabilities of moderate and severe droughts) Overall Drought index (D): Single composite index of drought was derived by assigning weights in the ratio of 1:2 to moderate and severe drought probabilities D = [p(mod dr)/2 + p(sev dr)] (in terms of severe droughts) (two moderate droughts are considered equivalent to one severe drought)
  • 15. Drought proneness 1971-1990 Drought proneness Change 1991-2010
  • 16. Change in drought proneness (based on A1B Scenario, PRECIS data) Source: Rao et al. (2013) Atlas on Vulnerability of Indian Agriculture to Climate Change
  • 17. National Initiative on Climate Resilient Agriculture (NICRA) • Launched during February 2011 • To study the impact of climate change on Indian agriculture and various mitigation and adaptation options • A more climate resilient Indian agriculture is the overall goal
  • 18. Activities under Basic & Strategic Research • Vulnerability assessment – Macro level (district) – Micro level (household/farmer level) • Simulation modeling, Agro-advisories and contingency crop planning • Genetic improvement to climatic stresses • Adaptation and mitigation through enhanced WUE, NUE, CA and AF • GHG Emission Monitoring • Pest and disease dynamics • Understanding the climate-resilient traits of indigenous livestock • Adaptation in livestock through nutrient and environment management • Spawning behaviour in marine and inland fisheries under elevated temperature • Socioeconomic impacts and community response
  • 19. Why Vulnerability Assessment? • Climate change - Affect on Agriculture Sector in India • Will the impact be uniform across the country ? Spatial variability in the impact • Need for identifying ‘hot spots’ of vulnerability • Need for identifying appropriate adaptation interventions and their prioritization and resource allocation accordingly • Need for investing on building social and human capital • Need for identifying regional R & D priorities and enhance resilience of agriculture
  • 20. Defining Vulnerability “The degree to which a system is susceptible to, or unable to cope with, adverse effects of climate change, including climate variability and extremes. Vulnerability is a function of the character, magnitude, and rate of climate variation to which a system is exposed, its sensitivity, and its adaptive capacity” – IPCC, 2001
  • 21. Defining Vulnerability • Exposure is defined as “the nature and degree to which a system is exposed to significant climatic variations”. • Sensitivity is defined as “the degree to which a system is affected, either adversely or beneficially, by climate-related stimuli”. • Adaptive capacity is “the ability of a system to adjust to climate change, including climate variability and extremes, to moderate potential damages, to take advantage of opportunities, or to cope with the consequences. • Example: Rain
  • 22. Defining Vulnerability Components of vulnerability Exposure + + Vulnerability Sensitivity Impact Adaptive Capacity
  • 23. Methodology I. District level analysis (572 districts) II. Indicator method (Indicators selected to reflect the three components of vulnerability) III. Select relevant indicators, determine relationship, normalize and aggregate into an index using appropriate weights IV. Latest available data for the indicators V. Sort the districts in the ascending order of vulnerability VI. Divide them into five equal groups: Very low (114), low (114), medium (114), high (115) and very high (115) vulnerability
  • 24. Components and indicators – basis of selection Component Indicators Sensitivity Those that reflect the extent of impact either because of intensity of a problem or size of the entity being affected Exposure Change in different climate parameters (PRECIS data for A1B scenario) for 2021-50 (and 2071- 98) relative to the baseline: 1961-90 Grid level daily data on rainfall, Max T and Min T were converted to district level values for computing the indicators chosen Adaptive capacity Those that reflect the ability to adapt to or cope with climate change/ variability; depends on health, wealth, technology etc
  • 25. Sensitivity (40) – Indicators included Variable Expression/ unit Rel_vul Wt Degraded & waste land %GA Direct 5 Annual rainfall (normal) mm Inverse 20 Cyclone proneness Composite index Direct 5 Area prone to flood incidence % GA Direct 10 Drought proneness % Direct 20 Available water holding mm Inverse 5 capacity of the soil Stage of GW development Draft relative to availability Direct 10 Rural Population density No/km2 Direct 5 Net sown area % GA Direct 15
  • 26. Cyclone-proneness Area prone to floods (%GA)
  • 27. Exposure (25) Indicators Variable Expression/ unit Annual rainfall Change relative to baseline (%) June rainfall -do- July rainfall -do- Number of rainy days -do-  MaxT relative to baseline (0 C)  MinT relative to baseline (0 C)  Heat wave frequency relative to baseline  Cold wave frequency relative to baseline  Frost occurrence relative to baseline
  • 28. Exposure – Indicators Variable Expression/ unit Drought proneness Change relative to baseline Dry spells of >= 14 days Change relative to baseline Extreme rainfall events 99 percentile rainfall Change relative to baseline (%) No. of events with >100 mm rainfall Change relative to baseline (%) in 3 consecutive days Average highest rainfall in a single event as % to annual normal Change relative to baseline Average highest rainfall in 3 consecutive days as % to annual normal Change relative to baseline
  • 29.
  • 30.
  • 31. Indicators of Adaptive Capacity (35) Variable Expression/ unit Rural poor % SC/ST Population % Workforce engaged in agriculture % Total Literacy % Gender gap Tot lit– fem lit Markets No/lakh holdings Accessibility (Paved Roads) % villages Rural Electrification % villages Net Irrigated Area % NSA Livestock population ACU/km2 GA Fertilizer consumption Kg NPK/ha GSA Ground water availability Ha m/km2 AgGDP/GDP %
  • 32. Normalization When the indicator is positively related to the index When the indicator is negatively related to the index min X X Z i  i  X X max min   X X Z max i i  X X max min 
  • 33.
  • 34.
  • 35.
  • 36. Vulnerability profile of states 80 70 60 50 40 30 20 10 0 No. of distrcts VH H M L VL
  • 37. State-wise distribution of districts with different levels of vulnerability 100% 90% 80% 70% 60% 50% 40% 30% 20% 10% 0% % districts VH H M L VL
  • 38. Scope and Limitations • Covers 572 districts as per Census 2001; Each UT and Goa treated as single district • Wherever needed, apportioning or unapportioning done • Data on different indicators do not refer to same year; latest available data used • Uncertainty associated with climate projections; used only one model projection; Addressed by computing VI with exposure eliminated or with least weight as this gives an idea of how predisposed these districts are to CC vulnerability
  • 40. Adaptation Interventions • Let us first target districts with Very high and High vulnerability • Identify the indicators responsible for higher vulnerability • Target feasible and economically viable options
  • 41. Some smart practices for drought prone areas • Rainwater harvesting through farm ponds, check dams, community tanks • Improved planting methods like broad bed and furrow • Short duration varieties for delayed planting • Drought tolerant varieties
  • 42. http://www.nicra-icar.in Thank you www.crida.in bmkraju@crida.in
  • 43. Drought prone districts Source: Compendium of Environmental Statistics, 2003
  • 44. Periodicity of Occurrence of droughts Source: Drought Management Division, DAC, MoA, GoI

Editor's Notes

  1. Cyclone proneness: Composite index based on five attributes: No. of cyclones crossing the district, no. of severe cyclones crossing the district, probable maximum precipitation for a day, probable maximum winds in knot, probable maximum storm surge
  2. Vulnerability map with climate projections for 2021-50. In the graph, the states have been arranged in the descending order of % districts with very high and high vulnerability.