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BASIC CITATION
METRICS:
AN OVERVIEW
WHAT DO BIBLIOMETRICS
MEASURE?
Eugene Garfield
“Father of Citation Analysis”
• Scholarly communication: tracing the history
and evolution of ideas from one scholar to
another
• Measures the scholarly influence of articles,
journals, scholars, institutions
Photo: http://www.chemheritage.org/Discover/Collections/Oral-Histories/Details/asset_upload_file66_69008_thumbnail.jpg
SOURCES OF
CITATION
DATA AT
UALBANY
• UAlbany subscription is 1993-present
• Pre-1993 data is available in print volumes – Ask A Librarian!
• Currently covers over 12,000 journals
• Journals undergo quality review process prior to inclusion
• Weak in conference proceedings, books, data repositories
• Master Journal List of Web of Science
• Many subject specific
databases also include cited
reference information.
• There will be overlap in
coverage of different
databases on a cover, take
care to identify/remove
duplicate citations.
• See Subject Specific
Databases on this guide for
more information on these
resources.
SOURCES OF
CITATION
DATA
• Journal coverage unknown, sporadic
– Whatever the web crawler can “read”
• No quality control process
• Better coverage of
– conference proceedings
– foreign language articles
– Nontraditional publication sources (blogs, reports, white papers)
– Theses and dissertations
• Coverage roughly from 1996-present; some older but inconsistent
SOURCES OF
CITATION
DATA
• Citation data overlaps in all
sources, but not completely
• Unique citing references in
all databases
• Unique metrics developed
using each major database
WHAT’S THE
DIFFERENCE?
• Citation Count
• Journal Impact Factor
• Eigenfactor
• H-index
• SNIP
• SJR
METRICS
• Number of times cited in
scholarly journals indexed in a
particular resources
• Citation count metric does
not take into account:
– Materials not included in
citation database
– Sometimes self citations
are eliminated from count
CITATION
COUNT
• Found in: Web of Science –
Journal Citation Reports
• Essential concept: “how fast
are ideas spreading from this
journal to other
publications?”
• Formula:
JOURNAL
IMPACT
FACTOR
Number of citations to a journal in a given year
from articles occurring in the past 2 years,
divided by the number of scholarly articles
published in the journal in the past 2 years
Journal of Hypothetical ExamplesJOURNAL
IMPACT
FACTOR
Citing references appearing in
2010, to articles published in
Journal in 2009 and 2008
100
200
Total number of articles in
Journal published in 2009
and 2008
0.50 JIF
• Cannot be used to compare
across disciplines
• Two year time frame not
adequate for social sciences,
humanities
• Coverage of some disciplines
not sufficient in Web of
Science
• Is a measure of “impact” a
measure of “quality”?
CONCERNS
WITH JIF
• Found in:
– eigenfactor.org
– Web of Science: Journal
Citation Reports
• Essential concept: Takes into
account the total amount of
“citation traffic” appearing in
JCR
• Formula:
EIGENFACTOR
Influence of the citing journal,
Divided by the total number of citations
appearing in that journal.
• Journal Impact
Factor:
– All citing references weighted
equally
• Eigenfactor:
– SOME CITING REFERENCES ARE
MORE IMPORTANT THAN OTHERS
• The citing articles from
journals that are heavily cited
themselves demonstrate
greater influence
ESSENTIAL
DIFFERENCES:
JIF &
EIGENFACTOR
• Eigenfactor will always be
bigger if a journal is larger,
i.e., publishes more articles
• Article Influence Score:
corrects for journal size
– takes the journal’s
Eigenfactor score and
further divides it by the
number of articles in the
journal.
– Correlated to the JIF
CONSIDER
THE
FOLLOWING
H-INDEX
http://proj.ncku.edu.tw/research/commentary/e/20080815/images/0808110317430yfDpK.jpg
• Found in:
• Many citation analytics sources
• Web of Science
• Google Scholar Citations
• Etc…
• Essential Concept: Identifies a
sustained record of multiple
publications that have been cited
frequently
• Formula:
The maximum number of articles h, such
that each has received at least h citations.
Jorge E. Hirsch
0
5
10
15
20
25
30
1 2 3 4 5 6 7
NumberofCitations
Article Number
H-index
Scholar A
Scholar B
H-INDEX
EXAMPLE
Scholar A Scholar B
10 27
10 12
9 5
8 4
7 4
6 2
6 2
56 citations 56 citations
6 h-index 4 h-index
• Found in:
– www.journalmetrics.com
– Scopus
• Essential concept: Citation
Potential: total number of
citing references in all journals
which have cited this journal
• Formula:
SNIP:
SOURCE
NORMALIZED
IMPACT PER
PAPER
The ratio of the journal’s average citation count
per paper to the citation potential in its subject
field
• Can compare SNIP scores
across disciplines
• Aggregate of a journal, so
larger journals automatically
have higher scores than
smaller journals
PROS AND
CONS OF SNIP
• Found in:
– www.scimagojr.com
– Scopus data
• Essential Concept: measures “current
average prestige per paper”
• Formula:
SJR: SCIMAGO
JOURNAL
RANKING
Prestige factors include: # of journals in the
Scopus database, # of articles in Scopus from
this journal, citation count, eigenvector
analysis of important citing references,
corrections for self-citations, and
normalization by the number of significant
works published in the journal.
• Corrects for self citations
• Correlated to JIF
• Scores can be compared
across disciplines
• Web version provides
data on countries
• Three year window not
good for social sciences
PROS AND
CONS OF SJR
• Journal quality ≠ article quality
• Citing a work ≠ agreement with
that work
• Self citations: including them is
controversial
• Variance in citation patterns
from domain to domain
KEEP IN MIND
• Is a trend analysis of scholarly
influence over time needed, or
simply a count of total citations?
• Does the database adequately
cover the key journals in my
subject domain?
• Are there significant works in my
domain that are not peer
reviewed, scholarly journals
(such as conference proceedings,
government reports, etc.)
KEEP IN MIND

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Overview of Citation Metrics

  • 2. WHAT DO BIBLIOMETRICS MEASURE? Eugene Garfield “Father of Citation Analysis” • Scholarly communication: tracing the history and evolution of ideas from one scholar to another • Measures the scholarly influence of articles, journals, scholars, institutions Photo: http://www.chemheritage.org/Discover/Collections/Oral-Histories/Details/asset_upload_file66_69008_thumbnail.jpg
  • 3. SOURCES OF CITATION DATA AT UALBANY • UAlbany subscription is 1993-present • Pre-1993 data is available in print volumes – Ask A Librarian! • Currently covers over 12,000 journals • Journals undergo quality review process prior to inclusion • Weak in conference proceedings, books, data repositories • Master Journal List of Web of Science
  • 4. • Many subject specific databases also include cited reference information. • There will be overlap in coverage of different databases on a cover, take care to identify/remove duplicate citations. • See Subject Specific Databases on this guide for more information on these resources. SOURCES OF CITATION DATA
  • 5. • Journal coverage unknown, sporadic – Whatever the web crawler can “read” • No quality control process • Better coverage of – conference proceedings – foreign language articles – Nontraditional publication sources (blogs, reports, white papers) – Theses and dissertations • Coverage roughly from 1996-present; some older but inconsistent SOURCES OF CITATION DATA
  • 6. • Citation data overlaps in all sources, but not completely • Unique citing references in all databases • Unique metrics developed using each major database WHAT’S THE DIFFERENCE?
  • 7. • Citation Count • Journal Impact Factor • Eigenfactor • H-index • SNIP • SJR METRICS
  • 8. • Number of times cited in scholarly journals indexed in a particular resources • Citation count metric does not take into account: – Materials not included in citation database – Sometimes self citations are eliminated from count CITATION COUNT
  • 9. • Found in: Web of Science – Journal Citation Reports • Essential concept: “how fast are ideas spreading from this journal to other publications?” • Formula: JOURNAL IMPACT FACTOR Number of citations to a journal in a given year from articles occurring in the past 2 years, divided by the number of scholarly articles published in the journal in the past 2 years
  • 10. Journal of Hypothetical ExamplesJOURNAL IMPACT FACTOR Citing references appearing in 2010, to articles published in Journal in 2009 and 2008 100 200 Total number of articles in Journal published in 2009 and 2008 0.50 JIF
  • 11. • Cannot be used to compare across disciplines • Two year time frame not adequate for social sciences, humanities • Coverage of some disciplines not sufficient in Web of Science • Is a measure of “impact” a measure of “quality”? CONCERNS WITH JIF
  • 12. • Found in: – eigenfactor.org – Web of Science: Journal Citation Reports • Essential concept: Takes into account the total amount of “citation traffic” appearing in JCR • Formula: EIGENFACTOR Influence of the citing journal, Divided by the total number of citations appearing in that journal.
  • 13. • Journal Impact Factor: – All citing references weighted equally • Eigenfactor: – SOME CITING REFERENCES ARE MORE IMPORTANT THAN OTHERS • The citing articles from journals that are heavily cited themselves demonstrate greater influence ESSENTIAL DIFFERENCES: JIF & EIGENFACTOR
  • 14. • Eigenfactor will always be bigger if a journal is larger, i.e., publishes more articles • Article Influence Score: corrects for journal size – takes the journal’s Eigenfactor score and further divides it by the number of articles in the journal. – Correlated to the JIF CONSIDER THE FOLLOWING
  • 15. H-INDEX http://proj.ncku.edu.tw/research/commentary/e/20080815/images/0808110317430yfDpK.jpg • Found in: • Many citation analytics sources • Web of Science • Google Scholar Citations • Etc… • Essential Concept: Identifies a sustained record of multiple publications that have been cited frequently • Formula: The maximum number of articles h, such that each has received at least h citations. Jorge E. Hirsch
  • 16. 0 5 10 15 20 25 30 1 2 3 4 5 6 7 NumberofCitations Article Number H-index Scholar A Scholar B H-INDEX EXAMPLE Scholar A Scholar B 10 27 10 12 9 5 8 4 7 4 6 2 6 2 56 citations 56 citations 6 h-index 4 h-index
  • 17. • Found in: – www.journalmetrics.com – Scopus • Essential concept: Citation Potential: total number of citing references in all journals which have cited this journal • Formula: SNIP: SOURCE NORMALIZED IMPACT PER PAPER The ratio of the journal’s average citation count per paper to the citation potential in its subject field
  • 18. • Can compare SNIP scores across disciplines • Aggregate of a journal, so larger journals automatically have higher scores than smaller journals PROS AND CONS OF SNIP
  • 19. • Found in: – www.scimagojr.com – Scopus data • Essential Concept: measures “current average prestige per paper” • Formula: SJR: SCIMAGO JOURNAL RANKING Prestige factors include: # of journals in the Scopus database, # of articles in Scopus from this journal, citation count, eigenvector analysis of important citing references, corrections for self-citations, and normalization by the number of significant works published in the journal.
  • 20. • Corrects for self citations • Correlated to JIF • Scores can be compared across disciplines • Web version provides data on countries • Three year window not good for social sciences PROS AND CONS OF SJR
  • 21. • Journal quality ≠ article quality • Citing a work ≠ agreement with that work • Self citations: including them is controversial • Variance in citation patterns from domain to domain KEEP IN MIND
  • 22. • Is a trend analysis of scholarly influence over time needed, or simply a count of total citations? • Does the database adequately cover the key journals in my subject domain? • Are there significant works in my domain that are not peer reviewed, scholarly journals (such as conference proceedings, government reports, etc.) KEEP IN MIND

Editor's Notes

  1. “Father of Bibliometrics” wanted to trace scholarly thought Bibliometrics are an empirical measurement. The way to measure the importance of scholar, journal etc, is either by reputation or by bibliometric measurement. Both have merits.
  2. Web of Science: 1970’s, Eugene Garfield, panel of expert reviewers for inclusion of journals Scopus: 1996, panel of reviewers, beware if non Elsevier, all cited references may not be linked yet Google Scholar: 1990’s, no panel of reviewers, whatever the world puts up on the web Number of journals covered, how evaluated, pros and cons to each, GS has more foreign language, conference proceedings, government reports, unpublished manuscripts, dissertations and theses. Scopus not consistent before 1996 (even then, questionable!), Google Scholar also around the same time frame, WoS goes back very far
  3. Usually for authors or groups of authors, articles, or sometimes journals
  4. First measurement, developed by E. Garfield
  5. One hit wonder in the green line, sustained career in the red line Blue line is x=y
  6. Henk Moed, Leiden University, Netherlands In this case, the idea is how much is it cited relative to how much it “could have been” cited? Different disciplines have different generally accepted citation potentials.
  7. “Normalizing” the impact by dividing by citation potential will account for discrepancies in citation rates between disciplines Need an example to do live
  8. SCImago was generated from a think tank at the University of Grenada in Spain
  9. Library Science
  10. Does the citation pattern matter or just the count? Does the database being used cover my subject as thoroughly as possible? To what degree does my subject area rely on non-journal scholarly publications?