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                                European Journal of Work and
                                Organizational Psychology
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                                and subscription information:
                                http://www.tandfonline.com/loi/pewo20

                                On the positive and negative
                                effects of emotion work in
                                organizations
                                            a                 a
                                Dieter Zapf & Melanie Holz
                                a
                                 Department of Psychology, Johann Wolfgang Goethe-
                                University, Frankfurt, Germany

                                Available online: 17 Feb 2007



To cite this article: Dieter Zapf & Melanie Holz (2006): On the positive and negative
effects of emotion work in organizations, European Journal of Work and Organizational
Psychology, 15:1, 1-28

To link to this article: http://dx.doi.org/10.1080/13594320500412199



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EUROPEAN JOURNAL OF WORK AND
                                                                    ORGANIZATIONAL PSYCHOLOGY
                                                                    2006, 15 (1), 1 – 28



                                                                      On the positive and negative effects of emotion work
                                                                                        in organizations
                                                                                             Dieter Zapf and Melanie Holz
                                                                            Department of Psychology, Johann Wolfgang Goethe-University,
                                                                                                Frankfurt, Germany
Downloaded by [University of Barcelona] at 06:12 19 February 2012




                                                                       Emotion work (emotional labour) is defined as emotional regulation required
                                                                       to display organizationally desired emotions by the employees. It has received
                                                                       increased attention because it is relevant in the service industry where social
                                                                       interactions with customers, clients, or patients are a significant part of the job.
                                                                       Empirical studies found equivocal effects on psychological well-being which
                                                                       indicates that emotion work is a multidimensional construct with dimensions
                                                                       having positive and negative health effects. In the present studies, the following
                                                                       aspects of emotion work were differentiated: emotional regulation requirements:
                                                                       (1) the requirement to display positive emotions; (2) the requirement to display
                                                                       negative emotions, (3) the requirement to be sensitive to clients’ emotions; (4)
                                                                       emotional dissonance: the expression of emotions that are not felt. Analyses
                                                                       were based on a representative sample (N ¼ 184) of service workers and
                                                                       another sample of service workers (N ¼ 1158) consisting of call centre agents,
                                                                       hotel and bank employees, and kindergarten teachers. The data showed that
                                                                       emotional dissonance was the stressful aspect of emotion work, whereas the
                                                                       display of positive emotions and sensitivity requirements also had positive
                                                                       effects on personal accomplishment. The requirement to express negative
                                                                       emotions had little effect on burnout. Neuroticism had little impact on the
                                                                       relations between emotion work and burnout.

                                                                    In most economic societies service work plays an important role now. In the
                                                                    European countries, for example, more than 50% of the workforce comprises
                                                                    service workers (Paoli, 1997). Consequently, the psychological analysis of
                                                                    service work has received increased attention in recent years (e.g., Nerdinger,


                                                                        Correspondence should be addressed to Dieter Zapf, Department of Psychology, Johann
                                                                    Wolfgang Goethe-University Frankfurt, Mertonstr. 17, D-60054 Frankfurt, Germany.
                                                                    Email: D.Zapf@psych.uni-frankfurt.de
                                                                        An earlier version of this article was presented as a poster at the 25th international congress
                                                                    of Applied Psychology, July 7 – 12, 2002, Singapore. Parts of the present study were supported
                                                                    by the German Federal Ministry of Work and Social Affairs and the Hessen Ministry of Social
                                                                    Affairs.

                                                                                                     Ó 2006 Psychology Press Ltd
                                                                    http://www.psypress.com/ejwop                                  DOI: 10.1080/13594320500412199
2   ZAPF AND HOLZ

                                                                    1994; Zeithaml & Bitner, 2000). One of the core aspects of service work is the
                                                                    social interaction with customers or clients. Here, as in any social interaction,
                                                                    the requirement to regulate one’s emotions plays a central role. Hochschild
                                                                    (1983) coined the term ‘‘emotional labour’’ for this requirement. She
                                                                    investigated the work of flight attendants and showed that a substantial part
                                                                    of the job was dealing with the passengers and their emotions.
                                                                        Based on qualitative findings, Hochschild (1983) argued that high
                                                                    emotional demands had negative effects on psychological and physical
                                                                    health. Whereas most but not all empirical studies so far were able to
                                                                    demonstrate such negative effects of emotional labour, the empirical
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                                                                    findings with regard to positive effects were much more inconsistent. In
                                                                    some studies, the frequency of emotion display was positively related to
                                                                    well-being; in others it was not. In particular, it has been argued that the
                                                                    display of positive emotions has positive consequences. However, only a few
                                                                    studies have explicitly measured the requirement to display positive
                                                                    emotions. But again, empirical results were inconsistent. The present paper
                                                                    intends to contribute to this still open question. We will present the test of
                                                                    an overall model using structural equation modelling. In particular, we will
                                                                    focus on the relationship between emotional job requirements and
                                                                    psychological strain rather than on behavioural or emotion regulation
                                                                    strategies and its consequences. We will distinguish between the requirement
                                                                    to display positive and the requirement to display negative emotions and we
                                                                    will also investigate the requirement to sense emotions of the interaction
                                                                    partner. This has only occasionally been done in the literature so far.
                                                                    Finally, we will systematically consider negative affectivity (NA) in these
                                                                    analyses, thus responding to an important methodological discussion in
                                                                    psychological stress research. We are not aware of any study that took all
                                                                    these aspects into account. In the following we will first describe a
                                                                    multidimensional framework of emotion work. Based on the existing
                                                                    literature we will then develop hypotheses regarding the positive and
                                                                    negative effects of emotion work on burnout.
                                                                        Emotional labour or emotion work (Zapf, 2002) is an important aspect of
                                                                    employee – client interactions. ‘‘Client’’ is used here to refer to any person
                                                                    who interacts with an employee, for example, patients, children, customers,
                                                                    passengers, or guests. Expressing appropriate emotions during face-to-face
                                                                    or voice-to-voice interactions is a job demand for many employees in the
                                                                    service industry. Service workers are required to manage their emotions as a
                                                                    part of their job. Certainly, service workers cannot be assumed to be always
                                                                    in a good mood. Rather, they may sometimes be bored and they may all
                                                                    more or less frequently encounter situations eliciting negative emotions such
                                                                    as anger, fear, or disappointment. Emotion work as part of the job,
                                                                    however, implies the display of organizationally desired emotions even in
                                                                    these unpleasant situations. Accordingly, emotion work has been defined as
EMOTION WORK IN ORGANIZATIONS          3

                                                                    the psychological processes necessary to regulate organizationally desired
                                                                    emotions as part of one’s job (e.g., Grandey, 2000; Hochschild, 1983;
                                                                    Rafaeli & Sutton, 1987; Zapf, 2002).
                                                                        Hochschild (1983) argued that carrying out emotion work for long hours
                                                                    would overtax the service providers’ abilities to show the desired emotions. They
                                                                    would go on smiling, but they would not feel the expected emotions. This
                                                                    discrepancy between displayed and felt emotions she called ‘‘emotional
                                                                    dissonance’’. Hochschild maintained that showing emotions not felt at that
                                                                    moment would—in the long run—lead to the alienation of one’s feelings, which
                                                                    would cause psychological ill health. In her qualitative interviews with flight
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                                                                    attendants, she found a variety of negative health consequences of emotion
                                                                    work such as psychosomatic symptoms, and alcohol and sex problems.
                                                                        Other studies, however, did not uniformly find these negative effects, and
                                                                    some even found positive effects of emotion work. Therefore, researchers
                                                                    started to develop models differentiating various dimensions of emotion work.
                                                                    Most of these models comprised dimensions referring to the frequency of
                                                                    emotion display and/or emotional dissonance (e.g., Brotheridge & Grandey,
                                                                    2002; Grandey, 2000; Morris & Feldman, 1996, 1997; Schaubroeck & Jones,
                                                                    2000). This also applies to the concept used in the present study. Moreover,
                                                                    applying Hackman’s (1969) distinction of job analysis approaches we followed
                                                                    the behaviour requirement approach, thus focusing on the situational job
                                                                    requirements (see also Diefendorff & Richard, 2003; Schaubroeck & Jones,
                                                                    2000) rather than on the individual work behaviours or emotion regulation
                                                                                                                     ˆ ´
                                                                    strategies (e.g., Brotheridge & Lee, 2002; Cote & Morgan, 2002; Glomb &
                                                                    Tews, 2004). We differentiated between various dimensions of emotion work
                                                                    requirements (Zapf, Vogt, Seifert, Mertini, & Isic, 1999): (1) the requirement
                                                                    to display positive emotions (abbreviated as ‘‘positive emotions’’), (2) the re-
                                                                    quirement to display and handle negative emotions (‘‘negative emotions’’),
                                                                    (3) the requirement to sense the emotion of the interaction partner (‘‘sensitivity
                                                                    requirements’’), and (4) the dissonance between felt and displayed emotions
                                                                    (‘‘emotional dissonance’’).
                                                                        In line with most empirical studies (e.g., Adelmann, 1995; Brotheridge &
                                                                    Lee, 2003; Morris & Feldman, 1997) the frequency of emotional display was
                                                                    considered to be an important aspect of emotion work. Factor analyses
                                                                    (Zapf, Vogt et al., 1999) demonstrated the necessity of distinguishing
                                                                    between being required to show positive and negative emotions. This is so
                                                                    because the necessity to display positive and negative emotions is not
                                                                    uniformly high or low across occupations. Rather, it depends on specific job
                                                                    requirements. For a call centre agent, the requirement to show negative
                                                                    emotions will be relatively infrequent (e.g., Zapf, Isic, Bechtoldt, & Blau,
                                                                    2003). In contrast, a frequently cited example for a job comprising a
                                                                    frequent requirement to show negative emotions is the case of a bill collector
                                                                    (Sutton, 1991). Another example may be an undertaker, who has to express
4   ZAPF AND HOLZ

                                                                    seriousness and grief during a funeral. The requirement to display negative
                                                                    emotions should not be mistaken for letting out one’s negative emotions in
                                                                    an uncontrolled manner. Rather, the controlled expression of anger may be
                                                                    used to make clear that one is seriously affected by something or that one is
                                                                    taking something very seriously. For example, a nurse may use controlled
                                                                    anger to make clear that she does not want to be touched by a patient. A
                                                                    kindergarten teacher may use anger to stop children fighting, etc. Whereas
                                                                    there are some studies which also included the requirement of positive
                                                                    emotions display (e.g., Diefendorff & Richard, 2003; Schaubroeck & Jones,
                                                                    2000), the requirement to express negative emotions has been considered in
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                                                                    qualitative studies (Stenross & Kleinman, 1989; Sutton, 1991) but only
                                                                    rarely in quantitative studies.
                                                                       The expression of organizationally desired emotions is not an end in
                                                                    itself. Emotions are shown to have an influence on clients (Cote, 2005;ˆ ´
                                                                    Kruml & Geddes, 2000; Pugliesi, 1999). Expressing emotions is one possible
                                                                    way to influence the clients’ feelings. To be able to influence the clients’
                                                                    emotions, their accurate perception is an important prerequisite. In social
                                                                    interactions, information provided by the emotion display of the interaction
                                                                    partner is used to guide one’s own response (Elfenbein, Marsh, & Ambady,
                                                                    2002). Therefore, sensitivity requirements as the necessity to be sensitive and
                                                                    to consider the emotions of clients is another aspect of the emotion work
                                                                    concept (Zapf, Vogt et al., 1999). Sensitivity requirements are low if there
                                                                    are no or only few interactions with clients or if an employee can display
                                                                    organizationally desired emotions independent from the clients’ feelings, for
                                                                    example, in the case of highly scripted interactions. Sensitivity requirements
                                                                    are high, if knowledge of the clients’ emotions is a prerequisite for one’s own
                                                                    emotional reaction.
                                                                       Finally, as in some of the other studies on emotion work, we included the
                                                                    concept of emotional dissonance (e.g., Abraham, 1998; Kruml & Geddes,
                                                                    2000; Morris & Feldman, 1996, 1997; Nerdinger & Roper, 1999; Zapf, Vogt
                                                                                                                             ¨
                                                                    et al., 1999; Zerbe, 2000). Emotional dissonance occurs when an employee is
                                                                    required to express emotions which are not genuinely felt in the particular
                                                                    situation. A person may feel nothing when a certain emotion display is
                                                                    required, or the display rule may require the suppression of undesired
                                                                    emotions and the expression of neutrality or a positive emotion instead of a
                                                                    negative one. Emotional dissonance was found to be resulting from external
                                                                    demands rather than being a reaction to emotion display or a behavioural
                                                                    strategy (Zapf, Vogt et al., 1999). We assume that surface acting which is
                                                                    a response focused strategy to express an emotion which is not felt
                                                                    (cf. Grandey, 2000; Hochschild, 1983) is an adequate and probably the
                                                                    most frequently used emotion regulation strategy to respond to emotional
                                                                    dissonance as a situational demand, e.g., if the situational demand is to be
                                                                    friendly to an arrogant customer. However, the service provider may also not
EMOTION WORK IN ORGANIZATIONS         5

                                                                    be willing to put on the expected friendly face. Rather he or she may look
                                                                    neutral or even angry, thus showing emotional deviance (Rafaeli & Sutton,
                                                                    1987) as another possible response. In cases, the service provider may even
                                                                    try to overcome his or her negative inner feelings, which corresponds to the
                                                                    concept of deep acting (Hochschild, 1983). In the work of Hochschild, it was
                                                                    emotional dissonance that was hypothesized to lead to the alienation of one’s
                                                                    feelings which in turn caused various psychological strains.
                                                                        The positive and negative effects of emotion work will be investigated
                                                                    with regard to burnout (e.g., Schaufeli & Enzmann, 1998). This concept was
                                                                    introduced as an individual reaction to high emotional demands in human
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                                                                    service work. It can be understood as an indication that employees are no
                                                                    longer able to manage their emotions adequately when interacting with
                                                                    clients. Burnout is a syndrome consisting of three aspects: emotional
                                                                    exhaustion, depersonalization, and reduced personal accomplishment
                                                                    (Maslach & Jackson, 1986). Emotional exhaustion measures one’s feeling
                                                                    of being burnt out, frustrated, and perceiving working with people to be
                                                                    demanding. Depersonalization comprises the tendency to treat clients like
                                                                    objects and to become indifferent and apathetic with regard to clients.
                                                                    Personal accomplishment includes the feeling of having the competence to
                                                                    do things and of being able to meet one’s aspirations in one’s job.
                                                                        Explanations for the positive and negative effects of emotion work on
                                                                                                                           ˆ ´
                                                                    burnout can be given at two different levels (cf. Cote, 2005). First, at the
                                                                    interaction level, the emotion work aspects can be seen as indicators of
                                                                    positive or negative social interactions with clients. Second, explanations at
                                                                    the conceptual level of emotion regulation relate to processes and
                                                                    mechanisms inherent in the emotion work concept (Grandey, 2000; Zapf,
                                                                    2002; see below). In the following we will discuss the potential positive and
                                                                    negative effects of the emotion work aspects on burnout both at the level of
                                                                    social interactions and the level of emotion regulation.
                                                                        Starting with the negative effects, studies consistently found correlations
                                                                    between emotional dissonance (or variables which share some features with
                                                                    emotional dissonance such as suppressing negative emotions or surface
                                                                    acting) and psychological strain (e.g., Abraham, 1998; Brotheridge &
                                                                    Grandey, 2002; Grebner et al., 2003; Heuven & Bakker, 2003; Lewig &
                                                                    Dollard, 2003; Morris & Feldman, 1997; Nerdinger & Roper, 1999;     ¨
                                                                    Schaubroeck & Jones, 2000; Zapf, Vogt et al., 1999; Zerbe, 2000). In
                                                                    particular, relations between emotional dissonance and emotional exhaus-
                                                                    tion were found in the studies of Heuven and Bakker (2003), Lewig and
                                                                    Dollard (2003), Morris and Feldman (1997), Nerdinger and Roper (1999),
                                                                                                                                      ¨
                                                                    Zapf, Vogt et al. (1999), and Zerbe (2000). Similar results were found for
                                                                    emotional dissonance and depersonalization (Dormann & Zapf, 2004;
                                                                    Dormann, Zapf, & Isic, 2002; Zapf, Vogt et al., 1999). A variety of
                                                                    explanations exists for this result. An explanation at the interaction level is
6   ZAPF AND HOLZ

                                                                    that emotional dissonance is related to emotional exhaustion because it is a
                                                                    sensitive qualitative indicator of unpleasant and stressful interactions with
                                                                    clients. Clients may be aggressive, they may confront the service provider
                                                                    with disproportionate expectations, or they may behave in an uncivil
                                                                    manner. These behaviours have been related to psychological strain (e.g.,
                                                                    Ben-Zur & Yagil, 2005; Dormann & Zapf, 2004; Duffy, Ganster, & Pagon,
                                                                    2002; Spector, 1997) and emotional dissonance may be a good indicator to
                                                                    cover these different kinds of negative social interactions with clients or
                                                                    customers.
                                                                        Moreover, at the level of emotion regulation, Gross and colleagues
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                                                                    (Gross, 1998; Gross & John, 1997; Gross & Levenson, 1997) argued that
                                                                    emotion regulation—as any process of self-regulation (see Muraven, Tice, &
                                                                    Baumeister, 1998)—has its psychological costs. Emotional dissonance often
                                                                    means the suppression of negative emotion and there is evidence that
                                                                    emotion suppression is related to the sympathetic activation of the
                                                                    cardiovascular system (Gross & Levenson, 1997) which has been shown to
                                                                    be associated with poor health, adjustment, and coping responses
                                                                    (Pennebaker, 1990). Finally, Brotheridge and Lee (2002) suggested that
                                                                    surface acting which is one way to react if the required emotions do not
                                                                    conform to the emotions actually felt, may threaten one’s authenticity (see
                                                                    also Erickson & Wharton, 1997). This comes close to Hochschild’s (1983)
                                                                    notion that emotional dissonance generates feelings of estrangement from
                                                                    the self, which is supposed to be related to psychological strain.
                                                                        Emotional dissonance may also lead to the (chronic) detachment of other
                                                                    people’s feelings which may be related to depersonalization. Thus, based on
                                                                    these explanations both at the interactional and the conceptual level and in
                                                                    line with previous research, we hypothesized that emotional dissonance is
                                                                    positively related to emotional exhaustion (Hypothesis 1a) and depersona-
                                                                    lization (Hypothesis 1b).
                                                                        With regard to the frequency of being required to display emotions,
                                                                    contradictory hypotheses exist. Some authors proposed that these require-
                                                                    ments have negative health effects (Hochschild, 1983; Morris & Feldman,
                                                                    1996); others (Schaubroeck & Jones, 2000) proposed a positive effect for the
                                                                    requirement to display positive emotions.
                                                                        Overall, we assume that emotional job requirements, i.e., the requirement
                                                                    of the job to display positive or negative emotions and to sense the emo-
                                                                    tion of the client, depend on the existence of display rules (rules for the
                                                                    expression of emotions), the frequency and the duration of service interactions
                                                                    as well as on the quality of these interactions, i.e., whether the clients are
                                                                    behaving positively or negatively (Grandey, 2000; Morris & Feldman, 1996;
                                                                    Zapf, 2002). We further assume that there is a positive relation between
                                                                    emotional requirements and health outcomes as long as these requirements are
                                                                    matched by the personal prerequisites of the service provider. However, if
EMOTION WORK IN ORGANIZATIONS          7

                                                                    emotional requirements exceed certain limits, then the likelihood increases that
                                                                    the emotions which have to be expressed do not match the emotions felt at that
                                                                    moment corresponding to the definition of emotional dissonance. It follows
                                                                    that any negative effect of the requirement to display positive or negative
                                                                    emotions on burnout should be mediated by emotional dissonance (Hypoth-
                                                                    esis 2). That is, a full mediation effect is hypothesized, which implies that there
                                                                    should be no direct negative effects of the requirement to display positive
                                                                    emotions (Hypothesis 2a) or negative emotions (Hypothesis 2b) on emotional
                                                                    exhaustion or depersonalization if emotional dissonance is included as a
                                                                    mediator. This mediator effect of emotional dissonance has not yet been
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                                                                    systematically investigated in the literature.
                                                                       There is a variety of reasons why emotion work should also have positive
                                                                    effects on psychological well-being. At the level of social interactions it can
                                                                    be argued that if service providers successfully meet the requirement to
                                                                    display and sense emotions, this will have positive effects. In particular, it
                                                                    will contribute to the feeling of self-efficacy or personal accomplishment.
                                                                    Based on the literature on the affiliation motive it can be assumed that
                                                                    dealing with other people and expressing emotions when interacting with
                                                                    these people satisfies needs for affiliation, status, and recognition, for
                                                                    example, by showing altruistic behaviour (e.g., Bierhoff, 1990; Hill, 1987).
                                                                    Stenross and Kleinman (1989) reported that detectives positively assessed
                                                                    interrogations with criminal suspects because this played a central role for
                                                                    goal achievement, namely, solving a case. This also included the display of
                                                                    negative emotions, e.g., when using the ‘‘good cop – bad cop’’ technique.
                                                                    Pugh (2001) and Tsai (2001) found that the display of positive emotions was
                                                                    related to customer satisfaction and customers’ positive affect which may be
                                                                    indicators of successful service interactions. These processes may contribute
                                                                    to feelings of personal accomplishment.
                                                                       At the conceptual level of emotion regulation, the expression of emotion
                                                                    can either be thought of as a spontaneous or automatic process experienced
                                                                    not to be effortful at all (cf. Scherer & Wallbott, 1990; Zapf, 2002; emotional
                                                                    harmony according to Ashforth & Humphrey, 1993; passive deep acting
                                                                    according to Hochschild, 1983), but contributing to a social situation with
                                                                    positive consequences for the employee concerned. Moreover, the inten-
                                                                    tional expression of positive emotions usually increases the probability of
                                                                    the interaction partner to show reciprocal positive emotions in return (Cote,  ˆ ´
                                                                    2005; Wiemann & Giles, 1997). This can be perceived as positive feedback
                                                                    contributing to the employee’s satisfaction and self-esteem. Emotional
                                                                    contagion (Hatfield, Cacioppo, & Rapson, 1994) has also been discussed as
                                                                    a mechanism how the display of positive interactions in service encounters
                                                                    can influence the clients’ emotions and thus contribute to a positive
                                                                    rewarding interaction (Pugh, 2001). Adelmann (1995) referred to the
                                                                    facial feedback hypothesis to argue for positive effects of emotion work
8   ZAPF AND HOLZ

                                                                    (cf. Strack, Stepper, & Martin, 1988). On a qualitative level, Tolich (1993)
                                                                    described supermarket clerks who enjoyed showing prescribed emotions in
                                                                    the form of jokes or entertainment of customers who chose their checkout
                                                                    lines.
                                                                       Empirically, findings with regard to positive effects are inconsistent.
                                                                    Wharton (1993) found a positive relation between emotional labour and job
                                                                                    ˆ ´
                                                                    satisfaction. Cote and Morgan (2002) were able to demonstrate a causal
                                                                    effect of expressing positive emotions on job satisfaction in a longitudinal
                                                                    study. Morris and Feldman (1997) found positive effects of duration on
                                                                    emotional exhaustion and job satisfaction, but similar negative effects of the
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                                                                    frequency of interaction. However, these effects all disappeared in multiple
                                                                    regressions where emotional dissonance was included. Lewig and Dollard
                                                                    (2003) did not find any positive effect. Brotheridge and Grandey (2002) and
                                                                    Diefendorff and Richard (2003) found a positive effect of the requirement to
                                                                    express positive emotions on job satisfaction. Schaubroeck and Jones (2000)
                                                                    found a respective negative effect instead of the hypothesized positive effect
                                                                    on physical symptoms. Based on the theoretical considerations and the
                                                                    existing empirical findings we hypothesized that the requirement to display
                                                                    positive (Hypothesis 3a) and negative emotions (Hypothesis 3b) and to sense
                                                                    the emotions of the interaction partner (Hypothesis 3c) are positively related
                                                                    to personal accomplishment.
                                                                       So far we described interactions in which service providers automatically
                                                                    show the required emotions. If, however, the required emotions are not
                                                                    automatically shown, then the person may respond with deep acting to bring
                                                                    the felt emotions in line with the required emotions. When using deep acting
                                                                    as an emotion regulation strategy, an individual actively tries to experience
                                                                    the required emotion (Grandey, 2000; Hochschild, 1983). This may have
                                                                    similar effects as if the emotions were displayed automatically (in line with
                                                                    Hypotheses 3a – b). Accordingly, Brotheridge and Grandey (2002) reported
                                                                    positive relations between deep acting and personal accomplishment in their
                                                                    studies. Alternatively, the required emotion may not be spontaneously felt,
                                                                    but will be displayed. This corresponds to the definition of emotional
                                                                    dissonance. Thus, we hypothesize that the emotional job requirements to
                                                                    display positive (Hypothesis 4a) or negative emotions (Hypothesis 4b) are
                                                                    related to emotional dissonance. Hypothesis 4 follows from Hypothesis 2,
                                                                    which assumes that there is no direct effect of the emotion work requirement
                                                                    variables on emotional exhaustion and depersonalization, but that these
                                                                    effects are mediated by emotional dissonance.
                                                                       Moreover, if sensitivity requirements are too high they may overtax the
                                                                    employees’ abilities to be sensitive because of the continuous necessity to
                                                                    concentrate and process information while communicating with the client.
                                                                    Therefore, we hypothesize that there are also direct effects on emotional
                                                                    exhaustion (Hypothesis 5a) and depersonalization (Hypothesis 5b).
EMOTION WORK IN ORGANIZATIONS         9

                                                                        In recent years, stress researchers started to control stressor – strain
                                                                    relationships for negative affectivity (NA). NA has often been equated with
                                                                    neuroticism (Burke, Brief, & George, 1993; Watson & Clark, 1984), and it
                                                                    has been interpreted as a general dimension that lowers the threshold to
                                                                    experience negative emotions. Some authors have argued that NA
                                                                    represents a nuisance variable that directly affects stressor – strain relations
                                                                    (e.g., Burke et al., 1993). According to this view, individuals high in NA tend
                                                                    to view both their working conditions and their health conditions more
                                                                    negatively than individuals low in NA, thus producing an artificial
                                                                    correlation between the variables.
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                                                                        At the theoretical level, it can be argued that individuals high in NA tend
                                                                    to experience negative emotions more frequently. They will be more often
                                                                    exposed to emotional dissonance because the display of positive emotions is
                                                                    typically required in most service interactions. Moreover, applying the
                                                                    ‘‘stressor creation mechanism’’ (Spector, Zapf, Chen, & Frese, 2000) to the
                                                                    present context implies that individuals high in NA tend to create or
                                                                    contribute to social conflicts with clients thus creating or contributing to a
                                                                    negative quality of this interaction in which negative emotions are
                                                                    experienced instead of the positive ones frequently required by the
                                                                    organizational display rules.
                                                                        Studies show that the burnout dimensions are associated with NA or
                                                                    neuroticism (Schaufeli & Enzmann, 1998). Moreover, although individuals
                                                                    with a tendency to experience negative emotions should report more
                                                                    occasions where positive emotions are required but negative emotions are
                                                                    felt (emotional dissonance), we hypothesize that these mechanisms do not
                                                                    substantially decrease the relation between emotional dissonance and
                                                                    emotional exhaustion and depersonalization. This results from the fact of
                                                                    the emotional dissonance measure in the present study is intended to describe
                                                                    aspects of the work situation rather than subjective reactions. Usually, such
                                                                    measures are only little affected by NA as a nuisance factor (Spector et al.,
                                                                    2000). We did not expect NA to affect the emotional requirements because
                                                                    these are mainly determined by the display rules and the frequency and
                                                                    duration of service interactions. Moreover, the instrument used in this study
                                                                    aimed at measuring the work environment thereby trying to minimize the
                                                                    influence of individual cognitive and emotional processing in the measure-
                                                                    ment process (Frese & Zapf, 1988). There is evidence that under these
                                                                    circumstances, the effects of NA on stressor – strain relations are only small
                                                                    in terms of Cohen’s (1992) effect size criteria (Spector et al., 2000). So far,
                                                                    several studies on emotion work included neuroticism or NA. Brotheridge
                                                                    and Grandey (2002) and Diefendorff and Richard (2003) found an effect
                                                                    on demands to suppress negative emotions. In contrast, Schaubroeck and
                                                                    Jones (2000) found a relatively strong effect of trait negative affect on
                                                                    demands to suppress negative emotions (r ¼ .48). Thus, we hypothesized that
10     ZAPF AND HOLZ

                                                                    NA or neuroticism should have a positive effect on emotional dissonance and
                                                                    burnout (Hypothesis 6). However, NA should not affect the relation between
                                                                    emotional dissonance and burnout in a significant way. In summary, we will
                                                                    test the following hypotheses, which are also shown in Figure 1:

                                                                         Hypothesis 1: Emotional dissonance will be positively related to
                                                                         emotional exhaustion (H1a) and depersonalization (H1b).
                                                                         Hypothesis 2: There are no direct effects of the requirement to display
                                                                         emotions on emotional exhaustion and depersonalization. Rather, the
                                                                         effects are mediated by emotional dissonance.
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                                                                         Hypothesis 3: The requirement to display positive (H3a) and negative
                                                                         emotions (H3b) and the requirements to sense the emotion of the client
                                                                         (H3c) are positively related to the feeling of personal accomplishment.
                                                                         Hypothesis 4: The requirements to display positive (H4a) or negative
                                                                         emotions (H4b) will also be related to emotional dissonance.
                                                                         Hypothesis 5: There will be a direct effect of sensitivity requirements on
                                                                         emotional exhaustion (H5a) and depersonalization (H5b).
                                                                         Hypothesis 6: NA has a small effect (according to Cohen’s, 1992, effect
                                                                         size criteria) on emotional dissonance, but will not change the relation
                                                                         between emotional dissonance and burnout (H6).




                                                                               Figure 1. Hypothesized relations between emotion work and burnout.
EMOTION WORK IN ORGANIZATIONS        11

                                                                                                    METHOD
                                                                    Samples
                                                                    In this study we will report analyses based on two samples. The first sample
                                                                    consisted of employees working in different service sectors (‘‘service
                                                                    sample’’) and the second was based on a randomly drawn sample
                                                                    (‘‘representative sample’’).
                                                                        The service sample consisted of four subsamples. The first subsample was
                                                                    collected in the hotel business. With the help of the ‘‘Berufsgenossenschaft
                                                                    Nahrung’’ (professional food association), 20 hotels in an area in South
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                                                                    West Germany were included in the study. Of the participants, 15% had a
                                                                    ‘‘Hauptschulabschluss’’ (lower stream school leaving certificate), 29% had
                                                                    ‘‘mittlere Reife’’ (middle stream school-leaving certificate), 44% had
                                                                    ‘‘Abitur’’ (high school diploma qualifying for university entrance), and
                                                                    11% some type of university degree. Only a minority of 18% did not have a
                                                                    specific vocational education related to the hotel business. The second
                                                                    subsample consisted of participants who were employed in 14 call centres of
                                                                    various firms. This subsample consisted of employees who all had voice-to-
                                                                    voice contacts with clients. Of the participants, 74% had a high school
                                                                    diploma qualifying for university entrance (Abitur) or some kind of
                                                                    university degree, 76% received calls but did not call clients themselves
                                                                    (inbound); the remainder were preoccupied with both calling and receiving
                                                                    calls (inbound and outbound). The third subsample was collected in seven
                                                                    banks. Of the participants, 43% had a specific banking vocational education
                                                                    and another 32% a university degree. The majority of the subsample (97%)
                                                                    had more than 2 years of job experience. The final subsample consisted of
                                                                    employees collected in 70 of the 140 public kindergartens in one of
                                                                    Germany’s large cities. The kindergartens were systematically selected to
                                                                    obtain the full variety of kindergartens for the subsample. The subsample
                                                                    consisted of almost 50% of the total workforce of the city’s public
                                                                    kindergartens. Of the participants, 22% possessed some kind of university
                                                                    degree, 35% had visited vocational schools for kindergarten teachers, and
                                                                    74% had received some kind of high school degree. In all, 87% had some
                                                                    kind of specific education for their job and 94% of the subsample had more
                                                                    than 2 years of job experience. Due to missing values, the data of N ¼ 1024
                                                                    participants could be used for structural equation modelling (SEM).
                                                                    Characteristics of the subsamples are summarized in Table 1.
                                                                        The second sample (representative sample) consisted of participants from
                                                                    two large German cities who worked at least 30 hours a week, who were not
                                                                    self-employed, and whose German was reasonably good so that they were
                                                                    able to fill in the questionnaire. Participants were randomly chosen from a
                                                                    citizen database. They received a letter asking for participation. After some
                                                                    days the potential participants were contacted by telephone. Many people
12     ZAPF AND HOLZ

                                                                                                              TABLE 1
                                                                                                  Description of the service sample

                                                                                                     Response                         Percentage
                                                                    Subsample              n         rate in %        Mean age         women         Occupations

                                                                    Hotels                175            29         80% between            71        Frontline officers,
                                                                                                                     18 and 32b                        waiters or
                                                                                                                                                       waitresses,
                                                                                                                                                       administrative
                                                                                                                                                       staff
                                                                    Call centre           250            50               31               75        Call centre agents
                                                                                                                                                       in banking,
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                                                                                                                                                       insurance,
                                                                                                                                                       airline industry
                                                                    Bank                  122            –a               37               50        Banking
                                                                                                                                                       employees
                                                                    Kindergartens         611            67               39               94        Kindergarten
                                                                                                                                                       teachers, social
                                                                                                                                                       workers,
                                                                                                                                                       technical staff
                                                                    Total sample         1158             –              36c               88
                                                                      a
                                                                        Distribution of questionnaires was organized by the institutions. They were not able to report
                                                                    the response rate.
                                                                      b
                                                                        To ensure anonymity, we were only able to use age categories (18 – 22, 23 – 28; . . . .63 – 67).
                                                                      c
                                                                       Category mean was used for the hotel subsample to compute overall mean age.


                                                                    were excluded because they did not fulfil the criteria mentioned above. We
                                                                    contacted 767 persons who fulfilled the criteria for participation; 405
                                                                    persons sent back the questionnaire anonymously, which corresponded to a
                                                                    response rate of 52.8%. This estimation was the lower bound of the response
                                                                    rate, because among the 767 persons contacted some refused to take part in
                                                                    the study and finished the telephone call before the researchers received all
                                                                    the information required to decide whether the person fulfilled all criteria for
                                                                    participation. Two raters rated the jobs of these participants whether they
                                                                    were service jobs. There were three participants where the raters disagreed;
                                                                    these were excluded from the sample. They identified 184 service jobs, which
                                                                    is 45.4% of the total sample. Of these 184 participants full data were
                                                                    available from 175 participants because of missing data.
                                                                        Mean age of the representative sample was 40.9, ranging from 19 to 70
                                                                    years; 37.8% were women. Moreover, 55.9% were in possession of some kind
                                                                    of high school degree, and 23% attended modern secondary school, 19.8%
                                                                    had a lower stream school leaving certificate, 1.8% who had no certificate at
                                                                    all, and 35.6% had some kind of university degree; 79% reported to have
                                                                    finished a professional training relevant for their current job. On average
                                                                    (median category), they had worked for 15 – 20 years; they had worked in
                                                                    their current job for approximately 2 – 5 years of this period of time.
EMOTION WORK IN ORGANIZATIONS                13

                                                                    Instruments
                                                                    Emotion work/emotional labour was measured using the Frankfurt
                                                                    Emotion Work Scales1 (FEWS 3.0; Zapf, Mertini, Seifert, Vogt, & Isic,
                                                                    1999; Zapf, Vogt et al., 1999).

                                                                       . Positive emotions refer to the requirement to show pleasant emotions
                                                                         (example item: ‘‘In your job how often does it occur that you have to
                                                                         display pleasant emotions towards your clients?’’).
                                                                       . Negative emotions ask for the necessity of displaying and dealing with
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                                                                         unpleasant emotions (example item: ‘‘How often does it occur in your
                                                                         job that you have to display unpleasant emotions towards your
                                                                         clients?’’).
                                                                       . Sensitivity requirements examine whether empathy or knowledge about
                                                                         clients’ current feelings are required by the job (example item: ‘‘Does
                                                                         your job require paying attention to the feelings of your clients?’’).
                                                                       . Emotional dissonance refers to the display of unfelt emotions and to
                                                                         the suppression of felt but organizationally undesired emotions
                                                                         (example item: ‘‘How often does it occur in your job that one has
                                                                         to display positive emotions that do not correspond to what is felt in
                                                                         this situation?’’).

                                                                    For most of the FEWS scales there was a five-point response scale for most
                                                                    items ranging from ‘‘very rarely/never’’ (1), ‘‘rarely (once a week)’’ (2),
                                                                    ‘‘sometimes (once a day)’’ (3), ‘‘often (several times a day)’’ (4), to ‘‘very
                                                                    often (several times an hour)’’ (5).
                                                                        Burnout (emotional exhaustion, depersonalization, and personal accom-
                                                                    plishment) was measured using the Maslach Burnout Inventory – German
                                                                    version of Bussing and Perrar (1992). Emotional exhaustion measures one’s
                                                                                  ¨
                                                                    feeling of being burnt out, frustrated, and perceiving working with people to
                                                                    be very demanding. Depersonalization comprises the tendency to treat
                                                                    clients like objects and to become indifferent and apathetic with regard to
                                                                    clients. Personal accomplishment includes the feeling of having the
                                                                    competence to do things and of being able to meet one’s personal
                                                                    aspirations. The burnout items were answered on a seven-point scale.
                                                                        Neuroticism was taken from a bipolar adjective-rating list to measure the
                                                                    five-factor model of personality (Costa & McCrae, 1985). The measure was
                                                                    based on the 45-item bipolar adjective-rating list developed by Ostendorf
                                                                    and colleagues (Ostendorf & Angleitner, 1992) in the version of Schallberger
                                                                    and Venetz (1999). The authors demonstrated that this reduced version was

                                                                       1
                                                                         A German, English, French, or Spanish version of the instrument can be obtained from the
                                                                    first author on request.
14   ZAPF AND HOLZ

                                                                    satisfactory in terms of factorial structure and internal consistencies of
                                                                    scales. The scale for neuroticism used in this study consisted of six bipolar
                                                                    items on a 6-point scale, with each pole ranging from 1 and 6 ¼ ‘‘very’’, 2
                                                                    and 5 ¼ ‘‘quite’’, and 3 and 4 ¼ ‘‘rather’’.
                                                                       Reliabilities of the scales were sufficient or good in most cases. They were
                                                                    relatively low for the requirement to display positive and negative emotions.
                                                                    Note, however, that these scales are both relatively short and that they show
                                                                    high correlations to some other scales. Depersonalization also showed low
                                                                    reliabilities in other studies (Bussing & Perrar, 1992). Means and standard
                                                                                                      ¨
                                                                    deviations of the above mentioned variables are presented in Table 2, and
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                                                                    the intercorrelations are presented in Table 3.

                                                                    Statistical analyses
                                                                    First we tested the model presented in Figure 1 using structural equation
                                                                    modelling (SEM). In this model, causal coefficients will be estimated for
                                                                    parameters referring to hypotheses 1 – 6. We were not interested in causal
                                                                    models regarding the burnout components (see Golembiewski, Munzenrider,
                                                                    & Stevenson, 1986; Leiter & Maslach, 1988; van Dierendonck, Schaufeli,
                                                                    & Buunk, 2001). Therefore, latent correlations among the residuals of these
                                                                    variables were estimated. We also estimated latent correlations among the
                                                                    residuals of the emotional requirement variables. The analyses were carried
                                                                    out with LISREL 8.3 (Joreskog & Sorbom, 1996) using the maximum
                                                                                               ¨            ¨

                                                                                                            TABLE 2
                                                                                               Psychometric data of study variables

                                                                                                                   Service sample         Representative sample
                                                                                         No. of
                                                                                         items    Range    Mean         SD     Coeff.a     Mean     SD     Coeff.a

                                                                    Requirement to         3       1–5      3.44       0.82         .52   3.09    1.03      .72
                                                                      display positive
                                                                      emotions
                                                                    Requirement to         4       1–5      2.96       0.93         .68   2.65    0.93      .76
                                                                      display negative
                                                                      emotions
                                                                    Sensitivity            3       1–5      3.44       1.03         .85   3.26    1.26      .91
                                                                      requirements
                                                                    Emotional              5       1–5      3.12       0.79         .80   3.15    0.79      .75
                                                                      dissonance
                                                                    Neuroticism            6       1–6      2.83       0.66         .85   2.83    0.83      .82
                                                                    Emotional              9       0–6      1.54       1.04         .88   1.32    0.87      .82
                                                                      exhaustion
                                                                    Depersonalization      5       0–6      1.02       0.99         .65   1.07    0.98      .81
                                                                    Personal               8       0–6      3.61       0.89         .79   3.59    1.34      .73
                                                                      accomplishment
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                                                                          TABLE 3
                                                            Intercorrelation of study variables

                                        1           2           3           4           5           6           7           8      9      10

     1. Age                                         .09        .13          .06        .06        7.03         .29         .14     .01   7.03
     2. Gender                        7.08                    7.08          .09       7.06        7.04        7.23        7.04     .08    .07
     3. Requirement to display        7.20        7.08                      .46        .61         .41         .04         .14     .15    .22
        positive emotions
     4. Requirement to display        7.00        7.13          .37                     .48         .21       7.03          .04    .15    .18
        negative emotions
     5. Sensitivity requirements      7.05        7.09         .51         .48                      .30         .04         .14    .13    .25
     6. Emotional dissonance          7.30         .02         .41         .15         .29                      .06         .22    .36    .09
     7. Neuroticism                    .03        7.09        7.08        7.05        7.02          .09                     .38    .15   7.35
     8. Emotional exhaustion          7.01        7.10         .11         .20         .19          .27        .31                 .54   7.27
     9. Depersonalization             7.19         .10         .12         .10         .11          .36        .15         .52           7.21
     10. Personal accomplishment       .01         .00         .34         .16         .30          .06       7.28        7.16    7.10

       Service sample (N ¼ 1152) ¼ lower triangle; r 4 .07 are significant at p 5 .01.
       Representative sample (N ¼ 184) ¼ upper triangle; r 4 .14 are significant at p 5 .05; r 4 .18 are significant at p 5 .01.
       Gender: female ¼ 1; male ¼ 2 in both samples.




15
16   ZAPF AND HOLZ

                                                                    likelihood method to examine the covariance matrix of the variables.
                                                                    Chi square statistics, goodness of fit (GFI), adjusted goodness of fit (AGFI),
                                                                    root means square error of approximation (RMSEA), the Akaike informa-
                                                                    tion criterion (AIC), and the normed fit index (NFI) were used to assess the
                                                                    model fit (Bentler, 1980; Joreskog & Sorbom, 1996; Schermelleh-Engel,
                                                                                                  ¨             ¨
                                                                    Moosbrugger, & Muller, 2003). Experts (e.g., Schermelleh-Engel et al., 2003)
                                                                                         ¨
                                                                    suggest the following criteria to indicate a good model fit: w2/df  2; GFI 
                                                                    .95; AGFI  .90; RMSEA  .05; and NFI  .95. AIC should be smaller than
                                                                    the AIC for the comparison model.
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                                                                                                     RESULTS
                                                                    We started testing models with effects of the requirement to express positive
                                                                    and negative emotions on exhaustion and depersonalization (direct effects
                                                                    model), but without effects on emotional dissonance. We then tested the full
                                                                    mediation model with effects of the requirement to express positive and
                                                                    negative emotions on emotional dissonance. Third, we tested a model with
                                                                    both direct and mediator effects. The model with the direct effects showed a
                                                                    poor fit in both samples, w2 ¼ 172.37, df ¼ 7, p ¼ .0; AIC ¼ 230.37 in the
                                                                    service sample; w2 ¼ 33.39, df ¼ 7, p ¼ .0 AIC ¼ 91.39 in the representative
                                                                    sample. In contrast the postulated full mediation model corresponding to the
                                                                    hypotheses and the theoretical model as presented in Figure 1 showed a
                                                                    reasonable fit for the service sample, w2 ¼ 47.70, df ¼ 9, p ¼ .0; GFI ¼ .99;
                                                                    AGFI ¼ .95; RMSEA ¼ .065; AIC ¼ 101.70; NFI ¼ .98, and a very good
                                                                    fit for the representative sample, w2 ¼ 6.03, df ¼ 9, p ¼ .74; GFI ¼ .99;
                                                                    AGFI ¼ .97; RMSEA ¼ .0; AIC ¼ 59.98; NFI ¼ .98. The direct effects model
                                                                    and the full mediation model are not nested. Therefore, only the AIC could
                                                                    be used to compare the models. The AIC was clearly lower for the full
                                                                    mediation model thus rejecting the direct effects model. In a next step we
                                                                    compared the full mediation model with a model with both direct and
                                                                    mediator effects. This model is nested with the full mediation model. Not
                                                                    surprisingly, these models showed a very good fit (for the service sample,
                                                                    w2 ¼ 24.55, df ¼ 5, p 5 .01; GFI ¼ .99; AGFI ¼ .96; RMSEA ¼ .062; AIC ¼
                                                                    86.55; NFI ¼ .99; for the representative sample, w2 ¼ 2.36, df ¼ 5, p ¼ .80;
                                                                    GFI ¼ 1.00; AGFI ¼ .98; RMSEA ¼ .0; AIC ¼ 64.36; NFI ¼ .99. The model
                                                                    comparison was not significant for the representative sample, Dw2 ¼ 3.62,
                                                                    df ¼ 4; p 4 .05, and it was just significant for the service sample, Dw2 ¼ 23.15,
                                                                    df ¼ 4; p 5 .05. For the service sample more detailed analyses revealed a
                                                                    significant effect of the requirement to express negative emotions on
                                                                    emotional exhaustion, but no effects of this variable on emotional
                                                                    dissonance. We then computed an optimized model where all parameters
                                                                    not significant in both samples, were fixed to zero. The effects concerned
                                                                    comprised the effect of negative emotions on personal accomplishment and
EMOTION WORK IN ORGANIZATIONS              17

                                                                    emotional dissonance as well as the effect of sensitivity requirements on
                                                                    depersonalization. Moreover, we used the maximum modification index of
                                                                    the LISREL program to improve the model for the service sample. For this
                                                                    sample, the modification index suggested a relation between positive
                                                                    emotions and neuroticism. Because cause – effect structures were unclear,
                                                                    we modelled a correlation between the residuals of these variables. Moreover,
                                                                    we added a causal effect of sensitivity requirements on emotional dissonance
                                                                    and a causal effect of emotional dissonance on personal accomplishment.
                                                                    Both optimized models were very good and met all criteria for a good model
                                                                    fit: for the service sample, w2 ¼ 12.19, df ¼ 8, p ¼ .14; GFI ¼ 1.00; AGFI ¼ .99;
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                                                                    RMSEA ¼ .023; AIC ¼ 68.19; NFI ¼ .99; for the representative sample,
                                                                    w2 ¼ 5.12, df ¼ 11, p ¼ .93; GFI ¼ .99; AGFI ¼ .98; RMSEA ¼ .0;
                                                                    AIC ¼ 55.12; NFI ¼ .99. The results are shown in Figure 2.
                                                                       Figure 2 shows the expected correlations among the emotional
                                                                    requirement variables and among the burnout variables, which were similar
                                                                    in both samples. Moreover, it shows that most, though not all hypotheses
                                                                    were supported by the empirical data.




                                                                    Figure 2. Relations between emotion work and burnout: Empirical results (optimized model).
                                                                    Results for the representative sample in parentheses.
On the Positive and Negative Effects of Emotion Work in Organizations.
On the Positive and Negative Effects of Emotion Work in Organizations.
On the Positive and Negative Effects of Emotion Work in Organizations.
On the Positive and Negative Effects of Emotion Work in Organizations.
On the Positive and Negative Effects of Emotion Work in Organizations.
On the Positive and Negative Effects of Emotion Work in Organizations.
On the Positive and Negative Effects of Emotion Work in Organizations.
On the Positive and Negative Effects of Emotion Work in Organizations.
On the Positive and Negative Effects of Emotion Work in Organizations.
On the Positive and Negative Effects of Emotion Work in Organizations.
On the Positive and Negative Effects of Emotion Work in Organizations.

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On the Positive and Negative Effects of Emotion Work in Organizations.

  • 1. This article was downloaded by: [University of Barcelona] On: 19 February 2012, At: 06:12 Publisher: Psychology Press Informa Ltd Registered in England and Wales Registered Number: 1072954 Registered office: Mortimer House, 37-41 Mortimer Street, London W1T 3JH, UK European Journal of Work and Organizational Psychology Publication details, including instructions for authors and subscription information: http://www.tandfonline.com/loi/pewo20 On the positive and negative effects of emotion work in organizations a a Dieter Zapf & Melanie Holz a Department of Psychology, Johann Wolfgang Goethe- University, Frankfurt, Germany Available online: 17 Feb 2007 To cite this article: Dieter Zapf & Melanie Holz (2006): On the positive and negative effects of emotion work in organizations, European Journal of Work and Organizational Psychology, 15:1, 1-28 To link to this article: http://dx.doi.org/10.1080/13594320500412199 PLEASE SCROLL DOWN FOR ARTICLE Full terms and conditions of use: http://www.tandfonline.com/page/terms- and-conditions This article may be used for research, teaching, and private study purposes. Any substantial or systematic reproduction, redistribution, reselling, loan, sub- licensing, systematic supply, or distribution in any form to anyone is expressly forbidden. The publisher does not give any warranty express or implied or make any representation that the contents will be complete or accurate or up to date. The accuracy of any instructions, formulae, and drug doses should be independently verified with primary sources. The publisher shall not be liable for any loss, actions, claims, proceedings, demand, or costs or damages
  • 2. whatsoever or howsoever caused arising directly or indirectly in connection with or arising out of the use of this material. Downloaded by [University of Barcelona] at 06:12 19 February 2012
  • 3. EUROPEAN JOURNAL OF WORK AND ORGANIZATIONAL PSYCHOLOGY 2006, 15 (1), 1 – 28 On the positive and negative effects of emotion work in organizations Dieter Zapf and Melanie Holz Department of Psychology, Johann Wolfgang Goethe-University, Frankfurt, Germany Downloaded by [University of Barcelona] at 06:12 19 February 2012 Emotion work (emotional labour) is defined as emotional regulation required to display organizationally desired emotions by the employees. It has received increased attention because it is relevant in the service industry where social interactions with customers, clients, or patients are a significant part of the job. Empirical studies found equivocal effects on psychological well-being which indicates that emotion work is a multidimensional construct with dimensions having positive and negative health effects. In the present studies, the following aspects of emotion work were differentiated: emotional regulation requirements: (1) the requirement to display positive emotions; (2) the requirement to display negative emotions, (3) the requirement to be sensitive to clients’ emotions; (4) emotional dissonance: the expression of emotions that are not felt. Analyses were based on a representative sample (N ¼ 184) of service workers and another sample of service workers (N ¼ 1158) consisting of call centre agents, hotel and bank employees, and kindergarten teachers. The data showed that emotional dissonance was the stressful aspect of emotion work, whereas the display of positive emotions and sensitivity requirements also had positive effects on personal accomplishment. The requirement to express negative emotions had little effect on burnout. Neuroticism had little impact on the relations between emotion work and burnout. In most economic societies service work plays an important role now. In the European countries, for example, more than 50% of the workforce comprises service workers (Paoli, 1997). Consequently, the psychological analysis of service work has received increased attention in recent years (e.g., Nerdinger, Correspondence should be addressed to Dieter Zapf, Department of Psychology, Johann Wolfgang Goethe-University Frankfurt, Mertonstr. 17, D-60054 Frankfurt, Germany. Email: D.Zapf@psych.uni-frankfurt.de An earlier version of this article was presented as a poster at the 25th international congress of Applied Psychology, July 7 – 12, 2002, Singapore. Parts of the present study were supported by the German Federal Ministry of Work and Social Affairs and the Hessen Ministry of Social Affairs. Ó 2006 Psychology Press Ltd http://www.psypress.com/ejwop DOI: 10.1080/13594320500412199
  • 4. 2 ZAPF AND HOLZ 1994; Zeithaml & Bitner, 2000). One of the core aspects of service work is the social interaction with customers or clients. Here, as in any social interaction, the requirement to regulate one’s emotions plays a central role. Hochschild (1983) coined the term ‘‘emotional labour’’ for this requirement. She investigated the work of flight attendants and showed that a substantial part of the job was dealing with the passengers and their emotions. Based on qualitative findings, Hochschild (1983) argued that high emotional demands had negative effects on psychological and physical health. Whereas most but not all empirical studies so far were able to demonstrate such negative effects of emotional labour, the empirical Downloaded by [University of Barcelona] at 06:12 19 February 2012 findings with regard to positive effects were much more inconsistent. In some studies, the frequency of emotion display was positively related to well-being; in others it was not. In particular, it has been argued that the display of positive emotions has positive consequences. However, only a few studies have explicitly measured the requirement to display positive emotions. But again, empirical results were inconsistent. The present paper intends to contribute to this still open question. We will present the test of an overall model using structural equation modelling. In particular, we will focus on the relationship between emotional job requirements and psychological strain rather than on behavioural or emotion regulation strategies and its consequences. We will distinguish between the requirement to display positive and the requirement to display negative emotions and we will also investigate the requirement to sense emotions of the interaction partner. This has only occasionally been done in the literature so far. Finally, we will systematically consider negative affectivity (NA) in these analyses, thus responding to an important methodological discussion in psychological stress research. We are not aware of any study that took all these aspects into account. In the following we will first describe a multidimensional framework of emotion work. Based on the existing literature we will then develop hypotheses regarding the positive and negative effects of emotion work on burnout. Emotional labour or emotion work (Zapf, 2002) is an important aspect of employee – client interactions. ‘‘Client’’ is used here to refer to any person who interacts with an employee, for example, patients, children, customers, passengers, or guests. Expressing appropriate emotions during face-to-face or voice-to-voice interactions is a job demand for many employees in the service industry. Service workers are required to manage their emotions as a part of their job. Certainly, service workers cannot be assumed to be always in a good mood. Rather, they may sometimes be bored and they may all more or less frequently encounter situations eliciting negative emotions such as anger, fear, or disappointment. Emotion work as part of the job, however, implies the display of organizationally desired emotions even in these unpleasant situations. Accordingly, emotion work has been defined as
  • 5. EMOTION WORK IN ORGANIZATIONS 3 the psychological processes necessary to regulate organizationally desired emotions as part of one’s job (e.g., Grandey, 2000; Hochschild, 1983; Rafaeli & Sutton, 1987; Zapf, 2002). Hochschild (1983) argued that carrying out emotion work for long hours would overtax the service providers’ abilities to show the desired emotions. They would go on smiling, but they would not feel the expected emotions. This discrepancy between displayed and felt emotions she called ‘‘emotional dissonance’’. Hochschild maintained that showing emotions not felt at that moment would—in the long run—lead to the alienation of one’s feelings, which would cause psychological ill health. In her qualitative interviews with flight Downloaded by [University of Barcelona] at 06:12 19 February 2012 attendants, she found a variety of negative health consequences of emotion work such as psychosomatic symptoms, and alcohol and sex problems. Other studies, however, did not uniformly find these negative effects, and some even found positive effects of emotion work. Therefore, researchers started to develop models differentiating various dimensions of emotion work. Most of these models comprised dimensions referring to the frequency of emotion display and/or emotional dissonance (e.g., Brotheridge & Grandey, 2002; Grandey, 2000; Morris & Feldman, 1996, 1997; Schaubroeck & Jones, 2000). This also applies to the concept used in the present study. Moreover, applying Hackman’s (1969) distinction of job analysis approaches we followed the behaviour requirement approach, thus focusing on the situational job requirements (see also Diefendorff & Richard, 2003; Schaubroeck & Jones, 2000) rather than on the individual work behaviours or emotion regulation ˆ ´ strategies (e.g., Brotheridge & Lee, 2002; Cote & Morgan, 2002; Glomb & Tews, 2004). We differentiated between various dimensions of emotion work requirements (Zapf, Vogt, Seifert, Mertini, & Isic, 1999): (1) the requirement to display positive emotions (abbreviated as ‘‘positive emotions’’), (2) the re- quirement to display and handle negative emotions (‘‘negative emotions’’), (3) the requirement to sense the emotion of the interaction partner (‘‘sensitivity requirements’’), and (4) the dissonance between felt and displayed emotions (‘‘emotional dissonance’’). In line with most empirical studies (e.g., Adelmann, 1995; Brotheridge & Lee, 2003; Morris & Feldman, 1997) the frequency of emotional display was considered to be an important aspect of emotion work. Factor analyses (Zapf, Vogt et al., 1999) demonstrated the necessity of distinguishing between being required to show positive and negative emotions. This is so because the necessity to display positive and negative emotions is not uniformly high or low across occupations. Rather, it depends on specific job requirements. For a call centre agent, the requirement to show negative emotions will be relatively infrequent (e.g., Zapf, Isic, Bechtoldt, & Blau, 2003). In contrast, a frequently cited example for a job comprising a frequent requirement to show negative emotions is the case of a bill collector (Sutton, 1991). Another example may be an undertaker, who has to express
  • 6. 4 ZAPF AND HOLZ seriousness and grief during a funeral. The requirement to display negative emotions should not be mistaken for letting out one’s negative emotions in an uncontrolled manner. Rather, the controlled expression of anger may be used to make clear that one is seriously affected by something or that one is taking something very seriously. For example, a nurse may use controlled anger to make clear that she does not want to be touched by a patient. A kindergarten teacher may use anger to stop children fighting, etc. Whereas there are some studies which also included the requirement of positive emotions display (e.g., Diefendorff & Richard, 2003; Schaubroeck & Jones, 2000), the requirement to express negative emotions has been considered in Downloaded by [University of Barcelona] at 06:12 19 February 2012 qualitative studies (Stenross & Kleinman, 1989; Sutton, 1991) but only rarely in quantitative studies. The expression of organizationally desired emotions is not an end in itself. Emotions are shown to have an influence on clients (Cote, 2005;ˆ ´ Kruml & Geddes, 2000; Pugliesi, 1999). Expressing emotions is one possible way to influence the clients’ feelings. To be able to influence the clients’ emotions, their accurate perception is an important prerequisite. In social interactions, information provided by the emotion display of the interaction partner is used to guide one’s own response (Elfenbein, Marsh, & Ambady, 2002). Therefore, sensitivity requirements as the necessity to be sensitive and to consider the emotions of clients is another aspect of the emotion work concept (Zapf, Vogt et al., 1999). Sensitivity requirements are low if there are no or only few interactions with clients or if an employee can display organizationally desired emotions independent from the clients’ feelings, for example, in the case of highly scripted interactions. Sensitivity requirements are high, if knowledge of the clients’ emotions is a prerequisite for one’s own emotional reaction. Finally, as in some of the other studies on emotion work, we included the concept of emotional dissonance (e.g., Abraham, 1998; Kruml & Geddes, 2000; Morris & Feldman, 1996, 1997; Nerdinger & Roper, 1999; Zapf, Vogt ¨ et al., 1999; Zerbe, 2000). Emotional dissonance occurs when an employee is required to express emotions which are not genuinely felt in the particular situation. A person may feel nothing when a certain emotion display is required, or the display rule may require the suppression of undesired emotions and the expression of neutrality or a positive emotion instead of a negative one. Emotional dissonance was found to be resulting from external demands rather than being a reaction to emotion display or a behavioural strategy (Zapf, Vogt et al., 1999). We assume that surface acting which is a response focused strategy to express an emotion which is not felt (cf. Grandey, 2000; Hochschild, 1983) is an adequate and probably the most frequently used emotion regulation strategy to respond to emotional dissonance as a situational demand, e.g., if the situational demand is to be friendly to an arrogant customer. However, the service provider may also not
  • 7. EMOTION WORK IN ORGANIZATIONS 5 be willing to put on the expected friendly face. Rather he or she may look neutral or even angry, thus showing emotional deviance (Rafaeli & Sutton, 1987) as another possible response. In cases, the service provider may even try to overcome his or her negative inner feelings, which corresponds to the concept of deep acting (Hochschild, 1983). In the work of Hochschild, it was emotional dissonance that was hypothesized to lead to the alienation of one’s feelings which in turn caused various psychological strains. The positive and negative effects of emotion work will be investigated with regard to burnout (e.g., Schaufeli & Enzmann, 1998). This concept was introduced as an individual reaction to high emotional demands in human Downloaded by [University of Barcelona] at 06:12 19 February 2012 service work. It can be understood as an indication that employees are no longer able to manage their emotions adequately when interacting with clients. Burnout is a syndrome consisting of three aspects: emotional exhaustion, depersonalization, and reduced personal accomplishment (Maslach & Jackson, 1986). Emotional exhaustion measures one’s feeling of being burnt out, frustrated, and perceiving working with people to be demanding. Depersonalization comprises the tendency to treat clients like objects and to become indifferent and apathetic with regard to clients. Personal accomplishment includes the feeling of having the competence to do things and of being able to meet one’s aspirations in one’s job. Explanations for the positive and negative effects of emotion work on ˆ ´ burnout can be given at two different levels (cf. Cote, 2005). First, at the interaction level, the emotion work aspects can be seen as indicators of positive or negative social interactions with clients. Second, explanations at the conceptual level of emotion regulation relate to processes and mechanisms inherent in the emotion work concept (Grandey, 2000; Zapf, 2002; see below). In the following we will discuss the potential positive and negative effects of the emotion work aspects on burnout both at the level of social interactions and the level of emotion regulation. Starting with the negative effects, studies consistently found correlations between emotional dissonance (or variables which share some features with emotional dissonance such as suppressing negative emotions or surface acting) and psychological strain (e.g., Abraham, 1998; Brotheridge & Grandey, 2002; Grebner et al., 2003; Heuven & Bakker, 2003; Lewig & Dollard, 2003; Morris & Feldman, 1997; Nerdinger & Roper, 1999; ¨ Schaubroeck & Jones, 2000; Zapf, Vogt et al., 1999; Zerbe, 2000). In particular, relations between emotional dissonance and emotional exhaus- tion were found in the studies of Heuven and Bakker (2003), Lewig and Dollard (2003), Morris and Feldman (1997), Nerdinger and Roper (1999), ¨ Zapf, Vogt et al. (1999), and Zerbe (2000). Similar results were found for emotional dissonance and depersonalization (Dormann & Zapf, 2004; Dormann, Zapf, & Isic, 2002; Zapf, Vogt et al., 1999). A variety of explanations exists for this result. An explanation at the interaction level is
  • 8. 6 ZAPF AND HOLZ that emotional dissonance is related to emotional exhaustion because it is a sensitive qualitative indicator of unpleasant and stressful interactions with clients. Clients may be aggressive, they may confront the service provider with disproportionate expectations, or they may behave in an uncivil manner. These behaviours have been related to psychological strain (e.g., Ben-Zur & Yagil, 2005; Dormann & Zapf, 2004; Duffy, Ganster, & Pagon, 2002; Spector, 1997) and emotional dissonance may be a good indicator to cover these different kinds of negative social interactions with clients or customers. Moreover, at the level of emotion regulation, Gross and colleagues Downloaded by [University of Barcelona] at 06:12 19 February 2012 (Gross, 1998; Gross & John, 1997; Gross & Levenson, 1997) argued that emotion regulation—as any process of self-regulation (see Muraven, Tice, & Baumeister, 1998)—has its psychological costs. Emotional dissonance often means the suppression of negative emotion and there is evidence that emotion suppression is related to the sympathetic activation of the cardiovascular system (Gross & Levenson, 1997) which has been shown to be associated with poor health, adjustment, and coping responses (Pennebaker, 1990). Finally, Brotheridge and Lee (2002) suggested that surface acting which is one way to react if the required emotions do not conform to the emotions actually felt, may threaten one’s authenticity (see also Erickson & Wharton, 1997). This comes close to Hochschild’s (1983) notion that emotional dissonance generates feelings of estrangement from the self, which is supposed to be related to psychological strain. Emotional dissonance may also lead to the (chronic) detachment of other people’s feelings which may be related to depersonalization. Thus, based on these explanations both at the interactional and the conceptual level and in line with previous research, we hypothesized that emotional dissonance is positively related to emotional exhaustion (Hypothesis 1a) and depersona- lization (Hypothesis 1b). With regard to the frequency of being required to display emotions, contradictory hypotheses exist. Some authors proposed that these require- ments have negative health effects (Hochschild, 1983; Morris & Feldman, 1996); others (Schaubroeck & Jones, 2000) proposed a positive effect for the requirement to display positive emotions. Overall, we assume that emotional job requirements, i.e., the requirement of the job to display positive or negative emotions and to sense the emo- tion of the client, depend on the existence of display rules (rules for the expression of emotions), the frequency and the duration of service interactions as well as on the quality of these interactions, i.e., whether the clients are behaving positively or negatively (Grandey, 2000; Morris & Feldman, 1996; Zapf, 2002). We further assume that there is a positive relation between emotional requirements and health outcomes as long as these requirements are matched by the personal prerequisites of the service provider. However, if
  • 9. EMOTION WORK IN ORGANIZATIONS 7 emotional requirements exceed certain limits, then the likelihood increases that the emotions which have to be expressed do not match the emotions felt at that moment corresponding to the definition of emotional dissonance. It follows that any negative effect of the requirement to display positive or negative emotions on burnout should be mediated by emotional dissonance (Hypoth- esis 2). That is, a full mediation effect is hypothesized, which implies that there should be no direct negative effects of the requirement to display positive emotions (Hypothesis 2a) or negative emotions (Hypothesis 2b) on emotional exhaustion or depersonalization if emotional dissonance is included as a mediator. This mediator effect of emotional dissonance has not yet been Downloaded by [University of Barcelona] at 06:12 19 February 2012 systematically investigated in the literature. There is a variety of reasons why emotion work should also have positive effects on psychological well-being. At the level of social interactions it can be argued that if service providers successfully meet the requirement to display and sense emotions, this will have positive effects. In particular, it will contribute to the feeling of self-efficacy or personal accomplishment. Based on the literature on the affiliation motive it can be assumed that dealing with other people and expressing emotions when interacting with these people satisfies needs for affiliation, status, and recognition, for example, by showing altruistic behaviour (e.g., Bierhoff, 1990; Hill, 1987). Stenross and Kleinman (1989) reported that detectives positively assessed interrogations with criminal suspects because this played a central role for goal achievement, namely, solving a case. This also included the display of negative emotions, e.g., when using the ‘‘good cop – bad cop’’ technique. Pugh (2001) and Tsai (2001) found that the display of positive emotions was related to customer satisfaction and customers’ positive affect which may be indicators of successful service interactions. These processes may contribute to feelings of personal accomplishment. At the conceptual level of emotion regulation, the expression of emotion can either be thought of as a spontaneous or automatic process experienced not to be effortful at all (cf. Scherer & Wallbott, 1990; Zapf, 2002; emotional harmony according to Ashforth & Humphrey, 1993; passive deep acting according to Hochschild, 1983), but contributing to a social situation with positive consequences for the employee concerned. Moreover, the inten- tional expression of positive emotions usually increases the probability of the interaction partner to show reciprocal positive emotions in return (Cote, ˆ ´ 2005; Wiemann & Giles, 1997). This can be perceived as positive feedback contributing to the employee’s satisfaction and self-esteem. Emotional contagion (Hatfield, Cacioppo, & Rapson, 1994) has also been discussed as a mechanism how the display of positive interactions in service encounters can influence the clients’ emotions and thus contribute to a positive rewarding interaction (Pugh, 2001). Adelmann (1995) referred to the facial feedback hypothesis to argue for positive effects of emotion work
  • 10. 8 ZAPF AND HOLZ (cf. Strack, Stepper, & Martin, 1988). On a qualitative level, Tolich (1993) described supermarket clerks who enjoyed showing prescribed emotions in the form of jokes or entertainment of customers who chose their checkout lines. Empirically, findings with regard to positive effects are inconsistent. Wharton (1993) found a positive relation between emotional labour and job ˆ ´ satisfaction. Cote and Morgan (2002) were able to demonstrate a causal effect of expressing positive emotions on job satisfaction in a longitudinal study. Morris and Feldman (1997) found positive effects of duration on emotional exhaustion and job satisfaction, but similar negative effects of the Downloaded by [University of Barcelona] at 06:12 19 February 2012 frequency of interaction. However, these effects all disappeared in multiple regressions where emotional dissonance was included. Lewig and Dollard (2003) did not find any positive effect. Brotheridge and Grandey (2002) and Diefendorff and Richard (2003) found a positive effect of the requirement to express positive emotions on job satisfaction. Schaubroeck and Jones (2000) found a respective negative effect instead of the hypothesized positive effect on physical symptoms. Based on the theoretical considerations and the existing empirical findings we hypothesized that the requirement to display positive (Hypothesis 3a) and negative emotions (Hypothesis 3b) and to sense the emotions of the interaction partner (Hypothesis 3c) are positively related to personal accomplishment. So far we described interactions in which service providers automatically show the required emotions. If, however, the required emotions are not automatically shown, then the person may respond with deep acting to bring the felt emotions in line with the required emotions. When using deep acting as an emotion regulation strategy, an individual actively tries to experience the required emotion (Grandey, 2000; Hochschild, 1983). This may have similar effects as if the emotions were displayed automatically (in line with Hypotheses 3a – b). Accordingly, Brotheridge and Grandey (2002) reported positive relations between deep acting and personal accomplishment in their studies. Alternatively, the required emotion may not be spontaneously felt, but will be displayed. This corresponds to the definition of emotional dissonance. Thus, we hypothesize that the emotional job requirements to display positive (Hypothesis 4a) or negative emotions (Hypothesis 4b) are related to emotional dissonance. Hypothesis 4 follows from Hypothesis 2, which assumes that there is no direct effect of the emotion work requirement variables on emotional exhaustion and depersonalization, but that these effects are mediated by emotional dissonance. Moreover, if sensitivity requirements are too high they may overtax the employees’ abilities to be sensitive because of the continuous necessity to concentrate and process information while communicating with the client. Therefore, we hypothesize that there are also direct effects on emotional exhaustion (Hypothesis 5a) and depersonalization (Hypothesis 5b).
  • 11. EMOTION WORK IN ORGANIZATIONS 9 In recent years, stress researchers started to control stressor – strain relationships for negative affectivity (NA). NA has often been equated with neuroticism (Burke, Brief, & George, 1993; Watson & Clark, 1984), and it has been interpreted as a general dimension that lowers the threshold to experience negative emotions. Some authors have argued that NA represents a nuisance variable that directly affects stressor – strain relations (e.g., Burke et al., 1993). According to this view, individuals high in NA tend to view both their working conditions and their health conditions more negatively than individuals low in NA, thus producing an artificial correlation between the variables. Downloaded by [University of Barcelona] at 06:12 19 February 2012 At the theoretical level, it can be argued that individuals high in NA tend to experience negative emotions more frequently. They will be more often exposed to emotional dissonance because the display of positive emotions is typically required in most service interactions. Moreover, applying the ‘‘stressor creation mechanism’’ (Spector, Zapf, Chen, & Frese, 2000) to the present context implies that individuals high in NA tend to create or contribute to social conflicts with clients thus creating or contributing to a negative quality of this interaction in which negative emotions are experienced instead of the positive ones frequently required by the organizational display rules. Studies show that the burnout dimensions are associated with NA or neuroticism (Schaufeli & Enzmann, 1998). Moreover, although individuals with a tendency to experience negative emotions should report more occasions where positive emotions are required but negative emotions are felt (emotional dissonance), we hypothesize that these mechanisms do not substantially decrease the relation between emotional dissonance and emotional exhaustion and depersonalization. This results from the fact of the emotional dissonance measure in the present study is intended to describe aspects of the work situation rather than subjective reactions. Usually, such measures are only little affected by NA as a nuisance factor (Spector et al., 2000). We did not expect NA to affect the emotional requirements because these are mainly determined by the display rules and the frequency and duration of service interactions. Moreover, the instrument used in this study aimed at measuring the work environment thereby trying to minimize the influence of individual cognitive and emotional processing in the measure- ment process (Frese & Zapf, 1988). There is evidence that under these circumstances, the effects of NA on stressor – strain relations are only small in terms of Cohen’s (1992) effect size criteria (Spector et al., 2000). So far, several studies on emotion work included neuroticism or NA. Brotheridge and Grandey (2002) and Diefendorff and Richard (2003) found an effect on demands to suppress negative emotions. In contrast, Schaubroeck and Jones (2000) found a relatively strong effect of trait negative affect on demands to suppress negative emotions (r ¼ .48). Thus, we hypothesized that
  • 12. 10 ZAPF AND HOLZ NA or neuroticism should have a positive effect on emotional dissonance and burnout (Hypothesis 6). However, NA should not affect the relation between emotional dissonance and burnout in a significant way. In summary, we will test the following hypotheses, which are also shown in Figure 1: Hypothesis 1: Emotional dissonance will be positively related to emotional exhaustion (H1a) and depersonalization (H1b). Hypothesis 2: There are no direct effects of the requirement to display emotions on emotional exhaustion and depersonalization. Rather, the effects are mediated by emotional dissonance. Downloaded by [University of Barcelona] at 06:12 19 February 2012 Hypothesis 3: The requirement to display positive (H3a) and negative emotions (H3b) and the requirements to sense the emotion of the client (H3c) are positively related to the feeling of personal accomplishment. Hypothesis 4: The requirements to display positive (H4a) or negative emotions (H4b) will also be related to emotional dissonance. Hypothesis 5: There will be a direct effect of sensitivity requirements on emotional exhaustion (H5a) and depersonalization (H5b). Hypothesis 6: NA has a small effect (according to Cohen’s, 1992, effect size criteria) on emotional dissonance, but will not change the relation between emotional dissonance and burnout (H6). Figure 1. Hypothesized relations between emotion work and burnout.
  • 13. EMOTION WORK IN ORGANIZATIONS 11 METHOD Samples In this study we will report analyses based on two samples. The first sample consisted of employees working in different service sectors (‘‘service sample’’) and the second was based on a randomly drawn sample (‘‘representative sample’’). The service sample consisted of four subsamples. The first subsample was collected in the hotel business. With the help of the ‘‘Berufsgenossenschaft Nahrung’’ (professional food association), 20 hotels in an area in South Downloaded by [University of Barcelona] at 06:12 19 February 2012 West Germany were included in the study. Of the participants, 15% had a ‘‘Hauptschulabschluss’’ (lower stream school leaving certificate), 29% had ‘‘mittlere Reife’’ (middle stream school-leaving certificate), 44% had ‘‘Abitur’’ (high school diploma qualifying for university entrance), and 11% some type of university degree. Only a minority of 18% did not have a specific vocational education related to the hotel business. The second subsample consisted of participants who were employed in 14 call centres of various firms. This subsample consisted of employees who all had voice-to- voice contacts with clients. Of the participants, 74% had a high school diploma qualifying for university entrance (Abitur) or some kind of university degree, 76% received calls but did not call clients themselves (inbound); the remainder were preoccupied with both calling and receiving calls (inbound and outbound). The third subsample was collected in seven banks. Of the participants, 43% had a specific banking vocational education and another 32% a university degree. The majority of the subsample (97%) had more than 2 years of job experience. The final subsample consisted of employees collected in 70 of the 140 public kindergartens in one of Germany’s large cities. The kindergartens were systematically selected to obtain the full variety of kindergartens for the subsample. The subsample consisted of almost 50% of the total workforce of the city’s public kindergartens. Of the participants, 22% possessed some kind of university degree, 35% had visited vocational schools for kindergarten teachers, and 74% had received some kind of high school degree. In all, 87% had some kind of specific education for their job and 94% of the subsample had more than 2 years of job experience. Due to missing values, the data of N ¼ 1024 participants could be used for structural equation modelling (SEM). Characteristics of the subsamples are summarized in Table 1. The second sample (representative sample) consisted of participants from two large German cities who worked at least 30 hours a week, who were not self-employed, and whose German was reasonably good so that they were able to fill in the questionnaire. Participants were randomly chosen from a citizen database. They received a letter asking for participation. After some days the potential participants were contacted by telephone. Many people
  • 14. 12 ZAPF AND HOLZ TABLE 1 Description of the service sample Response Percentage Subsample n rate in % Mean age women Occupations Hotels 175 29 80% between 71 Frontline officers, 18 and 32b waiters or waitresses, administrative staff Call centre 250 50 31 75 Call centre agents in banking, Downloaded by [University of Barcelona] at 06:12 19 February 2012 insurance, airline industry Bank 122 –a 37 50 Banking employees Kindergartens 611 67 39 94 Kindergarten teachers, social workers, technical staff Total sample 1158 – 36c 88 a Distribution of questionnaires was organized by the institutions. They were not able to report the response rate. b To ensure anonymity, we were only able to use age categories (18 – 22, 23 – 28; . . . .63 – 67). c Category mean was used for the hotel subsample to compute overall mean age. were excluded because they did not fulfil the criteria mentioned above. We contacted 767 persons who fulfilled the criteria for participation; 405 persons sent back the questionnaire anonymously, which corresponded to a response rate of 52.8%. This estimation was the lower bound of the response rate, because among the 767 persons contacted some refused to take part in the study and finished the telephone call before the researchers received all the information required to decide whether the person fulfilled all criteria for participation. Two raters rated the jobs of these participants whether they were service jobs. There were three participants where the raters disagreed; these were excluded from the sample. They identified 184 service jobs, which is 45.4% of the total sample. Of these 184 participants full data were available from 175 participants because of missing data. Mean age of the representative sample was 40.9, ranging from 19 to 70 years; 37.8% were women. Moreover, 55.9% were in possession of some kind of high school degree, and 23% attended modern secondary school, 19.8% had a lower stream school leaving certificate, 1.8% who had no certificate at all, and 35.6% had some kind of university degree; 79% reported to have finished a professional training relevant for their current job. On average (median category), they had worked for 15 – 20 years; they had worked in their current job for approximately 2 – 5 years of this period of time.
  • 15. EMOTION WORK IN ORGANIZATIONS 13 Instruments Emotion work/emotional labour was measured using the Frankfurt Emotion Work Scales1 (FEWS 3.0; Zapf, Mertini, Seifert, Vogt, & Isic, 1999; Zapf, Vogt et al., 1999). . Positive emotions refer to the requirement to show pleasant emotions (example item: ‘‘In your job how often does it occur that you have to display pleasant emotions towards your clients?’’). . Negative emotions ask for the necessity of displaying and dealing with Downloaded by [University of Barcelona] at 06:12 19 February 2012 unpleasant emotions (example item: ‘‘How often does it occur in your job that you have to display unpleasant emotions towards your clients?’’). . Sensitivity requirements examine whether empathy or knowledge about clients’ current feelings are required by the job (example item: ‘‘Does your job require paying attention to the feelings of your clients?’’). . Emotional dissonance refers to the display of unfelt emotions and to the suppression of felt but organizationally undesired emotions (example item: ‘‘How often does it occur in your job that one has to display positive emotions that do not correspond to what is felt in this situation?’’). For most of the FEWS scales there was a five-point response scale for most items ranging from ‘‘very rarely/never’’ (1), ‘‘rarely (once a week)’’ (2), ‘‘sometimes (once a day)’’ (3), ‘‘often (several times a day)’’ (4), to ‘‘very often (several times an hour)’’ (5). Burnout (emotional exhaustion, depersonalization, and personal accom- plishment) was measured using the Maslach Burnout Inventory – German version of Bussing and Perrar (1992). Emotional exhaustion measures one’s ¨ feeling of being burnt out, frustrated, and perceiving working with people to be very demanding. Depersonalization comprises the tendency to treat clients like objects and to become indifferent and apathetic with regard to clients. Personal accomplishment includes the feeling of having the competence to do things and of being able to meet one’s personal aspirations. The burnout items were answered on a seven-point scale. Neuroticism was taken from a bipolar adjective-rating list to measure the five-factor model of personality (Costa & McCrae, 1985). The measure was based on the 45-item bipolar adjective-rating list developed by Ostendorf and colleagues (Ostendorf & Angleitner, 1992) in the version of Schallberger and Venetz (1999). The authors demonstrated that this reduced version was 1 A German, English, French, or Spanish version of the instrument can be obtained from the first author on request.
  • 16. 14 ZAPF AND HOLZ satisfactory in terms of factorial structure and internal consistencies of scales. The scale for neuroticism used in this study consisted of six bipolar items on a 6-point scale, with each pole ranging from 1 and 6 ¼ ‘‘very’’, 2 and 5 ¼ ‘‘quite’’, and 3 and 4 ¼ ‘‘rather’’. Reliabilities of the scales were sufficient or good in most cases. They were relatively low for the requirement to display positive and negative emotions. Note, however, that these scales are both relatively short and that they show high correlations to some other scales. Depersonalization also showed low reliabilities in other studies (Bussing & Perrar, 1992). Means and standard ¨ deviations of the above mentioned variables are presented in Table 2, and Downloaded by [University of Barcelona] at 06:12 19 February 2012 the intercorrelations are presented in Table 3. Statistical analyses First we tested the model presented in Figure 1 using structural equation modelling (SEM). In this model, causal coefficients will be estimated for parameters referring to hypotheses 1 – 6. We were not interested in causal models regarding the burnout components (see Golembiewski, Munzenrider, & Stevenson, 1986; Leiter & Maslach, 1988; van Dierendonck, Schaufeli, & Buunk, 2001). Therefore, latent correlations among the residuals of these variables were estimated. We also estimated latent correlations among the residuals of the emotional requirement variables. The analyses were carried out with LISREL 8.3 (Joreskog & Sorbom, 1996) using the maximum ¨ ¨ TABLE 2 Psychometric data of study variables Service sample Representative sample No. of items Range Mean SD Coeff.a Mean SD Coeff.a Requirement to 3 1–5 3.44 0.82 .52 3.09 1.03 .72 display positive emotions Requirement to 4 1–5 2.96 0.93 .68 2.65 0.93 .76 display negative emotions Sensitivity 3 1–5 3.44 1.03 .85 3.26 1.26 .91 requirements Emotional 5 1–5 3.12 0.79 .80 3.15 0.79 .75 dissonance Neuroticism 6 1–6 2.83 0.66 .85 2.83 0.83 .82 Emotional 9 0–6 1.54 1.04 .88 1.32 0.87 .82 exhaustion Depersonalization 5 0–6 1.02 0.99 .65 1.07 0.98 .81 Personal 8 0–6 3.61 0.89 .79 3.59 1.34 .73 accomplishment
  • 17. Downloaded by [University of Barcelona] at 06:12 19 February 2012 TABLE 3 Intercorrelation of study variables 1 2 3 4 5 6 7 8 9 10 1. Age .09 .13 .06 .06 7.03 .29 .14 .01 7.03 2. Gender 7.08 7.08 .09 7.06 7.04 7.23 7.04 .08 .07 3. Requirement to display 7.20 7.08 .46 .61 .41 .04 .14 .15 .22 positive emotions 4. Requirement to display 7.00 7.13 .37 .48 .21 7.03 .04 .15 .18 negative emotions 5. Sensitivity requirements 7.05 7.09 .51 .48 .30 .04 .14 .13 .25 6. Emotional dissonance 7.30 .02 .41 .15 .29 .06 .22 .36 .09 7. Neuroticism .03 7.09 7.08 7.05 7.02 .09 .38 .15 7.35 8. Emotional exhaustion 7.01 7.10 .11 .20 .19 .27 .31 .54 7.27 9. Depersonalization 7.19 .10 .12 .10 .11 .36 .15 .52 7.21 10. Personal accomplishment .01 .00 .34 .16 .30 .06 7.28 7.16 7.10 Service sample (N ¼ 1152) ¼ lower triangle; r 4 .07 are significant at p 5 .01. Representative sample (N ¼ 184) ¼ upper triangle; r 4 .14 are significant at p 5 .05; r 4 .18 are significant at p 5 .01. Gender: female ¼ 1; male ¼ 2 in both samples. 15
  • 18. 16 ZAPF AND HOLZ likelihood method to examine the covariance matrix of the variables. Chi square statistics, goodness of fit (GFI), adjusted goodness of fit (AGFI), root means square error of approximation (RMSEA), the Akaike informa- tion criterion (AIC), and the normed fit index (NFI) were used to assess the model fit (Bentler, 1980; Joreskog & Sorbom, 1996; Schermelleh-Engel, ¨ ¨ Moosbrugger, & Muller, 2003). Experts (e.g., Schermelleh-Engel et al., 2003) ¨ suggest the following criteria to indicate a good model fit: w2/df 2; GFI .95; AGFI .90; RMSEA .05; and NFI .95. AIC should be smaller than the AIC for the comparison model. Downloaded by [University of Barcelona] at 06:12 19 February 2012 RESULTS We started testing models with effects of the requirement to express positive and negative emotions on exhaustion and depersonalization (direct effects model), but without effects on emotional dissonance. We then tested the full mediation model with effects of the requirement to express positive and negative emotions on emotional dissonance. Third, we tested a model with both direct and mediator effects. The model with the direct effects showed a poor fit in both samples, w2 ¼ 172.37, df ¼ 7, p ¼ .0; AIC ¼ 230.37 in the service sample; w2 ¼ 33.39, df ¼ 7, p ¼ .0 AIC ¼ 91.39 in the representative sample. In contrast the postulated full mediation model corresponding to the hypotheses and the theoretical model as presented in Figure 1 showed a reasonable fit for the service sample, w2 ¼ 47.70, df ¼ 9, p ¼ .0; GFI ¼ .99; AGFI ¼ .95; RMSEA ¼ .065; AIC ¼ 101.70; NFI ¼ .98, and a very good fit for the representative sample, w2 ¼ 6.03, df ¼ 9, p ¼ .74; GFI ¼ .99; AGFI ¼ .97; RMSEA ¼ .0; AIC ¼ 59.98; NFI ¼ .98. The direct effects model and the full mediation model are not nested. Therefore, only the AIC could be used to compare the models. The AIC was clearly lower for the full mediation model thus rejecting the direct effects model. In a next step we compared the full mediation model with a model with both direct and mediator effects. This model is nested with the full mediation model. Not surprisingly, these models showed a very good fit (for the service sample, w2 ¼ 24.55, df ¼ 5, p 5 .01; GFI ¼ .99; AGFI ¼ .96; RMSEA ¼ .062; AIC ¼ 86.55; NFI ¼ .99; for the representative sample, w2 ¼ 2.36, df ¼ 5, p ¼ .80; GFI ¼ 1.00; AGFI ¼ .98; RMSEA ¼ .0; AIC ¼ 64.36; NFI ¼ .99. The model comparison was not significant for the representative sample, Dw2 ¼ 3.62, df ¼ 4; p 4 .05, and it was just significant for the service sample, Dw2 ¼ 23.15, df ¼ 4; p 5 .05. For the service sample more detailed analyses revealed a significant effect of the requirement to express negative emotions on emotional exhaustion, but no effects of this variable on emotional dissonance. We then computed an optimized model where all parameters not significant in both samples, were fixed to zero. The effects concerned comprised the effect of negative emotions on personal accomplishment and
  • 19. EMOTION WORK IN ORGANIZATIONS 17 emotional dissonance as well as the effect of sensitivity requirements on depersonalization. Moreover, we used the maximum modification index of the LISREL program to improve the model for the service sample. For this sample, the modification index suggested a relation between positive emotions and neuroticism. Because cause – effect structures were unclear, we modelled a correlation between the residuals of these variables. Moreover, we added a causal effect of sensitivity requirements on emotional dissonance and a causal effect of emotional dissonance on personal accomplishment. Both optimized models were very good and met all criteria for a good model fit: for the service sample, w2 ¼ 12.19, df ¼ 8, p ¼ .14; GFI ¼ 1.00; AGFI ¼ .99; Downloaded by [University of Barcelona] at 06:12 19 February 2012 RMSEA ¼ .023; AIC ¼ 68.19; NFI ¼ .99; for the representative sample, w2 ¼ 5.12, df ¼ 11, p ¼ .93; GFI ¼ .99; AGFI ¼ .98; RMSEA ¼ .0; AIC ¼ 55.12; NFI ¼ .99. The results are shown in Figure 2. Figure 2 shows the expected correlations among the emotional requirement variables and among the burnout variables, which were similar in both samples. Moreover, it shows that most, though not all hypotheses were supported by the empirical data. Figure 2. Relations between emotion work and burnout: Empirical results (optimized model). Results for the representative sample in parentheses.