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New Drugs and Clinical Trials
Rules, 2019
Mr Dilip Namdev Kawane
M Pharm Pharmacology
Definition: Clinical Trials
 A clinical trial is a systematic study to generate data for
discovering or verifying the clinical and pharmacological profile
(including pharmacodynamics and pharmacokinetic) or adverse
effects of a new drug on humans.
 It is the only way of establishing the safety and efficacy of any
drug before its introduction in the market for human use and is
preceded by animal trials where the efficacy and side effects are
observed in animals and an estimated drug dose is established.
 It is important for anyone preparing a trial of a new therapy in
humans that the specific aims, problems and risks or benefits of a
particular therapy be thoroughly considered and that the chosen
options be scientifically sound and ethically justified.
Features of New Rule 2019
 The new rules aim to promote clinical research in India by
providing for a predictable, transparent and effective regulation for
clinical trials and by ensuring faster accessibility of new drugs to
the Indian population.
 New rules have reduced the time for approving
applications, which has now come down to 30 days for drugs
manufactured in India and 90 days for those developed outside
the country.
 In case of no communication from Drugs Controller General of
India, the application will be deemed to have been approved
Features of New Rule 2019
 Drug Controller General of India will decide the compensation in
cases of death and permanent disability or other injury to a trial
subject.
 The requirement of a local clinical trial may be waived for approval
of a new drug if it is approved and marketed in any of the
countries specified by the Drugs Controller General with the
approval of the government.
 Ethics committee will monitor the trials and decide on the
amount of compensation in cases of adverse events.

Features of New Rule 2019
 It has been mandated that in case of injury to the clinical trial
subject, medical management will be provided as long as required
as per the opinion of the investigator.
 New drugs approved for use in select developed markets will be
automatically allowed in India provided global trials includes Indian
patients.
 This waiver would also extend to drugs that receive these
marketing approvals even while a trial is underway in India.
 New rules has removed regulations on tests conducted on
animals in case of drugs approved and marketed for more than
two years in well-regulated overseas drug markets.
AIM:
 The Union Ministry for Health and Family Welfare has notified the
Drugs and Clinical Trials Rules, 2019 with an aim to promote
clinical research in the country.
 The new rules will change the regulatory landscape for the
approval of new drugs and conduct of clinical trials in the country.
 These rules will be applicable to all new drugs, ethics committee
and investigational drugs applicable for human use,
bioequivalence studies and clinical trial in India.
Significance of New Rules
 Near 70 million population in India suffer from rare disorders and
many of which still not curable and their treatment is also very
high.
 Moreover, the research in India is more skewed towards non-
communicable diseases. So, clinical trials in this field will bring
much anticipated balance.
 The new rules state that any drug discovered in India, or research
and development of the drug has been done in India, and which is
proposed to be manufactured and marketed in the country, will be
deemed approved for clinical trials within 30 working days
by Central Licensing Authority (CLA).
Significance of New Rules
 In the event that there is no communication from the CLA to
applicant within the stipulated time, then the permission to conduct
clinical trial shall be assumed to have been granted.
 Removal of the compensation clause should be considered as a
welcome move for all the subjects participating in clinical trials in
India. Earlier there was no clarity and there were long and
cumbersome legal hassles which created a question mark on the
safety of trials.
 The DCGI would now accept the data generated outside the
country thereby making the process easier and application time
shorter.
Significance of New Rules
 Apart from this the new rules will end the unnecessary repetition of
trials and speed up the availability of new drugs in the country,
lower the cost of drugs and will improve the ease of doing
business for drug makers.
Criticism of New Regulations
 Monopolistic tendencies in the CRO market remains unaddressed.
 As India has the vast ethnic diversity the need of bridging trials for
ethnically diverse populations to check drug suitability population
is not addressed.
 Waiver should be only for drugs required urgently for national
emergency.
 To prove a injury due to the trial is problematic and it is prone to
manipulation.
Key Highlights
 New Drug and Clinical Trial Rules, 2019 are applicable from
date of release, 25th Mar 2019, except Chapter 4 [Ethics
Committee for Biomedical and Health Research], which will come
into force after 180 days (i.e. 21st Sep 2019)
 Rule 97 (Rule 122DAA): New Rules supersede existing Part XA
and Schedule Y of D&C Rules, 1945
 All existing licenses, orders, directions will continue to remain
valid
Key Highlights
 Defined timelines for review and approval of CT applications:
90 days for global clinical trials
30 days for INDs being developed in India - If no response from
DCGI, “automatic approval” to proceed, by notification to DCGI via
Form CT-4A
 Application fee for Phase 1 to 4 clinical trials increased 6-8 folds
Key Highlights
 Validity of Clinical Trial approval for two years to “initiate the
study” (extendable by one year)
 Two types of Ethics Committees (EC) defined:
for Clinical Trials & BA/BE studies
for Biomedical & Health Research
 Validity of EC registration increased to 5 years (from 3 years)
 DCGI to be informed about the approval granted by the EC within
15 working days of the grant of such approval
 In case of rejection of CT application, the applicant may request to
reconsider the application within a period of 60 days from the date
of rejection of the application
 Quarterly report of enrolment status to be submitted DCGI
 Six monthly status report (in place of annual status report) of
each clinical trial
 Termination of study to be notified within 30 days
Key Highlights
 Provision of Pre- and Post-submission meeting with DCGI
 Provision of waiver of local clinical trials, if drug is approved and
marketed in certain countries
 No change in process and requirement for Payment of
Compensation
 Onus of providing medical management to the subject on the
Investigator
 Conditions for post-trial access of study drug to trial participants
outlined
Key Highlights
 EC Accreditation is not mandatory
 SAE reporting timeline changed for sponsor : 14 calendar days
from “awareness of SAE/Death” and not “Occurrence/onset of
SAE.”
 PSUR content & structure is aligned with EU PBRER (ICH) format
which is very detailed & exhaustive but timeline is retained as per
old regulation as “30 calendar days” from data lock point.
 Free medical care – PI can decide to continue medical care Or
until it is decided as not related

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New drugs and clinical trials rules, 2019_ Dilip Kawane

  • 1. New Drugs and Clinical Trials Rules, 2019 Mr Dilip Namdev Kawane M Pharm Pharmacology
  • 2. Definition: Clinical Trials  A clinical trial is a systematic study to generate data for discovering or verifying the clinical and pharmacological profile (including pharmacodynamics and pharmacokinetic) or adverse effects of a new drug on humans.  It is the only way of establishing the safety and efficacy of any drug before its introduction in the market for human use and is preceded by animal trials where the efficacy and side effects are observed in animals and an estimated drug dose is established.  It is important for anyone preparing a trial of a new therapy in humans that the specific aims, problems and risks or benefits of a particular therapy be thoroughly considered and that the chosen options be scientifically sound and ethically justified.
  • 3. Features of New Rule 2019  The new rules aim to promote clinical research in India by providing for a predictable, transparent and effective regulation for clinical trials and by ensuring faster accessibility of new drugs to the Indian population.  New rules have reduced the time for approving applications, which has now come down to 30 days for drugs manufactured in India and 90 days for those developed outside the country.  In case of no communication from Drugs Controller General of India, the application will be deemed to have been approved
  • 4. Features of New Rule 2019  Drug Controller General of India will decide the compensation in cases of death and permanent disability or other injury to a trial subject.  The requirement of a local clinical trial may be waived for approval of a new drug if it is approved and marketed in any of the countries specified by the Drugs Controller General with the approval of the government.  Ethics committee will monitor the trials and decide on the amount of compensation in cases of adverse events. 
  • 5. Features of New Rule 2019  It has been mandated that in case of injury to the clinical trial subject, medical management will be provided as long as required as per the opinion of the investigator.  New drugs approved for use in select developed markets will be automatically allowed in India provided global trials includes Indian patients.  This waiver would also extend to drugs that receive these marketing approvals even while a trial is underway in India.  New rules has removed regulations on tests conducted on animals in case of drugs approved and marketed for more than two years in well-regulated overseas drug markets.
  • 6. AIM:  The Union Ministry for Health and Family Welfare has notified the Drugs and Clinical Trials Rules, 2019 with an aim to promote clinical research in the country.  The new rules will change the regulatory landscape for the approval of new drugs and conduct of clinical trials in the country.  These rules will be applicable to all new drugs, ethics committee and investigational drugs applicable for human use, bioequivalence studies and clinical trial in India.
  • 7. Significance of New Rules  Near 70 million population in India suffer from rare disorders and many of which still not curable and their treatment is also very high.  Moreover, the research in India is more skewed towards non- communicable diseases. So, clinical trials in this field will bring much anticipated balance.  The new rules state that any drug discovered in India, or research and development of the drug has been done in India, and which is proposed to be manufactured and marketed in the country, will be deemed approved for clinical trials within 30 working days by Central Licensing Authority (CLA).
  • 8. Significance of New Rules  In the event that there is no communication from the CLA to applicant within the stipulated time, then the permission to conduct clinical trial shall be assumed to have been granted.  Removal of the compensation clause should be considered as a welcome move for all the subjects participating in clinical trials in India. Earlier there was no clarity and there were long and cumbersome legal hassles which created a question mark on the safety of trials.  The DCGI would now accept the data generated outside the country thereby making the process easier and application time shorter.
  • 9. Significance of New Rules  Apart from this the new rules will end the unnecessary repetition of trials and speed up the availability of new drugs in the country, lower the cost of drugs and will improve the ease of doing business for drug makers.
  • 10. Criticism of New Regulations  Monopolistic tendencies in the CRO market remains unaddressed.  As India has the vast ethnic diversity the need of bridging trials for ethnically diverse populations to check drug suitability population is not addressed.  Waiver should be only for drugs required urgently for national emergency.  To prove a injury due to the trial is problematic and it is prone to manipulation.
  • 11. Key Highlights  New Drug and Clinical Trial Rules, 2019 are applicable from date of release, 25th Mar 2019, except Chapter 4 [Ethics Committee for Biomedical and Health Research], which will come into force after 180 days (i.e. 21st Sep 2019)  Rule 97 (Rule 122DAA): New Rules supersede existing Part XA and Schedule Y of D&C Rules, 1945  All existing licenses, orders, directions will continue to remain valid
  • 12. Key Highlights  Defined timelines for review and approval of CT applications: 90 days for global clinical trials 30 days for INDs being developed in India - If no response from DCGI, “automatic approval” to proceed, by notification to DCGI via Form CT-4A  Application fee for Phase 1 to 4 clinical trials increased 6-8 folds
  • 13. Key Highlights  Validity of Clinical Trial approval for two years to “initiate the study” (extendable by one year)  Two types of Ethics Committees (EC) defined: for Clinical Trials & BA/BE studies for Biomedical & Health Research  Validity of EC registration increased to 5 years (from 3 years)  DCGI to be informed about the approval granted by the EC within 15 working days of the grant of such approval
  • 14.  In case of rejection of CT application, the applicant may request to reconsider the application within a period of 60 days from the date of rejection of the application  Quarterly report of enrolment status to be submitted DCGI  Six monthly status report (in place of annual status report) of each clinical trial  Termination of study to be notified within 30 days
  • 15. Key Highlights  Provision of Pre- and Post-submission meeting with DCGI  Provision of waiver of local clinical trials, if drug is approved and marketed in certain countries  No change in process and requirement for Payment of Compensation  Onus of providing medical management to the subject on the Investigator  Conditions for post-trial access of study drug to trial participants outlined
  • 16. Key Highlights  EC Accreditation is not mandatory  SAE reporting timeline changed for sponsor : 14 calendar days from “awareness of SAE/Death” and not “Occurrence/onset of SAE.”  PSUR content & structure is aligned with EU PBRER (ICH) format which is very detailed & exhaustive but timeline is retained as per old regulation as “30 calendar days” from data lock point.  Free medical care – PI can decide to continue medical care Or until it is decided as not related