A global leader in the investment banking and capital markets space is looking for a Manager of Quality Assurance around federal regulatory reporting requirements. The position will focus on high level review of important regulatory submissions to the FED and other bank review officials. The qualified candidate might have an audit background or have experience providing QA assurance around CCAR and stress testing related documents.

1. Manager of Quality Assurance
A global leader in the investment banking and capital markets space is looking for a
Manager of Quality Assurance around federal regulatory reporting requirements. The
position will focus on high level review of important regulatory submissions to the FED
and other bank review officials. The qualified candidate might have an audit background
or have experience providing QA assurance around CCAR and stress testing related
documents.
Company: Lyneer Search Group Industry: Investment Banking
Job Family: Quality Assurance Level: Manager
Compensation: $130k+ w/ $20k bonus Location: Jersey City, NJ
Overview
A global leader in the investment banking and capital markets space is looking for a
Manager of Quality Assurance around federal regulatory reporting requirements. The
position will focus on high level review of important regulatory submissions to the FED
and other bank review officials. The qualified candidate might have an audit background
or have experience providing QA assurance around CCAR and stress testing related
documents.
Responsibilities
Assist in developing a quality assurance program over IHC regulatory and financial
reporting processes to test data quality and process controls, including required
documentation.
•
Create quality assurance scope, testing plan, and communication materials for
each report as appropriate.
•
Execute transaction and data testing according to the quality assurance program
methodology and plan, including documentation and communication of the results.
•
Ensure the deficiencies identified in the reporting process are properly documented
and tracked for resolution in the appropriate issue management tool.
•
Assist in identifying and validating that appropriate key controls are in place and
documented according to the policy to ensure completeness, accuracy, and
timeliness of U.S. produced regulatory reports. This includes advising on control
•
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2. improvements that are required.
Assist in assessing and monitoring the adequacy and effectiveness of internal
controls, assessing the accuracy and completeness of reports and data and
compliance with applicable laws and regulations.
•
Assist in performing risk assessment of financial and regulatory reports, including
documentation and presentation to senior management of risk assessment results.
•
Assist in ensuring that regulatory rules across are properly interpreted and
approved by the US FRC and that these rules have been adopted into the
reporting process. Additionally, ensure the accuracy of financial statement
reporting including adherence to US GAAP and IFRS as appropriate.
•
Track issues identified by the US FRC and providing status reports on regular
basis while supporting resolution efforts.
•
Requirements
Proven ability to perform data analysis based on regulatory or accounting rules,
advanced communication skills, interpersonal skills, and ability to drive change
through an organization.
•
5yrs + experience in Finance with focus on US financial and regulatory reporting,
risk and control, or Internal Audit
•
Experience in data or transaction testing (i.e. regulatory exam, or internal/external
audit)
•
Passion and understanding of US regulatory reporting environment•
Results orientated and a team player with high degree of personal impact•
Demonstrated ability to translate business needs and regulations into documented
business requirements
•
Experience in a global investment bank or finance industry•
Proficiency in Microsoft Excel, Word, and PowerPoint•
Bachelor’s degree in Finance or Accounting•
CCAR experience required•
Legal Disclaimer: Equal Emploment Opportunity
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