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Dinosaurs died out. Mammals did
not.
Mammals embraced change and
survived!
- Charles Darwin
“Change is the
essence of Life”
- Bhagvad Gita
ANNUAL CHANGE CYCLE
SPRING
SUMMER
MONSOON
S
AUTUMN
WINTER
WHAT IS CHANGE?
 Make or become different.
- Oxford Dictionary
Change could be merely incremental or a major
change. Whichever, it implies a difference.
INCREMENTAL CHANGE
Ancient 19th C early
1900s
1980s
mid
1900s
1990s
MAJOR CHANGE
METAMORPHOSIS
CHANGE
DEALING WITH CHANGE
IMPLEMENTING CHANGE
DEALING WITH CHANGE
 REACTIVELY
 PROACTIVELY
By responding only when one has
to, usually too late.
By planning for change and trying
to keep one step ahead.
DEALING WITH CHANGE
 THIRD OPTION ?
Ignore and hope that it will go away !
This was the course followed by
the dinosaurs……
Is there a need to change?
IMPLEMENTING CHANGE
…Grow with the time
If you do not change,
Life will change you,
But not on your terms….
And you will become obsolete
anyway!
- Anon
IS THERE A NEED TO CHANGE?
 Unless changes can provide definite tangible
or intangible benefits, there is no reason to
effect any changes.
 The overall benefits of organisational goal
should always be paramount whilst changes
are being considered.
SERVICE ORGANIZATION AS A SYSTEM
CHANGE
VS
PLANNED CHANGE
IMPLEMENTING CHANGE
PLANNED CHANGE
 1ST ORDER CHANGE
 2ND ORDER CHANGE
 CHANGE AGENT
PLANNED CHANGE
1st ORDER CHANGE
Is a linear and continuous change.
It implies no fundamental shifts in
the assumptions that organizational
members hold about how the
organization can improve its
functioning.
 INCREMENTAL CHANGE
PLANNED CHANGE
2nd ORDER CHANGE
Multidimensional, multilevel,
discontinuous and radical change
involving reframing of assumptions
about the organization and the world
in which it operates.
 MAJOR CHANGE
PLANNED CHANGE
CHANGE AGENTS
Persons who act as catalysts and
assume the responsibility for managing
change activities.
 Internal
 Commander or person deputed by him.
 External
 Selectivity
LEVELS OF CHANGE
Knowledge
Attitude
Individual Behaviour
Group Behaviour
PARTICIPATIVE
CHANGE CYCLE
Participative Change
Group Behaviour
Individual Behaviour
Attitude
Knowledge
DIRECTIVE
CHANGE CYCLE
Attitude
Group Behaviour
Directive Change
Individual Behaviour
Knowledge
RESISTANCE TO CHANGE
“The only person who likes
change is a baby with a
wet diaper!”
- Mark
RESISTANCE TO CHANGE
REACTIONS
OVERT
IMMEDIATE
IMPLICIT
DEFERRED
Deferred
 Deferred action sometimes, clouds the link
between the source of resistance and the
reaction to it.
 A change may produce what appears to be
only a minimal reaction at the time it is initiated
but surfaces weeks, months or years later.
Deferred
 A single change in itself may have little impact;
but if it comes after a series of events, it could
well become the proverbial “straw that breaks
the camel’s back”. Reactions to change can
build up and then explode in some response
that seems totally out of proportion to the
change action it follows.
 The resistance, has only been deferred and
stockpiled. What surfaces is a response to an
accumulation of changes.
Resistance to Change
Selective
Information
Processing
Fear of
the Unknown
Force of
Habit
Need for
Security
Economic
Factors
Individual
Resistance to Change
Organizational
Threat to
Existing
Relationships
Threat to
Existing
Allocations
Structural
Inertia
Limited
Focus
of Change
Threat
to Expertise
Group Inertia
Participation
Negotiation
Facilitation
and Support
Coercion
Manipulation
and Cooptation
Education and
Communication
Overcoming
Resistance to Change
Education and Communication
 Resistance can be reduced through
communicating with employees to help them
see the logic of a change. If employees get the
full facts and get any misunderstandings
cleared up, resistance will subside.
 This tactic basically assumes that the source of
resistance lies in misinformation or poor
communication.
Participation
 It is difficult for individuals to resist a change
decision in which they have participated. Before a
change is made, those opposed can be brought into
the decision process.
 If the participants have the expertise to make
meaningful contribution, their involvement can
reduce resistance, obtain commitment and increase
the quality of the change decision.
 As against these advantages are the negatives:
potential for poor solution and great time
consumption.
Facilitation and Support
 Change agents can offer a number of supportive
efforts to reduce resistance. When employee fear
and anxiety are high, employee counseling and
therapy, new skills training or a short paid leave may
facilitate adjustment.
 The drawback of this tactic is that like education and
participation, it is time consuming. It is also
expensive and its implementation offers no
assurance of success.
Negotiation
 Exchange something of value for lessening of
resistance.
 This could of course be costly. Besides, it could
open up the possibility of being blackmailed by other
individuals in positions of power.
Manipulation and Cooptation
 Manipulation refers to covert attempts to
influence. Twisting and distorting of facts to make
them appear more attractive, withholding
undesirable information or creating false rumours
to get employees to accept a change are all
examples of manipulation.
 Cooptation is a form of both manipulation and
participation. It seeks to buy off the leaders of a
resistance group by giving them a key role in the
change decision. The leader’s advice is sought,
not to seek a better decision, but to get their
endorsement.
Manipulation and Cooptation
 Both manipulation and cooptation are relatively
inexpensive and easy ways to gain the support of
adversaries, but the tactics can backfire if the
targets become aware they are being tricked or
used. Once discovered, the change agent’s
credibility may drop to zero.
Coercion
 Application of direct threat/force on the resisters.
Examples of coercion include threats of posting out,
negative appraisal report etc.
 Coercion is relatively inexpensive and an easy way
to gain the support of adversaries, but (like
manipulation and cooptation) the tactic can backfire
if the change targets become aware they are being
tricked or used and the change agent’s credibility
may drop to zero.
Participation
Negotiation
Facilitation
and Support
Coercion
Manipulation
and Cooptation
Education and
Communication
Overcoming
Resistance to Change
“To improve is to change.To
be perfect is to change
often”
- Winston Churchill
APPROACHES TO MANAGING
ORGANISATIONAL CHANGE
LEWIN’S 3-STEP MODEL
ACTION RESEARCH
ORGANISATIONAL DEVELOPMENT
Unfreezing Changing Refreezing
Kurt Lewin’s
Three-Step Process
ACTION RESEARCH
A change process based on systematic
collection of data and then selection of a
change action, based on what the
analyzed data indicate.
Action Research Process
One:
Diagnosis
Two:
Analysis
Three:
Feedback
Four:
Action
Five:
Evaluation
ORGANISATIONAL DEVELOPMENT
(OD)
A collection of planned change
interventions, built on humanistic-
democratic values, that seek to improve
organisational effectiveness and
employee well being.
ORGANISATIONAL DEVELOPMENT
The OD paradigm values human and
organizational growth, collaborative and
participative process and spirit of
inquiry.
The change agent may be ‘directive’ in
OD – however, there is a strong
emphasis on collaboration.
ORGANISATIONAL DEVELOPMENT
Concepts such as power, authority,
control, conflict and coercion are held in
relatively low esteem among OD
change agents.
RESPECT FOR PEOPLE
TRUST AND SUPPORT
POWER EQUALIZATION
CONFRONTATION
PARTICIPATION
ORGANISATIONAL DEVELOPMENT
UNDERLYING VALUES
Knowledge
Attitude
Group Behaviour
Directive Change ?
Individual Behaviour
Participative Change Or
MANAGERIAL OPTIONS FOR
IMPLEMENTING CHANGE
Participative vs Directive
 Participative change cycle tends to be more
appropriate for working with individuals and
groups who are motivated, seek
responsibility and have a degree of
knowledge and experience that may be
useful in developing new ways of operating.
 Once the change starts, these people are
highly capable of assuming responsibilities
for implementation of the desired change.
Participative vs Directive
 Although these people may welcome change and
the need to improve, they may become very rigid
and opposed to change if it is implemented in a
directive high task-low relationship manner.
 A directive change style is inconsistent with their
perceptions of themselves as responsible, self-
motivated people who should be consulted
throughout the change process. Directive change
style results in resistance and is inappropriate to
the situation.
Directive vs Participative
A directive change style might be appropriate and
productive with individuals and groups who are not
ambitious, are dependent and are unwilling to take
on new responsibilities unless forced to do so. In
fact these people might prefer direction from their
leader to being faced with decisions that they are
not willing or experienced enough to make.
Directive vs Participative
It is just as inappropriate for a manager to attempt
to implement change in a participate manner with
a staff that has never been given the opportunity
to take responsibility and has become dependent
on its manager for direction, as it is to implement
change in a directive manner with a staff that is
ready to change and willing to take responsibility
for implementing it.
Knowledge
Attitude
Group Behaviour
Directive Change ?
Individual Behaviour
Participative Change Or
MANAGERIAL OPTIONS FOR
IMPLEMENTING CHANGE
PARTICIPATIVE CHANGE
A significant advantage of participative
change is that once the change is accepted,
it tends to be long-lasting. Since everyone
has been involved in the development of the
change, each person tends to be highly
committed to its implementation.
The disadvantage of the participative change
is that it tends to be slow.
DIRECTIVE CHANGE
 The advantage of directive change is
speed. Using positional power, leaders can
impose change immediately.
The disadvantage is that the change tends to
be volatile. It often results in animosity,
hostility, and in some cases, overt and covert
behaviour to undermine and overthrow.
PARTICIPATIVE / DIRECTIVE
CHANGE
 Participative change cycle tends to be effective when
induced by leaders who have ‘personal power’. On the
other hand, Directive change cycle necessitates that a
leader have significant ‘positional power’.
 Managers who decide to implement change in an
authoritarian, coercive manner would be wise to have
the support of their superiors and other sources of
power or they may be effectively blocked by their staff!
SUCCESSFUL CHANGE
CHANGE MUST BE ACCEPTED,
IMPLEMENTED AND SUSTAINED
SUCCESSFUL CHANGE MANAGEMENT
TAKING PEOPLE WITH YOU
DOCK INS ORGANIZATION VISION/
OPPORTUNITY
COMMUNICATION
OF PROPOSED CHANGE
Change targets must be told before
initiating the change.
Communicate,
To all at the same time to avoid spread
of rumours.
Internally before communicating
externally.
Don’t delegate. Communicate the
proposed change yourself to ensure no
distortion in the message.
RECAP
WHAT IS CHANGE?
PLANNED CHANGE
LEVELS OF CHANGE
CHANGE CYCLE
SERVICE ORGANIZATION AS A SYSTEM
RESISTANCE TO CHANGE
MANAGING ORGANISATIONAL CHANGE
MANAGERIAL OPTIONS
SUCCESSFUL CHANGE
COMMUNICATION OF PROPOSED CHANGE
“Learning that does not lead
to change is like a book on the
shelf, waiting to be read”
- Extracted from ‘The 10 Rules of Success’
Unfreezing the Status Quo
Status
Quo
Restraining
Forces
Time
Driving
Forces
Effectiveness
Desired
State
Encouragement from superiors,
imparting knowledge of benefits
of change, competition, rewards,
incentive earnings, etc.
Individual resistance, group
conformity, apathy, hostility,
lack of knowledge of benefits
of change etc.
Unfreezing the Status Quo
Status
Quo
Restraining
Forces
Time
Driving
Forces
Effectiveness
Desired
State
Learning Curve for Change
Restraining
Forces
Time
Driving
Forces
Effectiveness
UNFREEZING AND
CHANGING
Decline in effectiveness
REFREEZING
Effectiveness soars after
acceptance of change
Management of Change is crucial for organisation

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Management of Change is crucial for organisation

  • 1.
  • 2. Dinosaurs died out. Mammals did not. Mammals embraced change and survived! - Charles Darwin
  • 3. “Change is the essence of Life” - Bhagvad Gita
  • 5. WHAT IS CHANGE?  Make or become different. - Oxford Dictionary Change could be merely incremental or a major change. Whichever, it implies a difference.
  • 6. INCREMENTAL CHANGE Ancient 19th C early 1900s 1980s mid 1900s 1990s
  • 9. DEALING WITH CHANGE  REACTIVELY  PROACTIVELY By responding only when one has to, usually too late. By planning for change and trying to keep one step ahead.
  • 10. DEALING WITH CHANGE  THIRD OPTION ? Ignore and hope that it will go away ! This was the course followed by the dinosaurs……
  • 11. Is there a need to change? IMPLEMENTING CHANGE
  • 12. …Grow with the time If you do not change, Life will change you, But not on your terms…. And you will become obsolete anyway! - Anon
  • 13. IS THERE A NEED TO CHANGE?  Unless changes can provide definite tangible or intangible benefits, there is no reason to effect any changes.  The overall benefits of organisational goal should always be paramount whilst changes are being considered.
  • 16. PLANNED CHANGE  1ST ORDER CHANGE  2ND ORDER CHANGE  CHANGE AGENT
  • 17. PLANNED CHANGE 1st ORDER CHANGE Is a linear and continuous change. It implies no fundamental shifts in the assumptions that organizational members hold about how the organization can improve its functioning.  INCREMENTAL CHANGE
  • 18. PLANNED CHANGE 2nd ORDER CHANGE Multidimensional, multilevel, discontinuous and radical change involving reframing of assumptions about the organization and the world in which it operates.  MAJOR CHANGE
  • 19. PLANNED CHANGE CHANGE AGENTS Persons who act as catalysts and assume the responsibility for managing change activities.  Internal  Commander or person deputed by him.  External  Selectivity
  • 21. PARTICIPATIVE CHANGE CYCLE Participative Change Group Behaviour Individual Behaviour Attitude Knowledge
  • 22. DIRECTIVE CHANGE CYCLE Attitude Group Behaviour Directive Change Individual Behaviour Knowledge
  • 23. RESISTANCE TO CHANGE “The only person who likes change is a baby with a wet diaper!” - Mark
  • 25. Deferred  Deferred action sometimes, clouds the link between the source of resistance and the reaction to it.  A change may produce what appears to be only a minimal reaction at the time it is initiated but surfaces weeks, months or years later.
  • 26. Deferred  A single change in itself may have little impact; but if it comes after a series of events, it could well become the proverbial “straw that breaks the camel’s back”. Reactions to change can build up and then explode in some response that seems totally out of proportion to the change action it follows.  The resistance, has only been deferred and stockpiled. What surfaces is a response to an accumulation of changes.
  • 27. Resistance to Change Selective Information Processing Fear of the Unknown Force of Habit Need for Security Economic Factors Individual
  • 28. Resistance to Change Organizational Threat to Existing Relationships Threat to Existing Allocations Structural Inertia Limited Focus of Change Threat to Expertise Group Inertia
  • 30. Education and Communication  Resistance can be reduced through communicating with employees to help them see the logic of a change. If employees get the full facts and get any misunderstandings cleared up, resistance will subside.  This tactic basically assumes that the source of resistance lies in misinformation or poor communication.
  • 31. Participation  It is difficult for individuals to resist a change decision in which they have participated. Before a change is made, those opposed can be brought into the decision process.  If the participants have the expertise to make meaningful contribution, their involvement can reduce resistance, obtain commitment and increase the quality of the change decision.  As against these advantages are the negatives: potential for poor solution and great time consumption.
  • 32. Facilitation and Support  Change agents can offer a number of supportive efforts to reduce resistance. When employee fear and anxiety are high, employee counseling and therapy, new skills training or a short paid leave may facilitate adjustment.  The drawback of this tactic is that like education and participation, it is time consuming. It is also expensive and its implementation offers no assurance of success.
  • 33. Negotiation  Exchange something of value for lessening of resistance.  This could of course be costly. Besides, it could open up the possibility of being blackmailed by other individuals in positions of power.
  • 34. Manipulation and Cooptation  Manipulation refers to covert attempts to influence. Twisting and distorting of facts to make them appear more attractive, withholding undesirable information or creating false rumours to get employees to accept a change are all examples of manipulation.  Cooptation is a form of both manipulation and participation. It seeks to buy off the leaders of a resistance group by giving them a key role in the change decision. The leader’s advice is sought, not to seek a better decision, but to get their endorsement.
  • 35. Manipulation and Cooptation  Both manipulation and cooptation are relatively inexpensive and easy ways to gain the support of adversaries, but the tactics can backfire if the targets become aware they are being tricked or used. Once discovered, the change agent’s credibility may drop to zero.
  • 36. Coercion  Application of direct threat/force on the resisters. Examples of coercion include threats of posting out, negative appraisal report etc.  Coercion is relatively inexpensive and an easy way to gain the support of adversaries, but (like manipulation and cooptation) the tactic can backfire if the change targets become aware they are being tricked or used and the change agent’s credibility may drop to zero.
  • 38.
  • 39. “To improve is to change.To be perfect is to change often” - Winston Churchill
  • 40. APPROACHES TO MANAGING ORGANISATIONAL CHANGE LEWIN’S 3-STEP MODEL ACTION RESEARCH ORGANISATIONAL DEVELOPMENT
  • 41. Unfreezing Changing Refreezing Kurt Lewin’s Three-Step Process
  • 42. ACTION RESEARCH A change process based on systematic collection of data and then selection of a change action, based on what the analyzed data indicate.
  • 44. ORGANISATIONAL DEVELOPMENT (OD) A collection of planned change interventions, built on humanistic- democratic values, that seek to improve organisational effectiveness and employee well being.
  • 45. ORGANISATIONAL DEVELOPMENT The OD paradigm values human and organizational growth, collaborative and participative process and spirit of inquiry. The change agent may be ‘directive’ in OD – however, there is a strong emphasis on collaboration.
  • 46. ORGANISATIONAL DEVELOPMENT Concepts such as power, authority, control, conflict and coercion are held in relatively low esteem among OD change agents.
  • 47. RESPECT FOR PEOPLE TRUST AND SUPPORT POWER EQUALIZATION CONFRONTATION PARTICIPATION ORGANISATIONAL DEVELOPMENT UNDERLYING VALUES
  • 48. Knowledge Attitude Group Behaviour Directive Change ? Individual Behaviour Participative Change Or MANAGERIAL OPTIONS FOR IMPLEMENTING CHANGE
  • 49. Participative vs Directive  Participative change cycle tends to be more appropriate for working with individuals and groups who are motivated, seek responsibility and have a degree of knowledge and experience that may be useful in developing new ways of operating.  Once the change starts, these people are highly capable of assuming responsibilities for implementation of the desired change.
  • 50. Participative vs Directive  Although these people may welcome change and the need to improve, they may become very rigid and opposed to change if it is implemented in a directive high task-low relationship manner.  A directive change style is inconsistent with their perceptions of themselves as responsible, self- motivated people who should be consulted throughout the change process. Directive change style results in resistance and is inappropriate to the situation.
  • 51. Directive vs Participative A directive change style might be appropriate and productive with individuals and groups who are not ambitious, are dependent and are unwilling to take on new responsibilities unless forced to do so. In fact these people might prefer direction from their leader to being faced with decisions that they are not willing or experienced enough to make.
  • 52. Directive vs Participative It is just as inappropriate for a manager to attempt to implement change in a participate manner with a staff that has never been given the opportunity to take responsibility and has become dependent on its manager for direction, as it is to implement change in a directive manner with a staff that is ready to change and willing to take responsibility for implementing it.
  • 53. Knowledge Attitude Group Behaviour Directive Change ? Individual Behaviour Participative Change Or MANAGERIAL OPTIONS FOR IMPLEMENTING CHANGE
  • 54. PARTICIPATIVE CHANGE A significant advantage of participative change is that once the change is accepted, it tends to be long-lasting. Since everyone has been involved in the development of the change, each person tends to be highly committed to its implementation. The disadvantage of the participative change is that it tends to be slow.
  • 55. DIRECTIVE CHANGE  The advantage of directive change is speed. Using positional power, leaders can impose change immediately. The disadvantage is that the change tends to be volatile. It often results in animosity, hostility, and in some cases, overt and covert behaviour to undermine and overthrow.
  • 56. PARTICIPATIVE / DIRECTIVE CHANGE  Participative change cycle tends to be effective when induced by leaders who have ‘personal power’. On the other hand, Directive change cycle necessitates that a leader have significant ‘positional power’.  Managers who decide to implement change in an authoritarian, coercive manner would be wise to have the support of their superiors and other sources of power or they may be effectively blocked by their staff!
  • 57. SUCCESSFUL CHANGE CHANGE MUST BE ACCEPTED, IMPLEMENTED AND SUSTAINED
  • 58. SUCCESSFUL CHANGE MANAGEMENT TAKING PEOPLE WITH YOU DOCK INS ORGANIZATION VISION/ OPPORTUNITY
  • 59. COMMUNICATION OF PROPOSED CHANGE Change targets must be told before initiating the change. Communicate, To all at the same time to avoid spread of rumours. Internally before communicating externally. Don’t delegate. Communicate the proposed change yourself to ensure no distortion in the message.
  • 60. RECAP WHAT IS CHANGE? PLANNED CHANGE LEVELS OF CHANGE CHANGE CYCLE SERVICE ORGANIZATION AS A SYSTEM RESISTANCE TO CHANGE MANAGING ORGANISATIONAL CHANGE MANAGERIAL OPTIONS SUCCESSFUL CHANGE COMMUNICATION OF PROPOSED CHANGE
  • 61. “Learning that does not lead to change is like a book on the shelf, waiting to be read” - Extracted from ‘The 10 Rules of Success’
  • 62.
  • 63.
  • 64. Unfreezing the Status Quo Status Quo Restraining Forces Time Driving Forces Effectiveness Desired State Encouragement from superiors, imparting knowledge of benefits of change, competition, rewards, incentive earnings, etc. Individual resistance, group conformity, apathy, hostility, lack of knowledge of benefits of change etc.
  • 65. Unfreezing the Status Quo Status Quo Restraining Forces Time Driving Forces Effectiveness Desired State
  • 66. Learning Curve for Change Restraining Forces Time Driving Forces Effectiveness UNFREEZING AND CHANGING Decline in effectiveness REFREEZING Effectiveness soars after acceptance of change