1) The document proposes a definition of meaning as "the property of valid expression in Natural Language Text (NLT) along with the context, which is capable of generating “Predefined Responses (PreRes)” from a “Specified Class of Recipients (R)” and the “meaning of NLT for R is PreRes”."
2) It examines existing definitions of meaning from dictionaries and scholars and finds them insufficient for defining meaning that both humans and machines can understand.
3) The proposed definition explicitly includes the recipient (R) and predefined responses to determine the meaning generated in the recipient's mind from the text, in order to have an objective way to assess meaning without further interpretation.
Machine-mediated meaning for semantic interoperability
1. Putcha V. Narasimham For Semantic Universe
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Putcha V Narasimham,
putchavn@yahoo.com,
Tel: Mobile 91 98660 71582
1405, Aparna Aura, Road No 79, Film Nagar Extension,
Shaikpet, Hyderabad 500 096, India
-------------------------------------------------------------
First published in 2003. Submitted to Semantic Universe in 2009. Site not accessible now.
Machine Mediated Meaning for Semantic Interoperability
Objectives:
AA To define common meaning of Meaning of Natural Language Text (NLT) including
context for humans and machines and
BB enable both to derive minimal common meaning for given NLT.
Abstract:
The Available definitions of meaning have limitations. A triadic definition is proposed to meet
objectives AA and BB.
Meaning is the property of valid expression in Natural Language Text (NLT) along
with the context, which is capable of generating “Predefined Responses (PreRes)”
from a “Specified Class of Recipients (R)” and the “meaning of NLT for R is PreRes”.
Human Author creates NLT to “describe a concept”. NLT is “Encoded Concept” and the
“meaning of NLT” is “Recreating the Concept form NLT” or “decoding NLT” by “a recipient”. A
well formulated NLT has specific implied questions and answers Q&A-S about the concept
according to grammar and dictionary of NL. Decoding NLT is to derive Q&A corresponding to
NLT. That can be done by a machine as Q&A-M and the recipient as Q&A-R. If the author has
used NL correctly, the Q&A-S and Q&A-M must be the same and machine aided authoring can
ensure that. Recipient (R) for whom NLT is created decodes NLT to find Q&A-R with his or her
NL ability. A machine can compare QA-R and its own Q&A-M to assess the meaning received by
R.
The crucial role of recipient in defining meaning is missed earlier. The new definition enables
superior authoring and processing of meaning. Methods are explained for creating and
calibrating "Meaning" and achieving “Semantic interoperability" through machine mediation.
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1 Introduction
From a general observation of humans of various ages in different communities it appears that
the concept of meaning of actions, gestures, speech, and text is informally and intuitively known
to human users. For most practical purposes, ranging from primitive to philosophical, the
humans seem to have grasped the meaning without having to define and agree on the meaning
of meaning. Yet, that is not trivial to ignore nor easy to achieve. For an information technologist
this investigation into the meaning of meaning would have been unnecessary if any of the
available definitions were applicable in both human and machine contexts. This has become
necessary because there is a growing need for natural language processing and interfacing and
many of the Internet and Web applications seek to be “meaning-centric” with humans and
machines participating in creating and acting on the meaning.
Here the focus is on why people communicate in “Natural Language Text (NLT) including
context” and what they achieve, so that one can serve the same purpose and achieve the same
results when machines are involved.
Accordingly, the objective of this article is AA To define common meaning of Meaning of Natural
Language Text (NLT) including context for humans and machines and BB enable both to derive
the minimal common meaning for given NLT. Here the focus is on literal meaning though
the approach may be extended to other meanings too.
For this purpose, the representative definitions of meaning form dictionaries and other
publications [1 through 9] have been studied for their suitability to satisfy AA and BB above.
From a limited understanding of this study it appears that the available definitions of meaning are
not suitable and a comprehensive definition is proposed.
The components of the proposed definition and how they enable authoring and processing of
NLT are explained. Although meaning is relative to the recipients, methods are explained for
creating and calibrating "Meaning" and achieving “Semantic interoperability" through machine
mediation.
2 Available Definitions of Meaning and Limitations
The motivation for looking for the meaning of meaning is explained in the Introduction and the
following sources are studied to find suitable definition of meaning.
English Dictionary:
The first (and still the best) and reliable source is found to be English Dictionary. It gives many
meanings, of which “To create significance in the mind” is most relevant though incomplete.
See Section 3.
C K Ogden and I A Richards [1], have made a detailed study of meaning and popularized
“meaning triangle”. It identifies Object (referent), Symbol (word) and explains that
Concept is the sense or meaning of the Symbol (word). They have also described
“meaning” as “unprintable mental concept”, which leaves scope for multiple interpretations
and uncertainty. This apart, it is not clear whose mind is involved, writer’s or Reader’s. This
is very crucial and is brought up in Section 3. Ogden and Richards gave three categories A B and
C of meaning, further subdivided into 16 attributes. But that has not been of much help for AA
and BB because they were written in the context of human beings and did not examine the
context of machines.
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John F. Sowa [2] described “meaning” and “semantics” and “ontology” extensively in his
book. Building on the meaning triangle he presented Frege’s argument that there are more
senses beyond reference. The discussion of “morning star” and “evening star”, both pointing to
the same planet Venus, is given as an example of referent being one and senses being two. In
this article, it is pointed out that what are different are the two NLTs “morning star” and “evening
star” and the contexts. Here the expressions are different and each expression has corresponding
meaning. It so happens that they lead to the same referent: the planet Venus, which is
acceptable.
John Sowa’s [2] explanation of Charles Sanders Peirce’s three categories, “Firstness,
Secondness and Thirdness” and the need for triadic relation M(x,y,z) in defining certain
concepts has been most helpful in arriving at the proposed meaning of meaning here.
Although “meaning triangle” identifies three entities it is here pointed out that the entity
“Concept” could be in the mind of speaker or reader and could be quite different. This is
the lapse that is corrected in the proposed definition.
Wikipedia
Wikipedia [8,9] is a rich source of information on the meaning of meaning describing the work of
Frege, Russell, Boole, Charles Sanders Peirce, Saul Kripke, Alfred North Whitehead, Wittgenstein,
Saussure, G. E. Moore, Peter Strawson, Quine, Donald Davidson, Alfred Tarski, Michael Dummett,
J. L. Austin, John Searle, Paul Grice, R. M. Hare, R. S. Peters, Jürgen Habermas, Herbert Simon,
N. Katherine Hayles. Books by Paul Horwich 1998, Mark Richard, 2003 [4,5] have also presented
analysis and extensions to the theories of meaning by most of those authors. It has not been
possible to specifically recount their theories and assess how far they meet the objectives AA and
BB but no direct answers could be found.
Mark Turner [7] has proposed that meaning is necessarily subjective which is valid only in
human context. He argued against the work of Alan Newell and Herbert Simon who built their
proposals on the theories of Alfred North Whitehead, Bertrand Russell, Gottlob Frege, the
Wittgenstein of the Tractatus, Hobbes, Leibniz, and Descartes. In this article, the subjective
nature of meaning is accepted and addressed by including the Recipient R, human or machine,
and the Responses of R. Although humans are capable of defining and understanding higher
levels of meaning, it is here proposed that “literal meaning” can be defined and activated in
human and machine Recipients interchangeably. That is the common minimal meaning
expected in BB.
Artificial Intelligence, Knowledge Representation, Speech and Language Processing
Meaning and understanding are central to these branches of computer science. They have
contributed to representation of knowledge in a machine compatible form for processing,
inference, interpretation etc [2,6]. Jurafsky and Martin [6] have presented comprehensive
analysis and devoted five chapter to “Representing Meaning”. They state that “meaning of
linguistic utterances can be captured in formal structures”. It is here pointed out that most
natural languages are capable of representing meaning though the expressiveness
and precision of the languages may vary. The need is to define and extract meaning
of natural language text---not represent meaning in some formal structures. If the
meaning cannot be represented precisely in a language one may need to improve the grammar
and dictionary. That is the motivation for the proposed definition of the meaning in this article.
A worthy reference here is that of Douglas R Hofstadter, “Godel, Echer, Bach: An eternal Golden
Braid” [3]. While many of the chapters are relevant to this article, Chapter VI, The Location of
Meaning, is directly related. He examines “whether meaning can be said to be inherent in a
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message, or whether meaning is always manufactured by the interaction of a mind or a
mechanism with a message. In the latter case, meaning could not said to be located in any
single place, or could it be said that a message has any universal, or objective, meaning, since
each observer could bring its own meaning to each message. But in the former case, meaning
would have both location and universality.” The definition proposed in this article answers these
questions satisfactorily and leads to the conclusion proposed by him: “That is why the meaning is
part of the text itself;” The next Sentence, “Meaning acts upon intelligence in a predictable
way” is a bit confusing. More appropriately, it is argued that what is given is text, not meaning;
intelligence (of the recipient R) acts on the text and derives meaning. So, it becomes necessary
to identify a class of R.
3 Defining the Meaning of Meaning—Proposed Definition
The motivation for looking for the meaning of meaning is explained in the previous section. The
dictionary meaning of meaning “To create significance in the mind” is found very suitable
though incomplete. Here, the key and valid entities to be included in triadic definition are
identified and elaborated.
The dictionary definition rightly identifies “mind” as a key entity but it leaves out “mind of?”,
which is very crucial.
In the triangle of meaning, Object (referent), Concept (meaning or sense) and Symbol (word) are
identified but “Concept in whose mind?” is not stated, which is crucial. It is here pointed out
that one needs to distinguish between Q1 “what is known to the Speaker or Writer or
Author?” and Q2 “what is known to the Listener or Reader or Recipient?”
Speaker or Writer or Author knows the Object (which could even be a concept, not a concrete
object always) and uses a NLT to identify it or describe it. The concept in the mind of writer is
primary and he creates NLT to represent the concept. What concept he has in his mind is known
only to him and it cannot be accessed. Only NLT is accessible. Such NLT may be viewed as
encoding of concepts that arise in the mind of an author or writer (by imagination or
observation).
What is given to the Recipient R is NLT. He DOES NOT KNOW what the Object is. He
needs to imagine the Object by creating a concept in his mind using NLT.
So, for the definition of “meaning of Natural Language Text NLT” one needs to consider Q2 and
the concept created in the mind of Recipient R based on NLT
It is here proposed that “Recipient (R)” must be explicitly included in the definition of
meaning.
The next question is, “How does one know What significance is created in the mind of a
recipient (R)”? Well, one might say, “ask him or her or it (if it is a machine)”. This does not
solve the problem because one might end up with another “sentence or expression” for which
one has to find “the meaning” still, and one would not know how it relates to the first expression.
This would lead to infinite regress drifting away from the purpose of finding “significance” and
creating more complications. This is addressed in the definition here proposed by insisting that
to define meaning the response must be elicited from the recipient R.
While the meaning can be applied to a wide range of stimuli, in this article, it is confined to
“literal meaning” of valid expression in Natural Language Text (NLT), a phrase and a sentence,
extensible to a paragraph.
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Based on the above analysis and projection, the following definition is proposed for MEANING.
Meaning is the property of valid expression in Natural Language Text (NLT) along
with the context, which is capable of generating “Predefined Responses (PreRes)”
from a “Specified Class of Recipients (R)” and the “meaning of NLT for R is PreRes”.
According to this, if a means b, it does not imply that b means a, where a and b are NLT. If
a=b then a and b are equivalent to each other but one is not the meaning of the other.
Actually both produce the same significance in the mind of a recipient but that significance is not
the same as NLT whose meaning is sought.
Discussion of the definition: Is meaning a property? Yes. Property of what? Valid
expression in NLT with reference to a specified class of Recipients R. What is meaning?
Predefined responses (not arbitrary) to the expression. Who defines it? A specified class of
recipients who use the NLT. The recipients can be a computer program which operates within
the syntax and lexicon of the NLT. The “Predefined Responses” are not exactly “Predefined and
stored for all expressions” but they are “predictable (not random or arbitrary) and evoked from
defined class of recipients when the expression is presented to them.
4 Explanation of the phrases of the Definition
valid expression (within a language): The expression itself, a word or a sentence, must be
consistent with the published / accepted dictionary / glossary of terms, and grammar (syntax).
Words are short and have well defined meanings in a dictionary and therefore in application.
There are a finite number of words, though large in a rich language. Phrases are compound
words far small in number than number of words. Sentences are potentially unlimited and their
meanings are not predefined in a dictionary but their meanings can be synthesized or composed
by following the grammatical rules and meanings of words in a dictionary.
“Predefined Responses”: From the dictionary meaning of meaning, it is recognized that
(literal) meaning is the significance generated in the recipient of NLT and so one needs to
know what significance is generated in the recipient. So it is proposed that responses
have to be elicited from the recipient with reference to NLT.
Well formed NLT have implied Questions and Answers (defined by grammar and dictionary) and
so it is possible to pose those questions and evaluate the answers elicited. This approach
can be applied to humans and machines. There must be one-to-one correspondence
between an expression and it’s meaning for the speaker and the listener to reach a common
conclusion, that too consistently and repeatedly.
An expression will produce some response, but for any reuse of the expression, the
expected response must be predefined. A word must have the same meaning when ever it
is used. If it assumes different meanings at different times one cannot be sure of what meaning
is intended and what meaning is to be inferred. People normally use only reusable words /
expressions and all of them have predefined meanings or they are expected to produce
predefined responses. There could be a defined range of responses. That range itself can
be narrow (fine) or broad (coarse) -- both are necessary-- depending on the purpose for which
the word or a phrase or a sentence is used.
Obtainable from a specified class of recipients: Although it appears elaborate, one has to
acknowledge and accept that there exists a target for communication, explicit or implied.
For certain specialized communications, the recipients must satisfy certain conditions of
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knowledge to make use of the message in an intended way. The classes of recipients can be
lawyers, scientists of certain disciplines, general public of certain literacy level, etc. Precision of
meaning can be assigned to distinct words by reducing the range of responses to the word
from finely classified recipients. This is often the case with technical or domain specific
terms—they have rigidly defined responses but only from a specific group. So certain trade
off is possible. High precision of a word can be achieved by reducing the expected range
of responses or by fine classification of recipients or both.
At this stage it is appropriate to cite the definition given by Bertrand Russell and comment on
how it relates to the definition proposed in this paper. All the notes and observations are given
in the table.
Table 1:
Word is a class name of and means “mutually similar occurrences”--Russell
Item / Ref:
Be r tr a nd Rus s e l l , A n Inqui r y i nto
M e a ni ng a nd T r uth. 1938
Intro Page 76
Our Understanding
/ Comments
Relation to our
current work and
contribution
An Object-word is a class of similar
noises or utterances such that from
habit, they have become associated with
a class of mutually similar occurrences
frequently experienced at the same time
as one of the noises or utterances in
question. That is to say, let A1, A2, A3
…. Be a set of similar occurrences, and
let a1, a2, a3 … be a set of similar
noises or utterances; and suppose that
when A1 occurred you heard the noise
a1, when A2 occurred you heard the
noise a2, and so on. After this has
happened a great many times, you notice
an occurrence An which is like A1, A2,
A3 . . . , and it causes you, by
association, to utter or imagine a noise
an which is like a1, a2, a3 …If, now, A is
a class of mutually similar occurrences of
which A1, A2, A3, …An are members
and a is a class of mutually similar
noises or utterances of which a1, a2,
a3, . . . .an are members, we may say
that a is a word which is the name of the
class A, or “means” the class A.
The focus here is
on utterances and
variations in them.
So it is elaborate.
Our input, word,
is a string of letters
and it is exactly
reproduced. So a
= a1 = a2 = a3 ..
However there
could be variations
in occurrences A1,
A2, A3, …as
described. They
correspond to our
“range of
responses” to
input stimulus
word a.
Our definition of
meaning corresponds
exactly to what
Russell says. This is
very reassuring.
This is missing in
Miller et al WordNet!
To be developed and
converted into a
graph, an executable
program. Then there
would be an objective
definition and
activation of
“meaning”.
Explicit Meaning --Response: Given a text NLT, the response is the observable distinct
and repeatable reactions (the same text creates the same response) displayed by the
recipient entity. If NLT creates observable reaction in the recipient entity then only it is
feasible to assess the responses. Figure 1 displays the factors and how flow of meaning is
made explicit. But all text input does not necessarily create observable reaction. Response has
to be evoked.
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5 Authoring and Interpreting Natural Language Text NLT
Using the proposed definition of “literal meaning”, the processes of authoring NLT and
interpreting NLT by independent agents, human or machine, are explained. Authoring is
described as the process of encoding the concept conceived in human mind of the
Writer, Author in the form of NLT. Author needs to know the grammar and vocabulary of
the language and use it competently and consistently. It is argued that Meaning is the
recreation of the concept through decoding of NLT by the recipient. Here the recipient
of NLT must also be competent in the natural language but his or her competence may vary
causing variation in what he or she could decode or regenerate.
The process of creating NLT is described as “raising and answering a series of questions—
Q&A-S” by the Author who is the source of NLT. A well formulated NLT implies only limited Q
and A for each sentence of NLT. NLT and the corresponding Q&A contain the same information
in different forms guided by grammar or syntax of the NLT. Consider an example “Tom ate
apple”. Q Who ate? A Tom. What did Tom eat? A Apple. What did Tom do? A Eat. What
happened to Apple? A It was eaten. Who did what to Apple. A. Tom, eat. Here syntax can only
provide the structure to post words in the place of Subject, Predicate and Object but cannot
ensure that those words are of the right type (parts of speech). That can also be tested by
additional data using a dictionary out of which the words are chosen. It is the dictionary that
forces Predicate to be of the type eat but not drink by examining words in the positions of
Subject and Object. There may be other relevant questions that can be raised by using
world knowledge but they do not apply to literal meaning. The NLT, and hence the
implied Q&A-S, would be clear and precise if the grammar and lexicon are well defined and
correctly applied. The purpose of NLT is to convey the meaning to some intended recipients (R).
If the NLT is well formulated, the recipient should be able to give correct answers to the specific
questions Q-S implied in the NLT. All recipients may not be equally competent in the NL and the
content or subject but their responses must be within the range implied by the NLT. The test of
grasping the meaning by the recipient is the ability to correctly answer the Q of S. Reciprocally,
meaning of NLT is that which is grasped by a class of recipients of given NLT. This is
perhaps what Wittgenstein called “meaning is use”. Different classes of recipients may
answer the implied questions differently and to them meanings differ; in the extreme meaning
may be lost. This is the key principle of the proposed definition. Here the Author or
source creates NLT which contains the meaning in the form of implied Q&A-S. NLT can be
delivered to any recipient who may be able to derive Q&A-R. The extent to which Q&A-R
match the Q&A-S define different meanings of NLT relative to different classes of R.
See Figure 2.
A significant part of this article is the claim that a computer program can be programmed to
analyze NLT and derive implied Q&A-S. This depends on the explicit rules of grammar and
expressive power of the lexicon.
See Figure 1 for the Process Map of how a concept in the mind of author enables him or her to
write NLT. A human editor may help the author to improve his NLT.
6 Encoding Concepts, Deriving Meaning and Evaluation
Questions to Evoke Response
It is proposed here that a series of questions be derived corresponding to a given NLT and
get the recipient R to answer them explicitly. The answers constitute the observable
responses. It is to be noted that all grammatical sentences may not be meaningful i.e., they
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may not create consistent response. This may be because of poorly constructed sentences, and
poor choice of words or both –i.e., there could be lack of meaning at inception.
Here is a summary of what is discussed so far. What meaning is; what makes it explicit; how to
look for and ascertain the meaning etc. As hinted, creating precise meaning is in proper
authoring and tools / aids for the same. They are described hereafter.
Creation of Text T in Context C
The process of how NLT is created and how Context C is established or implied is not elaborated
here because it is an internal process of author’s mind. Only the human authors are considered
here. Once an author creates Text, which is tangible, one can examine and analyze it. For that
purpose, the author is expected to implicitly or explicitly convey the context in which the NLT is
created.
NLT encodes meaning
The syntax of a language is founded on the principle of raising questions and finding
answers (Q & A) from within the structure of the sentence. There are two stages (see Figure
3). In stage one, the Q and A are based on only the structure of NLT and Context C. This can be
considered a schema. In stage two, the meanings of the words are selected from a dictionary to
raise and answer further questions. This can be considered instances of the schema. Thus,
syntax, combined with an electronic dictionary, gives derived Q&A-M. This needs to be ratified
by subject experts. Once the automated process matures and human editing becomes
unnecessary, the latter may be skipped. The process yields “Derived Q and A” for NLT. See
Figure 3 Creating NLT and Deriving Q&A (HE & M).
Refinement of NLT or Encoding the Concept.
Syntactic and Semantic Analysis of input NLT leads to generation of Q&A and detection of any
ambiguities in NLT. So, feedback can be provided to the author for clarifications refinement. If
the input NLT is not corrected, the computer program may annotate the NLT with warning/
indication that the input is not clarified or disambiguated.
Deriving Meaning of NLT and Evaluation of Recipients
With reference to Figure 4 there are three factors that determine how a recipient reads and
derives meaning of NLT.
1 The NLT itself. There is not much that can be done at the receiving end.
2 The set of aids used for reading, understanding and arriving at the meaning of the
NLT. Crucial.
2.1 Accumulated knowledge retained in memory -–used mostly is the primary cause
of misunderstanding, misinterpretation, confusion, disputes etc. Because of
variations in human knowledge and abilities the derived meaning may not match
the encoded concept. This can be corrected and improved.
2.2 Dictionary (semantics)--occasionally used but helpful.
2.3 Books on grammar (syntax)/ punctuation—rarely used, not very critical at the
recipient end. Not using it at the Author end is more critical and detrimental to
encoding concept into NLT. If the reader has doubts then this aid can resolve
them if NLT is formulated according to standard syntax and punctuation.
3 The Context. Usually this is implied or informally conveyed. It may have to be
inferred from the preceding text and text “T” or indirect references / conventions.
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Figures 1 through Figure 4
Editing by
Human
Experts
Optional
NLT and
context C
Formulation
of Text
by Author
Observations,
Pictures,
descriptions, words,
associations,
relationships in mind
Ideas,
concepts and
creativity in
mind
NLT and
Context “C”
Knowledge
and
experience
Dictionary Grammar
Figure 1
Authoring Process Concept in Mind to NLT
Rules Words
Range of responses
Relative freq.
of Responses
Ratio of Number of
people respectively
giving response
r1 r2, r3, r4….rn to
the total number of
people of a selected
class of people
Meaning is predefined
range of responses r5,
r6, r7, consistent with
syntax and dictionary,
ratified by experts.
Responses
of Class 1
Responses of
Class 2, the
meaning differs
Figure 2
Meaning of NLT in Context “C”
Predefined Range of Responses
r1 r2 r3 r4 r5 r6 r7 r8 r9 r10 r11
….rn
To evoke explicit response to NLT, it is proposed to pose relevant Questions and
obtain specific answers from a recipient entity. It can be done by humans with or
without the aid of machines (computer programs). The correctness of answers can
also be rated / graded. If the rating is above a prescribed limit, one can conclude that
meaning is transferred to the entity.
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Figure 3
Creating NLT and Deriving Q&A (HE & M)
Human and Automated
Evaluation by
Human
Experts
Automated
Syntactic and
Semantic
Analysis
Machine Derived
Q and A of “T”
Q&A-M
Meaning of NLT
Predefined * range of
responses –
In the form of
Q & A, ratified by
experts
May be skipped as
Automation matures
Q&A-HE
Human
Editing
Dictionary Grammar
Electronic
Dictionary
Syntactic
Rules,
cases
Ratified
Q&A-M
Meaning at
WORD
level
Author
Knowledge
in mind
Feedback for refinement
NLT and
Context “C”
Q&A-
HE
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Comparison
and
Evaluation
If rx is within predefined range,
NLT conveys the meaning to R
rx
Meaning
Decoding
of Meaning
NLT
Derived
Answers
Derived
Questions Q-M
Relative
Freq
Response
s
Text “T”
and
Context “C”
Recipient
Answers of
Recipient rx
to Q-M
Figure 4
Deriving Meaning of NLT and Evaluation of R
Dictionary Grammar
Knowledge
in mind
Derived
Q&A-M