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Levers for change in
healthcare systems:
The role of performance measurement and reporting
Jean-Frederic Levesque, MD, PhD
Chief Executive Officer, Bureau of Health Information
Conjoint Professor, Centre for Primary Health Care and Equity, UNSW
27 August 2015
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
Healthcare systems are complex
and supporting them with
knowledge is as fundamental
as it is challenging
Levesque, Sutherland & Corscadden 2013
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
Concepts
Knowledge organisations
Enablement
Insights
1
2
3
4
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
What do we mean by
Performance?
Knowledge?
Enablement?
1
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
Performance happens
when structures, resources,
providers and patients
interact in real contexts
Levesque, Sutherland & Corscadden 2013
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
Hollnagel, Braithwaite & Wears 2013
The difference between
theory and practice is larger
in practice than in theory
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
If actors perform on stage,
athletes perform on the field,
surgeons perform in surgical theatres
and nurses perform at the bedside
or in community centres
Levesque, Sutherland & Corscadden 2013
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
Knowledge
Information
Data
Action
Change
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
Data
Data represents the codification of
real phenomena into a form that
can be analysed
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
Information
Data becomes information
by interpretation
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
Knowledge
Knowledge signifies understanding
of real things or abstract concepts
that data and information have
enabled to decipher and analyse
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
Accessibility
Prevalence
Avoidable
deaths
Unmet needs Adverse
events
Quality of life
High users
Duplications
Health risks
Team climate
Health literacy
Disability
Hospital
mortality
Costs
Safety
Resources
Satisfaction
Coordination
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
The application of performance
indicators may involve simply
reporting data to actors for
accountability purposes, or it may
involve, in addition, taking action
to stimulate change
Leatherman 2002
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
Action
Knowledge supports action through
behaviour and decisions
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
Change
Healthcare systems constantly
change in terms of structures,
processes and their outcomes
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
Peer learning
Hug
Training
Benchmarking
Regulation
Continuous
education
Pay for
outcomes
Pay for
performance
Quality
improvement
Awareness
Self-regulation
Peer-
pressure
Monitoring
Incentive
Judge
Provider
feedback
Cross-
fertilisation
Nudge
Contract
management
Monitoring
Shove
Push
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
planned
emergent
internal external
supportive
formative
coercive
normative
structural
competitive
cognitive
mimetic
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
Multimodal approaches have the
biggest impact
OECD 2002
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
Australian Commission for
Safety and Quality in
Healthcare
National Health
Performance
Authority (NHPA)
Independent Hospital
Pricing Authority
UK Care Quality
Commission The King’s Fund
The Nuffield Trust
Dr Foster
RAND Corporation
Centres for Medicare and
Medicaid Services (CMS)
Agency for
Healthcare Research
and Quality (AHRQ)
USA Institute for
Health Improvement
Ambulatory Care
Quality Alliance (AQA) Hospital Quality
Alliance (HQA)Joint Commission on
Accreditation of Healthcare
Organizations (JCAHO)
National Committee for Quality
Assurance (NCQA)
National Quality
Forum (NQF)
Physician Consortium
for Performance
Improvement (AMA)
Leapfrog Group
Bureau of
Health Information (BHI)
USA Accountable
Care Organisation
Quebec’s Health
and Welfare
Commissioner
La haute autorité
de santé France
Canadian Institute of
Health Information
Ontario Care
Quality Council
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
Goals pursued and national
context influence the mix of
health system stewardship
functions required to achieve
health system goals
Veillard 2012
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
Knowledge
organisations
in New South Wales
2
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
BHI reports
•Annual performance report
•Hospital Quarterly
•Insights into Care
•Patient Perspectives
•Snapshots, briefs,
dashboards and profiles
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
Garling Report
The public reporting of information about the
health system and hospital performance is
essential for the future of NSW Health.
It is the single most important driver (or lever)
for the creation of public confidence in the
health system, engagement of clinicians,
improvement and enhancement of clinical
practice and cost efficiency.
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
Using information to
enable performance
in New South Wales
3
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
Coercive and cognitive levers
The example of hospital timeliness performance measures
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
Percentage of patients leaving in four hours – hospitals
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
Time from presentation to treatment – NSW
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
planned
emergent
internal external
supportive coercive
cognitive
competitive
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
Normative and supportive levers
The example of mortality
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
30-day mortality following hospitalisation
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
30-day mortality following hospitalisation – hospital outliers
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
planned
emergent
internal external
supportive
normative
cognitive
mimetic
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
Normative and structural levers
The example of Cancer ED performance measures
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
ED use at the end of life – NSW
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
ED use for cancer patients – hospital outliers
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
planned
emergent
internal external
normative
structuralcognitive
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
Insights from the NSW
experience
4
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
No organisation can use all levers
all the time…some levers are
synergistic, some are in tension
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
Small organisations are more agile
and responsive… lack economies
of scale and depth of resources
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
Specialisation brings focus and
concentration of expertise…
brings the risk of fragmentation
and duplication
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
Splitting and overlapping
responsibilities enable emulation,
competition and diversity and
brings resilience
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
Multiple organisations
can create confusion and impose
burdens on stakeholders
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
A knowledge organisation acts in a
negotiated space
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
Concepts
Knowledge organisations
Enablement
Insights
1
2
3
4
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
planned
emergent
internal external
supportive
formative
coercive
normative
structural
competitive
cognitive
mimetic
Knowledge
Information
Data
Action
Change
Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
Thank you!

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Levers for change in healthcare systems: The role of performance measurement and reporting

  • 1. Levers for change in healthcare systems: The role of performance measurement and reporting Jean-Frederic Levesque, MD, PhD Chief Executive Officer, Bureau of Health Information Conjoint Professor, Centre for Primary Health Care and Equity, UNSW 27 August 2015
  • 2. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015 Healthcare systems are complex and supporting them with knowledge is as fundamental as it is challenging Levesque, Sutherland & Corscadden 2013
  • 3. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015 Concepts Knowledge organisations Enablement Insights 1 2 3 4
  • 4. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015 What do we mean by Performance? Knowledge? Enablement? 1
  • 5. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015 Performance happens when structures, resources, providers and patients interact in real contexts Levesque, Sutherland & Corscadden 2013
  • 6. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015 Hollnagel, Braithwaite & Wears 2013 The difference between theory and practice is larger in practice than in theory
  • 7. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015 If actors perform on stage, athletes perform on the field, surgeons perform in surgical theatres and nurses perform at the bedside or in community centres Levesque, Sutherland & Corscadden 2013
  • 8. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
  • 10. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015 Data Data represents the codification of real phenomena into a form that can be analysed
  • 11. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015 Information Data becomes information by interpretation
  • 12. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015 Knowledge Knowledge signifies understanding of real things or abstract concepts that data and information have enabled to decipher and analyse
  • 13. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015 Accessibility Prevalence Avoidable deaths Unmet needs Adverse events Quality of life High users Duplications Health risks Team climate Health literacy Disability Hospital mortality Costs Safety Resources Satisfaction Coordination
  • 14. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015 The application of performance indicators may involve simply reporting data to actors for accountability purposes, or it may involve, in addition, taking action to stimulate change Leatherman 2002
  • 15. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015 Action Knowledge supports action through behaviour and decisions
  • 16. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015 Change Healthcare systems constantly change in terms of structures, processes and their outcomes
  • 17. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015 Peer learning Hug Training Benchmarking Regulation Continuous education Pay for outcomes Pay for performance Quality improvement Awareness Self-regulation Peer- pressure Monitoring Incentive Judge Provider feedback Cross- fertilisation Nudge Contract management Monitoring Shove Push
  • 18. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015 planned emergent internal external supportive formative coercive normative structural competitive cognitive mimetic
  • 19. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015 Multimodal approaches have the biggest impact OECD 2002
  • 20. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
  • 21. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015 Australian Commission for Safety and Quality in Healthcare National Health Performance Authority (NHPA) Independent Hospital Pricing Authority UK Care Quality Commission The King’s Fund The Nuffield Trust Dr Foster RAND Corporation Centres for Medicare and Medicaid Services (CMS) Agency for Healthcare Research and Quality (AHRQ) USA Institute for Health Improvement Ambulatory Care Quality Alliance (AQA) Hospital Quality Alliance (HQA)Joint Commission on Accreditation of Healthcare Organizations (JCAHO) National Committee for Quality Assurance (NCQA) National Quality Forum (NQF) Physician Consortium for Performance Improvement (AMA) Leapfrog Group Bureau of Health Information (BHI) USA Accountable Care Organisation Quebec’s Health and Welfare Commissioner La haute autorité de santé France Canadian Institute of Health Information Ontario Care Quality Council
  • 22. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015 Goals pursued and national context influence the mix of health system stewardship functions required to achieve health system goals Veillard 2012
  • 23. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015 Knowledge organisations in New South Wales 2
  • 24.
  • 25. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
  • 26. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
  • 27. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
  • 28. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
  • 29. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015 BHI reports •Annual performance report •Hospital Quarterly •Insights into Care •Patient Perspectives •Snapshots, briefs, dashboards and profiles
  • 30. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015 Garling Report The public reporting of information about the health system and hospital performance is essential for the future of NSW Health. It is the single most important driver (or lever) for the creation of public confidence in the health system, engagement of clinicians, improvement and enhancement of clinical practice and cost efficiency.
  • 31. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
  • 32. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
  • 33. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
  • 34. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
  • 35. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015
  • 36. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015 Using information to enable performance in New South Wales 3
  • 37. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015 Coercive and cognitive levers The example of hospital timeliness performance measures
  • 38. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015 Percentage of patients leaving in four hours – hospitals
  • 39. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015 Time from presentation to treatment – NSW
  • 40. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015 planned emergent internal external supportive coercive cognitive competitive
  • 41. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015 Normative and supportive levers The example of mortality
  • 42. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015 30-day mortality following hospitalisation
  • 43. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015 30-day mortality following hospitalisation – hospital outliers
  • 44. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015 planned emergent internal external supportive normative cognitive mimetic
  • 45. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015 Normative and structural levers The example of Cancer ED performance measures
  • 46. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015 ED use at the end of life – NSW
  • 47. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015 ED use for cancer patients – hospital outliers
  • 48. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015 planned emergent internal external normative structuralcognitive
  • 49. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015 Insights from the NSW experience 4
  • 50. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015 No organisation can use all levers all the time…some levers are synergistic, some are in tension
  • 51. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015 Small organisations are more agile and responsive… lack economies of scale and depth of resources
  • 52. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015 Specialisation brings focus and concentration of expertise… brings the risk of fragmentation and duplication
  • 53. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015 Splitting and overlapping responsibilities enable emulation, competition and diversity and brings resilience
  • 54. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015 Multiple organisations can create confusion and impose burdens on stakeholders
  • 55. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015 A knowledge organisation acts in a negotiated space
  • 56. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015 Concepts Knowledge organisations Enablement Insights 1 2 3 4
  • 57. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015 planned emergent internal external supportive formative coercive normative structural competitive cognitive mimetic
  • 59. Levers for change in healthcare systems: The role of performance measurement and reporting – 27 August 2015 Thank you!