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BOOK REVIEW
John P. Kotter and Lorna A. Whitehead (2010). Buy-In: Saving Your Good Idea from
Getting Shot Down (Boston: Harvard Business School Press).
Why do good ideas get shot down? Is this because there is an inherent resistance to
good ideas? Or, is it a problem of psychic inertia? How given the propensity to shoot
down good ideas does change ever happen? How does anything ever get done?
These then are the sort of questions that should be of interest to anybody who finds
himself in the executive or leadership function in firms.
The interesting thing about this slim but riveting volume is that it will appeal not
only to students of business policy, strategy, and change management, but to just
about any professional who has to manage or lead in these difficult times. In fact,
this book will also be of interest to those in areas like legal policy and public policy.
The communications manual that constitutes the better part of this book can also be
used to train lawyers in the modalities of litigation.
This is a rather unusual book since it does not fall neatly under the rubric of
communications, persuasion, rhetoric, or even logic but partakes a little of all these
crucial areas. Each of these areas serves as a source for Kotter and Whitehead. It also
deploys a generic form that is partly storytelling and partly a reference book. It is
therefore important for a reader to understand in what sequence he must read the
chapters and what sort of a study path will help him to get the best out of the book.
The authors do not ask the reader to take in the book in one gulp but to read the
different parts using different reading comprehension strategies.
2
Students of management may want to situate this book in the context of John
Kotter’s previous work on change management.
Kotter is not only the world’s leading expert on change management, but has spent
the better part of his professional career at the Harvard Business School and,
subsequently, at Kotter International studying the role of ‘buy-in’ during attempts at
large-scale change management by both firms and governments.
The notion of buy-in is not reducible to selling ideas by putting them in a more
persuasive form, but a more fundamental attempt to grapple with the psychic-cum-
linguistic forms in which resistance surfaces as inertial habits in all of us when we
are confronted by the demands of change. The point for Kotter and Whitehead is not
to blame anybody who resists change but to understand why we all resist change in
our own way.
So while ideas are broadly speaking necessary to re-vitalize firms, they are not
sufficient. The ideational process must also be tied up with the communications
dimension in order to increase the probability of getting buy-in from all
stakeholders. This then is the essence of the argument that Kotter and Whitehead put
forth here.
They however start by not putting this across as a theoretical proposition but by
staging an imaginary dialogue in a library which receives an offer from a store that it
will make computers available free of cost to poor children (if the town where the
library is situated agrees to buy a certain number of computers in its turn).
3
This simple proposal generates a heated round of discussions by the committee that
is in charge of deciding whether or not the town and the library can co-operate to
increase the availability of computers for the poor kids of the town.
Kotter and Whitehead look at the arguments for and against the proposal from the
point of view of all the members of the committee to understand the structure of the
arguments that the members spontaneously invoke to justify their position.
The members it turns out do not necessarily know how to situate what each of them
is up to and are haunted by the feeling that only they and not the others have the
best interests of the town’s kids at heart. Each of the arguments or cognitive styles
that they represent is then taken up as the subject of a separate essay in the
communications manual that is included in this book.
The reading strategy that the authors recommend, if I understand them correctly, is
to first read the imaginary dialogue and their deconstruction of the cognitive styles
of the various participants right away and only then take up the individual entries
for detailed study later (as and when readers encounter an impasse in their attempts
to get buy-in for a proposal of theirs).
Trying to understand the ubiquity of these thought patterns is important because the
goodwill required to sell ideas or get buy-in from key stakeholders, members of
committees, and so on is often lost when somebody putting forth a good idea
becomes indignant without understanding that those who participate in a well-
meaning discussion on the merits of a given proposal are often victims of their own
thought patterns, and may not necessarily be conscious of what they are doing.
My suggestion for trying to understand the cognitive-cum-linguistic patterns that
constitute the working manual in this book is to ask how the unconscious is
implicated in each of these cognitive patterns. It will then become obvious that these
inertial patterns that think their way through different participants are symptomatic
4
of world-views, which must be deconstructed before the participants can distance
themselves from their own thought patterns.
Having this kind of emotional distance will make it more likely that the exchanges
will take on mutually beneficial forms of ‘give-and-take’ rather than slip into the
form of ‘I am OK; You are not OK.’
This then is the main advantage of taking this book seriously. It will not only help
the reader to identify his own cognitive style but will also help him to come to terms
with its strengths and limitations through the indirect and tactful approach that
Kotter and Whitehead invoke to get across something as sensitive as the problem of
cognitive or argumentative style.
Anybody who is seriously interested in selling ideas within the contexts of
communication, change, or management should read this book. It will not only
sensitize them to the need for change but also infuse in them a sense of urgency to
get things done.
SHIVA KUMAR SRINIVASAN

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Kotter and Whitehead on Buy-in

  • 1. 1 BOOK REVIEW John P. Kotter and Lorna A. Whitehead (2010). Buy-In: Saving Your Good Idea from Getting Shot Down (Boston: Harvard Business School Press). Why do good ideas get shot down? Is this because there is an inherent resistance to good ideas? Or, is it a problem of psychic inertia? How given the propensity to shoot down good ideas does change ever happen? How does anything ever get done? These then are the sort of questions that should be of interest to anybody who finds himself in the executive or leadership function in firms. The interesting thing about this slim but riveting volume is that it will appeal not only to students of business policy, strategy, and change management, but to just about any professional who has to manage or lead in these difficult times. In fact, this book will also be of interest to those in areas like legal policy and public policy. The communications manual that constitutes the better part of this book can also be used to train lawyers in the modalities of litigation. This is a rather unusual book since it does not fall neatly under the rubric of communications, persuasion, rhetoric, or even logic but partakes a little of all these crucial areas. Each of these areas serves as a source for Kotter and Whitehead. It also deploys a generic form that is partly storytelling and partly a reference book. It is therefore important for a reader to understand in what sequence he must read the chapters and what sort of a study path will help him to get the best out of the book. The authors do not ask the reader to take in the book in one gulp but to read the different parts using different reading comprehension strategies.
  • 2. 2 Students of management may want to situate this book in the context of John Kotter’s previous work on change management. Kotter is not only the world’s leading expert on change management, but has spent the better part of his professional career at the Harvard Business School and, subsequently, at Kotter International studying the role of ‘buy-in’ during attempts at large-scale change management by both firms and governments. The notion of buy-in is not reducible to selling ideas by putting them in a more persuasive form, but a more fundamental attempt to grapple with the psychic-cum- linguistic forms in which resistance surfaces as inertial habits in all of us when we are confronted by the demands of change. The point for Kotter and Whitehead is not to blame anybody who resists change but to understand why we all resist change in our own way. So while ideas are broadly speaking necessary to re-vitalize firms, they are not sufficient. The ideational process must also be tied up with the communications dimension in order to increase the probability of getting buy-in from all stakeholders. This then is the essence of the argument that Kotter and Whitehead put forth here. They however start by not putting this across as a theoretical proposition but by staging an imaginary dialogue in a library which receives an offer from a store that it will make computers available free of cost to poor children (if the town where the library is situated agrees to buy a certain number of computers in its turn).
  • 3. 3 This simple proposal generates a heated round of discussions by the committee that is in charge of deciding whether or not the town and the library can co-operate to increase the availability of computers for the poor kids of the town. Kotter and Whitehead look at the arguments for and against the proposal from the point of view of all the members of the committee to understand the structure of the arguments that the members spontaneously invoke to justify their position. The members it turns out do not necessarily know how to situate what each of them is up to and are haunted by the feeling that only they and not the others have the best interests of the town’s kids at heart. Each of the arguments or cognitive styles that they represent is then taken up as the subject of a separate essay in the communications manual that is included in this book. The reading strategy that the authors recommend, if I understand them correctly, is to first read the imaginary dialogue and their deconstruction of the cognitive styles of the various participants right away and only then take up the individual entries for detailed study later (as and when readers encounter an impasse in their attempts to get buy-in for a proposal of theirs). Trying to understand the ubiquity of these thought patterns is important because the goodwill required to sell ideas or get buy-in from key stakeholders, members of committees, and so on is often lost when somebody putting forth a good idea becomes indignant without understanding that those who participate in a well- meaning discussion on the merits of a given proposal are often victims of their own thought patterns, and may not necessarily be conscious of what they are doing. My suggestion for trying to understand the cognitive-cum-linguistic patterns that constitute the working manual in this book is to ask how the unconscious is implicated in each of these cognitive patterns. It will then become obvious that these inertial patterns that think their way through different participants are symptomatic
  • 4. 4 of world-views, which must be deconstructed before the participants can distance themselves from their own thought patterns. Having this kind of emotional distance will make it more likely that the exchanges will take on mutually beneficial forms of ‘give-and-take’ rather than slip into the form of ‘I am OK; You are not OK.’ This then is the main advantage of taking this book seriously. It will not only help the reader to identify his own cognitive style but will also help him to come to terms with its strengths and limitations through the indirect and tactful approach that Kotter and Whitehead invoke to get across something as sensitive as the problem of cognitive or argumentative style. Anybody who is seriously interested in selling ideas within the contexts of communication, change, or management should read this book. It will not only sensitize them to the need for change but also infuse in them a sense of urgency to get things done. SHIVA KUMAR SRINIVASAN