Kevin Carlin has over 10 years of experience in the financial services industry. He is currently a Senior Trader at LPL Financial, where he provides support to advisors and clients, executes trades, and ensures regulatory compliance. Previously, he worked as an Annuity Operations Specialist at LPL Financial and as an Operations Controller at International Financial & Insurance Services. Carlin holds a Bachelor's degree in Business Administration and has FINRA Series 7, 24, 55, and 66 licenses.

1. KEVIN CARLIN
1562 7​th​
Ave #205, San Diego, California 92101
Cell: 949­690­0040 kevin.carlin@ymail.com
EMPLOYMENT
LPL FINANCIAL​, Senior ​Trader (Mutual Funds, UIT’s and Precious Metals) 2012 ­ Present
● Fielding questions relating to capacity of Mutual Funds, Unit Investment Trusts, and Precious Metals
● Providing exceptional support to financial advisors, retail clients and internal business units
● Accurately executing trade instructions and Mutual Fund/UIT corrections
● Overseeing all UIT trading with the desk while being a direct point of contact for current sponsors
● Principal­approving large trades and reviewing daily blotters to ensure regulatory compliance is upheld
● Conforming to all trading requirements mandated by investment sponsors and FINRA
● Training new hires on various trading platforms and day operations
LPL FINANCIAL​, ​Annuity Operations Specialist ​2009 ­ 2011
● Collaborated with financial advisors and customers service reps regarding annuity contracts
● Provided instructions to advisors regarding funding options and documents required for annuities
● Worked diligently with various departments internally to ensure accurate suitability information
● Facilitated transfers of funds between client’s accounts on a daily basis
● Resolved issues directly with relationship managers of annuity sponsors regarding products
● Tested and implemented new releases for Annuity Order Entry system
INTERNATIONAL FINANCIAL & INSURANCE SERVICES​, Operations Controller 2009
● Managed underwriting of insurance policies and product analysis of competing life insurance companies
● Marketed for life insurance online and making calls to prospective clients
● Performed administrative duties within the insurance industry
​EDUCATION
SAN DIEGO STATE UNIVERSITY, San Diego, California
Bachelor of Management in Business Administration awarded​ ​2009
LICENSES
FINRA Series 7​, ​24​, ​55, 66 Licenses
QUALIFICATIONS
​ ● Proficient in Microsoft Word, Excel, PowerPoint, Beta and BranchNet
● Strong communication, interpersonal, organizational, and analytical skills
● Able to multitask in a busy work environment with competing deadlines
● Equally effective working on self­managed projects or as a team member
● Welcomes new challenges with the ability to easily grasp new ideas, concepts, methods and procedures
● Experience interacting with professional advisors in a service capacity