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Journal Club 
P16 PROTEIN EXPRESSION AND HUMAN 
PAPILLOMA VIRUS STATUS 
AS PROGNOSTIC BIOMARKERS OF 
NON OROPHARYNGEAL HEAD AND NECK 
SQUAMOUS CELL CARCINOMA 
Christine H. Chung, Quynh-Thu Le et al 
Johns Hopkins University, Baltimore, USA 
J Clin Oncol , September 29, 2014 
Mohsin Maqbool 
Phd Std @ IRCH, AIIMS 
05-Nov-2014
INTRODUCTION 
 Head and neck cancers -heterogeneous disease 
occurring in various sites within the head and neck 
region 
 Squamous cell carcinoma 
(HNSCC) = 90% 
 OPSCC – Oropharynx, 1/3 
tongue, the soft palate, and 
the tonsils 
 Non-OPSCC - Oral cavity, 
hypopharynx, or larynx, 
collectively referred as N-OPSCC 
Sites of HNC 
o SCC of the head and neck is the sixth most common 
malignancy worldwide
INTRODUCTION 
 Overall 4th common cancer in India and 5th in 
mortality, mostly seen in men
RISK FACTORS FOR 
HEAD AND NECK CANCER 
Tobacco Products: 
 Smoking Tobacco 
 Cigarettes /Cigars / Pipes 
 Chewing Tobacco 
 Snuff 
Others 
o Chemicals 
o Ionizing Radiations 
 Use of Ethanol Products (Alcohol) 
 Infections 
 Human Papilloma Virus (HPV) 
 57-70 % of OPSCCs (HPV+ OPC) and 1.3 -7% of Non 
OPSCCs are HPV positive
HUMAN PAPILLOMAVIRUS (HPV) 
 Small, DNA viruses, 
 Humans only known host 
 Skin and Mucosal types, Benign 
warts, precancer, cancer 
o HPV is a double stranded, closed circular (episomal) DNA 
virus with a genome size of 8000 base pairs 
E6 
E7 E1 
E2 
E4 
E5 L2 
L1 
early genes late genes URR* 
* URR = upstream regulatory region
DETECTION OF HPV STATUS 
 HPV status in tumors can be determined by several assays- 
HPV DNA detection by in situ hybridization (ISH) , PCR 
(ISH) 
PCR RT-RQ- PCR
P16 EXPRESSION AND HPV 
 P16/cyclin-dependent kinase inhibitor 2A(CDKI2A) 
(chr-9)- a tumor suppressor protein 
 Role in cell cycle regulation by decelerating cells 
progression- binds cyclin D and controls RB1 
 p16 protein expression by 
immunohistochemistry (IHC) 
staining as a surrogate 
marker of oncogenic HPV 
infection (HPV16) 
IHC
P16 EXPRESSION AND HPV 
 p16 protein is an important tumor suppressor and cell-cycle 
regulator 
 In HPV-positive tumors,- E6 binds P53 and causes 
degradation 
 the viral protein E7 binds to retinoblastoma 
susceptibility protein (Rb) causes it inactivation 
 Loss of Rb results in upregulation of p16 protein 
expression by a feedback Interaction 
 increased p16 protein expression is not specific to Rb 
loss caused by E7 oncoprotein, because other molecular 
events associated with loss of Rb function, such as RB1 
inactivating mutation, or deletion or chromosomal loss, 
can result in the same phenotype
HPV AND P16 AND ROLE IN HEAD AND NECK 
CANCERS 
 Results of various assays are compared, the concordance 
rate between HPV-ISH and p16 IHC is approximately 
90% in OPSCC, where HPV infection is frequent 
 It is well established that patients with HPV 
positive/p16 positive OPSCC have a more favorable 
prognosis compared with those with HPV-negative/p16- 
negative OPSCC 
 prognostic significance of p16 expression in non-OPSCC 
with or without evidence of HPV infection has not been 
clearly delineated
AIM OF THE STUDY 
 To evaluate p16 protein expression by IHC and HPV 
status by HPV ISH as potential prognostic biomarkers 
in non OPSCC tumors (where HPV infection is less 
common) in patients enrolled onto three prospective 
Radiation Therapy Oncology Group (RTOG) clinical 
trials
PATIENTS AND METHODS 
o Total 683 histologically SSC samples were recruited 
from three different trial 
RTOG0129 
N= 288 
RTOG 0234 
N= 129 
RTOG 0522 
N= 266 
Phase III trial Phase II randomized 
trial 
Phase III trial 
Testing Standard fractionation 
radio-therapy with concurrent 
cisplatin versus accelerated 
fractionation by concomitant 
boost radiotherapy with 
concurrent cisplatin for 
patients with locally advanced 
HNSCC (N 743) 
Testing radiation therapy 
with concurrent cetuximab 
and either cisplatin 
or docetaxel improved DFS 
over a historical cohort of 
patients treated with 
radiation therapy and 
concurrent cisplatin 
(RTOG9501) 
for patients at high risk for 
recurrence after surgical 
resection of advanced 
HNSCC (N 238) 
Testing the addition of 
cetuximab to radiation therapy 
with concurrent cisplatin for 
patients with 
locally advanced HNSCC (N940) 
Phuc Felix Nguyen-Tân, MD 
RTOG, NCI 
Paul M. Harari, MD 
University of Wisconsin 
Kian Ang, MD 
M. D. Anderson CancerTX
LABORATORY STUDIES 
 IHC was performed to determine p16 
expression using a p16 mouse 
monoclonal antibody 
 p16 was considered to be positive 
when defined as strong and diffuse 
nuclear and cytoplasmic staining in ≥ 
70% of the tumor cells (Ang et al in 
opscc- NEJM) 
 High-risk HPV status was determined 
by ISH using a cocktail probe that 
detects HPV types (16, 18, 31, 33, 35, 
39, 45, 51) 
 HPV ISH was interpreted as positive 
when nuclear-specific staining was 
detected in the tumor cells 
IHC
RESULTS 
EXPRESSION OF P16 AND HIGH-RISK HPV 
ISH 
STATUS DETERMINATION 
 Total of 683 eligible patients with non-OPSCC tumors, 
(primary sites in oral cavity, hypopharynx, and larynx), 
identified among the 1,921 patients enrolled into RTOG 
0129, 0234,and 0522 studies 
 Tumors from 356 (52.1%) of 683 patients with non- 
OPSCC were tested for p16 expression, which could be 
determined in 90.4% (322 of 356) of the tumors 
 Characteristics and outcomes were similar between 
patients with known and unknown p16 status in each 
trial 
 Overall, 19.3% (62 of 322) were p16 positive 
 Cancer of the oral cavity had the highest rate of p16 
positivity (21 [26.3%] of 80), followed by the larynx
SURVIVAL OUTCOMES BASED ON 
P16 AND HPV ISH STATUS 
 Survival outcome differences based on p16 status in 
patients with non-OPSCC tumors 
 Univariable analysis showed that patients with p16- 
positive tumors had better PFS and OS than patients 
with p16-negative tumors 
 For PFS, 35% reduction in PFS nonachievement for 
patients with p16-positive tumors (P .04) 
 For OS 43% reduction in the death rate for patients 
with p16-positive tumors (P .01) 
(A) Progression-free (PFS) and (B) overall survival (OS) by p16 expression for patients with nonoropharynx tumors.
SURVIVAL ON ON HPV ISH 
 Survival outcome differences based on HPV ISH in 
these patients 
 Patients with HPV ISH–positive tumors did not have 
significantly better PFS (HR, 0.77), OS (HR, 0.64 )than 
patients with HPV ISH–negative tumors 
(C) PFS and (D) OS by human papillomavirus (HPV) in situ hydridization (ISH) status for patients with nonoropharynx tumors
PFS AND OS IN P16 AND HPV 
STATUS 
 No significant differences were found (PFS, P .23; OS, P . 
21), because of the small sample sizes for the first three 
groups (n 20,33, and 7, respectively) compared with the 
p16-negative/HPV negative group (n 213) 
n=20 
n =33 
n=7 
n=213 
(E) PFS and (F) OS by HPV ISH status and p16 expression.
SURVIVAL OUTCOMES BASED ON P16 STATUS 
AND 
PRIMARY SITE 
 Survival outcomes based on p16 status and three 
primary sites (oral cavity, hypopharynx, or larynx) 
separately
SURVIVAL AND P16 STATUS AND PRIMARY 
SITES 
 Survival outcomes based on p16 status and primary 
sites, comparing non-OPSCC with OPSCC to examine 
the survival difference in non-OPSCC in the context of 
OPSCC, where the prognostic power of p16 is well 
established 
 With both PFS and OS, there was a significant 
interaction between p16 status and primary site (P .01) 
for both 
 Patients with p16-positive OPSCC had half the risk of 
death when compared with patients with p16-positive 
non-OPSCC 
 patients with p16negative OPSCC and non-OPSCC had 
similar survival,
SURVIVAL OUTCOMES BASED ON P16 
STATUS AND 
SMOKING STATUS 
 Seventy-five percent of patients with non-OPSCC with 
p16positive tumors and 84% of those with p16-negative 
tumors had > 10 pack-years of exposure the difference was 
not statistically significant (P .12) 
 In Multivariable analysis pack-years status, did not change 
HRs for p16 status
DISCUSSION 
 Patients with p16-positive non-OPSCC have 
significantly better outcomes than patients with p16- 
negative disease as seen in OPSCC 
 P16 suppressor for cellular function- p16 decoupled 
from HPV is unclear due to methods used 
 Scoring system for p16 as positive (diffuse staining 
70% of tumor) in OPSCC , does not accurately reflect 
the significance of p16 expression independent of HPV 
infection in non-OPSCC 
 H factor (ie, intensity Xpercent positive tumor cells) of 
the p16 staining and identify an optimal threshold for 
separating the prognostic groups by using test and 
validation sets
DISCUSSION 
 OPSCC scoring system may also be applicable in non- 
OPSCC, but additional evaluation of the scoring system 
specific to non-OPSCC is required before broad clinical 
application 
 Determination of the prognostic value of p16 
independent of HPV infection requires identification of 
true HPV negative patients done by the gold standard 
qRT-PCR assay 
 To produce accurate results additional research using 
multimodality testing in non-OPSCC and development 
of more accurate HPV testing are indicated with testing 
of RB1 also
DISCUSSION 
 Observed differences in the concordance between p16 
and HPV ISH among the subsites -the result of the 
biologic and anatomic heterogeneity among these sites 
 each anatomic subsite needs separate evaluation with a 
larger sample size to clearly determine the prognostic 
role of p16 expression, and our findings should be 
interpreted with caution because of the small sample 
sizes in each site 
 In addition, presence of p16 expression may affect 
treatment outcomes, p16 expression as a surrogate 
marker of HPV infection for OPSCC is clearly 
established
DISCUSSION AND CONCLUSION 
 This study shows that the use of p16 IHC as a surrogate 
for HPV infection or as a prognostic biomarker in non- 
OPSCC requires further investigation before broad 
application in the clinical setting, 
 and the role of p16 expression in radiation sensitivity 
needs further investigation
 Thank You

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Journal club,p16 and HPV in H&N Cancer

  • 1. Journal Club P16 PROTEIN EXPRESSION AND HUMAN PAPILLOMA VIRUS STATUS AS PROGNOSTIC BIOMARKERS OF NON OROPHARYNGEAL HEAD AND NECK SQUAMOUS CELL CARCINOMA Christine H. Chung, Quynh-Thu Le et al Johns Hopkins University, Baltimore, USA J Clin Oncol , September 29, 2014 Mohsin Maqbool Phd Std @ IRCH, AIIMS 05-Nov-2014
  • 2. INTRODUCTION  Head and neck cancers -heterogeneous disease occurring in various sites within the head and neck region  Squamous cell carcinoma (HNSCC) = 90%  OPSCC – Oropharynx, 1/3 tongue, the soft palate, and the tonsils  Non-OPSCC - Oral cavity, hypopharynx, or larynx, collectively referred as N-OPSCC Sites of HNC o SCC of the head and neck is the sixth most common malignancy worldwide
  • 3. INTRODUCTION  Overall 4th common cancer in India and 5th in mortality, mostly seen in men
  • 4. RISK FACTORS FOR HEAD AND NECK CANCER Tobacco Products:  Smoking Tobacco  Cigarettes /Cigars / Pipes  Chewing Tobacco  Snuff Others o Chemicals o Ionizing Radiations  Use of Ethanol Products (Alcohol)  Infections  Human Papilloma Virus (HPV)  57-70 % of OPSCCs (HPV+ OPC) and 1.3 -7% of Non OPSCCs are HPV positive
  • 5. HUMAN PAPILLOMAVIRUS (HPV)  Small, DNA viruses,  Humans only known host  Skin and Mucosal types, Benign warts, precancer, cancer o HPV is a double stranded, closed circular (episomal) DNA virus with a genome size of 8000 base pairs E6 E7 E1 E2 E4 E5 L2 L1 early genes late genes URR* * URR = upstream regulatory region
  • 6. DETECTION OF HPV STATUS  HPV status in tumors can be determined by several assays- HPV DNA detection by in situ hybridization (ISH) , PCR (ISH) PCR RT-RQ- PCR
  • 7. P16 EXPRESSION AND HPV  P16/cyclin-dependent kinase inhibitor 2A(CDKI2A) (chr-9)- a tumor suppressor protein  Role in cell cycle regulation by decelerating cells progression- binds cyclin D and controls RB1  p16 protein expression by immunohistochemistry (IHC) staining as a surrogate marker of oncogenic HPV infection (HPV16) IHC
  • 8. P16 EXPRESSION AND HPV  p16 protein is an important tumor suppressor and cell-cycle regulator  In HPV-positive tumors,- E6 binds P53 and causes degradation  the viral protein E7 binds to retinoblastoma susceptibility protein (Rb) causes it inactivation  Loss of Rb results in upregulation of p16 protein expression by a feedback Interaction  increased p16 protein expression is not specific to Rb loss caused by E7 oncoprotein, because other molecular events associated with loss of Rb function, such as RB1 inactivating mutation, or deletion or chromosomal loss, can result in the same phenotype
  • 9. HPV AND P16 AND ROLE IN HEAD AND NECK CANCERS  Results of various assays are compared, the concordance rate between HPV-ISH and p16 IHC is approximately 90% in OPSCC, where HPV infection is frequent  It is well established that patients with HPV positive/p16 positive OPSCC have a more favorable prognosis compared with those with HPV-negative/p16- negative OPSCC  prognostic significance of p16 expression in non-OPSCC with or without evidence of HPV infection has not been clearly delineated
  • 10. AIM OF THE STUDY  To evaluate p16 protein expression by IHC and HPV status by HPV ISH as potential prognostic biomarkers in non OPSCC tumors (where HPV infection is less common) in patients enrolled onto three prospective Radiation Therapy Oncology Group (RTOG) clinical trials
  • 11. PATIENTS AND METHODS o Total 683 histologically SSC samples were recruited from three different trial RTOG0129 N= 288 RTOG 0234 N= 129 RTOG 0522 N= 266 Phase III trial Phase II randomized trial Phase III trial Testing Standard fractionation radio-therapy with concurrent cisplatin versus accelerated fractionation by concomitant boost radiotherapy with concurrent cisplatin for patients with locally advanced HNSCC (N 743) Testing radiation therapy with concurrent cetuximab and either cisplatin or docetaxel improved DFS over a historical cohort of patients treated with radiation therapy and concurrent cisplatin (RTOG9501) for patients at high risk for recurrence after surgical resection of advanced HNSCC (N 238) Testing the addition of cetuximab to radiation therapy with concurrent cisplatin for patients with locally advanced HNSCC (N940) Phuc Felix Nguyen-Tân, MD RTOG, NCI Paul M. Harari, MD University of Wisconsin Kian Ang, MD M. D. Anderson CancerTX
  • 12. LABORATORY STUDIES  IHC was performed to determine p16 expression using a p16 mouse monoclonal antibody  p16 was considered to be positive when defined as strong and diffuse nuclear and cytoplasmic staining in ≥ 70% of the tumor cells (Ang et al in opscc- NEJM)  High-risk HPV status was determined by ISH using a cocktail probe that detects HPV types (16, 18, 31, 33, 35, 39, 45, 51)  HPV ISH was interpreted as positive when nuclear-specific staining was detected in the tumor cells IHC
  • 13. RESULTS EXPRESSION OF P16 AND HIGH-RISK HPV ISH STATUS DETERMINATION  Total of 683 eligible patients with non-OPSCC tumors, (primary sites in oral cavity, hypopharynx, and larynx), identified among the 1,921 patients enrolled into RTOG 0129, 0234,and 0522 studies  Tumors from 356 (52.1%) of 683 patients with non- OPSCC were tested for p16 expression, which could be determined in 90.4% (322 of 356) of the tumors  Characteristics and outcomes were similar between patients with known and unknown p16 status in each trial  Overall, 19.3% (62 of 322) were p16 positive  Cancer of the oral cavity had the highest rate of p16 positivity (21 [26.3%] of 80), followed by the larynx
  • 14. SURVIVAL OUTCOMES BASED ON P16 AND HPV ISH STATUS  Survival outcome differences based on p16 status in patients with non-OPSCC tumors  Univariable analysis showed that patients with p16- positive tumors had better PFS and OS than patients with p16-negative tumors  For PFS, 35% reduction in PFS nonachievement for patients with p16-positive tumors (P .04)  For OS 43% reduction in the death rate for patients with p16-positive tumors (P .01) (A) Progression-free (PFS) and (B) overall survival (OS) by p16 expression for patients with nonoropharynx tumors.
  • 15. SURVIVAL ON ON HPV ISH  Survival outcome differences based on HPV ISH in these patients  Patients with HPV ISH–positive tumors did not have significantly better PFS (HR, 0.77), OS (HR, 0.64 )than patients with HPV ISH–negative tumors (C) PFS and (D) OS by human papillomavirus (HPV) in situ hydridization (ISH) status for patients with nonoropharynx tumors
  • 16. PFS AND OS IN P16 AND HPV STATUS  No significant differences were found (PFS, P .23; OS, P . 21), because of the small sample sizes for the first three groups (n 20,33, and 7, respectively) compared with the p16-negative/HPV negative group (n 213) n=20 n =33 n=7 n=213 (E) PFS and (F) OS by HPV ISH status and p16 expression.
  • 17. SURVIVAL OUTCOMES BASED ON P16 STATUS AND PRIMARY SITE  Survival outcomes based on p16 status and three primary sites (oral cavity, hypopharynx, or larynx) separately
  • 18. SURVIVAL AND P16 STATUS AND PRIMARY SITES  Survival outcomes based on p16 status and primary sites, comparing non-OPSCC with OPSCC to examine the survival difference in non-OPSCC in the context of OPSCC, where the prognostic power of p16 is well established  With both PFS and OS, there was a significant interaction between p16 status and primary site (P .01) for both  Patients with p16-positive OPSCC had half the risk of death when compared with patients with p16-positive non-OPSCC  patients with p16negative OPSCC and non-OPSCC had similar survival,
  • 19. SURVIVAL OUTCOMES BASED ON P16 STATUS AND SMOKING STATUS  Seventy-five percent of patients with non-OPSCC with p16positive tumors and 84% of those with p16-negative tumors had > 10 pack-years of exposure the difference was not statistically significant (P .12)  In Multivariable analysis pack-years status, did not change HRs for p16 status
  • 20. DISCUSSION  Patients with p16-positive non-OPSCC have significantly better outcomes than patients with p16- negative disease as seen in OPSCC  P16 suppressor for cellular function- p16 decoupled from HPV is unclear due to methods used  Scoring system for p16 as positive (diffuse staining 70% of tumor) in OPSCC , does not accurately reflect the significance of p16 expression independent of HPV infection in non-OPSCC  H factor (ie, intensity Xpercent positive tumor cells) of the p16 staining and identify an optimal threshold for separating the prognostic groups by using test and validation sets
  • 21. DISCUSSION  OPSCC scoring system may also be applicable in non- OPSCC, but additional evaluation of the scoring system specific to non-OPSCC is required before broad clinical application  Determination of the prognostic value of p16 independent of HPV infection requires identification of true HPV negative patients done by the gold standard qRT-PCR assay  To produce accurate results additional research using multimodality testing in non-OPSCC and development of more accurate HPV testing are indicated with testing of RB1 also
  • 22. DISCUSSION  Observed differences in the concordance between p16 and HPV ISH among the subsites -the result of the biologic and anatomic heterogeneity among these sites  each anatomic subsite needs separate evaluation with a larger sample size to clearly determine the prognostic role of p16 expression, and our findings should be interpreted with caution because of the small sample sizes in each site  In addition, presence of p16 expression may affect treatment outcomes, p16 expression as a surrogate marker of HPV infection for OPSCC is clearly established
  • 23. DISCUSSION AND CONCLUSION  This study shows that the use of p16 IHC as a surrogate for HPV infection or as a prognostic biomarker in non- OPSCC requires further investigation before broad application in the clinical setting,  and the role of p16 expression in radiation sensitivity needs further investigation

Editor's Notes

  1. Fourth In Incidence in Ind overall, n 5th in mortality 50,000 new cases annually in the US, resulting in over 13,000 deaths each year
  2. Although the detection rates vary depend- ing on assay selection and study populations, approximately 57% to 72% of oropharyngeal squamous cell carcinomas (OPSCCs) and 1.3% to 7% of non-OPSCCs, including cancers of the oral cavity, hypopharynx, and larynx, are HPV positive
  3. Human papillomavirus (HPV) is a DNA virus from the papillomavirus family
  4. The biology of HPV+ OPC is distinct of HPV- OPC with P53 degradation (inactivated by E6 instead of by genetic mutation), pRB pathway inactivation (by E7 instead of Cyclin D1amplification), and P16 upregulation (over-expression of p16 instead of inactivation due to reduced negative feedback from pRB) HPV OPC is not merely characterized by the presence of HPV-16. Only the expression of viral oncogenes within the tumor cells plus the serum presence of E6 or E7 antibodies is unambiguously conclusive
  5. A total of 311 (45.5%) of 683 tumors had tumor material available for high-risk HPV testing by ISH (Table 1