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It is sooo unfair!
Internal vs external promotion and
tips for effective applications
Prof. Anne-Wil Harzing
Middlesex University
www.harzing.com
Presentation outline
• Why is promotion so central to our academic
discourse and identity?
• Internal vs external promotion
• General reflections
• Seven reasons why external promotion is generally easier
to achieve
• I don’t claim any of these seven reasons are rational,
justified, or morally right; I am just observing reality
• The gender context: yes bias does play some role
• Seven advantages of internal promotion
• Tips for promotion applications
• Some personal reflections
Why is promotion so
important to us?
• Type of job
• Academic salaries are relatively low and rejection is a constant
feature of academic lives
• Promotion is one of the few big positive reinforcements we get in
our careers
• It is not about the (marginally) higher salary, it is about the
recognition and change in academic identity
• Failed promotion applications evoke strong emotions
• They can feel like a dozen rejections all in one go
• Rejection for an internal promotion can feel like a rejection from
someone close to you
• It is hurting both your feelings and pride
Internal vs external
promotion
• Internal promotion
• Needs a substantive case to argue you are already operating at the level you
apply for
• E.g. for research you have to show
• “Leadership in the academic discipline”, having (several) coherent research programs
that have made a difference both academically and societally
• External promotion
• Just send in your CV + short letter or even be headhunted; at worst address
selection criteria
• For research, your CV tells them all they want to know, i.e. level of publications,
citations and research funding
• So… Take the external route and come back with an offer to be matched?
• Might work, but be prepared to walk away or “eat humble pie”
• Few of us are really indispensable and it might just annoy your manager
Seven reasons why external
promotion is easier (1)
1. Different incentive structures
• External: university has vacancy they NEED to fill at that time,
even if the candidate is not 100% adequate
• Internal: university doesn’t GAIN anything, they just need to
pay you more
2. Two vs a dozen criteria
• External: Mostly based on publication and grant record
• Internal: Even for teaching alone you need to show:
• you have “transformed students’ lives”
• taught according to the 7, 8, 9, 10, 11, 12, 13 or even 20
“principles of effective teaching”
• embodied the “values of the university” through your teaching
Seven reasons why external
promotion is easier (2)
3. Strengths and weaknesses
• External: Selection committee composed of semi-experts
appreciates your strengths; weaknesses are not as easy to spot
from a CV or interview
• Internal: Promotion committee has fewer experts in the discipline
so your strengths might be less appreciated; weaknesses are more
apparent through years of interactions
4. Different set of comparators
• External: comparison only against other applicants in the same
round [+ limited comparison to internals]
• Internal: internal comparison against current applicants who all will
meet the minimum criteria [limited places] + not wanting to “set a
precedent” for future applicants
Seven reasons why external
promotion is easier (3)
5. Internal relationships, both routes supported by external referees, but:
• External: unless they know you well it is unlikely that internal panel members
have strong opinions about you personally
• Internal: everyone has made some enemies in their own institution; remember it
is also your HoD or even discipline that is evaluated
6. A hierarchy of levels
• External: selection committee takes decision, approval by higher level usually a
formality
• Internal:
• 3-4 levels create as many hurdles to cross
• Chances of internal competition increase
7. A self-perpetuating rite of passage for internal promotions
• Why should this applicant get an easy run?, I/my friend suffered, so they should
too
• It is character building to reject you first time around
The gender context
• All seven reasons are more important if you perform at 100% of the
required level rather than 150%
• But, there is a definite gender bias here
• Both men and women underestimate female applicants and discount their
performance
• Excellent women get promoted at the same rate as excellent men
• Average men still have a chance, average women rarely do
• Men are more likely to “boast” about achievements than women
• The same “objective” academic record might “look” better for men
• Even if women do the same it might not be as effective as they might be seen
as too pushy [not conform gender stereotype]
• So should I apply externally?
• Yes, if the job, university or country suits you better or you would just like a
change and a chance to start afresh
• No, if your primary aim is to be promoted 1-2 years earlier
• Remember the gender context is still there in external promotions
Seven advantages of
internal promotion (1)
• 1. Rewards a balanced academic record
• Thus might be easier for all-rounders who do not excel in research
• Proportionally women are more likely to be all-rounders
• 2. Improves persuasion skills
• An argued promotion case teaches you how to “make your case” early in
your career
• You can reuse your materials in many ways
• 3. Strengths and weaknesses
• Your new employer presents only their strengths and has plenty of hidden
weaknesses too
• 4. More productivity, less stress
• No need to move home/countries and learn new systems
• Might be even more important for women than for men
Seven advantages of
internal promotion (2)
• 5. Avoids being dumped upon
• New recruits often get unpopular jobs
• As a newbie it is not as easy to recognise them
• 6. Avoids resentment from new colleagues
• If you are not a stellar candidate, but are appointed through
external promotion those rejected for internal promotion might
well avoid you
• 7. Maintains good relationships
• Especially important if you left unexpectedly, with short notice
or after short tenure
• Remember: your old colleagues might still be evaluating your
grant applications, papers etc.
Tips for promotion applications (1)
1. Promotion requirements differ
• By university, country, rank, and over time
• The past is another country… they do things differently there
• Performance criteria change over time
• But so do resources and access to them
• And so do career systems [fixed places vs. open competition]
2. Don't let university politics ruin your sanity
• Yes sometimes decisions are political
• But try not to let this rule your life, you cannot change
others, you can change yourself
3. Apply early rather than late
• Women often wait far too long [though we understand why]
• You are often evaluated based on performance since last
promotion
• You usually get feedback about what you need to improve
Tips for promotion applications (2)
4. Use your experience in journal submissions
a) Gather as much information as possible about formal and
informal rules
• But beware of anecdata and Chinese whispers
b) Get a friendly reader before you submit,
ask/bribe/beg colleagues to look at your application
and get a female mentor
c) Treat an unsuccessful application as an R&R,
not a rejection
d) Realise that some things will always be beyond your
control
e) Just because one article (applicant) that you think is at a
similar level to yours was published (promoted) doesn’t
mean your article (you) should be
Be positive, persistent & pro-active
• We are all subject to human cognitive flaws and tend to:
• Take our current situation for granted, the grass is greener effect…
• Compare ourselves to others who have done less and get promoted, not to
others who have done more and didn’t
• Have a biased view of our own relative performance, partially caused by a
lack of knowledge of others’ real records
• See intent where there is none: never attribute to malice what can be
attributed to incompetence or plain “negligence”
• Don’t let rejections get you down
• Be persistent and pro-active and you will get there
• An academic career is a long-term game, a year’s delay is nothing
• Setbacks can often be points of reflection leading to change for the better if
you pick yourself up (7 personal setbacks and the positives)
• Realise that this long-desired promotion doesn’t necessarily bring you
joy and happiness for more than a few weeks
• We get used to things pretty quickly
• It is a cliché, but it really is better to enjoy the journey

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It is sooo unfair: internal vs external promotion in academia

  • 1. It is sooo unfair! Internal vs external promotion and tips for effective applications Prof. Anne-Wil Harzing Middlesex University www.harzing.com
  • 2. Presentation outline • Why is promotion so central to our academic discourse and identity? • Internal vs external promotion • General reflections • Seven reasons why external promotion is generally easier to achieve • I don’t claim any of these seven reasons are rational, justified, or morally right; I am just observing reality • The gender context: yes bias does play some role • Seven advantages of internal promotion • Tips for promotion applications • Some personal reflections
  • 3. Why is promotion so important to us? • Type of job • Academic salaries are relatively low and rejection is a constant feature of academic lives • Promotion is one of the few big positive reinforcements we get in our careers • It is not about the (marginally) higher salary, it is about the recognition and change in academic identity • Failed promotion applications evoke strong emotions • They can feel like a dozen rejections all in one go • Rejection for an internal promotion can feel like a rejection from someone close to you • It is hurting both your feelings and pride
  • 4. Internal vs external promotion • Internal promotion • Needs a substantive case to argue you are already operating at the level you apply for • E.g. for research you have to show • “Leadership in the academic discipline”, having (several) coherent research programs that have made a difference both academically and societally • External promotion • Just send in your CV + short letter or even be headhunted; at worst address selection criteria • For research, your CV tells them all they want to know, i.e. level of publications, citations and research funding • So… Take the external route and come back with an offer to be matched? • Might work, but be prepared to walk away or “eat humble pie” • Few of us are really indispensable and it might just annoy your manager
  • 5. Seven reasons why external promotion is easier (1) 1. Different incentive structures • External: university has vacancy they NEED to fill at that time, even if the candidate is not 100% adequate • Internal: university doesn’t GAIN anything, they just need to pay you more 2. Two vs a dozen criteria • External: Mostly based on publication and grant record • Internal: Even for teaching alone you need to show: • you have “transformed students’ lives” • taught according to the 7, 8, 9, 10, 11, 12, 13 or even 20 “principles of effective teaching” • embodied the “values of the university” through your teaching
  • 6. Seven reasons why external promotion is easier (2) 3. Strengths and weaknesses • External: Selection committee composed of semi-experts appreciates your strengths; weaknesses are not as easy to spot from a CV or interview • Internal: Promotion committee has fewer experts in the discipline so your strengths might be less appreciated; weaknesses are more apparent through years of interactions 4. Different set of comparators • External: comparison only against other applicants in the same round [+ limited comparison to internals] • Internal: internal comparison against current applicants who all will meet the minimum criteria [limited places] + not wanting to “set a precedent” for future applicants
  • 7. Seven reasons why external promotion is easier (3) 5. Internal relationships, both routes supported by external referees, but: • External: unless they know you well it is unlikely that internal panel members have strong opinions about you personally • Internal: everyone has made some enemies in their own institution; remember it is also your HoD or even discipline that is evaluated 6. A hierarchy of levels • External: selection committee takes decision, approval by higher level usually a formality • Internal: • 3-4 levels create as many hurdles to cross • Chances of internal competition increase 7. A self-perpetuating rite of passage for internal promotions • Why should this applicant get an easy run?, I/my friend suffered, so they should too • It is character building to reject you first time around
  • 8. The gender context • All seven reasons are more important if you perform at 100% of the required level rather than 150% • But, there is a definite gender bias here • Both men and women underestimate female applicants and discount their performance • Excellent women get promoted at the same rate as excellent men • Average men still have a chance, average women rarely do • Men are more likely to “boast” about achievements than women • The same “objective” academic record might “look” better for men • Even if women do the same it might not be as effective as they might be seen as too pushy [not conform gender stereotype] • So should I apply externally? • Yes, if the job, university or country suits you better or you would just like a change and a chance to start afresh • No, if your primary aim is to be promoted 1-2 years earlier • Remember the gender context is still there in external promotions
  • 9. Seven advantages of internal promotion (1) • 1. Rewards a balanced academic record • Thus might be easier for all-rounders who do not excel in research • Proportionally women are more likely to be all-rounders • 2. Improves persuasion skills • An argued promotion case teaches you how to “make your case” early in your career • You can reuse your materials in many ways • 3. Strengths and weaknesses • Your new employer presents only their strengths and has plenty of hidden weaknesses too • 4. More productivity, less stress • No need to move home/countries and learn new systems • Might be even more important for women than for men
  • 10. Seven advantages of internal promotion (2) • 5. Avoids being dumped upon • New recruits often get unpopular jobs • As a newbie it is not as easy to recognise them • 6. Avoids resentment from new colleagues • If you are not a stellar candidate, but are appointed through external promotion those rejected for internal promotion might well avoid you • 7. Maintains good relationships • Especially important if you left unexpectedly, with short notice or after short tenure • Remember: your old colleagues might still be evaluating your grant applications, papers etc.
  • 11. Tips for promotion applications (1) 1. Promotion requirements differ • By university, country, rank, and over time • The past is another country… they do things differently there • Performance criteria change over time • But so do resources and access to them • And so do career systems [fixed places vs. open competition] 2. Don't let university politics ruin your sanity • Yes sometimes decisions are political • But try not to let this rule your life, you cannot change others, you can change yourself 3. Apply early rather than late • Women often wait far too long [though we understand why] • You are often evaluated based on performance since last promotion • You usually get feedback about what you need to improve
  • 12. Tips for promotion applications (2) 4. Use your experience in journal submissions a) Gather as much information as possible about formal and informal rules • But beware of anecdata and Chinese whispers b) Get a friendly reader before you submit, ask/bribe/beg colleagues to look at your application and get a female mentor c) Treat an unsuccessful application as an R&R, not a rejection d) Realise that some things will always be beyond your control e) Just because one article (applicant) that you think is at a similar level to yours was published (promoted) doesn’t mean your article (you) should be
  • 13. Be positive, persistent & pro-active • We are all subject to human cognitive flaws and tend to: • Take our current situation for granted, the grass is greener effect… • Compare ourselves to others who have done less and get promoted, not to others who have done more and didn’t • Have a biased view of our own relative performance, partially caused by a lack of knowledge of others’ real records • See intent where there is none: never attribute to malice what can be attributed to incompetence or plain “negligence” • Don’t let rejections get you down • Be persistent and pro-active and you will get there • An academic career is a long-term game, a year’s delay is nothing • Setbacks can often be points of reflection leading to change for the better if you pick yourself up (7 personal setbacks and the positives) • Realise that this long-desired promotion doesn’t necessarily bring you joy and happiness for more than a few weeks • We get used to things pretty quickly • It is a cliché, but it really is better to enjoy the journey

Editor's Notes

  1. Went to do a low-level professional degree after secondary school as I dropped Maths and had no role models in my family. BUT: I met my now husband, who has been the biggest possible support for my career ever. Did not get ANY exemptions when I subsequently did a university degree (even though those with similar type degrees got 1.5-2 years). This allowed me to gain even more confidence and take on a research assistant job, which got me interested in academic life. Failed my PhD, largely for political reasons. Submitted the same in the UK, got a pass without any changes + published it in a prestigious book series. Now with more than 500 citations is one of my seven most cited works. At Bradford, IB field was not respected and its journal were ranked very low. This lead to the Journal Quality List and my website. Seeing others with similar records (but in Economics or Marketing) being appointed at or promoted to much higher levels led me to move to Melbourne, Australia as SL where I had a very interesting an in career terms productive time. Frying pan and fire. Turned out they appointed me mostly to dump unpopular teaching on so I taught outside my area and constantly got new courses. Applied for university funding to get teaching relief, but HoD refused to allow me to take it. HoD also told me I couldn’t apply for promotion to Aspro for 2 years though I discovered I would easily have been promoted with my record. I later discovered this wasn’t true or at least this rule was readily bent for others. But it made me extra determined to get prestigious external funding (which I did). Applied for promotion to full Prof a few years later but didn’t even make it past the internal screening as IB journals were not ISI listed so there were no impact factors and my work was not well-cited in the Web of Science. This resulted in PoP, now used by nearly a million people. Most recently I was fired from my job at ESCP because the Dean who had appointed me (apparently against the wishes of other senior people and circumventing normal procedures) was removed in what can only be called a power coup. This led to me working at Middlesex where so far I have had a much more rewarding working life than in any other university I have worked for.