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Tennessee Department of Transportation
Utility Relocation Requirements
Rick Yeager, Presenter
1
STATE OF TENNESSEE
DEPARTMENT OF TRANSPORTATION
NASHVILLE, TN 37243-0360
JOHN C. SCHROER BILL HASLAM
COMMISSIONER GOVERNOR
Engineering Authorization Date: 5/24/2011 Federal Funds: 3/15/2011
JOE SHAW
TENNESSEE DEPARTMENT OF TRANSPORTATION Power
SUITE 600, JAMES K. POLK BUILDING
NASHVILLE, TN 37243
Project Eligible For
PROJECT#/S: XXXXX-XXXX-XX COUNTY/S: WILSON Chapter 86
FEDERAL: XX-XXX-XXX(XX) PIN #: 123456.00 Reimbursement:
DESCRIPTION: SAMPLE ROADWAY PROJECT YES X NO
Please refer to the above captioned project number on all correspondence concerning utility relocation.
Dear Mr. Joe Shaw,
This letter will serve as authority for the Utility to proceed with ALL engineering that is necessary to prepare plans,
schedule of working days, and estimates of cost for the adjustment of your facilities which may be in conflict with this
project. This is done in accordance with the provisions of TCA 54-5-854.
If a consultant is needed, see paragraph “A” on page 2. Consultant package must be submitted and approved by this
office before consultant engineering will be eligible for reimbursement.
Estimates of cost prepared in response to this authorization are confidential and shall not be released or made available
to anyone other than the Utility, the approved consultant, and TDOT.
Reimbursement will be in accordance with TCA 54-5-804 and as amended by Public Chapter No. 86 of the Public Acts of
2003. The cost of any work done prior to the authorization date of this letter will not be eligible for reimbursement.
This notice is not to be construed as authority to actually relocate any of your facilities. Any relocation work done prior to
written approval from the State Utility Coordinator will not be eligible for reimbursement.
This project is currently scheduled for letting: 06/12/2012
To be eligible for reimbursement, if the project is qualified for Chapter 86 reimbursement as noted above, the
Utility MUST submit to this office for Location Approval by the revised due date (A): 10/14/2011
1) (5) half-sized, color coded relocation plans.
2) Completed TDOT Form 2004-16, including signed Schedule of Working Days and Chapter 86 Eligibility.
3) Utility declaration for reimbursement.
In addition, to be eligible for inclusion of the utility relocation work in the State Construction contract, the
following must be submitted by due date (B): 04/01/2012
1) PDF files of detailed Utility relocation plans.
2) PDF file of detailed Utility Specifications.
3) Completed Utility Item Spreadsheet in Excel format, including estimated construction costs.
4) Completed Utility individual permit sketches, if required.
The following will be provided to assist you in responding to the Department request:
SA
M
PLE
TDOT Cover
Letter for
Utility
Relocation
2
Consultant
Engineering
Approval
Requirements
IfaUtilitywishestouseaConsultantforengineeringservices,
the following information must be submitted to TDOT for
approval before work can begin to prepare any submittals for
relocation on a project.
TheinformationthatneedstobesubmittedtoTDOTforapproval
of a Consultant is as follows:
•	Certification of Consultant
and Memorandum
of Understanding
(TDOT Form 2011-13)
•	Letter from Utility
requesting approval of
Consulting services
•	Estimate of Engineering Cost
(TDOT Form 2013-16, page 1.1,
shown on later slides)
•	Consultant Scope of Work
•	If a consultant is requesting
Engineering fees based on
a“continuing contract”, then
a copy of the Continuing
Contract between Utility and
Consultant must be used.
3
Consultant
Engineering
Approval
Requirements
Reimbursement for Fees
** Any work done by a Consultant Engineer prior to written approval from TDOT will NOT
be eligible for reimbursement.
** Reimbursement will be limited to the Engineering Estimate of Cost maximum
ceiling amount. If the Engineer finds that it is necessary to increase their fees, the Utility
shall make a written request to the State for the fee increase, along with reasoning for the
overrun,whichwillhavetobeapprovedbyTDOTpriortoincurringanyadditionalcosts.No
increase shall be binding upon the State unless written prior approval is given by the State.
4
CAD File
Access
Requirements
UtilityorConsultantmustfilloutaCADDFilesDisclaimer(TDOT
Form 2011-14) in order to gain access to the electronic utility
relocation files from TDOT.
Once the form has been submitted and received byTDOT, then
they will release access to the electronic files for use by the
Utility or Consultant.
5
Rainbow Plans
6
“A”Date
Submittal
Requirements
When a Utility or Consultant is submitting an“A”date package
for relocation, the submittal needs to consist of the following:
•	(1) set of color-coded
Utility Marked Relocation
Plans in pdf format
»» red-new
»» green-remove
»» orange-existing to remain
»» blue-temporary
•	Utility Engineering and
Relocation Estimate
(TDOT Form 2013-16,
shown on later slides)
•	Declaration of Scheduled
Calendar Days (TDOT
Form 2013-16, page 6.1,
shown on later slides)
•	Utility“Declaration for
Reimbursement”letter
7
“B”Date
Submittal
Requirements
When a Utility or Consultant is submitting a“B”date package
for relocation, the submittal needs to consist of the following:
•	(1) Printed copy of completed
Master Consultant Excel
Spreadsheet (MCES)
(including Item Numbers,
Descriptions, Units, and Per
Unit Labor and Material Costs)
•	(1) Electronic copy of
detailed Relocation Plans
stamped and signed (Black
and White) (pdf format)
•	(1) Electronic copy of
color-coded relocation
plans (pdf format)
•	(1) Electronic copy of
Construction Specifications
(pdf format)
•	(1) Electronic copy of Master
Consultant Excel Spreadsheet
(MCES) (Excel format)
•	(1) Electronic copy
of CAD files of utility
relocation (dgn format)
•	All electronic files are to be
burned to a CD and submitted
along with the printed copies
of the required materials.
TDOT Form 2013-16 (Utility Engineering and Relocation Estimate)
9
TDOT Form
2013-16
The TDOT Form 2013-16 for Utility Relocation can be very over-
whelming at first glance.
The 2013-16 Form is made up of (10) different pages, and is filled
out in Excel format. These pages are filled out and submitted
to TDOT as part of the “A”date package for Utility Relocation.
The sheets are labeled as follows:
Cover Sheet- Project, Utility and Consultant Information
Sheet 1.1 - Estimate of Engineering Cost
(Consultant and In-House)
Sheet 2.1 - Labor, Materials, Salvage and Betterment
(Installation and Removal)
Sheet 3.1 - Easement Acquisition and Inspection Costs
Sheet 4.1 - Utility Relocation Estimate Summary
Sheet 4.2 - Chapter 86 Certification
Sheet 5.1 - Move Prior Certification Obligation
Sheet 5.2 - Certification Exceptions
Sheet 6.1 - Declaration of Scheduled Calendar Days
Sheet 6.2 - Maintenance of Traffic Procedures
10
TDOT Form
2013-16
How to submit TDOT Form 2013-16
This form must be completed in its entirety and submitted
along with one full-size pdf set of color-coded plans to satisfy
the “A” date submittal for TDOT to be considered for Chapter
86 Reimbursement (if applicable).
The form is “protected”, so please do not attempt to “unpro-
tect” the spreadsheet when filling out the required information.
If there are any questions concerning the information required in
the spreadsheet, please contact the TDOT Utility Representative
for the region in which the project is located (found on the Utility’s
Notification letter for project).
11
Cover Sheet
Sheet 1.1
Sheet 2.1
Sheet 3.1
Sheet 4.1
Sheet 4.2
Sheet 5.1
Sheet 5.2
Sheet 6.1
Sheet 6.2
AllinformationontheCoverSheet
istobefilledoutbytheUtilityand/
or Consultant.
Pleasebesuretocompletethissheet
in it’s entirety as the information
that is entered will carry through
the entire 2013-16 Workbook.
Cover Sheet
Utility Name:
Utility Address:
City, State: Zip Code:
Phone:
Contact Name:
Email:
Consultant Name:
Consultant Address:
Zip Code:
Phone:
Contact Name:
Email:
Project Description:
Federal Project No.:
State Project No.:
County(ies):
October 2013
TDOT PROJECT INFORMATION
CONSULTANT INFORMATION
UTILITY ENGINEERING AND RELOCATION
ESTIMATE
UTILITY INFORMATION
12
Cover Sheet
Sheet 1.1
Sheet 2.1
Sheet 3.1
Sheet 4.1
Sheet 4.2
Sheet 5.1
Sheet 5.2
Sheet 6.1
Sheet 6.2
ConsultantEstimateofEngineering
Costcanbefilledoutoneoftwoways,
using either Standard Consulting
or Continuing Contract. If there is
no continuing contract between
the Utility and the Consultant for
Engineering services, check the
“standard contract” box. If using
a consultant that has an existing
continuing contract, then check
the“continuing contract”box.
The same information applies
that is in the In-House Estimate of
EngineeringCost,fortheexception
of a line item for Profit. Therefore,
the completion of both forms are
very similar.
Estimate of Engineering Cost
TDOT Project Number(s):
Utility Name & Address: Consultant Name & Address:
Place an "X" in the appropriate box: Standard Contract Continuing Contract (attach copy of Contract for TDOT verification)
I. ENGINEERING SERVICES
Classification Rate/Hr Hours Total Hours Total Hours Total
Principal -$ -$ -$ -$
Project Manager -$ -$ -$ -$
Design Engineer -$ -$ -$ -$
Designer / Senior Designer -$ -$ -$ -$
Techician / Draftsperson -$ -$ -$ -$
Administrative -$ -$ -$ -$
Field Inspector -$ -$ -$ -$
Licensed Surveyor -$ -$ -$ -$
Rod Person -$ -$ -$ -$
-$ -$ -$ -$
0 -$ 0 -$ 0 -$
II. REIMBURSABLE EXPENSES
Cost/Unit Quantity Total Quantity Total Quantity Total
Transportation / Mile: 0.47$ X = -$ -$ = -$
Meals / Day: -$ X = -$ -$ = -$
Lodging / Day: -$ X = -$ -$ = -$
Printing / Shipping:
Other (Specify):
Other (Specify):
Total Reimbursable Expenses -$ -$ -$
Indirect/Overhead Rate (not to exceed 145%): 0.00% -$ 0.00% -$ 0.00% -$
Allowable Rate (Maximum of 13%): 0.00% -$ 0.00% -$ 0.00% -$
TOTAL ENGINEERING / SURVEY COST:
Standard Consultant: (I+II+III+IV) = -$ Private: -$ Private: -$
Continuing Contract: (I+II) = -$ Public: -$ Public: -$
Standard Consultant: -$
Continuing Contract: -$
I. ENGINEERING SERVICES
Classification Rate/Hr Hours Total Hours Total Hours Total
Project Manager -$ -$ -$ -$
Engineer -$ -$ -$ -$
Draftperson -$ -$ -$ -$
Administrative -$ -$ -$ -$
Field Inspector -$ -$ -$ -$
Licensed Surveyor -$ -$ -$ -$
Rod Person -$ -$ -$ -$
-$ -$ -$ -$
0 -$ 0 -$ 0 -$
II. REIMBURSABLE EXPENSES
Cost/Unit Quantity Total Quantity Total Quantity Total
Transportation / Mile: 0.47$ X = -$ -$ = -$
Meals / Day: -$ X = -$ -$ = -$
Lodging / Day: -$ X = -$ -$ = -$
Printing / Shipping:
Other (Specify):
Other (Specify):
Total Reimbursable Expenses -$ -$ -$
Indirect/Overhead Rate (not to exceed 145%): 0.00% -$ 0.00% -$ 0.00% -$
-$ Private: -$
Public: -$
Revision 10-25-2013 TDOT Utility Form 2013-16
Sheet 1.1
0 0
TOTAL ENGINEERING COST: TOTAL INSPECTION COST:
ESTIMATE OF ENGINEERING COST
CONSULTANT ENGINEERING ESTIMATE
IN-HOUSE ENGINEERING ESTIMATE
III. INDIRECT / OVERHEAD EXPENSES
PRE-CONSTRUCTION/CONSTRUCTION FIELD SURVEYING CONSTRUCTION INSPECTION
Total Engineering Services
County(ies):
TOTAL COST (Engineering and Inspection)
(Expenses for Sections III and IV only apply to Consultant Engineering Services without a Continuing Contract agreement with the Utility)
INSPECTION (Standard) INSPECTION (Continuing)
Total Engineering Services
CONSTRUCTION INSPECTIONFIELD SURVEYINGPRE-CONSTRUCTION/CONSRUCTION
IV. PROFIT: (2.35x(1,2,3)x ALLOWABLE RATE)
III. INDIRECT / OVERHEAD EXPENSES
13
TDOT Project Number(s):
Utility Name & Address:
Consultant Name & Address:
Place an "X" in the appropriate box:
Standard Contract
Continuing Contract (attach copy of Contract for TDOT verification)
I. ENGINEERING SERVICES
Classification
Rate/Hr
Hours
Total
Hours
Total
Hours
Total
Principal
-$
-
$
-
$
-
$
Project Manager
-$
-
$
-
$
-
$
Design Engineer
-$
-
$
-
$
-
$
Designer / Senior Designer
-$
-
$
-
$
-
$
Techician / Draftsperson
-$
-
$
-
$
-
$
Administrative
-$
-
$
-
$
-
$
Field Inspector
-$
-
$
-
$
-
$
Licensed Surveyor
-$
-
$
-
$
-
$
Rod Person
-$
-
$
-
$
-
$
-$
-
$
-
$
-
$
0
-
$
0
-
$
0
-
$
II. REIMBURSABLE EXPENSES
Cost/Unit
Quantity
Total
Quantity
Total
Quantity
Total
Transportation / Mile:
0.47
$
X
=
-
$
-
$
=
-
$
Meals / Day:
-$
X
=
-
$
-
$
=
-
$
Lodging / Day:
-$
X
=
-
$
-
$
=
-
$
Printing / Shipping:
Other (Specify):
Other (Specify):
Total Reimbursable Expenses
-
$
-
$
-
$
Indirect/Overhead Rate (not to exceed 145%):
0.00%
-
$
0.00%
-
$
0.00%
-
$
Allowable Rate (Maximum of 13%):
0.00%
-
$
0.00%
-
$
0.00%
-
$
TOTAL ENGINEERING / SURVEY COST:
Standard Consultant: (I+II+III+IV) =
-
$
Private:
-
$
Private:
-
$
Continuing Contract: (I+II) =
-
$
Public:
-
$
Public:
-
$
Standard Consultant:
-
$
Continuing Contract:
-
$
I. ENGINEERING SERVICES
Classification
Rate/Hr
Hours
Total
Hours
Total
Hours
Total
Project Manager
-$
-
$
-
$
-
$
Engineer
-$
-
$
-
$
-
$
Draftperson
-$
-
$
-
$
-
$
Administrative
-$
-
$
-
$
-
$
Field Inspector
-$
-
$
-
$
-
$
-$
-
$
-
$
-
$
-
$
-
$
-
$
-
-
$
-
$
-
0
-
$
0
0
ESTIMATE OF ENGINEERING COST
CONSULTANT ENGINEERING ESTIMATE
IN-HOUSE ENGINEERING ESTIMATE
PRE-CONSTRUCTION/CONSTRUCTION
FIELD SURVEYING
CONSTRUCTION INSPECTION
County(ies):
TOTAL COST (Engineering and Inspection)
(Expenses for Sections III and IV only apply to Consultant Engineering Services without a Continuing Contract agreement with the Utility)
INSPECTION (Standard)
INSPECTION (Continuing)
Total Engineering Services
CONSTRUCTION INSPECTION
FIELD SURVEYING
PRE-CONSTRUCTION/CONSRUCTION
IV. PROFIT: (2.35x(1,2,3)x ALLOWABLE RATE)
III. INDIRECT / OVERHEAD EXPENSES
Engineering:
Include rate and hours for the positions that will be utilized for
theprojectinAreaI(ifapplicable). Pre-ConstructionEngineering
willbeanyengineeringneededPRIORtotheletting. Construction
Engineering will be any engineering potentially needed during
the construction of the project.
Surveying:
Most survey work is done by TDOT. If there will be additional
surveying needed for relocation, input that information.
Construction Inspection:
IncludehoursthatwillberequiredtoprovideaResidentProject
Representativeon-siteduringconstructionasrequiredbyTDOT.
Estimate of Engineering CostCover Sheet
Sheet 1.1
Sheet 2.1
Sheet 3.1
Sheet 4.1
Sheet 4.2
Sheet 5.1
Sheet 5.2
Sheet 6.1
Sheet 6.2
14
TDOT Project Number(s):
Utility Name & Address:
Consultant Name & Address:
Place an "X" in the appropriate box:
Standard Contract
Continuing Contract (attach copy of Contract for TDOT verification)
I. ENGINEERING SERVICES
Classification
Rate/Hr
Hours
Total
Hours
Total
Hours
Total
Principal
-$
-
$
-
$
-
$
Project Manager
-$
-
$
-
$
-
$
Design Engineer
-$
-
$
-
$
-
$
Designer / Senior Designer
-$
-
$
-
$
-
$
Techician / Draftsperson
-$
-
$
-
$
-
$
Administrative
-$
-
$
-
$
-
$
Field Inspector
-$
-
$
-
$
-
$
Licensed Surveyor
-$
-
$
-
$
-
$
Rod Person
-$
-
$
-
$
-
$
-$
-
$
-
$
-
$
0
-
$
0
-
$
0
-
$
II. REIMBURSABLE EXPENSES
Cost/Unit
Quantity
Total
Quantity
Total
Quantity
Total
Transportation / Mile:
0.47
$
X
=
-
$
-
$
=
-
$
Meals / Day:
-$
X
=
-
$
-
$
=
-
$
Lodging / Day:
-$
X
=
-
$
-
$
=
-
$
Printing / Shipping:
Other (Specify):
Other (Specify):
Total Reimbursable Expenses
-
$
-
$
-
$
Indirect/Overhead Rate (not to exceed 145%):
0.00%
-
$
0.00%
-
$
0.00%
-
$
Allowable Rate (Maximum of 13%):
0.00%
-
$
0.00%
-
$
0.00%
-
$
TOTAL ENGINEERING / SURVEY COST:
Standard Consultant: (I+II+III+IV) =
-
$
Private:
-
$
Private:
-
$
Continuing Contract: (I+II) =
-
$
Public:
-
$
Public:
-
$
Standard Consultant:
-
$
Continuing Contract:
-
$
I. ENGINEERING SERVICES
Classification
Rate/Hr
Hours
Total
Hours
Total
Hours
Total
Project Manager
-$
-
$
-
$
-
$
Engineer
-$
-
$
-
$
-
$
Draftperson
-$
-
$
-
$
-
$
Administrative
-$
-
$
-
$
-
$
Field Inspector
-$
-
$
-
$
-
$
-$
-
$
-
$
-
$
-
$
-
$
-
$
-
-
$
-
$
-
0
-
$
0
0
ESTIMATE OF ENGINEERING COST
CONSULTANT ENGINEERING ESTIMATE
IN-HOUSE ENGINEERING ESTIMATE
PRE-CONSTRUCTION/CONSTRUCTION
FIELD SURVEYING
CONSTRUCTION INSPECTION
County(ies):
TOTAL COST (Engineering and Inspection)
(Expenses for Sections III and IV only apply to Consultant Engineering Services without a Continuing Contract agreement with the Utility)
INSPECTION (Standard)
INSPECTION (Continuing)
Total Engineering Services
CONSTRUCTION INSPECTION
FIELD SURVEYING
PRE-CONSTRUCTION/CONSRUCTION
IV. PROFIT: (2.35x(1,2,3)x ALLOWABLE RATE)
III. INDIRECT / OVERHEAD EXPENSES
Other Expenses:
List all other expenses in this area. TDOT has standard “reim-
bursable rates” for mileage and lodging, so check with them
beforeassigninganamountintheseareas.Iflistinganexpense
next to“Other”, please include a description of this expense or
it may not be approved for reimbursement.
Indirect/Overhead Expenses:
The appropriate rate should be calculated internally.
Total Engineering Cost:
The total engineering cost will fill itself out based on the infor-
mation provided in areas I through IV of the sheet, no input
is necessary in this section.
Estimate of Engineering CostCover Sheet
Sheet 1.1
Sheet 2.1
Sheet 3.1
Sheet 4.1
Sheet 4.2
Sheet 5.1
Sheet 5.2
Sheet 6.1
Sheet 6.2
15
TDOT Project Number(s):
Utility Name & Address:
Consultant Name & Address:
Place an "X" in the appropriate box:
Standard Contract
Continuing Contract (attach copy of Contract for TDOT verification)
I. ENGINEERING SERVICES
Classification
Rate/Hr
Hours
Total
Hours
Total
Hours
Total
Principal
-$
-
$
-
$
-
$
Project Manager
-$
-
$
-
$
-
$
Design Engineer
-$
-
$
-
$
-
$
Designer / Senior Designer
-$
-
$
-
$
-
$
Techician / Draftsperson
-$
-
$
-
$
-
$
Administrative
-$
-
$
-
$
-
$
Field Inspector
-$
-
$
-
$
-
$
Licensed Surveyor
-$
-
$
-
$
-
$
Rod Person
-$
-
$
-
$
-
$
-$
-
$
-
$
-
$
0
-
$
0
-
$
0
-
$
II. REIMBURSABLE EXPENSES
Cost/Unit
Quantity
Total
Quantity
Total
Quantity
Total
Transportation / Mile:
0.47
$
X
=
-
$
-
$
=
-
$
Meals / Day:
-$
X
=
-
$
-
$
=
-
$
Lodging / Day:
-$
X
=
-
$
-
$
=
-
$
Printing / Shipping:
Other (Specify):
Other (Specify):
Total Reimbursable Expenses
-
$
-
$
-
$
Indirect/Overhead Rate (not to exceed 145%):
0.00%
-
$
0.00%
-
$
0.00%
-
$
Allowable Rate (Maximum of 13%):
0.00%
-
$
0.00%
-
$
0.00%
-
$
TOTAL ENGINEERING / SURVEY COST:
Standard Consultant: (I+II+III+IV) =
-
$
Private:
-
$
Private:
-
$
Continuing Contract: (I+II) =
-
$
Public:
-
$
Public:
-
$
Standard Consultant:
-
$
Continuing Contract:
-
$
I. ENGINEERING SERVICES
Classification
Rate/Hr
Hours
Total
Hours
Total
Hours
Total
Project Manager
-$
-
$
-
$
-
$
Engineer
-$
-
$
-
$
-
$
Draftperson
-$
-
$
-
$
-
$
Administrative
-$
-
$
-
$
-
$
Field Inspector
-$
-
$
-
$
-
$
-$
-
$
-
$
-
$
-
$
-
$
-
$
-
-
$
-
$
-
0
-
$
0
0
ESTIMATE OF ENGINEERING COST
CONSULTANT ENGINEERING ESTIMATE
IN-HOUSE ENGINEERING ESTIMATE
PRE-CONSTRUCTION/CONSTRUCTION
FIELD SURVEYING
CONSTRUCTION INSPECTION
County(ies):
TOTAL COST (Engineering and Inspection)
(Expenses for Sections III and IV only apply to Consultant Engineering Services without a Continuing Contract agreement with the Utility)
INSPECTION (Standard)
INSPECTION (Continuing)
Total Engineering Services
CONSTRUCTION INSPECTION
FIELD SURVEYING
PRE-CONSTRUCTION/CONSRUCTION
IV. PROFIT: (2.35x(1,2,3)x ALLOWABLE RATE)
III. INDIRECT / OVERHEAD EXPENSES
Total Inspection Cost:
Inspection costs are reimbursed on a“private/public”percent-
ages. Utilities will only be reimbursed for inspection services
for areas of their facilities that are currently on Private ROW.
The Total Inspection Cost cells will not be filled in until the
percentageofPrivateandPublicarecalculatedonSheet4.1.
Estimate of Engineering CostCover Sheet
Sheet 1.1
Sheet 2.1
Sheet 3.1
Sheet 4.1
Sheet 4.2
Sheet 5.1
Sheet 5.2
Sheet 6.1
Sheet 6.2
16
Labor, Materials, Salvage and Betterment
Removal - Labor, Materials and SalvageCover Sheet
Sheet 1.1
Sheet 2.1
Sheet 3.1
Sheet 4.1
Sheet 4.2
Sheet 5.1
Sheet 5.2
Sheet 6.1
Sheet 6.2
EQUIPMENT COST INCLUDED WITH INSTALLATION COST
TDOT Item No. Item Description Qty Unit Cost Extended Unit Cost Extended
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
TOTAL INSTALLATION COSTS -$ -$ -$ -$ -$ -$
     
TDOT Item No. Item Description Qty Unit Cost Extended Unit Cost Extended Clearing & Grubbing: -$
-$ -$ Traffic Control: -$
-$ -$ Erosion Control: -$
-$ -$
-$ -$ TOTAL SITE COST -$
-$ -$ 
-$ -$
-$ -$
-$ -$
-$ -$
-$ -$
-$ -$
-$ -$
-$ -$
-$ -$
-$ -$
-$ -$
-$ -$
-$ -$
-$ -$
TOTAL REMOVAL COSTS -$ -$ -$ -$ -$
   
Revision 10-25-2013 TDOT Utility Form 2013-16
Sheet 2.1
Salvage Value:
If scrapped material is saleable, the
estimated sale value must be shown as
a credit. If no net value, must footnote
that the item has no value.
Percentage:
Salvage Value to be established by
using "Salvage Value Percentage"
calculation.
INSTALLATION LABOR AND MATERIALS; BETTERMENT; MATERIALS PROVIDED TO THE STATE
REMOVAL LABOR; SALVAGE AND NON-USABLE (JUNKED) MATERIALS
(Move Prior Only)
Labor Material
BETTERMENT
SITE COSTS
LABOR
In House Cost Contract (Bid/Continuing)
MATERIAL
Unit Cost
In House Cost
LABOR
Provided to State
Install
Extended
MATERIAL
Salvage / Reused
Contract (Bid/Continuing) Junked /
Scrapped
Removal of Labor and Materials should reflect an “estimated”
value for the removal of the existing facilities on the project.
Items are to be listed according to the Standard Utility Item
Numbers as provided by TDOT. The Standard Utility Item
Numbers can be found on TDOT’s website.
17
EQUIPMENT COST INCLUDED WITH INSTALLATION COST
TDOT Item No.
Item Description
Qty
Unit Cost Extended Unit Cost Extended
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
TOTAL INSTALLATION COSTS
-
$
-
$
-
$
-
$
-
$
-
$


 
 
TDOT Item No.
Item Description
Qty
Unit Cost Extended Unit Cost Extended
Clearing & Grubbing:
-
$
-
$
-
$
Traffic Control:
-
$
-
$
-
$
Erosion Control:
-
$
-
$
-
$
-
$
-
$
TOTAL SITE COST
-
$
-
$
-
$

-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
TOTAL REMOVAL COSTS
-
$
-
$
-
$
-
$
-
$

  
Revision 10-25-2013
TDOT Utility Form 2013-16
Sheet 2.1
Salvage Value:
If scrapped material is saleable, the
estimated sale value must be shown as
a credit. If no net value, must footnote
that the item has no value.
Percentage:
Salvage Value to be established by
using "Salvage Value Percentage"
calculation.
INSTALLATION LABOR AND MATERIALS; BETTERMENT; MATERIALS PROVIDED TO THE STATE
REMOVAL LABOR; SALVAGE AND NON-USABLE (JUNKED) MATERIALS
(Move Prior Only)
Labor
Material
BETTERMENT
SITE COSTS
LABOR

In House Cost
Contract (Bid/Continuing)
MATERIAL
Unit Cost

In House Cost
LABOR
Provided to State
Install
Extended
MATERIAL
Salvage / Reused
Contract (Bid/Continuing)
Junked /
Scrapped
Labor, Materials, Salvage and Betterment
Removal - Labor, Materials and Salvage
Labor:
Labor Unit Prices should include all equipment needed to
remove the facilities for the project.
If the relocation is being done “prior to” the letting, the units
can be listed under either “In House” or “Continuing”. If the
relocation is being done as part of the roadway contract, then
the unit will be listed under“Bid Contract”.
Cover Sheet
Sheet 1.1
Sheet 2.1
Sheet 3.1
Sheet 4.1
Sheet 4.2
Sheet 5.1
Sheet 5.2
Sheet 6.1
Sheet 6.2
18
EQUIPMENT COST INCLUDED WITH INSTALLATION COST
TDOT Item No.
Item Description
Qty
Unit Cost Extended Unit Cost Extended
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
TOTAL INSTALLATION COSTS
-
$
-
$
-
$
-
$
-
$
-
$


 
 
TDOT Item No.
Item Description
Qty
Unit Cost Extended Unit Cost Extended
Clearing & Grubbing:
-
$
-
$
-
$
Traffic Control:
-
$
-
$
-
$
Erosion Control:
-
$
-
$
-
$
-
$
-
$
TOTAL SITE COST
-
$
-
$
-
$

-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
TOTAL REMOVAL COSTS
-
$
-
$
-
$
-
$
-
$

  
Revision 10-25-2013
TDOT Utility Form 2013-16
Sheet 2.1
Salvage Value:
If scrapped material is saleable, the
estimated sale value must be shown as
a credit. If no net value, must footnote
that the item has no value.
Percentage:
Salvage Value to be established by
using "Salvage Value Percentage"
calculation.
INSTALLATION LABOR AND MATERIALS; BETTERMENT; MATERIALS PROVIDED TO THE STATE
REMOVAL LABOR; SALVAGE AND NON-USABLE (JUNKED) MATERIALS
(Move Prior Only)
Labor
Material
BETTERMENT
SITE COSTS
LABOR

In House Cost
Contract (Bid/Continuing)
MATERIAL
Unit Cost

In House Cost
LABOR
Provided to State
Install
Extended
MATERIAL
Salvage / Reused
Contract (Bid/Continuing)
Junked /
Scrapped
Material:
Material Unit prices should include all existing material on the
unit that is being listed.
Salvage Material:
Any materials that are going to be salvaged from the Utility
need to be assigned a value. TDOT will not reimburse a util-
ity for materials that can be re-used by the utility for their
facilities.
Labor, Materials, Salvage and Betterment
Removal - Labor, Materials and SalvageCover Sheet
Sheet 1.1
Sheet 2.1
Sheet 3.1
Sheet 4.1
Sheet 4.2
Sheet 5.1
Sheet 5.2
Sheet 6.1
Sheet 6.2
19
EQUIPMENT COST INCLUDED WITH INSTALLATION COST
TDOT Item No.
Item Description
Qty
Unit Cost Extended Unit Cost Extended
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
TOTAL INSTALLATION COSTS
-
$
-
$
-
$
-
$
-
$
-
$


 
 
TDOT Item No.
Item Description
Qty
Unit Cost Extended Unit Cost Extended
Clearing & Grubbing:
-
$
-
$
-
$
Traffic Control:
-
$
-
$
-
$
Erosion Control:
-
$
-
$
-
$
-
$
-
$
TOTAL SITE COST
-
$
-
$
-
$

-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
TOTAL REMOVAL COSTS
-
$
-
$
-
$
-
$
-
$

  
Revision 10-25-2013
TDOT Utility Form 2013-16
Sheet 2.1
Salvage Value:
If scrapped material is saleable, the
estimated sale value must be shown as
a credit. If no net value, must footnote
that the item has no value.
Percentage:
Salvage Value to be established by
using "Salvage Value Percentage"
calculation.
INSTALLATION LABOR AND MATERIALS; BETTERMENT; MATERIALS PROVIDED TO THE STATE
REMOVAL LABOR; SALVAGE AND NON-USABLE (JUNKED) MATERIALS
(Move Prior Only)
Labor
Material
BETTERMENT
SITE COSTS
LABOR

In House Cost
Contract (Bid/Continuing)
MATERIAL
Unit Cost

In House Cost
LABOR
Provided to State
Install
Extended
MATERIAL
Salvage / Reused
Contract (Bid/Continuing)
Junked /
Scrapped
Installation Labor and Materials should reflect an “estimated”
valuefortheinstallationofthenewfacilitiesthatwillberequired
on the project.
Remember:Notewhetherequipmentisbeinglistedseparately
and not being included in the installation labor unit pricing, or
if it is to be included in the unit price for installation, by check-
ing the appropriate box in the upper left corner of the sheet.
Material:
Material Unit prices should include all materials necessary to
install the unit that is being listed in it’s entirety. If a utility is
providing some or all of the materials, list those costs under
“provided to state”.
Installation - Labor, Material and BettermentCover Sheet
Sheet 1.1
Sheet 2.1
Sheet 3.1
Sheet 4.1
Sheet 4.2
Sheet 5.1
Sheet 5.2
Sheet 6.1
Sheet 6.2
20
EQUIPMENT COST INCLUDED WITH INSTALLATION COST
TDOT Item No.
Item Description
Qty
Unit Cost Extended Unit Cost Extended
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
TOTAL INSTALLATION COSTS
-
$
-
$
-
$
-
$
-
$
-
$


 
 
TDOT Item No.
Item Description
Qty
Unit Cost Extended Unit Cost Extended
Clearing & Grubbing:
-
$
-
$
-
$
Traffic Control:
-
$
-
$
-
$
Erosion Control:
-
$
-
$
-
$
-
$
-
$
TOTAL SITE COST
-
$
-
$
-
$

-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
TOTAL REMOVAL COSTS
-
$
-
$
-
$
-
$
-
$

  
Revision 10-25-2013
TDOT Utility Form 2013-16
Sheet 2.1
Salvage Value:
If scrapped material is saleable, the
estimated sale value must be shown as
a credit. If no net value, must footnote
that the item has no value.
Percentage:
Salvage Value to be established by
using "Salvage Value Percentage"
calculation.
INSTALLATION LABOR AND MATERIALS; BETTERMENT; MATERIALS PROVIDED TO THE STATE
REMOVAL LABOR; SALVAGE AND NON-USABLE (JUNKED) MATERIALS
(Move Prior Only)
Labor
Material
BETTERMENT
SITE COSTS
LABOR

In House Cost
Contract (Bid/Continuing)
MATERIAL
Unit Cost

In House Cost
LABOR
Provided to State
Install
Extended
MATERIAL
Salvage / Reused
Contract (Bid/Continuing)
Junked /
Scrapped
Betterment:
If a utility is considering“upgrading”their existing facilities, the
difference in what is existing on their facilities versus what they
want to install is considered“betterment”. The values for this
difference (in both labor and material costs) need to be noted
in the Betterment column of the sheet. TDOT will reimburse
utilitiesfor“inkind”replacementoftheirfacilities. Anything
that the utility wished to install that will improve their system
will need to be listed as betterment.
Installation - Labor, Material and BettermentCover Sheet
Sheet 1.1
Sheet 2.1
Sheet 3.1
Sheet 4.1
Sheet 4.2
Sheet 5.1
Sheet 5.2
Sheet 6.1
Sheet 6.2
21
Replacement Easement Acquisition:
For areas of relocation that fall outside public ROW, the utility is
required to acquire the ROW necessary to relocate their facilities.
In order for the utility to get reimbursed for these purchases, the
information in this section needs to be filled out.
Easement Acquisition and Inspection CostsCover Sheet
Sheet 1.1
Sheet 2.1
Sheet 3.1
Sheet 4.1
Sheet 4.2
Sheet 5.1
Sheet 5.2
Sheet 6.1
Sheet 6.2
EXISTING
EASEMENT (SF)
PROPOSED
EASEMENT (SF)
SURVEY &
ENGINEERING COST
ATTORNEYS FEES
RECORDING &
OFFICE COST
EASEMENT COST
SHEET SUBTOTAL
COST
-$ -$ -$ -$ -$
-$ -$ -$ -$ -$
-$ -$ -$ -$ -$
-$ -$ -$ -$ -$
-$ -$ -$ -$ -$
-$ -$ -$ -$ -$
-$ -$ -$ -$ -$
-$ -$ -$ -$ -$
-$ -$ -$ -$ -$
-$ -$ -$ -$ -$
-$ -$ -$ -$ -$
-$ -$ -$ -$ -$
-$ -$ -$ -$ -$
-$ -$ -$ -$ -$
-$ -$ -$ -$ -$
-$ -$ -$ -$ -$
-$ -$ -$ -$ -$
-$ -$ -$ -$ -$
-$ -$ -$ -$ -$
-$ -$ -$ -$ -$
-$ -$ -$ -$ -$
-$ -$ -$ -$ -$
-$ -$ -$ -$ -$
Total Easement Acquisition Expenses TOTAL -$

STANDARD CONTINUING STANDARD CONTINUING
$ - $ - -$ -$ -$
-$ -$
NO - the utility will not seek reimbursement of eligible inspection expenses (PRIVATE) incurred in accordance with TCA 54-5-804 (a)(3)
YES - the utility will seek reimbursement of eligible inspection expenses (PRIVATE) incurred in accordance with TCA 54-5-804 (a)(3)
-$
Replacement Easement Acquisition Expenses
INSPECTION COSTS (PUBLIC)
CONSULTANT
IN-HOUSE IN-HOUSE
Attached Additional Sheets: Y / N
SHEET NUMBER
CONSULTANT
INSPECTION COSTS (PRIVATE)
22
EXISTING
EASEMENT (SF)
PROPOSED
EASEMENT (SF)
SURVEY &
ENGINEERING COST
ATTORNEYS FEES
RECORDING &
OFFICE COST
EASEMENT COST
SHEET SUBTOTAL
COST
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
Total Easement Acquisition Expenses
TOTAL
-
$

STANDARD CONTINUING
STANDARD
CONTINUING
$
- $
-
-
$
-
$
-
$
-
$
-
$
NO - the utility will not seek reimbursement of eligible inspection expenses (PRIVATE) incurred in accordance with TCA 54-5-804 (a)(3)
YES - the utility will seek reimbursement of eligible inspection expenses (PRIVATE) incurred in accordance with TCA 54-5-804 (a)(3)
-
$
Replacement Easement Acquisition Expenses
INSPECTION COSTS (PUBLIC)
CONSULTANT
IN-HOUSE
IN-HOUSE
Attached Additional Sheets: Y / N
SHEET NUMBER
CONSULTANT
INSPECTION COSTS (PRIVATE)
Inspection Cost:
The costs associated with Inspection Services will be calculated
fromSheet1.1. However,theutilitywillneedtochecktheappro-
priate box on whether or not they are seeking reimbursement
for any eligible inspection expenses.
Inspection Costs on PRIVATE ROW are reimbursable under
Chapter 86, so Utilities need to ensure that they pay close
attention to whether or not their existing facilities fall on
existing PRIVATE ROW.
Easement Acquisition and Inspection CostsCover Sheet
Sheet 1.1
Sheet 2.1
Sheet 3.1
Sheet 4.1
Sheet 4.2
Sheet 5.1
Sheet 5.2
Sheet 6.1
Sheet 6.2
23
The Utility Relocation Estimate
Summary, will be filled in as the
first (4) sheets of the spreadsheet
are completed. However, there
are additional areas of this sheet
that will need to be completed.
Contact Information:
Contact information listed here
will be automatically filled in with
the information provided on the
Cover Sheet.
Utility Relocation Estimate SummaryCover Sheet
Sheet 1.1
Sheet 2.1
Sheet 3.1
Sheet 4.1
Sheet 4.2
Sheet 5.1
Sheet 5.2
Sheet 6.1
Sheet 6.2
Project No:
County:
Date:
Primary Contact:
E-mail: Phone:
Secondary Contact: RG Approval and Date:
E-mail: Phone:
Utility Name: Consult Appr. Date: / /
Address: Amount Approved: -$
City, State: Zip: 0 HQ Approval and Date:
Percent On Private: 0% Private ROW - #Poles / Length of facility: CH86 Y / N PIN#:
Percent On Public: 0% Public ROW - #Poles / Length of facility: LET: / / Contract #:
Total Percentage: 0% Total #Poles / Length of facility: 0 Easement Contract #
N
REIMBURSEMENT MOVE PRIOR % Private / Public Relocation
REQUESTED MOVE IN State Contract % Private / Public MOVE IN State Contract
(Please check ONE) Other Utility Replacement Easement Reimbursement
Amount
Pre-Construction / Construction -$ -$
-$
-$ -$
-$
-$
-$
-$
Amount N
-$ Y
-$
-$
-$
-$
-$ RELOCATION EXCEEDS $1.75M CAP: -$
-$
AMOUNT OVER 75% REIMBURSEMENT: -$
-$
Amount
-$ CHAPTER 86 MOVE-IN CONTRACT: -$
-$
NON-CHAPTER 86 MOVE-IN CONTRACT: -$
-$
-$
ESTIMATED TOTAL CONSTRUCTION COST: $ -
Revision 10-25-2013 TDOT Utility Form 2013-16
Page 4.1
UTLITY DEPOSIT (IF APPLICABLE)
ENGINEERING COST:
Description
BETTERMENT
ESTIMATED CONSTRUCTION COST:
Does Estimate Exceed $1.75M Cap? -
Does Estimate Require 75% Cap? -
CHAPTER 86 MOVE PRIOR:
NON-CHAPTER 86 MOVE-IN CONTRACT:
NON-CHAPTER 86 MOVE PRIOR:
CONSTRUCTION (LABOR & MATERIAL)
January 27, 2014
Description
NO COST / NO REIMBURSEMENT (STOP HERE, REMAINDER OF FORM IS NOT REQUIRED)
TDOT USE ONLY
Is Utility Chapter 86 Certified (Obtained from Certification Sheet)?
(If project does not qualify for Chapter 86 Reimbursement, then "Percent on Private" will be used to calculate total amount due to Utility)
NON-CHAPTER 86CHAPTER 86
ENGINEERING
Installation Materials
Removal Labor
Site Costs
Material Provided to State
Salvage Materials
Non-Usable Materials
**Submittal and completion of this form is required for consideration of reimbursement on this project.**
Field Surveying
Construction Inspection
Reimbursable Expenses
Installation Labor
UTILITY REIMBURSEMENT
CHAPTER 86 MOVE-IN CONTRACT:
If cost is listed above, separate Easement Contract is needed
AMOUNT TO BE PAID BY THE UTILITY
Installation Labor
Installation Materials
Description
The Utility will reference the page number where designated on the form when other Detail Cost Estimate sheets are attached.
ESTIMATED UTILITY BETTERMENT COST:
ESTIMATED REPLACEMENT EASEMENT COST:
24
Project No:
County:
Date:
Primary Contact:
E-mail:
Phone:
Secondary Contact:
RG Approval and Date:
E-mail:
Phone:
Utility Name:
Consult Appr. Date: / /
Address:
Amount Approved:
-
$
City, State:
Zip:
0
HQ Approval and Date:
Percent On Private: 0%
Private ROW - #Poles / Length of facility:
CH86 Y / N
PIN#:
Percent On Public:
0%
Public ROW - #Poles / Length of facility:
LET: / /
Contract #:
Total Percentage: 0%
Total #Poles / Length of facility:
0 Easement Contract #
N
REIMBURSEMENT
MOVE PRIOR
% Private / Public Relocation
REQUESTED
MOVE IN State Contract
% Private / Public MOVE IN State Contract
(Please check ONE)
Other
Utility Replacement Easement Reimbursement
Amount
Pre-Construction / Construction
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
Amount
N
-
$
Y
-
$
-
$
-
$
-
$
-
$
RELOCATION EXCEEDS $1.75M CAP:
-
$
-
$ AMOUNT OVER 75% REIMBURSEMENT:
-
$
-
$
Amount
-
$
CHAPTER 86 MOVE-IN CONTRACT:
-
$
-
$ NON-CHAPTER 86 MOVE-IN CONTRACT:
-
$
-
$
UTLITY DEPOSIT (IF APPLICABLE)
ENGINEERING COST:
Description
BETTERMENT
ESTIMATED CONSTRUCTION COST:
Does Estimate Exceed $1.75M Cap? -
Does Estimate Require 75% Cap? -
CHAPTER 86 MOVE PRIOR:
NON-CHAPTER 86 MOVE-IN CONTRACT:
NON-CHAPTER 86 MOVE PRIOR:
CONSTRUCTION (LABOR & MATERIAL)
January 27, 2014
Description
NO COST / NO REIMBURSEMENT (STOP HERE, REMAINDER OF FORM IS NOT REQUIRED)
TDOT USE ONLY
Is Utility Chapter 86 Certified (Obtained from Certification Sheet)?
(If project does not qualify for Chapter 86 Reimbursement, then "Percent on Private" will be used to calculate total amount due to Utility)
NON-CHAPTER 86
CHAPTER 86
ENGINEERING
Installation Materials
Removal Labor
Site Costs
Material Provided to State
Salvage Materials
Non-Usable Materials
**Submittal and completion of this form is required for consideration of reimbursement on this project.**
Field Surveying
Construction Inspection
Reimbursable Expenses
Installation Labor
UTILITY REIMBURSEMENT
CHAPTER 86 MOVE-IN CONTRACT:
AMOUNT TO BE PAID BY THE UTILITY
Installation Labor
Installation Materials
Description
COST:
Percentage Information:
The cells that list the percentages of the facility on Private and
Public are automatically calculated by the number of poles/
length of facility information. Only the cells showing the
Private ROW & Public ROW - # Main Poles/Length facil-
ity need to be filled out. DO NOT input the percentages
directly on the sheet.
No Cost/No Reimbursement:
If a Utility is relocating their facilities at no cost to the state,
then check this box.
Utility Requests Reimbursement:
Check the appropriate box for the reimbursement that is being
requested on the project.
All other fields of this sheet will be filled in automatically when
the appropriate box is checked for which type of reimburse-
ment is being requested by the utility.
Utility Relocation Estimate SummaryCover Sheet
Sheet 1.1
Sheet 2.1
Sheet 3.1
Sheet 4.1
Sheet 4.2
Sheet 5.1
Sheet 5.2
Sheet 6.1
Sheet 6.2
25
Project No:
County:
Date:
Primary Contact:
E-mail:
Phone:
Secondary Contact:
RG Approval and Date:
E-mail:
Phone:
Utility Name:
Consult Appr. Date: / /
Address:
Amount Approved:
-
$
City, State:
Zip:
0
HQ Approval and Date:
Percent On Private: 0%
Private ROW - #Poles / Length of facility:
CH86 Y / N
PIN#:
Percent On Public:
0%
Public ROW - #Poles / Length of facility:
LET: / /
Contract #:
Total Percentage: 0%
Total #Poles / Length of facility:
0 Easement Contract #
N
REIMBURSEMENT
MOVE PRIOR
% Private / Public Relocation
REQUESTED
MOVE IN State Contract
% Private / Public MOVE IN State Contract
(Please check ONE)
Other
Utility Replacement Easement Reimbursement
Amount
Pre-Construction / Construction
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
-
$
Amount
N
-
$
Y
-
$
-
$
-
$
-
$
-
$
RELOCATION EXCEEDS $1.75M CAP:
-
$
-
$ AMOUNT OVER 75% REIMBURSEMENT:
-
$
-
$
Amount
-
$
CHAPTER 86 MOVE-IN CONTRACT:
-
$
-
$ NON-CHAPTER 86 MOVE-IN CONTRACT:
-
$
-
$
UTLITY DEPOSIT (IF APPLICABLE)
ENGINEERING COST:
Description
BETTERMENT
ESTIMATED CONSTRUCTION COST:
Does Estimate Exceed $1.75M Cap? -
Does Estimate Require 75% Cap? -
CHAPTER 86 MOVE PRIOR:
NON-CHAPTER 86 MOVE-IN CONTRACT:
NON-CHAPTER 86 MOVE PRIOR:
CONSTRUCTION (LABOR & MATERIAL)
January 27, 2014
Description
NO COST / NO REIMBURSEMENT (STOP HERE, REMAINDER OF FORM IS NOT REQUIRED)
TDOT USE ONLY
Is Utility Chapter 86 Certified (Obtained from Certification Sheet)?
(If project does not qualify for Chapter 86 Reimbursement, then "Percent on Private" will be used to calculate total amount due to Utility)
NON-CHAPTER 86
CHAPTER 86
ENGINEERING
Installation Materials
Removal Labor
Site Costs
Material Provided to State
Salvage Materials
Non-Usable Materials
**Submittal and completion of this form is required for consideration of reimbursement on this project.**
Field Surveying
Construction Inspection
Reimbursable Expenses
Installation Labor
UTILITY REIMBURSEMENT
CHAPTER 86 MOVE-IN CONTRACT:
AMOUNT TO BE PAID BY THE UTILITY
Installation Labor
Installation Materials
Description
COST:
Amount to be paid by the Utility:
In 2007, restrictions were put in place concerning the reim-
bursementlimitationsforChapter86relocationprojects. These
limitationsweremadeeffectiveforallprojectsthatwereissued
after September 17, 2007, and they are as follows:
•	Municipally Owned utilities,
Utility Districts and Utility
Cooperatives will be eligible
for 100% reimbursement
up to $1.75 million of the
relocation cost. Anything
over $1.75 million will be
paid entirely by the utility.
•	All other utilities will
be eligible for 75%
reimbursement up to $1.75
million of the relocation
cost. Anything over
$1.75 million will be paid
entirely by the utility.
Utility Relocation Estimate SummaryCover Sheet
Sheet 1.1
Sheet 2.1
Sheet 3.1
Sheet 4.1
Sheet 4.2
Sheet 5.1
Sheet 5.2
Sheet 6.1
Sheet 6.2
26
The Chapter 86 Certification page
must be filled out and signed by
the Utility requesting relocation
reimbursement.
Check the appropriate boxes that
apply to the Utility that is request-
ing reimbursement. What the
Utilityislistedasin#4(Municipally
Owned, Utility District, Utility
Cooperative) will determine if
they fall within the 100% or 75%
reimbursement category for their
relocation, which will determine
howmuch(ifany)additionalfunds
need to be paid by the Utility to
TDOT as a“deposit”.
Once the sheet is filled out, it must be signed and dated by the
appropriateindividualattheUtilityrequestingreimbursement.
Chapter 86 CertificationCover Sheet
Sheet 1.1
Sheet 2.1
Sheet 3.1
Sheet 4.1
Sheet 4.2
Sheet 5.1
Sheet 5.2
Sheet 6.1
Sheet 6.2
PROJECT #/S: COUNTY/S:
FEDERAL: PIN:
1. The utility is seeking reimbursement under provisions of TCA 54-5-804 as ameneded by Public Acts 2003, Chapter number 86.
Water
Waste Water
Gas Distribution Transmission
Electric Distribution Transmission
Communication CATV Phone Fiberoptic Broadband
Street Lighting
Other
Signature: Date:
Print Name:
Title:
Utility Name:
Utility Address:
City, State, Zip:
Phone Number:
Fax Number:
Email Address:
Revision 10-25-2013 TDOT Utility Form 2013-16
Page 4.2
Municipally Owned Utility District Utility Cooperative
Chapter 86 Certification
5. The utility is considered to be a specific utility category listed in accordance with the Limitation provisions of the TDOT Policy 340-07:
4. The utility is eligible for reimbursement in accordance with the Limitation provisions of the TDOT Policy 340-07 in that it is:
3. To the best of my knowledge the utility is in compliance with TCA 54-5-804(b) in that the utility has a valid permit to locate its utility
facility on the public highway right-of-way.
In accordance with Tennessee Department of Transportation policy number 340-07, the following information is provided
with regards to required compliance documentation for utility relocation reimbursement in accordance with TCA 54-5-804
and TCA 54-5-854.
Signature indicates this individual has the legal authority to sign contracts and agreements to obligate the utility.
2. To the best of my knowledge the utility is in compliance with TCA § 54-5-804(a)(1) and this policy in that the utility has returned its
relocation plan, schedule, and cost estimate to the Department within 120 days after receipt of the Department’s project plans, or
within such additional time as may be allowed in accordance with TCA § 54-5-854(b).
27
Chapter 86 Certification
PROJECT #/S:
COUNTY/S:
FEDERAL:
PIN:
1. The utility is seeking reimbursement under provisions of TCA 54-5-804 as ameneded by Public Acts 2003, Chapter number 86.
Water
Waste Water
Gas
Distribution
Transmission
Electric
Distribution
Transmission
Communication
CATV
Phone
Fiberoptic
Broadband
Street Lighting
Other
Signature:
Date:
Print Name:
Title:
Utility Name:
Utility Address:
City, State, Zip:
Phone Number:
r:
Municipally Owned
Utility District
Utility Cooperative
Chapter 86 Certification
5. The utility is considered to be a specific utility category listed in accordance with the Limitation provisions of the TDOT Policy 340-07:
4. The utility is eligible for reimbursement in accordance with the Limitation provisions of the TDOT Policy 340-07 in that it is:
3. To the best of my knowledge the utility is in compliance with TCA 54-5-804(b) in that the utility has a valid permit to locate its utility
facility on the public highway right-of-way.
In accordance with Tennessee Department of Transportation policy number 340-07, the following information is provided
with regards to required compliance documentation for utility relocation reimbursement in accordance with TCA 54-5-804
and TCA 54-5-854.
Signature indicates this individual has the legal authority to sign contracts and agreements to obligate the utility.
2. To the best of my knowledge the utility is in compliance with TCA § 54-5-804(a)(1) and this policy in that the utility has returned its
relocation plan, schedule, and cost estimate to the Department within 120 days after receipt of the Department’s project plans, or
within such additional time as may be allowed in accordance with TCA § 54-5-854(b).
Note:IftheUtilityisusingaconsultantforEngineeringServices,the
consultant must have this form signed by the utility. They cannot
sign this form as a representative of the utility.
Cover Sheet
Sheet 1.1
Sheet 2.1
Sheet 3.1
Sheet 4.1
Sheet 4.2
Sheet 5.1
Sheet 5.2
Sheet 6.1
Sheet 6.2
28
TheCertificationContractObligation
does not need to be submitted to
TDOT with the “A” date package.
This sheet is to be used for utilities
that are relocating their facilities
“PRIOR TO”the letting date of the
project.
Move Prior Certification ObligationCover Sheet
Sheet 1.1
Sheet 2.1
Sheet 3.1
Sheet 4.1
Sheet 4.2
Sheet 5.1
Sheet 5.2
Sheet 6.1
Sheet 6.2
Date: TDOT Region Construction Office
(Region)
Attn: ,Project Engineer
Address:
(information is provided on the Utility Begin Work Authorization letter)
PROJECT #/S: COUNTY/S:
FEDERAL: PIN:
DESCRIPTION:
UTILITY CONTRACT #:
The Utility completed their utility relocation on (date of completion) in accordance with the approved relocation
plans for the above referenced project number prior to the date specified and in accordance with the executed contract referenced.
NOTE EXCEPTIONS:
Maintaining services to business and/or residences is attached.
Signed: Date:
Print Name:
Title:
Utility Name: Water Telephone
Address: Sewer CATV
City, State, Zip: Power Other:
Phone No: Gas
Fax No:
Email:
This Certification Letter is accepted.
This Certification Letter is accepted pending Final Verification by
project staking.
This Certification is not accepted. Reason:
Signed: Date:
CC: TDOT Construction Project File
TDOT Regional Utility Office
Revision 10-25-2013 TDOT Utility Form 2013-16
Page 5.1
TDOT Construction office representative
Certification Contract Obligation
Signature indicates this individual has the legal authority to sign contracts and agreements to obligate the utility.
TDOT USE ONLY:
29
Date:
TDOT Region
Construction Office
(Region)
Attn:
,Project Engineer
Address:
(information is provided on the Utility Begin Work Authorization letter)
PROJECT #/S:
COUNTY/S:
FEDERAL:
PIN:
DESCRIPTION:
UTILITY CONTRACT #:
The Utility completed their utility relocation on
(date of completion) in accordance with the approved relocation
plans for the above referenced project number prior to the date specified and in accordance with the executed contract referenced.
NOTE EXCEPTIONS:
Maintaining services to business and/or residences is attached.
Signed:
Date:
Print Name:
Title:
Utility Name:
Water
Telephone
Address:
Sewer
CATV
City, State, Zip:
Power
Other:
Phone No:
Gas
Fax No:
Email:
This Certification Letter is accepted.
This Certification Letter is accepted pending Final Verification by
project staking.
This Certification is not accepted. Reason:
Certification Contract Obligation
Signature indicates this individual has the legal authority to sign contracts and agreements to obligate the utility.
TDOT USE ONLY:
If a utility decides to relocate their facilities prior to the letting,
they will be responsible for the following:
•	Easements needed
if proposed ROW has
not been acquired
•	Providing environmental
permits
•	Coordination of the
relocation of their facilities
•	Construction of the relocation
•	Providing Erosion Control
•	Providing all necessary
clearing and grubbing
•	Disposal of waste
•	Providing Traffic Control
•	Provide any surveying
necessary to complete
the relocation
Move Prior Certification ObligationCover Sheet
Sheet 1.1
Sheet 2.1
Sheet 3.1
Sheet 4.1
Sheet 4.2
Sheet 5.1
Sheet 5.2
Sheet 6.1
Sheet 6.2
30
Date:
TDOT Region
Construction Office
(Region)
Attn:
,Project Engineer
Address:
(information is provided on the Utility Begin Work Authorization letter)
PROJECT #/S:
COUNTY/S:
FEDERAL:
PIN:
DESCRIPTION:
UTILITY CONTRACT #:
The Utility completed their utility relocation on
(date of completion) in accordance with the approved relocation
plans for the above referenced project number prior to the date specified and in accordance with the executed contract referenced.
NOTE EXCEPTIONS:
Maintaining services to business and/or residences is attached.
Signed:
Date:
Print Name:
Title:
Utility Name:
Water
Telephone
Address:
Sewer
CATV
City, State, Zip:
Power
Other:
Phone No:
Gas
Fax No:
Email:
This Certification Letter is accepted.
This Certification Letter is accepted pending Final Verification by
project staking.
This Certification is not accepted. Reason:
Certification Contract Obligation
Signature indicates this individual has the legal authority to sign contracts and agreements to obligate the utility.
TDOT USE ONLY:
Once the relocation of their facilities is complete, the Utility
must completethissheetandreturntoTDOTConstruction
Supervisor for approval and confirmation that the reloca-
tion of their facilities is complete.
Make sure to reference the TDOT Contract No. which you will
findintheUpperRightCorneroftheUtilityRelocationContract
between TDOT and the utility relocating on the project.
Once the Certification is approved, TDOT Construction will
return the certification to the Utility with copies to the TDOT
HeadquartersinNashvilleandalsototheRegionalUtilityOffice.
Only then will the Utility be able to submit their invoice for
reimbursement along with the approved certification toTDOT
for payment.
Move Prior Certification ObligationCover Sheet
Sheet 1.1
Sheet 2.1
Sheet 3.1
Sheet 4.1
Sheet 4.2
Sheet 5.1
Sheet 5.2
Sheet 6.1
Sheet 6.2
31
Certification ExceptionsCover Sheet
Sheet 1.1
Sheet 2.1
Sheet 3.1
Sheet 4.1
Sheet 4.2
Sheet 5.1
Sheet 5.2
Sheet 6.1
Sheet 6.2
CERTIFICATION EXCEPTIONS:
Type of Utility Service
(water, sewer, gas,
electric, CATV)
Remarks:
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
Revision 10-25-2013 TDOT Utility Form 2013-16
Type of
Occupied
Property
Period of time utility
obligates to remove facility
(Calendar Days)
Address
The following business and/or residences on proposed State right-of-way have not been vacated at the time of the relocation, and utility
services are being maintained temporarily. Upon written notice to the utility contact listed below, the utility will
State Project
Tract No.
32
TheDeclarationofScheduledCalendar
Days must be filled out and signed
by the Utility for both“move prior”
and“move in”relocation projects.
Note that all estimated days are to
beexpressedin“calendar”days,not
“business or work”days. The“Total
DaysToComplete”willautomatically
be filled in as the other three tasks
are assigned days for completion.
Ifthereareanyspecialconditionsto
therelocationofthefacilities,number
theconditionsinthelinesprovided,
and note the number in the appro-
priate block of the table above.
Declaration of Scheduled Calendar DaysCover Sheet
Sheet 1.1
Sheet 2.1
Sheet 3.1
Sheet 4.1
Sheet 4.2
Sheet 5.1
Sheet 5.2
Sheet 6.1
Sheet 6.2
Project Number: Date:
Description:
County:
Utility Name:
Address:
City, State: Zip Code:
Phone Number:
Type of Facilities: Water Sewer Gas Telephone Electric
CATV Fiberoptic Other
Required Period services cannot be interrupted:
Special Conditions:
Signature of submitting Date Signature of submitting Date
Utility Representative State Representative
Revisioin 10-25-2013 TDOT Utility Form 2013-16
Page 6.1
Declaration of Scheduled Calendar Days
January 27, 2014
0
All estimated days should be expresses in "Calendar" days to complete installation, relocation or
0
Fax Number:
adjustment of the utility facilities on the above referenced project. The utility can as an option submit an
"On or Before" date all work will be completed. In accordance with provisions set forth in TCA 54-5-854.
Subject to provisions of the TDOT Utility Office Maintenance of Traffic Procedures.
Stock Pile Material (Including ordering
material)
Mobilize Work Force (including Bidding
process if Required)
Complete Relocation
Total Days To Complete
Task Special ConditionsDays to Complete
33
Maintenance of Traffic Procedures
When putting together an esti-
mate for calendar days, take into
consideration days in whichTDOT
will not allow traffic restrictions or
lane closures. These days are as
follows:
•	 Good Friday
•	 Easter - After 6:00 pm on
the Thursday preceding
Good Friday through and
including Easter Sunday
•	 Memorial Day - After 12:00
noon on the preceding Friday
through Memorial Day
•	 July 4 - The observed holiday
and preceding day plus
weekend days either preceding
or following these two days
Cover Sheet
Sheet 1.1
Sheet 2.1
Sheet 3.1
Sheet 4.1
Sheet 4.2
Sheet 5.1
Sheet 5.2
Sheet 6.1
Sheet 6.2
Revision 10-25-2013 TDOT Utility Form 2013-16
Page 6.2
Except in emergencies, no lane closures will be permitted on any state routes with 30,000 or greater Average Daily
traffic or any interstate routes, without the explicit consent of the TDOT Project Engineer. On projects where work
is required in traffic lane(s) or where a lane closure is necessary for public safety, the Utility must submit a request
to the Department at least seven (7) working days prior to the date of the anticipated lane closure(s). All requests
for lane closure(s) must list the exact location, the time that the closure will begin, the estimated duration and
reasons for the proposed lane closure(s).
If all lanes in one or both directions on an interstate route are to be closed for any length of time, the Utility
must submit their request at least fourteen (14) calendar days before the anticipated event.
No lane closures or traffic restrictions will be allowed on the following days
Good Friday
Easter
After 6:00 pm on the Thursday preceding Good Friday through and including Easter Sunday
Memorial Day
After 12:00 noon on the preceding Friday through Memorial Day
July 4
The observed holiday and preceding day plus weekend days either preceding or following these two days
Labor Day
After 12:00 noon on the preceding Friday through Labor Day
Thanksgiving
After 12:00 noon on Wednesday before Thanksgiving through Sunday following Thanksgiving
Christmas/New year’s Day
December 24 through January 1 and any preceding and/or following days that fall on a weekend
Offroad work will be allowed but only to the extent that NO impact will be caused to the highway users.
During any suspension of work, the Utility shall make passable and shall open to traffic such portions of the
project and temporary roadways or portions thereof as may be directed by the TDOT Project Engineer for the
temporary accommodation of necessary traffic during the anticipated period of suspension. Thereafter, and
until issuance of an order for the resumption of construction operations, the maintenance of the temporary
route or line of travel will be by the Utility. When work is resumed, the Utility will replace or renew any work
or materials lost or damaged because of such temporary use of the project; shall remove, to the extent
directed by the TDOT Project Engineer, any work or materials used in the temporary maintenance, and shall
complete the project in every respect as though its prosecution had been continuous.
TDOT Utility Office Maintenance of Traffic Procedures.
34
Revision 10-25-2013
TDOT Utility Form 2013-16
Page 6.2
Except in emergencies, no lane closures will be permitted on any state routes with 30,000 or greater Average Daily
traffic or any interstate routes, without the explicit consent of the TDOT Project Engineer. On projects where work
is required in traffic lane(s) or where a lane closure is necessary for public safety, the Utility must submit a request
to the Department at least seven (7) working days prior to the date of the anticipated lane closure(s). All requests
for lane closure(s) must list the exact location, the time that the closure will begin, the estimated duration and
reasons for the proposed lane closure(s).
If all lanes in one or both directions on an interstate route are to be closed for any length of time, the Utility
must submit their request at least fourteen (14) calendar days before the anticipated event.
No lane closures or traffic restrictions will be allowed on the following days
Good Friday
Easter
After 6:00 pm on the Thursday preceding Good Friday through and including Easter Sunday
Memorial Day
After 12:00 noon on the preceding Friday through Memorial Day
July 4
The observed holiday and preceding day plus weekend days either preceding or following these two days
Labor Day
After 12:00 noon on the preceding Friday through Labor Day
Thanksgiving
After 12:00 noon on Wednesday before Thanksgiving through Sunday following Thanksgiving
Christmas/New year’s Day
December 24 through January 1 and any preceding and/or following days that fall on a weekend
Offroad work will be allowed but only to the extent that NO impact will be caused to the highway users.
During any suspension of work, the Utility shall make passable and shall open to traffic such portions of the
project and temporary roadways or portions thereof as may be directed by the TDOT Project Engineer for the
temporary accommodation of necessary traffic during the anticipated period of suspension. Thereafter, and
until issuance of an order for the resumption of construction operations, the maintenance of the temporary
route or line of travel will be by the Utility. When work is resumed, the Utility will replace or renew any work
or materials lost or damaged because of such temporary use of the project; shall remove, to the extent
directed by the TDOT Project Engineer, any work or materials used in the temporary maintenance, and shall
complete the project in every respect as though its prosecution had been continuous.
TDOT Utility Office Maintenance of Traffic Procedures.
Maintenance of Traffic ProceduresCover Sheet
Sheet 1.1
Sheet 2.1
Sheet 3.1
Sheet 4.1
Sheet 4.2
Sheet 5.1
Sheet 5.2
Sheet 6.1
Sheet 6.2
•	Labor Day - After 12:00 noon on the
preceding Friday through Labor Day
•	Thanksgiving - After 12:00 noon on Wednesday before
Thanksgiving through Sunday following Thanksgiving
•	Christmas/New year’s Day - December 24
through January 1 and any preceding and/
or following days that fall on a weekend
Off-road work will be allowed but only to the extent that
NO impact will be caused to the highway users.
35
“B”Date Requirements, Utility Items and Final
Relocation Drawings (In State Contract)
“B”Date Requirements, Utility Items and Final Relocation Drawings (In State Contract)
Once the requirements have been met to satisfy the“A”date for a project, the next
submission for relocation will be at the“B”date submittal.
The“B”date submittal consists of completed utility relocation design, construction
specifications and an updated construction estimate using the Master Consultant
Excel Spreadsheet (MCES) provided to the utility byTDOT .The MCES is to be filled
out and included with the“B”date submittal.
Utility relocation design must be completed in Microstation (.dgn format) or other
CAD program as approved by TDOT. When the final submittal is sent in for the
relocation, the Utility (or Consultant working for the utility) will be required to
submit, along with all of the other required information, electronic CAD files of
the final relocation design.
3636
“B”Date Requirements, Utility Items and Final Relocation Drawings (In State Contract)
The Master Consultant Excel Spreadsheet (MCES) spreadsheet cannot be modified
by the Utility or the Consultant. It must be filled out“as-is”in order to be processed
properly when submitted to TDOT. Once a utility or consultant has prepared an
accurate listing of Unit Items required for the successful relocation of the facilities
owned by the utility, that information will be listed on the Master Consultant Excel
Spreadsheet (MCES) spreadsheet and submitted toTDOT.The Standard Utility Item
Numbers that are to be used on can be found on TDOT’s website. Each Utility has
it’s own standard set of Item Numbers that must be used when relocating facilities
on TDOT Roadway projects.
3737
“B”Date Requirements, Utility Items and Final Relocation Drawings (In State Contract)
Completed PDF format of drawings are to be 22”x34”in size and must follow the
guidelines set forth by TDOT for approved layout and information. Each Utility
will be assigned a “U-series” number by TDOT to use for their specific utility (ex.
U2-X, U3-X, etc.). This number is to be used when numbering the sheets for the
relocation design.
3838
“B”Date Requirements, Utility Items and Final Relocation Drawings (In State Contract)
The Cover sheet (sheet UX-1) must contain the following information:
•	Index of drawings in the
upper left corner
•	Estimated Quantities table
for the project
•	Utility Information (Utility Name,
Address, Contact Name, Phone, Fax
and Email) in the lower left corner
•	A legend may also be included,
and if so, must be placed in the
lower right corner of the sheet
3939
“B”Date Requirements, Utility Items and Final Relocation Drawings (In State Contract)
The Plan sheets are to be laid out as close to the TDOT Present Layout sheets as
possible, including match lines. Plan View sheets do not need to include the fol-
lowing information:
•	Curve Data
•	Property Owner Information
•	Bearing and Distances
•	Track Numbers
4040
“B”Date Requirements, Utility Items and Final Relocation Drawings (In State Contract)
Misc. Sheets should follow directly behind the Plan sheets, and may include the
following information:
•	General Notes
•	Location Information (station &
offsets, northing & easting, etc.)
•	Misc. Details
4141
42
Cover Sheet
Layout
43
Plan Sheet
Layout
44
Item Number:
The Utility Item Number that
has been assigned by TDOT
for the specific Unit as listed
in the TDOT Standard Item
Numbers.
Description:
Descriptionasitislistedinthe
TDOT Standard Utility Item
Numbers.
Unit:
The type of Unit for which the
Item shall be priced and paid
(ex. EA, LF, LS, CY, etc.)
Unit Price:
CombinedLaborandMaterial
Price for the Unit described.
Quantity:
TotalquantityofUnitsrequired
for the entire project
Extension: Total Cost of the
Units listed for the relocation
of the facilities for the project.
Master
Consultant
Excel
Spreadsheet
(MCES)
45
Utility Requirements – Move In State Contract
Utility Requirements – Move In State Contract
When a Utility decides to MOVE IN the state contract, there is certain information
that the utility needs to provide to TDOT and the General Contractor to assist in
the relocation of their facilities. The information needed is as follows:
TDOT
•	Detailed Relocation Plans
•	Detailed Construction Specifications
4646
Utility Requirements – Move In State Contract
Contractor – Specify to the contractor exactly what the Utility wants concerning…
•	Time periods of acceptable
service outages
•	Requirements for License,
Certification, Drug testing of
workers doing the relocation
•	Liability Insurance requirements
•	Approval of material
submitted to the utility
•	Approval of shop drawings
submitted to the utility
•	Approval of field changes
submitted to the utility
•	Approval of substitution materials or
methods submitted to the utility
•	Clearing and trimming of overhead
lines inside/outside public ROW
•	Locating utility lines during
construction that are not identified
by utility locate services
•	Industry standards, safety standards
and materials standards that
are required by the utility
•	Name, address, phone number, email,
fax and cell phone of approved
utility contact personnel
4747
48
Utility Requirements – Utility Diaries and Inspections
Utility Requirements – Utility Diaries and Inspections
WhentheUtilityRelocationisincludedintheStateContract,theUtilityisresponsible
for providing inspection services on all phases of the relocation, perTCA 54-5-804,
2003 Public Chapter 86. A portion of inspection services may be reimbursable
under Chapter 86 if a portion of the relocation is on existing Private ROW.
4949
Utility Requirements – Utility Diaries and Inspections
The inspector for the Utility will be provided a Project Utility Diary (TDOT Form
DT-0667), along with Form DT-1716 (Utility Item Certification/Final Acceptance)
and Form DT-1716A (Summary of Installed Utility Items). The responsibilities of
the inspector provided by the utility company are as follows:
•	Complete TDOT Form DT-0667 and submit it each estimate period, as
directed by the TDOT Project Supervisor. Along with the item descriptions,
the inspector will include the quantities and stations of installed items.
•	Complete“Installed Item Certification”portion of TDOT Form DT-1716 (UTILITY
ITEM CERTIFICATION/FINAL ACCEPTANCE) and submit it each estimate period, as
directed by the TDOT Project Supervisor. This form will be signed to certify that
the items installed during that estimate period met all applicable specifications.
5050
Utility Requirements – Utility Diaries and Inspections
•	Complete and attach TDOT Form DT-1716A (SUMMARY OF INSTALLED
UTILITY ITEMS) to DT-1716 and submit it each estimate period, as directed
by the TDOT Project Supervisor. This form will be used to summarize, by
project number, the utility items installed during that estimate period.
•	Complete“Final Acceptance of Work”portion of TDOT Form DT-1716 and submit it
to the TDOT Project Supervisor’s office when the utility relocation work is complete.
When a Utility is relocating at its own expense or under a lump sum reimbursement con-
tract, the“Description ofWork Performed”section ofTDOT Form DT-0667 will be the only
notation required. The notation shall indicate if the relocation is a non-reimbursable or
lump sum reimbursement contract.
5151
52
TDOT Form
DT-0667
(Project
Utility Diary)
53
TDOT Form
DT-1716
54
TDOT Form
DT-1716A
55
TDOT“Go To
Work”Letters
STATE OF TENNESSEE
DEPARTMENT OF TRANSPORTATION
NASHVILLE, TN 37243-0360
JOHN C. SCHROER BILL HASLAM
COMMISSIONER GOVERNOR
Begin Work Authorization Date: 5/24/2011
JOE SHAW
TENNESSEE DEPARTMENT OF TRANSPORTATION Power
SUITE 600, JAMES K. POLK BUILDING
NASHVILLE, TN 37243
PROJECT#/S: XXXXX-XXXX-XX COUNTY/S: WILSON
FEDERAL: XX-XXX-XXX(XX) PIN #: 123456.00
DESCRIPTION: SAMPLE ROADWAY PROJECT TYPE: 54-5-804 MOVE-IN STATE CONTRACT
Please refer to the above captioned project number on all correspondence concerning utility relocation.
Dear Mr. Joe Shaw,
This is to notify you to proceed with adjustment of facilities as shown on the enclosed, approved utility relocation plan for the above
mentioned project. On the basis of this notice, you should proceed on this project as follows:
A) If contract is to relocate facilities PRIOR to the State Roadway contract, then:
1. Proceed in ordering materials and/or begin work IMMEDIATELY in order to clear the roadway for the construction of this
project at the earliest possible date.
2. Submit the Certification Contract Obligation form (TDOT Form 2004-16, Sheets 7.1 & 7.2) to the Project Engineer listed below
for the completion of the utility relocation to maintain eligibility for reimbursement prior to the date specified on the contract.
3. All State right-of-way may not be available as of this date. Utility needs to verify with this office if a specific tract is available
before beginning construction if the schedule depends on access.
B) If contract is to relocate facilities IN the State Roadway contract, then please proceed in ordering any Owner Furnished materials
that will be supplied for the relocation of your facilities for the above mentioned project.
This project is currently scheduled for letting: 06/12/2012
You will be advised after the Letting Date of a Time and Location for the pre-construction conference.
Whether relocation is to be done IN the State Contract or PRIOR TO, the following information applies:
1. Billing is to be made in accordance with the provisions of 23 CFR 645A of the Federal Aid Policy Guide. Any charges billed by
the utility that cannot be certified by the Regional Project Engineer’s records cannot be reimbursed.
2. Utility will be responsible for its own erosion control, clearing and grubbing and staking. The Utility is responsible for acquiring
the TDEC Notice of Coverage (NOC) necessary for the work performed by the Utility.
3. All employees of this Department assigned to this project will be acting solely for highway construction purposes and shall not
be held responsible for the location of utility facilities.
4. Three (3) days prior to the day that construction work is to be performed, the Utility must notify the Regional Project Engineer
of the date the work is expected to begin to arrange for inspection and staking before doing actual work on the highway Right-
of-way.
5. In accordance with TCA 54-5-854(h)(3) the Utility will submit monthly progress reports to the Project Engineer.
PROJECT ENGINEER: David Reddon TELEPHONE: (615) 350-4382 x
ADDRESS: 6601 Centennial Blvd., 3
rd
Floor, Nashville, TN 37243-0360
Sincerely,
Whenthefinalcontractsaresigned
by both the Utility andTDOT,TDOT
will prepare a “Go To Work” letter
that will be sent to the Utility along
withacopyoftheFinalContractfor
theproject. Thisletter,althoughitis
wordedfairlygenerally,meansdiffer-
ent things to the Utility depending
on the type of Contract the Utility
has withTDOT for the relocation of
their facilities. The differences are
as follows:
56
TDOT“Go To
Work”Letters
Chapter 86 or Private/Public“Move In”Contracts
•	If the Utility is moving their facilities in the state contract,
and the State Contractor is supplying ALL of the
Labor and Materials for the relocation of their facilities,
then the Utility does not need to do anything.
•	If the Utility is moving their facilities in the state
contract, and they are supplying the materials, but
the Contractor is supplying the Labor, then the Utility
has authorization with the letter to start ordering and
stockpiling the materials needed for the relocation
once they receive the“Go To Work”letter.
57
TDOT“Go To
Work”Letters
Chapter 86 or Private/Public“Move Prior”Contracts
or NO-COST Relocation
•	If the Utility is moving their facilities prior to construction of
the state contract, or if a Utility is relocating their facilities at
NO-COST to the State, then the Utility has authorization with
this letter to start the relocation of their facilities so that they
are out of the way prior to the Letting Date for the project.
58
Invoicing
Invoicing
When invoicingTDOT for reimbursement of expense (whether for Engineering or
for Relocation), the following information will assist you in correctly submitting
your invoices.
Process:
•	Submit all invoices to the Regional
Utility Office for review
•	Invoices are then submitted
to the Construction office
for review and approval
•	Once approved by the Construction
office and the Regional Utility
Office, invoices are then coded and
submitted to accounts for payment.
5959
Invoicing
In order to expedite payment, follow the following guidelines…
•	Submit invoices in the same
format as the estimate
•	Invoices MUST cite which sequential
bill is being submitted (Progressive #1,
#2, #3, etc.), and should list the total
accumulated cost to date of the last bill
•	Remember that progressive
payments are capped at 80%
•	Remember that if the final bill exceeds
the contract amount, justification must
be submitted for the excess amount
•	Be sure to submit the final
bill within one (1) year of the
completion of the project
6060
Region Map and Contact Information
Below is a map showing the (4)
regions of TDOT and how they
are divided across the state.
REGION IV REGION III REGION II REGION I
61
Contact Information for the Regional Utility Offices
Tommy Cox
300 Benchmark Place
Jackson, TN 38301
Phone: 731.935.0105
tommy.cox@tn.gov
Jim Nikahd
6601 Centennial Blvd.
Nashville, TN 37243
Phone: 615.350.4233
jim.nikahd@tn.gov
Steve Langford
4005 Cromwell Road
Chattanooga, TN 37421
Phone: 423.510.1243
steve.langford@tn.gov
John Barrett
7345 Region Lane
Knoxville, TN 37914
Phone: 865.594.2484
john.barrett@tn.gov
62
STATE OF TENNESSEE
DEPARTMENT OF TRANSPORTATION
NASHVILLE, TN 37243-0360
JOHN C. SCHROER BILL HASLAM
COMMISSIONER GOVERNOR
Engineering Authorization Date: 5/24/2011 Federal Funds: 3/15/2011
JOE SHAW
TENNESSEE DEPARTMENT OF TRANSPORTATION Power
SUITE 600, JAMES K. POLK BUILDING
NASHVILLE, TN 37243
Project Eligible For
PROJECT#/S: XXXXX-XXXX-XX COUNTY/S: WILSON Chapter 86
FEDERAL: XX-XXX-XXX(XX) PIN #: 123456.00 Reimbursement:
DESCRIPTION: SAMPLE ROADWAY PROJECT YES X NO
Please refer to the above captioned project number on all correspondence concerning utility relocation.
Dear Mr. Joe Shaw,
This letter will serve as authority for the Utility to proceed with ALL engineering that is necessary to prepare plans,
schedule of working days, and estimates of cost for the adjustment of your facilities which may be in conflict with this
project. This is done in accordance with the provisions of TCA 54-5-854.
If a consultant is needed, see paragraph “A” on page 2. Consultant package must be submitted and approved by this
office before consultant engineering will be eligible for reimbursement.
Estimates of cost prepared in response to this authorization are confidential and shall not be released or made available
to anyone other than the Utility, the approved consultant, and TDOT.
Reimbursement will be in accordance with TCA 54-5-804 and as amended by Public Chapter No. 86 of the Public Acts of
2003. The cost of any work done prior to the authorization date of this letter will not be eligible for reimbursement.
This notice is not to be construed as authority to actually relocate any of your facilities. Any relocation work done prior to
written approval from the State Utility Coordinator will not be eligible for reimbursement.
This project is currently scheduled for letting: 06/12/2012
To be eligible for reimbursement, if the project is qualified for Chapter 86 reimbursement as noted above, the
Utility MUST submit to this office for Location Approval by the revised due date (A): 10/14/2011
1) (5) half-sized, color coded relocation plans.
2) Completed TDOT Form 2004-16, including signed Schedule of Working Days and Chapter 86 Eligibility.
3) Utility declaration for reimbursement.
In addition, to be eligible for inclusion of the utility relocation work in the State Construction contract, the
following must be submitted by due date (B): 04/01/2012
1) PDF files of detailed Utility relocation plans.
2) PDF file of detailed Utility Specifications.
3) Completed Utility Item Spreadsheet in Excel format, including estimated construction costs.
4) Completed Utility individual permit sketches, if required.
The following will be provided to assist you in responding to the Department request:
SA
M
PLE
Utility Name:
Utility Address:
City, State: Zip Code:
Phone:
Contact Name:
Email:
Consultant Name:
Consultant Address:
Zip Code:
Phone:
Contact Name:
Email:
Project Description:
Federal Project No.:
State Project No.:
County(ies):
TDOT PROJECT INFORMATION
CONSULTANT INFORMATION
UTILITY ENGINEERING AND RELOCATION
ESTIMATE
UTILITY INFORMATION
TDOT Project Number(s):
Utility Name & Address: Consultant Name & Address:
Place an "X" in the appropriate box: Standard Contract Continuing Contract (attach copy of Contract for TDOT verification)
I. ENGINEERING SERVICES
Classification Rate/Hr Hours Total Hours Total Hours Total
Principal -$ -$ -$ -$
Project Manager -$ -$ -$ -$
Design Engineer -$ -$ -$ -$
Designer / Senior Designer -$ -$ -$ -$
Techician / Draftsperson -$ -$ -$ -$
Administrative -$ -$ -$ -$
Field Inspector -$ -$ -$ -$
Licensed Surveyor -$ -$ -$ -$
Rod Person -$ -$ -$ -$
-$ -$ -$ -$
0 -$ 0 -$ 0 -$
II. REIMBURSABLE EXPENSES
Cost/Unit Quantity Total Quantity Total Quantity Total
Transportation / Mile: 0.47$ X = -$ -$ = -$
Meals / Day: -$ X = -$ -$ = -$
Lodging / Day: -$ X = -$ -$ = -$
Printing / Shipping:
Other (Specify):
Other (Specify):
Total Reimbursable Expenses -$ -$ -$
Indirect/Overhead Rate (not to exceed 145%): 0.00% -$ 0.00% -$ 0.00% -$
Allowable Rate (Maximum of 13%): 0.00% -$ 0.00% -$ 0.00% -$
TOTAL ENGINEERING / SURVEY COST:
Standard Consultant: (I+II+III+IV) = -$ Private: -$ Private: -$
Continuing Contract: (I+II) = -$ Public: -$ Public: -$
Standard Consultant: -$
Continuing Contract: -$
I. ENGINEERING SERVICES
Classification Rate/Hr Hours Total Hours Total Hours Total
Project Manager -$ -$ -$ -$
Engineer -$ -$ -$ -$
Draftperson -$ -$ -$ -$
Administrative -$ -$ -$ -$
Field Inspector -$ -$ -$ -$
Licensed Surveyor -$ -$ -$ -$
Rod Person -$ -$ -$ -$
-$ -$ -$ -$
0 -$ 0 -$ 0 -$
II. REIMBURSABLE EXPENSES
Cost/Unit Quantity Total Quantity Total Quantity Total
Transportation / Mile: 0.47$ X = -$ -$ = -$
Meals / Day: -$ X = -$ -$ = -$
Lodging / Day: -$ X = -$ -$ = -$
Printing / Shipping:
Other (Specify):
Other (Specify):
Total Reimbursable Expenses -$ -$ -$
Indirect/Overhead Rate (not to exceed 145%): 0.00% -$ 0.00% -$ 0.00% -$
-$ Private: -$
Public: -$
Revision 10-25-2013 TDOT Utility Form 2013-16
Sheet 1.1
0 0
TOTAL ENGINEERING COST: TOTAL INSPECTION COST:
ESTIMATE OF ENGINEERING COST
CONSULTANT ENGINEERING ESTIMATE
IN-HOUSE ENGINEERING ESTIMATE
III. INDIRECT / OVERHEAD EXPENSES
PRE-CONSTRUCTION/CONSTRUCTION FIELD SURVEYING CONSTRUCTION INSPECTION
Total Engineering Services
County(ies):
TOTAL COST (Engineering and Inspection)
(Expenses for Sections III and IV only apply to Consultant Engineering Services without a Continuing Contract agreement with the Utility)
INSPECTION (Standard) INSPECTION (Continuing)
Total Engineering Services
CONSTRUCTION INSPECTIONFIELD SURVEYINGPRE-CONSTRUCTION/CONSRUCTION
IV. PROFIT: (2.35x(1,2,3)x ALLOWABLE RATE)
III. INDIRECT / OVERHEAD EXPENSES
EQUIPMENT COST INCLUDED WITH INSTALLATION COST
TDOT Item No. Item Description Qty Unit Cost Extended Unit Cost Extended
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
-$ -$ -$
TOTAL INSTALLATION COSTS -$ -$ -$ -$ -$ -$
     
TDOT Item No. Item Description Qty Unit Cost Extended Unit Cost Extended Clearing & Grubbing: -$
-$ -$ Traffic Control: -$
-$ -$ Erosion Control: -$
-$ -$
-$ -$ TOTAL SITE COST -$
-$ -$ 
-$ -$
-$ -$
-$ -$
-$ -$
-$ -$
-$ -$
-$ -$
-$ -$
-$ -$
-$ -$
-$ -$
-$ -$
-$ -$
-$ -$
TOTAL REMOVAL COSTS -$ -$ -$ -$ -$
   
Revision 10-25-2013 TDOT Utility Form 2013-16
Sheet 2.1
Salvage Value:
If scrapped material is saleable, the
estimated sale value must be shown as
a credit. If no net value, must footnote
that the item has no value.
Percentage:
Salvage Value to be established by
using "Salvage Value Percentage"
calculation.
INSTALLATION LABOR AND MATERIALS; BETTERMENT; MATERIALS PROVIDED TO THE STATE
REMOVAL LABOR; SALVAGE AND NON-USABLE (JUNKED) MATERIALS
(Move Prior Only)
Labor Material
BETTERMENT
SITE COSTS
LABOR
In House Cost Contract (Bid/Continuing)
MATERIAL
Unit Cost
In House Cost
LABOR
Provided to State
Install
Extended
MATERIAL
Salvage / Reused
Contract (Bid/Continuing) Junked /
Scrapped
EXISTING
EASEMENT (SF)
PROPOSED
EASEMENT (SF)
SURVEY &
ENGINEERING COST
ATTORNEYS FEES
RECORDING &
OFFICE COST
EASEMENT COST
SHEET SUBTOTAL
COST
-$ -$ -$ -$ -$
-$ -$ -$ -$ -$
-$ -$ -$ -$ -$
-$ -$ -$ -$ -$
-$ -$ -$ -$ -$
-$ -$ -$ -$ -$
-$ -$ -$ -$ -$
-$ -$ -$ -$ -$
-$ -$ -$ -$ -$
-$ -$ -$ -$ -$
-$ -$ -$ -$ -$
-$ -$ -$ -$ -$
-$ -$ -$ -$ -$
-$ -$ -$ -$ -$
-$ -$ -$ -$ -$
-$ -$ -$ -$ -$
-$ -$ -$ -$ -$
-$ -$ -$ -$ -$
-$ -$ -$ -$ -$
-$ -$ -$ -$ -$
-$ -$ -$ -$ -$
-$ -$ -$ -$ -$
-$ -$ -$ -$ -$
Total Easement Acquisition Expenses TOTAL -$

STANDARD CONTINUING STANDARD CONTINUING
$ - $ - -$ -$ -$
-$ -$
NO - the utility will not seek reimbursement of eligible inspection expenses (PRIVATE) incurred in accordance with TCA 54-5-804 (a)(3)
YES - the utility will seek reimbursement of eligible inspection expenses (PRIVATE) incurred in accordance with TCA 54-5-804 (a)(3)
-$
Replacement Easement Acquisition Expenses
INSPECTION COSTS (PUBLIC)
CONSULTANT
IN-HOUSE IN-HOUSE
Attached Additional Sheets: Y / N
SHEET NUMBER
CONSULTANT
INSPECTION COSTS (PRIVATE)
Project No:
County:
Date:
Primary Contact:
E-mail: Phone:
Secondary Contact: RG Approval and Date:
E-mail: Phone:
Utility Name: Consult Appr. Date: / /
Address: Amount Approved: -$
City, State: Zip: 0 HQ Approval and Date:
Percent On Private: 0% Private ROW - #Poles / Length of facility: CH86 Y / N PIN#:
Percent On Public: 0% Public ROW - #Poles / Length of facility: LET: / / Contract #:
Total Percentage: 0% Total #Poles / Length of facility: 0 Easement Contract #
N
REIMBURSEMENT MOVE PRIOR % Private / Public Relocation
REQUESTED MOVE IN State Contract % Private / Public MOVE IN State Contract
(Please check ONE) Other Utility Replacement Easement Reimbursement
Amount
Pre-Construction / Construction -$ -$
-$
-$ -$
-$
-$
-$
-$
Amount N
-$ Y
-$
-$
-$
-$
-$ RELOCATION EXCEEDS $1.75M CAP: -$
-$
AMOUNT OVER 75% REIMBURSEMENT: -$
-$
Amount
-$ CHAPTER 86 MOVE-IN CONTRACT: -$
-$
NON-CHAPTER 86 MOVE-IN CONTRACT: -$
-$
-$
ESTIMATED TOTAL CONSTRUCTION COST: $ -
Revision 10-25-2013 TDOT Utility Form 2013-16
Page 4.1
UTLITY DEPOSIT (IF APPLICABLE)
ENGINEERING COST:
Description
BETTERMENT
ESTIMATED CONSTRUCTION COST:
Does Estimate Exceed $1.75M Cap? -
Does Estimate Require 75% Cap? -
CHAPTER 86 MOVE PRIOR:
NON-CHAPTER 86 MOVE-IN CONTRACT:
NON-CHAPTER 86 MOVE PRIOR:
CONSTRUCTION (LABOR & MATERIAL)
January 27, 2014
Description
NO COST / NO REIMBURSEMENT (STOP HERE, REMAINDER OF FORM IS NOT REQUIRED)
TDOT USE ONLY
Is Utility Chapter 86 Certified (Obtained from Certification Sheet)?
(If project does not qualify for Chapter 86 Reimbursement, then "Percent on Private" will be used to calculate total amount due to Utility)
NON-CHAPTER 86CHAPTER 86
ENGINEERING
Installation Materials
Removal Labor
Site Costs
Material Provided to State
Salvage Materials
Non-Usable Materials
**Submittal and completion of this form is required for consideration of reimbursement on this project.**
Field Surveying
Construction Inspection
Reimbursable Expenses
Installation Labor
UTILITY REIMBURSEMENT
CHAPTER 86 MOVE-IN CONTRACT:
If cost is listed above, separate Easement Contract is needed
AMOUNT TO BE PAID BY THE UTILITY
Installation Labor
Installation Materials
Description
The Utility will reference the page number where designated on the form when other Detail Cost Estimate sheets are attached.
ESTIMATED UTILITY BETTERMENT COST:
ESTIMATED REPLACEMENT EASEMENT COST:
PROJECT #/S: COUNTY/S:
FEDERAL: PIN:
1. The utility is seeking reimbursement under provisions of TCA 54-5-804 as ameneded by Public Acts 2003, Chapter number 86.
Water
Waste Water
Gas Distribution Transmission
Electric Distribution Transmission
Communication CATV Phone Fiberoptic Broadband
Street Lighting
Other
Signature: Date:
Print Name:
Title:
Utility Name:
Utility Address:
City, State, Zip:
Phone Number:
Fax Number:
Email Address:
Revision 10-25-2013 TDOT Utility Form 2013-16
Page 4.2
Municipally Owned Utility District Utility Cooperative
Chapter 86 Certification
5. The utility is considered to be a specific utility category listed in accordance with the Limitation provisions of the TDOT Policy 340-07:
4. The utility is eligible for reimbursement in accordance with the Limitation provisions of the TDOT Policy 340-07 in that it is:
3. To the best of my knowledge the utility is in compliance with TCA 54-5-804(b) in that the utility has a valid permit to locate its utility
facility on the public highway right-of-way.
In accordance with Tennessee Department of Transportation policy number 340-07, the following information is provided
with regards to required compliance documentation for utility relocation reimbursement in accordance with TCA 54-5-804
and TCA 54-5-854.
Signature indicates this individual has the legal authority to sign contracts and agreements to obligate the utility.
2. To the best of my knowledge the utility is in compliance with TCA § 54-5-804(a)(1) and this policy in that the utility has returned its
relocation plan, schedule, and cost estimate to the Department within 120 days after receipt of the Department’s project plans, or
within such additional time as may be allowed in accordance with TCA § 54-5-854(b).
Date: TDOT Region Construction Office
(Region)
Attn: ,Project Engineer
Address:
(information is provided on the Utility Begin Work Authorization letter)
PROJECT #/S: COUNTY/S:
FEDERAL: PIN:
DESCRIPTION:
UTILITY CONTRACT #:
The Utility completed their utility relocation on (date of completion) in accordance with the approved relocation
plans for the above referenced project number prior to the date specified and in accordance with the executed contract referenced.
NOTE EXCEPTIONS:
Maintaining services to business and/or residences is attached.
Signed: Date:
Print Name:
Title:
Utility Name: Water Telephone
Address: Sewer CATV
City, State, Zip: Power Other:
Phone No: Gas
Fax No:
Email:
This Certification Letter is accepted.
This Certification Letter is accepted pending Final Verification by
project staking.
This Certification is not accepted. Reason:
Signed: Date:
CC: TDOT Construction Project File
TDOT Regional Utility Office
Revision 10-25-2013 TDOT Utility Form 2013-16
Page 5.1
TDOT Construction office representative
Certification Contract Obligation
Signature indicates this individual has the legal authority to sign contracts and agreements to obligate the utility.
TDOT USE ONLY:
CERTIFICATION EXCEPTIONS:
Type of Utility Service
(water, sewer, gas,
electric, CATV)
Remarks:
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
Revision 10-25-2013 TDOT Utility Form 2013-16
Type of
Occupied
Property
Period of time utility
obligates to remove facility
(Calendar Days)
Address
The following business and/or residences on proposed State right-of-way have not been vacated at the time of the relocation, and utility
services are being maintained temporarily. Upon written notice to the utility contact listed below, the utility will
State Project
Tract No.
Project Number: Date:
Description:
County:
Utility Name:
Address:
City, State: Zip Code:
Phone Number:
Type of Facilities: Water Sewer Gas Telephone Electric
CATV Fiberoptic Other
Required Period services cannot be interrupted:
Special Conditions:
Signature of submitting Date Signature of submitting Date
Utility Representative State Representative
Revisioin 10-25-2013 TDOT Utility Form 2013-16
Page 6.1
Declaration of Scheduled Calendar Days
January 27, 2014
0
All estimated days should be expresses in "Calendar" days to complete installation, relocation or
0
Fax Number:
adjustment of the utility facilities on the above referenced project. The utility can as an option submit an
"On or Before" date all work will be completed. In accordance with provisions set forth in TCA 54-5-854.
Subject to provisions of the TDOT Utility Office Maintenance of Traffic Procedures.
Stock Pile Material (Including ordering
material)
Mobilize Work Force (including Bidding
process if Required)
Complete Relocation
Total Days To Complete
Task Special ConditionsDays to Complete
Revision 10-25-2013 TDOT Utility Form 2013-16
Page 6.2
Except in emergencies, no lane closures will be permitted on any state routes with 30,000 or greater Average Daily
traffic or any interstate routes, without the explicit consent of the TDOT Project Engineer. On projects where work
is required in traffic lane(s) or where a lane closure is necessary for public safety, the Utility must submit a request
to the Department at least seven (7) working days prior to the date of the anticipated lane closure(s). All requests
for lane closure(s) must list the exact location, the time that the closure will begin, the estimated duration and
reasons for the proposed lane closure(s).
If all lanes in one or both directions on an interstate route are to be closed for any length of time, the Utility
must submit their request at least fourteen (14) calendar days before the anticipated event.
No lane closures or traffic restrictions will be allowed on the following days
Good Friday
Easter
After 6:00 pm on the Thursday preceding Good Friday through and including Easter Sunday
Memorial Day
After 12:00 noon on the preceding Friday through Memorial Day
July 4
The observed holiday and preceding day plus weekend days either preceding or following these two days
Labor Day
After 12:00 noon on the preceding Friday through Labor Day
Thanksgiving
After 12:00 noon on Wednesday before Thanksgiving through Sunday following Thanksgiving
Christmas/New year’s Day
December 24 through January 1 and any preceding and/or following days that fall on a weekend
Offroad work will be allowed but only to the extent that NO impact will be caused to the highway users.
During any suspension of work, the Utility shall make passable and shall open to traffic such portions of the
project and temporary roadways or portions thereof as may be directed by the TDOT Project Engineer for the
temporary accommodation of necessary traffic during the anticipated period of suspension. Thereafter, and
until issuance of an order for the resumption of construction operations, the maintenance of the temporary
route or line of travel will be by the Utility. When work is resumed, the Utility will replace or renew any work
or materials lost or damaged because of such temporary use of the project; shall remove, to the extent
directed by the TDOT Project Engineer, any work or materials used in the temporary maintenance, and shall
complete the project in every respect as though its prosecution had been continuous.
TDOT Utility Office Maintenance of Traffic Procedures.
STATE OF TENNESSEE
DEPARTMENT OF TRANSPORTATION
NASHVILLE, TN 37243-0360
JOHN C. SCHROER BILL HASLAM
COMMISSIONER GOVERNOR
Begin Work Authorization Date: 5/24/2011
JOE SHAW
TENNESSEE DEPARTMENT OF TRANSPORTATION Power
SUITE 600, JAMES K. POLK BUILDING
NASHVILLE, TN 37243
PROJECT#/S: XXXXX-XXXX-XX COUNTY/S: WILSON
FEDERAL: XX-XXX-XXX(XX) PIN #: 123456.00
DESCRIPTION: SAMPLE ROADWAY PROJECT TYPE: 54-5-804 MOVE-IN STATE CONTRACT
Please refer to the above captioned project number on all correspondence concerning utility relocation.
Dear Mr. Joe Shaw,
This is to notify you to proceed with adjustment of facilities as shown on the enclosed, approved utility relocation plan for the above
mentioned project. On the basis of this notice, you should proceed on this project as follows:
A) If contract is to relocate facilities PRIOR to the State Roadway contract, then:
1. Proceed in ordering materials and/or begin work IMMEDIATELY in order to clear the roadway for the construction of this
project at the earliest possible date.
2. Submit the Certification Contract Obligation form (TDOT Form 2004-16, Sheets 7.1 & 7.2) to the Project Engineer listed below
for the completion of the utility relocation to maintain eligibility for reimbursement prior to the date specified on the contract.
3. All State right-of-way may not be available as of this date. Utility needs to verify with this office if a specific tract is available
before beginning construction if the schedule depends on access.
B) If contract is to relocate facilities IN the State Roadway contract, then please proceed in ordering any Owner Furnished materials
that will be supplied for the relocation of your facilities for the above mentioned project.
This project is currently scheduled for letting: 06/12/2012
You will be advised after the Letting Date of a Time and Location for the pre-construction conference.
Whether relocation is to be done IN the State Contract or PRIOR TO, the following information applies:
1. Billing is to be made in accordance with the provisions of 23 CFR 645A of the Federal Aid Policy Guide. Any charges billed by
the utility that cannot be certified by the Regional Project Engineer’s records cannot be reimbursed.
2. Utility will be responsible for its own erosion control, clearing and grubbing and staking. The Utility is responsible for acquiring
the TDEC Notice of Coverage (NOC) necessary for the work performed by the Utility.
3. All employees of this Department assigned to this project will be acting solely for highway construction purposes and shall not
be held responsible for the location of utility facilities.
4. Three (3) days prior to the day that construction work is to be performed, the Utility must notify the Regional Project Engineer
of the date the work is expected to begin to arrange for inspection and staking before doing actual work on the highway Right-
of-way.
5. In accordance with TCA 54-5-854(h)(3) the Utility will submit monthly progress reports to the Project Engineer.
PROJECT ENGINEER: David Reddon TELEPHONE: (615) 350-4382 x
ADDRESS: 6601 Centennial Blvd., 3
rd
Floor, Nashville, TN 37243-0360
Sincerely,

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GSP TDOT Utility Presentation

  • 1. Tennessee Department of Transportation Utility Relocation Requirements Rick Yeager, Presenter
  • 2. 1 STATE OF TENNESSEE DEPARTMENT OF TRANSPORTATION NASHVILLE, TN 37243-0360 JOHN C. SCHROER BILL HASLAM COMMISSIONER GOVERNOR Engineering Authorization Date: 5/24/2011 Federal Funds: 3/15/2011 JOE SHAW TENNESSEE DEPARTMENT OF TRANSPORTATION Power SUITE 600, JAMES K. POLK BUILDING NASHVILLE, TN 37243 Project Eligible For PROJECT#/S: XXXXX-XXXX-XX COUNTY/S: WILSON Chapter 86 FEDERAL: XX-XXX-XXX(XX) PIN #: 123456.00 Reimbursement: DESCRIPTION: SAMPLE ROADWAY PROJECT YES X NO Please refer to the above captioned project number on all correspondence concerning utility relocation. Dear Mr. Joe Shaw, This letter will serve as authority for the Utility to proceed with ALL engineering that is necessary to prepare plans, schedule of working days, and estimates of cost for the adjustment of your facilities which may be in conflict with this project. This is done in accordance with the provisions of TCA 54-5-854. If a consultant is needed, see paragraph “A” on page 2. Consultant package must be submitted and approved by this office before consultant engineering will be eligible for reimbursement. Estimates of cost prepared in response to this authorization are confidential and shall not be released or made available to anyone other than the Utility, the approved consultant, and TDOT. Reimbursement will be in accordance with TCA 54-5-804 and as amended by Public Chapter No. 86 of the Public Acts of 2003. The cost of any work done prior to the authorization date of this letter will not be eligible for reimbursement. This notice is not to be construed as authority to actually relocate any of your facilities. Any relocation work done prior to written approval from the State Utility Coordinator will not be eligible for reimbursement. This project is currently scheduled for letting: 06/12/2012 To be eligible for reimbursement, if the project is qualified for Chapter 86 reimbursement as noted above, the Utility MUST submit to this office for Location Approval by the revised due date (A): 10/14/2011 1) (5) half-sized, color coded relocation plans. 2) Completed TDOT Form 2004-16, including signed Schedule of Working Days and Chapter 86 Eligibility. 3) Utility declaration for reimbursement. In addition, to be eligible for inclusion of the utility relocation work in the State Construction contract, the following must be submitted by due date (B): 04/01/2012 1) PDF files of detailed Utility relocation plans. 2) PDF file of detailed Utility Specifications. 3) Completed Utility Item Spreadsheet in Excel format, including estimated construction costs. 4) Completed Utility individual permit sketches, if required. The following will be provided to assist you in responding to the Department request: SA M PLE TDOT Cover Letter for Utility Relocation
  • 3. 2 Consultant Engineering Approval Requirements IfaUtilitywishestouseaConsultantforengineeringservices, the following information must be submitted to TDOT for approval before work can begin to prepare any submittals for relocation on a project. TheinformationthatneedstobesubmittedtoTDOTforapproval of a Consultant is as follows: • Certification of Consultant and Memorandum of Understanding (TDOT Form 2011-13) • Letter from Utility requesting approval of Consulting services • Estimate of Engineering Cost (TDOT Form 2013-16, page 1.1, shown on later slides) • Consultant Scope of Work • If a consultant is requesting Engineering fees based on a“continuing contract”, then a copy of the Continuing Contract between Utility and Consultant must be used.
  • 4. 3 Consultant Engineering Approval Requirements Reimbursement for Fees ** Any work done by a Consultant Engineer prior to written approval from TDOT will NOT be eligible for reimbursement. ** Reimbursement will be limited to the Engineering Estimate of Cost maximum ceiling amount. If the Engineer finds that it is necessary to increase their fees, the Utility shall make a written request to the State for the fee increase, along with reasoning for the overrun,whichwillhavetobeapprovedbyTDOTpriortoincurringanyadditionalcosts.No increase shall be binding upon the State unless written prior approval is given by the State.
  • 5. 4 CAD File Access Requirements UtilityorConsultantmustfilloutaCADDFilesDisclaimer(TDOT Form 2011-14) in order to gain access to the electronic utility relocation files from TDOT. Once the form has been submitted and received byTDOT, then they will release access to the electronic files for use by the Utility or Consultant.
  • 7. 6 “A”Date Submittal Requirements When a Utility or Consultant is submitting an“A”date package for relocation, the submittal needs to consist of the following: • (1) set of color-coded Utility Marked Relocation Plans in pdf format »» red-new »» green-remove »» orange-existing to remain »» blue-temporary • Utility Engineering and Relocation Estimate (TDOT Form 2013-16, shown on later slides) • Declaration of Scheduled Calendar Days (TDOT Form 2013-16, page 6.1, shown on later slides) • Utility“Declaration for Reimbursement”letter
  • 8. 7 “B”Date Submittal Requirements When a Utility or Consultant is submitting a“B”date package for relocation, the submittal needs to consist of the following: • (1) Printed copy of completed Master Consultant Excel Spreadsheet (MCES) (including Item Numbers, Descriptions, Units, and Per Unit Labor and Material Costs) • (1) Electronic copy of detailed Relocation Plans stamped and signed (Black and White) (pdf format) • (1) Electronic copy of color-coded relocation plans (pdf format) • (1) Electronic copy of Construction Specifications (pdf format) • (1) Electronic copy of Master Consultant Excel Spreadsheet (MCES) (Excel format) • (1) Electronic copy of CAD files of utility relocation (dgn format) • All electronic files are to be burned to a CD and submitted along with the printed copies of the required materials.
  • 9. TDOT Form 2013-16 (Utility Engineering and Relocation Estimate)
  • 10. 9 TDOT Form 2013-16 The TDOT Form 2013-16 for Utility Relocation can be very over- whelming at first glance. The 2013-16 Form is made up of (10) different pages, and is filled out in Excel format. These pages are filled out and submitted to TDOT as part of the “A”date package for Utility Relocation. The sheets are labeled as follows: Cover Sheet- Project, Utility and Consultant Information Sheet 1.1 - Estimate of Engineering Cost (Consultant and In-House) Sheet 2.1 - Labor, Materials, Salvage and Betterment (Installation and Removal) Sheet 3.1 - Easement Acquisition and Inspection Costs Sheet 4.1 - Utility Relocation Estimate Summary Sheet 4.2 - Chapter 86 Certification Sheet 5.1 - Move Prior Certification Obligation Sheet 5.2 - Certification Exceptions Sheet 6.1 - Declaration of Scheduled Calendar Days Sheet 6.2 - Maintenance of Traffic Procedures
  • 11. 10 TDOT Form 2013-16 How to submit TDOT Form 2013-16 This form must be completed in its entirety and submitted along with one full-size pdf set of color-coded plans to satisfy the “A” date submittal for TDOT to be considered for Chapter 86 Reimbursement (if applicable). The form is “protected”, so please do not attempt to “unpro- tect” the spreadsheet when filling out the required information. If there are any questions concerning the information required in the spreadsheet, please contact the TDOT Utility Representative for the region in which the project is located (found on the Utility’s Notification letter for project).
  • 12. 11 Cover Sheet Sheet 1.1 Sheet 2.1 Sheet 3.1 Sheet 4.1 Sheet 4.2 Sheet 5.1 Sheet 5.2 Sheet 6.1 Sheet 6.2 AllinformationontheCoverSheet istobefilledoutbytheUtilityand/ or Consultant. Pleasebesuretocompletethissheet in it’s entirety as the information that is entered will carry through the entire 2013-16 Workbook. Cover Sheet Utility Name: Utility Address: City, State: Zip Code: Phone: Contact Name: Email: Consultant Name: Consultant Address: Zip Code: Phone: Contact Name: Email: Project Description: Federal Project No.: State Project No.: County(ies): October 2013 TDOT PROJECT INFORMATION CONSULTANT INFORMATION UTILITY ENGINEERING AND RELOCATION ESTIMATE UTILITY INFORMATION
  • 13. 12 Cover Sheet Sheet 1.1 Sheet 2.1 Sheet 3.1 Sheet 4.1 Sheet 4.2 Sheet 5.1 Sheet 5.2 Sheet 6.1 Sheet 6.2 ConsultantEstimateofEngineering Costcanbefilledoutoneoftwoways, using either Standard Consulting or Continuing Contract. If there is no continuing contract between the Utility and the Consultant for Engineering services, check the “standard contract” box. If using a consultant that has an existing continuing contract, then check the“continuing contract”box. The same information applies that is in the In-House Estimate of EngineeringCost,fortheexception of a line item for Profit. Therefore, the completion of both forms are very similar. Estimate of Engineering Cost TDOT Project Number(s): Utility Name & Address: Consultant Name & Address: Place an "X" in the appropriate box: Standard Contract Continuing Contract (attach copy of Contract for TDOT verification) I. ENGINEERING SERVICES Classification Rate/Hr Hours Total Hours Total Hours Total Principal -$ -$ -$ -$ Project Manager -$ -$ -$ -$ Design Engineer -$ -$ -$ -$ Designer / Senior Designer -$ -$ -$ -$ Techician / Draftsperson -$ -$ -$ -$ Administrative -$ -$ -$ -$ Field Inspector -$ -$ -$ -$ Licensed Surveyor -$ -$ -$ -$ Rod Person -$ -$ -$ -$ -$ -$ -$ -$ 0 -$ 0 -$ 0 -$ II. REIMBURSABLE EXPENSES Cost/Unit Quantity Total Quantity Total Quantity Total Transportation / Mile: 0.47$ X = -$ -$ = -$ Meals / Day: -$ X = -$ -$ = -$ Lodging / Day: -$ X = -$ -$ = -$ Printing / Shipping: Other (Specify): Other (Specify): Total Reimbursable Expenses -$ -$ -$ Indirect/Overhead Rate (not to exceed 145%): 0.00% -$ 0.00% -$ 0.00% -$ Allowable Rate (Maximum of 13%): 0.00% -$ 0.00% -$ 0.00% -$ TOTAL ENGINEERING / SURVEY COST: Standard Consultant: (I+II+III+IV) = -$ Private: -$ Private: -$ Continuing Contract: (I+II) = -$ Public: -$ Public: -$ Standard Consultant: -$ Continuing Contract: -$ I. ENGINEERING SERVICES Classification Rate/Hr Hours Total Hours Total Hours Total Project Manager -$ -$ -$ -$ Engineer -$ -$ -$ -$ Draftperson -$ -$ -$ -$ Administrative -$ -$ -$ -$ Field Inspector -$ -$ -$ -$ Licensed Surveyor -$ -$ -$ -$ Rod Person -$ -$ -$ -$ -$ -$ -$ -$ 0 -$ 0 -$ 0 -$ II. REIMBURSABLE EXPENSES Cost/Unit Quantity Total Quantity Total Quantity Total Transportation / Mile: 0.47$ X = -$ -$ = -$ Meals / Day: -$ X = -$ -$ = -$ Lodging / Day: -$ X = -$ -$ = -$ Printing / Shipping: Other (Specify): Other (Specify): Total Reimbursable Expenses -$ -$ -$ Indirect/Overhead Rate (not to exceed 145%): 0.00% -$ 0.00% -$ 0.00% -$ -$ Private: -$ Public: -$ Revision 10-25-2013 TDOT Utility Form 2013-16 Sheet 1.1 0 0 TOTAL ENGINEERING COST: TOTAL INSPECTION COST: ESTIMATE OF ENGINEERING COST CONSULTANT ENGINEERING ESTIMATE IN-HOUSE ENGINEERING ESTIMATE III. INDIRECT / OVERHEAD EXPENSES PRE-CONSTRUCTION/CONSTRUCTION FIELD SURVEYING CONSTRUCTION INSPECTION Total Engineering Services County(ies): TOTAL COST (Engineering and Inspection) (Expenses for Sections III and IV only apply to Consultant Engineering Services without a Continuing Contract agreement with the Utility) INSPECTION (Standard) INSPECTION (Continuing) Total Engineering Services CONSTRUCTION INSPECTIONFIELD SURVEYINGPRE-CONSTRUCTION/CONSRUCTION IV. PROFIT: (2.35x(1,2,3)x ALLOWABLE RATE) III. INDIRECT / OVERHEAD EXPENSES
  • 14. 13 TDOT Project Number(s): Utility Name & Address: Consultant Name & Address: Place an "X" in the appropriate box: Standard Contract Continuing Contract (attach copy of Contract for TDOT verification) I. ENGINEERING SERVICES Classification Rate/Hr Hours Total Hours Total Hours Total Principal -$ - $ - $ - $ Project Manager -$ - $ - $ - $ Design Engineer -$ - $ - $ - $ Designer / Senior Designer -$ - $ - $ - $ Techician / Draftsperson -$ - $ - $ - $ Administrative -$ - $ - $ - $ Field Inspector -$ - $ - $ - $ Licensed Surveyor -$ - $ - $ - $ Rod Person -$ - $ - $ - $ -$ - $ - $ - $ 0 - $ 0 - $ 0 - $ II. REIMBURSABLE EXPENSES Cost/Unit Quantity Total Quantity Total Quantity Total Transportation / Mile: 0.47 $ X = - $ - $ = - $ Meals / Day: -$ X = - $ - $ = - $ Lodging / Day: -$ X = - $ - $ = - $ Printing / Shipping: Other (Specify): Other (Specify): Total Reimbursable Expenses - $ - $ - $ Indirect/Overhead Rate (not to exceed 145%): 0.00% - $ 0.00% - $ 0.00% - $ Allowable Rate (Maximum of 13%): 0.00% - $ 0.00% - $ 0.00% - $ TOTAL ENGINEERING / SURVEY COST: Standard Consultant: (I+II+III+IV) = - $ Private: - $ Private: - $ Continuing Contract: (I+II) = - $ Public: - $ Public: - $ Standard Consultant: - $ Continuing Contract: - $ I. ENGINEERING SERVICES Classification Rate/Hr Hours Total Hours Total Hours Total Project Manager -$ - $ - $ - $ Engineer -$ - $ - $ - $ Draftperson -$ - $ - $ - $ Administrative -$ - $ - $ - $ Field Inspector -$ - $ - $ - $ -$ - $ - $ - $ - $ - $ - $ - - $ - $ - 0 - $ 0 0 ESTIMATE OF ENGINEERING COST CONSULTANT ENGINEERING ESTIMATE IN-HOUSE ENGINEERING ESTIMATE PRE-CONSTRUCTION/CONSTRUCTION FIELD SURVEYING CONSTRUCTION INSPECTION County(ies): TOTAL COST (Engineering and Inspection) (Expenses for Sections III and IV only apply to Consultant Engineering Services without a Continuing Contract agreement with the Utility) INSPECTION (Standard) INSPECTION (Continuing) Total Engineering Services CONSTRUCTION INSPECTION FIELD SURVEYING PRE-CONSTRUCTION/CONSRUCTION IV. PROFIT: (2.35x(1,2,3)x ALLOWABLE RATE) III. INDIRECT / OVERHEAD EXPENSES Engineering: Include rate and hours for the positions that will be utilized for theprojectinAreaI(ifapplicable). Pre-ConstructionEngineering willbeanyengineeringneededPRIORtotheletting. Construction Engineering will be any engineering potentially needed during the construction of the project. Surveying: Most survey work is done by TDOT. If there will be additional surveying needed for relocation, input that information. Construction Inspection: IncludehoursthatwillberequiredtoprovideaResidentProject Representativeon-siteduringconstructionasrequiredbyTDOT. Estimate of Engineering CostCover Sheet Sheet 1.1 Sheet 2.1 Sheet 3.1 Sheet 4.1 Sheet 4.2 Sheet 5.1 Sheet 5.2 Sheet 6.1 Sheet 6.2
  • 15. 14 TDOT Project Number(s): Utility Name & Address: Consultant Name & Address: Place an "X" in the appropriate box: Standard Contract Continuing Contract (attach copy of Contract for TDOT verification) I. ENGINEERING SERVICES Classification Rate/Hr Hours Total Hours Total Hours Total Principal -$ - $ - $ - $ Project Manager -$ - $ - $ - $ Design Engineer -$ - $ - $ - $ Designer / Senior Designer -$ - $ - $ - $ Techician / Draftsperson -$ - $ - $ - $ Administrative -$ - $ - $ - $ Field Inspector -$ - $ - $ - $ Licensed Surveyor -$ - $ - $ - $ Rod Person -$ - $ - $ - $ -$ - $ - $ - $ 0 - $ 0 - $ 0 - $ II. REIMBURSABLE EXPENSES Cost/Unit Quantity Total Quantity Total Quantity Total Transportation / Mile: 0.47 $ X = - $ - $ = - $ Meals / Day: -$ X = - $ - $ = - $ Lodging / Day: -$ X = - $ - $ = - $ Printing / Shipping: Other (Specify): Other (Specify): Total Reimbursable Expenses - $ - $ - $ Indirect/Overhead Rate (not to exceed 145%): 0.00% - $ 0.00% - $ 0.00% - $ Allowable Rate (Maximum of 13%): 0.00% - $ 0.00% - $ 0.00% - $ TOTAL ENGINEERING / SURVEY COST: Standard Consultant: (I+II+III+IV) = - $ Private: - $ Private: - $ Continuing Contract: (I+II) = - $ Public: - $ Public: - $ Standard Consultant: - $ Continuing Contract: - $ I. ENGINEERING SERVICES Classification Rate/Hr Hours Total Hours Total Hours Total Project Manager -$ - $ - $ - $ Engineer -$ - $ - $ - $ Draftperson -$ - $ - $ - $ Administrative -$ - $ - $ - $ Field Inspector -$ - $ - $ - $ -$ - $ - $ - $ - $ - $ - $ - - $ - $ - 0 - $ 0 0 ESTIMATE OF ENGINEERING COST CONSULTANT ENGINEERING ESTIMATE IN-HOUSE ENGINEERING ESTIMATE PRE-CONSTRUCTION/CONSTRUCTION FIELD SURVEYING CONSTRUCTION INSPECTION County(ies): TOTAL COST (Engineering and Inspection) (Expenses for Sections III and IV only apply to Consultant Engineering Services without a Continuing Contract agreement with the Utility) INSPECTION (Standard) INSPECTION (Continuing) Total Engineering Services CONSTRUCTION INSPECTION FIELD SURVEYING PRE-CONSTRUCTION/CONSRUCTION IV. PROFIT: (2.35x(1,2,3)x ALLOWABLE RATE) III. INDIRECT / OVERHEAD EXPENSES Other Expenses: List all other expenses in this area. TDOT has standard “reim- bursable rates” for mileage and lodging, so check with them beforeassigninganamountintheseareas.Iflistinganexpense next to“Other”, please include a description of this expense or it may not be approved for reimbursement. Indirect/Overhead Expenses: The appropriate rate should be calculated internally. Total Engineering Cost: The total engineering cost will fill itself out based on the infor- mation provided in areas I through IV of the sheet, no input is necessary in this section. Estimate of Engineering CostCover Sheet Sheet 1.1 Sheet 2.1 Sheet 3.1 Sheet 4.1 Sheet 4.2 Sheet 5.1 Sheet 5.2 Sheet 6.1 Sheet 6.2
  • 16. 15 TDOT Project Number(s): Utility Name & Address: Consultant Name & Address: Place an "X" in the appropriate box: Standard Contract Continuing Contract (attach copy of Contract for TDOT verification) I. ENGINEERING SERVICES Classification Rate/Hr Hours Total Hours Total Hours Total Principal -$ - $ - $ - $ Project Manager -$ - $ - $ - $ Design Engineer -$ - $ - $ - $ Designer / Senior Designer -$ - $ - $ - $ Techician / Draftsperson -$ - $ - $ - $ Administrative -$ - $ - $ - $ Field Inspector -$ - $ - $ - $ Licensed Surveyor -$ - $ - $ - $ Rod Person -$ - $ - $ - $ -$ - $ - $ - $ 0 - $ 0 - $ 0 - $ II. REIMBURSABLE EXPENSES Cost/Unit Quantity Total Quantity Total Quantity Total Transportation / Mile: 0.47 $ X = - $ - $ = - $ Meals / Day: -$ X = - $ - $ = - $ Lodging / Day: -$ X = - $ - $ = - $ Printing / Shipping: Other (Specify): Other (Specify): Total Reimbursable Expenses - $ - $ - $ Indirect/Overhead Rate (not to exceed 145%): 0.00% - $ 0.00% - $ 0.00% - $ Allowable Rate (Maximum of 13%): 0.00% - $ 0.00% - $ 0.00% - $ TOTAL ENGINEERING / SURVEY COST: Standard Consultant: (I+II+III+IV) = - $ Private: - $ Private: - $ Continuing Contract: (I+II) = - $ Public: - $ Public: - $ Standard Consultant: - $ Continuing Contract: - $ I. ENGINEERING SERVICES Classification Rate/Hr Hours Total Hours Total Hours Total Project Manager -$ - $ - $ - $ Engineer -$ - $ - $ - $ Draftperson -$ - $ - $ - $ Administrative -$ - $ - $ - $ Field Inspector -$ - $ - $ - $ -$ - $ - $ - $ - $ - $ - $ - - $ - $ - 0 - $ 0 0 ESTIMATE OF ENGINEERING COST CONSULTANT ENGINEERING ESTIMATE IN-HOUSE ENGINEERING ESTIMATE PRE-CONSTRUCTION/CONSTRUCTION FIELD SURVEYING CONSTRUCTION INSPECTION County(ies): TOTAL COST (Engineering and Inspection) (Expenses for Sections III and IV only apply to Consultant Engineering Services without a Continuing Contract agreement with the Utility) INSPECTION (Standard) INSPECTION (Continuing) Total Engineering Services CONSTRUCTION INSPECTION FIELD SURVEYING PRE-CONSTRUCTION/CONSRUCTION IV. PROFIT: (2.35x(1,2,3)x ALLOWABLE RATE) III. INDIRECT / OVERHEAD EXPENSES Total Inspection Cost: Inspection costs are reimbursed on a“private/public”percent- ages. Utilities will only be reimbursed for inspection services for areas of their facilities that are currently on Private ROW. The Total Inspection Cost cells will not be filled in until the percentageofPrivateandPublicarecalculatedonSheet4.1. Estimate of Engineering CostCover Sheet Sheet 1.1 Sheet 2.1 Sheet 3.1 Sheet 4.1 Sheet 4.2 Sheet 5.1 Sheet 5.2 Sheet 6.1 Sheet 6.2
  • 17. 16 Labor, Materials, Salvage and Betterment Removal - Labor, Materials and SalvageCover Sheet Sheet 1.1 Sheet 2.1 Sheet 3.1 Sheet 4.1 Sheet 4.2 Sheet 5.1 Sheet 5.2 Sheet 6.1 Sheet 6.2 EQUIPMENT COST INCLUDED WITH INSTALLATION COST TDOT Item No. Item Description Qty Unit Cost Extended Unit Cost Extended -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ TOTAL INSTALLATION COSTS -$ -$ -$ -$ -$ -$       TDOT Item No. Item Description Qty Unit Cost Extended Unit Cost Extended Clearing & Grubbing: -$ -$ -$ Traffic Control: -$ -$ -$ Erosion Control: -$ -$ -$ -$ -$ TOTAL SITE COST -$ -$ -$  -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ TOTAL REMOVAL COSTS -$ -$ -$ -$ -$     Revision 10-25-2013 TDOT Utility Form 2013-16 Sheet 2.1 Salvage Value: If scrapped material is saleable, the estimated sale value must be shown as a credit. If no net value, must footnote that the item has no value. Percentage: Salvage Value to be established by using "Salvage Value Percentage" calculation. INSTALLATION LABOR AND MATERIALS; BETTERMENT; MATERIALS PROVIDED TO THE STATE REMOVAL LABOR; SALVAGE AND NON-USABLE (JUNKED) MATERIALS (Move Prior Only) Labor Material BETTERMENT SITE COSTS LABOR In House Cost Contract (Bid/Continuing) MATERIAL Unit Cost In House Cost LABOR Provided to State Install Extended MATERIAL Salvage / Reused Contract (Bid/Continuing) Junked / Scrapped Removal of Labor and Materials should reflect an “estimated” value for the removal of the existing facilities on the project. Items are to be listed according to the Standard Utility Item Numbers as provided by TDOT. The Standard Utility Item Numbers can be found on TDOT’s website.
  • 18. 17 EQUIPMENT COST INCLUDED WITH INSTALLATION COST TDOT Item No. Item Description Qty Unit Cost Extended Unit Cost Extended - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ TOTAL INSTALLATION COSTS - $ - $ - $ - $ - $ - $       TDOT Item No. Item Description Qty Unit Cost Extended Unit Cost Extended Clearing & Grubbing: - $ - $ - $ Traffic Control: - $ - $ - $ Erosion Control: - $ - $ - $ - $ - $ TOTAL SITE COST - $ - $ - $  - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ TOTAL REMOVAL COSTS - $ - $ - $ - $ - $     Revision 10-25-2013 TDOT Utility Form 2013-16 Sheet 2.1 Salvage Value: If scrapped material is saleable, the estimated sale value must be shown as a credit. If no net value, must footnote that the item has no value. Percentage: Salvage Value to be established by using "Salvage Value Percentage" calculation. INSTALLATION LABOR AND MATERIALS; BETTERMENT; MATERIALS PROVIDED TO THE STATE REMOVAL LABOR; SALVAGE AND NON-USABLE (JUNKED) MATERIALS (Move Prior Only) Labor Material BETTERMENT SITE COSTS LABOR  In House Cost Contract (Bid/Continuing) MATERIAL Unit Cost  In House Cost LABOR Provided to State Install Extended MATERIAL Salvage / Reused Contract (Bid/Continuing) Junked / Scrapped Labor, Materials, Salvage and Betterment Removal - Labor, Materials and Salvage Labor: Labor Unit Prices should include all equipment needed to remove the facilities for the project. If the relocation is being done “prior to” the letting, the units can be listed under either “In House” or “Continuing”. If the relocation is being done as part of the roadway contract, then the unit will be listed under“Bid Contract”. Cover Sheet Sheet 1.1 Sheet 2.1 Sheet 3.1 Sheet 4.1 Sheet 4.2 Sheet 5.1 Sheet 5.2 Sheet 6.1 Sheet 6.2
  • 19. 18 EQUIPMENT COST INCLUDED WITH INSTALLATION COST TDOT Item No. Item Description Qty Unit Cost Extended Unit Cost Extended - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ TOTAL INSTALLATION COSTS - $ - $ - $ - $ - $ - $       TDOT Item No. Item Description Qty Unit Cost Extended Unit Cost Extended Clearing & Grubbing: - $ - $ - $ Traffic Control: - $ - $ - $ Erosion Control: - $ - $ - $ - $ - $ TOTAL SITE COST - $ - $ - $  - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ TOTAL REMOVAL COSTS - $ - $ - $ - $ - $     Revision 10-25-2013 TDOT Utility Form 2013-16 Sheet 2.1 Salvage Value: If scrapped material is saleable, the estimated sale value must be shown as a credit. If no net value, must footnote that the item has no value. Percentage: Salvage Value to be established by using "Salvage Value Percentage" calculation. INSTALLATION LABOR AND MATERIALS; BETTERMENT; MATERIALS PROVIDED TO THE STATE REMOVAL LABOR; SALVAGE AND NON-USABLE (JUNKED) MATERIALS (Move Prior Only) Labor Material BETTERMENT SITE COSTS LABOR  In House Cost Contract (Bid/Continuing) MATERIAL Unit Cost  In House Cost LABOR Provided to State Install Extended MATERIAL Salvage / Reused Contract (Bid/Continuing) Junked / Scrapped Material: Material Unit prices should include all existing material on the unit that is being listed. Salvage Material: Any materials that are going to be salvaged from the Utility need to be assigned a value. TDOT will not reimburse a util- ity for materials that can be re-used by the utility for their facilities. Labor, Materials, Salvage and Betterment Removal - Labor, Materials and SalvageCover Sheet Sheet 1.1 Sheet 2.1 Sheet 3.1 Sheet 4.1 Sheet 4.2 Sheet 5.1 Sheet 5.2 Sheet 6.1 Sheet 6.2
  • 20. 19 EQUIPMENT COST INCLUDED WITH INSTALLATION COST TDOT Item No. Item Description Qty Unit Cost Extended Unit Cost Extended - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ TOTAL INSTALLATION COSTS - $ - $ - $ - $ - $ - $       TDOT Item No. Item Description Qty Unit Cost Extended Unit Cost Extended Clearing & Grubbing: - $ - $ - $ Traffic Control: - $ - $ - $ Erosion Control: - $ - $ - $ - $ - $ TOTAL SITE COST - $ - $ - $  - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ TOTAL REMOVAL COSTS - $ - $ - $ - $ - $     Revision 10-25-2013 TDOT Utility Form 2013-16 Sheet 2.1 Salvage Value: If scrapped material is saleable, the estimated sale value must be shown as a credit. If no net value, must footnote that the item has no value. Percentage: Salvage Value to be established by using "Salvage Value Percentage" calculation. INSTALLATION LABOR AND MATERIALS; BETTERMENT; MATERIALS PROVIDED TO THE STATE REMOVAL LABOR; SALVAGE AND NON-USABLE (JUNKED) MATERIALS (Move Prior Only) Labor Material BETTERMENT SITE COSTS LABOR  In House Cost Contract (Bid/Continuing) MATERIAL Unit Cost  In House Cost LABOR Provided to State Install Extended MATERIAL Salvage / Reused Contract (Bid/Continuing) Junked / Scrapped Installation Labor and Materials should reflect an “estimated” valuefortheinstallationofthenewfacilitiesthatwillberequired on the project. Remember:Notewhetherequipmentisbeinglistedseparately and not being included in the installation labor unit pricing, or if it is to be included in the unit price for installation, by check- ing the appropriate box in the upper left corner of the sheet. Material: Material Unit prices should include all materials necessary to install the unit that is being listed in it’s entirety. If a utility is providing some or all of the materials, list those costs under “provided to state”. Installation - Labor, Material and BettermentCover Sheet Sheet 1.1 Sheet 2.1 Sheet 3.1 Sheet 4.1 Sheet 4.2 Sheet 5.1 Sheet 5.2 Sheet 6.1 Sheet 6.2
  • 21. 20 EQUIPMENT COST INCLUDED WITH INSTALLATION COST TDOT Item No. Item Description Qty Unit Cost Extended Unit Cost Extended - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ TOTAL INSTALLATION COSTS - $ - $ - $ - $ - $ - $       TDOT Item No. Item Description Qty Unit Cost Extended Unit Cost Extended Clearing & Grubbing: - $ - $ - $ Traffic Control: - $ - $ - $ Erosion Control: - $ - $ - $ - $ - $ TOTAL SITE COST - $ - $ - $  - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ TOTAL REMOVAL COSTS - $ - $ - $ - $ - $     Revision 10-25-2013 TDOT Utility Form 2013-16 Sheet 2.1 Salvage Value: If scrapped material is saleable, the estimated sale value must be shown as a credit. If no net value, must footnote that the item has no value. Percentage: Salvage Value to be established by using "Salvage Value Percentage" calculation. INSTALLATION LABOR AND MATERIALS; BETTERMENT; MATERIALS PROVIDED TO THE STATE REMOVAL LABOR; SALVAGE AND NON-USABLE (JUNKED) MATERIALS (Move Prior Only) Labor Material BETTERMENT SITE COSTS LABOR  In House Cost Contract (Bid/Continuing) MATERIAL Unit Cost  In House Cost LABOR Provided to State Install Extended MATERIAL Salvage / Reused Contract (Bid/Continuing) Junked / Scrapped Betterment: If a utility is considering“upgrading”their existing facilities, the difference in what is existing on their facilities versus what they want to install is considered“betterment”. The values for this difference (in both labor and material costs) need to be noted in the Betterment column of the sheet. TDOT will reimburse utilitiesfor“inkind”replacementoftheirfacilities. Anything that the utility wished to install that will improve their system will need to be listed as betterment. Installation - Labor, Material and BettermentCover Sheet Sheet 1.1 Sheet 2.1 Sheet 3.1 Sheet 4.1 Sheet 4.2 Sheet 5.1 Sheet 5.2 Sheet 6.1 Sheet 6.2
  • 22. 21 Replacement Easement Acquisition: For areas of relocation that fall outside public ROW, the utility is required to acquire the ROW necessary to relocate their facilities. In order for the utility to get reimbursed for these purchases, the information in this section needs to be filled out. Easement Acquisition and Inspection CostsCover Sheet Sheet 1.1 Sheet 2.1 Sheet 3.1 Sheet 4.1 Sheet 4.2 Sheet 5.1 Sheet 5.2 Sheet 6.1 Sheet 6.2 EXISTING EASEMENT (SF) PROPOSED EASEMENT (SF) SURVEY & ENGINEERING COST ATTORNEYS FEES RECORDING & OFFICE COST EASEMENT COST SHEET SUBTOTAL COST -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ Total Easement Acquisition Expenses TOTAL -$  STANDARD CONTINUING STANDARD CONTINUING $ - $ - -$ -$ -$ -$ -$ NO - the utility will not seek reimbursement of eligible inspection expenses (PRIVATE) incurred in accordance with TCA 54-5-804 (a)(3) YES - the utility will seek reimbursement of eligible inspection expenses (PRIVATE) incurred in accordance with TCA 54-5-804 (a)(3) -$ Replacement Easement Acquisition Expenses INSPECTION COSTS (PUBLIC) CONSULTANT IN-HOUSE IN-HOUSE Attached Additional Sheets: Y / N SHEET NUMBER CONSULTANT INSPECTION COSTS (PRIVATE)
  • 23. 22 EXISTING EASEMENT (SF) PROPOSED EASEMENT (SF) SURVEY & ENGINEERING COST ATTORNEYS FEES RECORDING & OFFICE COST EASEMENT COST SHEET SUBTOTAL COST - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ Total Easement Acquisition Expenses TOTAL - $  STANDARD CONTINUING STANDARD CONTINUING $ - $ - - $ - $ - $ - $ - $ NO - the utility will not seek reimbursement of eligible inspection expenses (PRIVATE) incurred in accordance with TCA 54-5-804 (a)(3) YES - the utility will seek reimbursement of eligible inspection expenses (PRIVATE) incurred in accordance with TCA 54-5-804 (a)(3) - $ Replacement Easement Acquisition Expenses INSPECTION COSTS (PUBLIC) CONSULTANT IN-HOUSE IN-HOUSE Attached Additional Sheets: Y / N SHEET NUMBER CONSULTANT INSPECTION COSTS (PRIVATE) Inspection Cost: The costs associated with Inspection Services will be calculated fromSheet1.1. However,theutilitywillneedtochecktheappro- priate box on whether or not they are seeking reimbursement for any eligible inspection expenses. Inspection Costs on PRIVATE ROW are reimbursable under Chapter 86, so Utilities need to ensure that they pay close attention to whether or not their existing facilities fall on existing PRIVATE ROW. Easement Acquisition and Inspection CostsCover Sheet Sheet 1.1 Sheet 2.1 Sheet 3.1 Sheet 4.1 Sheet 4.2 Sheet 5.1 Sheet 5.2 Sheet 6.1 Sheet 6.2
  • 24. 23 The Utility Relocation Estimate Summary, will be filled in as the first (4) sheets of the spreadsheet are completed. However, there are additional areas of this sheet that will need to be completed. Contact Information: Contact information listed here will be automatically filled in with the information provided on the Cover Sheet. Utility Relocation Estimate SummaryCover Sheet Sheet 1.1 Sheet 2.1 Sheet 3.1 Sheet 4.1 Sheet 4.2 Sheet 5.1 Sheet 5.2 Sheet 6.1 Sheet 6.2 Project No: County: Date: Primary Contact: E-mail: Phone: Secondary Contact: RG Approval and Date: E-mail: Phone: Utility Name: Consult Appr. Date: / / Address: Amount Approved: -$ City, State: Zip: 0 HQ Approval and Date: Percent On Private: 0% Private ROW - #Poles / Length of facility: CH86 Y / N PIN#: Percent On Public: 0% Public ROW - #Poles / Length of facility: LET: / / Contract #: Total Percentage: 0% Total #Poles / Length of facility: 0 Easement Contract # N REIMBURSEMENT MOVE PRIOR % Private / Public Relocation REQUESTED MOVE IN State Contract % Private / Public MOVE IN State Contract (Please check ONE) Other Utility Replacement Easement Reimbursement Amount Pre-Construction / Construction -$ -$ -$ -$ -$ -$ -$ -$ -$ Amount N -$ Y -$ -$ -$ -$ -$ RELOCATION EXCEEDS $1.75M CAP: -$ -$ AMOUNT OVER 75% REIMBURSEMENT: -$ -$ Amount -$ CHAPTER 86 MOVE-IN CONTRACT: -$ -$ NON-CHAPTER 86 MOVE-IN CONTRACT: -$ -$ -$ ESTIMATED TOTAL CONSTRUCTION COST: $ - Revision 10-25-2013 TDOT Utility Form 2013-16 Page 4.1 UTLITY DEPOSIT (IF APPLICABLE) ENGINEERING COST: Description BETTERMENT ESTIMATED CONSTRUCTION COST: Does Estimate Exceed $1.75M Cap? - Does Estimate Require 75% Cap? - CHAPTER 86 MOVE PRIOR: NON-CHAPTER 86 MOVE-IN CONTRACT: NON-CHAPTER 86 MOVE PRIOR: CONSTRUCTION (LABOR & MATERIAL) January 27, 2014 Description NO COST / NO REIMBURSEMENT (STOP HERE, REMAINDER OF FORM IS NOT REQUIRED) TDOT USE ONLY Is Utility Chapter 86 Certified (Obtained from Certification Sheet)? (If project does not qualify for Chapter 86 Reimbursement, then "Percent on Private" will be used to calculate total amount due to Utility) NON-CHAPTER 86CHAPTER 86 ENGINEERING Installation Materials Removal Labor Site Costs Material Provided to State Salvage Materials Non-Usable Materials **Submittal and completion of this form is required for consideration of reimbursement on this project.** Field Surveying Construction Inspection Reimbursable Expenses Installation Labor UTILITY REIMBURSEMENT CHAPTER 86 MOVE-IN CONTRACT: If cost is listed above, separate Easement Contract is needed AMOUNT TO BE PAID BY THE UTILITY Installation Labor Installation Materials Description The Utility will reference the page number where designated on the form when other Detail Cost Estimate sheets are attached. ESTIMATED UTILITY BETTERMENT COST: ESTIMATED REPLACEMENT EASEMENT COST:
  • 25. 24 Project No: County: Date: Primary Contact: E-mail: Phone: Secondary Contact: RG Approval and Date: E-mail: Phone: Utility Name: Consult Appr. Date: / / Address: Amount Approved: - $ City, State: Zip: 0 HQ Approval and Date: Percent On Private: 0% Private ROW - #Poles / Length of facility: CH86 Y / N PIN#: Percent On Public: 0% Public ROW - #Poles / Length of facility: LET: / / Contract #: Total Percentage: 0% Total #Poles / Length of facility: 0 Easement Contract # N REIMBURSEMENT MOVE PRIOR % Private / Public Relocation REQUESTED MOVE IN State Contract % Private / Public MOVE IN State Contract (Please check ONE) Other Utility Replacement Easement Reimbursement Amount Pre-Construction / Construction - $ - $ - $ - $ - $ - $ - $ - $ - $ Amount N - $ Y - $ - $ - $ - $ - $ RELOCATION EXCEEDS $1.75M CAP: - $ - $ AMOUNT OVER 75% REIMBURSEMENT: - $ - $ Amount - $ CHAPTER 86 MOVE-IN CONTRACT: - $ - $ NON-CHAPTER 86 MOVE-IN CONTRACT: - $ - $ UTLITY DEPOSIT (IF APPLICABLE) ENGINEERING COST: Description BETTERMENT ESTIMATED CONSTRUCTION COST: Does Estimate Exceed $1.75M Cap? - Does Estimate Require 75% Cap? - CHAPTER 86 MOVE PRIOR: NON-CHAPTER 86 MOVE-IN CONTRACT: NON-CHAPTER 86 MOVE PRIOR: CONSTRUCTION (LABOR & MATERIAL) January 27, 2014 Description NO COST / NO REIMBURSEMENT (STOP HERE, REMAINDER OF FORM IS NOT REQUIRED) TDOT USE ONLY Is Utility Chapter 86 Certified (Obtained from Certification Sheet)? (If project does not qualify for Chapter 86 Reimbursement, then "Percent on Private" will be used to calculate total amount due to Utility) NON-CHAPTER 86 CHAPTER 86 ENGINEERING Installation Materials Removal Labor Site Costs Material Provided to State Salvage Materials Non-Usable Materials **Submittal and completion of this form is required for consideration of reimbursement on this project.** Field Surveying Construction Inspection Reimbursable Expenses Installation Labor UTILITY REIMBURSEMENT CHAPTER 86 MOVE-IN CONTRACT: AMOUNT TO BE PAID BY THE UTILITY Installation Labor Installation Materials Description COST: Percentage Information: The cells that list the percentages of the facility on Private and Public are automatically calculated by the number of poles/ length of facility information. Only the cells showing the Private ROW & Public ROW - # Main Poles/Length facil- ity need to be filled out. DO NOT input the percentages directly on the sheet. No Cost/No Reimbursement: If a Utility is relocating their facilities at no cost to the state, then check this box. Utility Requests Reimbursement: Check the appropriate box for the reimbursement that is being requested on the project. All other fields of this sheet will be filled in automatically when the appropriate box is checked for which type of reimburse- ment is being requested by the utility. Utility Relocation Estimate SummaryCover Sheet Sheet 1.1 Sheet 2.1 Sheet 3.1 Sheet 4.1 Sheet 4.2 Sheet 5.1 Sheet 5.2 Sheet 6.1 Sheet 6.2
  • 26. 25 Project No: County: Date: Primary Contact: E-mail: Phone: Secondary Contact: RG Approval and Date: E-mail: Phone: Utility Name: Consult Appr. Date: / / Address: Amount Approved: - $ City, State: Zip: 0 HQ Approval and Date: Percent On Private: 0% Private ROW - #Poles / Length of facility: CH86 Y / N PIN#: Percent On Public: 0% Public ROW - #Poles / Length of facility: LET: / / Contract #: Total Percentage: 0% Total #Poles / Length of facility: 0 Easement Contract # N REIMBURSEMENT MOVE PRIOR % Private / Public Relocation REQUESTED MOVE IN State Contract % Private / Public MOVE IN State Contract (Please check ONE) Other Utility Replacement Easement Reimbursement Amount Pre-Construction / Construction - $ - $ - $ - $ - $ - $ - $ - $ - $ Amount N - $ Y - $ - $ - $ - $ - $ RELOCATION EXCEEDS $1.75M CAP: - $ - $ AMOUNT OVER 75% REIMBURSEMENT: - $ - $ Amount - $ CHAPTER 86 MOVE-IN CONTRACT: - $ - $ NON-CHAPTER 86 MOVE-IN CONTRACT: - $ - $ UTLITY DEPOSIT (IF APPLICABLE) ENGINEERING COST: Description BETTERMENT ESTIMATED CONSTRUCTION COST: Does Estimate Exceed $1.75M Cap? - Does Estimate Require 75% Cap? - CHAPTER 86 MOVE PRIOR: NON-CHAPTER 86 MOVE-IN CONTRACT: NON-CHAPTER 86 MOVE PRIOR: CONSTRUCTION (LABOR & MATERIAL) January 27, 2014 Description NO COST / NO REIMBURSEMENT (STOP HERE, REMAINDER OF FORM IS NOT REQUIRED) TDOT USE ONLY Is Utility Chapter 86 Certified (Obtained from Certification Sheet)? (If project does not qualify for Chapter 86 Reimbursement, then "Percent on Private" will be used to calculate total amount due to Utility) NON-CHAPTER 86 CHAPTER 86 ENGINEERING Installation Materials Removal Labor Site Costs Material Provided to State Salvage Materials Non-Usable Materials **Submittal and completion of this form is required for consideration of reimbursement on this project.** Field Surveying Construction Inspection Reimbursable Expenses Installation Labor UTILITY REIMBURSEMENT CHAPTER 86 MOVE-IN CONTRACT: AMOUNT TO BE PAID BY THE UTILITY Installation Labor Installation Materials Description COST: Amount to be paid by the Utility: In 2007, restrictions were put in place concerning the reim- bursementlimitationsforChapter86relocationprojects. These limitationsweremadeeffectiveforallprojectsthatwereissued after September 17, 2007, and they are as follows: • Municipally Owned utilities, Utility Districts and Utility Cooperatives will be eligible for 100% reimbursement up to $1.75 million of the relocation cost. Anything over $1.75 million will be paid entirely by the utility. • All other utilities will be eligible for 75% reimbursement up to $1.75 million of the relocation cost. Anything over $1.75 million will be paid entirely by the utility. Utility Relocation Estimate SummaryCover Sheet Sheet 1.1 Sheet 2.1 Sheet 3.1 Sheet 4.1 Sheet 4.2 Sheet 5.1 Sheet 5.2 Sheet 6.1 Sheet 6.2
  • 27. 26 The Chapter 86 Certification page must be filled out and signed by the Utility requesting relocation reimbursement. Check the appropriate boxes that apply to the Utility that is request- ing reimbursement. What the Utilityislistedasin#4(Municipally Owned, Utility District, Utility Cooperative) will determine if they fall within the 100% or 75% reimbursement category for their relocation, which will determine howmuch(ifany)additionalfunds need to be paid by the Utility to TDOT as a“deposit”. Once the sheet is filled out, it must be signed and dated by the appropriateindividualattheUtilityrequestingreimbursement. Chapter 86 CertificationCover Sheet Sheet 1.1 Sheet 2.1 Sheet 3.1 Sheet 4.1 Sheet 4.2 Sheet 5.1 Sheet 5.2 Sheet 6.1 Sheet 6.2 PROJECT #/S: COUNTY/S: FEDERAL: PIN: 1. The utility is seeking reimbursement under provisions of TCA 54-5-804 as ameneded by Public Acts 2003, Chapter number 86. Water Waste Water Gas Distribution Transmission Electric Distribution Transmission Communication CATV Phone Fiberoptic Broadband Street Lighting Other Signature: Date: Print Name: Title: Utility Name: Utility Address: City, State, Zip: Phone Number: Fax Number: Email Address: Revision 10-25-2013 TDOT Utility Form 2013-16 Page 4.2 Municipally Owned Utility District Utility Cooperative Chapter 86 Certification 5. The utility is considered to be a specific utility category listed in accordance with the Limitation provisions of the TDOT Policy 340-07: 4. The utility is eligible for reimbursement in accordance with the Limitation provisions of the TDOT Policy 340-07 in that it is: 3. To the best of my knowledge the utility is in compliance with TCA 54-5-804(b) in that the utility has a valid permit to locate its utility facility on the public highway right-of-way. In accordance with Tennessee Department of Transportation policy number 340-07, the following information is provided with regards to required compliance documentation for utility relocation reimbursement in accordance with TCA 54-5-804 and TCA 54-5-854. Signature indicates this individual has the legal authority to sign contracts and agreements to obligate the utility. 2. To the best of my knowledge the utility is in compliance with TCA § 54-5-804(a)(1) and this policy in that the utility has returned its relocation plan, schedule, and cost estimate to the Department within 120 days after receipt of the Department’s project plans, or within such additional time as may be allowed in accordance with TCA § 54-5-854(b).
  • 28. 27 Chapter 86 Certification PROJECT #/S: COUNTY/S: FEDERAL: PIN: 1. The utility is seeking reimbursement under provisions of TCA 54-5-804 as ameneded by Public Acts 2003, Chapter number 86. Water Waste Water Gas Distribution Transmission Electric Distribution Transmission Communication CATV Phone Fiberoptic Broadband Street Lighting Other Signature: Date: Print Name: Title: Utility Name: Utility Address: City, State, Zip: Phone Number: r: Municipally Owned Utility District Utility Cooperative Chapter 86 Certification 5. The utility is considered to be a specific utility category listed in accordance with the Limitation provisions of the TDOT Policy 340-07: 4. The utility is eligible for reimbursement in accordance with the Limitation provisions of the TDOT Policy 340-07 in that it is: 3. To the best of my knowledge the utility is in compliance with TCA 54-5-804(b) in that the utility has a valid permit to locate its utility facility on the public highway right-of-way. In accordance with Tennessee Department of Transportation policy number 340-07, the following information is provided with regards to required compliance documentation for utility relocation reimbursement in accordance with TCA 54-5-804 and TCA 54-5-854. Signature indicates this individual has the legal authority to sign contracts and agreements to obligate the utility. 2. To the best of my knowledge the utility is in compliance with TCA § 54-5-804(a)(1) and this policy in that the utility has returned its relocation plan, schedule, and cost estimate to the Department within 120 days after receipt of the Department’s project plans, or within such additional time as may be allowed in accordance with TCA § 54-5-854(b). Note:IftheUtilityisusingaconsultantforEngineeringServices,the consultant must have this form signed by the utility. They cannot sign this form as a representative of the utility. Cover Sheet Sheet 1.1 Sheet 2.1 Sheet 3.1 Sheet 4.1 Sheet 4.2 Sheet 5.1 Sheet 5.2 Sheet 6.1 Sheet 6.2
  • 29. 28 TheCertificationContractObligation does not need to be submitted to TDOT with the “A” date package. This sheet is to be used for utilities that are relocating their facilities “PRIOR TO”the letting date of the project. Move Prior Certification ObligationCover Sheet Sheet 1.1 Sheet 2.1 Sheet 3.1 Sheet 4.1 Sheet 4.2 Sheet 5.1 Sheet 5.2 Sheet 6.1 Sheet 6.2 Date: TDOT Region Construction Office (Region) Attn: ,Project Engineer Address: (information is provided on the Utility Begin Work Authorization letter) PROJECT #/S: COUNTY/S: FEDERAL: PIN: DESCRIPTION: UTILITY CONTRACT #: The Utility completed their utility relocation on (date of completion) in accordance with the approved relocation plans for the above referenced project number prior to the date specified and in accordance with the executed contract referenced. NOTE EXCEPTIONS: Maintaining services to business and/or residences is attached. Signed: Date: Print Name: Title: Utility Name: Water Telephone Address: Sewer CATV City, State, Zip: Power Other: Phone No: Gas Fax No: Email: This Certification Letter is accepted. This Certification Letter is accepted pending Final Verification by project staking. This Certification is not accepted. Reason: Signed: Date: CC: TDOT Construction Project File TDOT Regional Utility Office Revision 10-25-2013 TDOT Utility Form 2013-16 Page 5.1 TDOT Construction office representative Certification Contract Obligation Signature indicates this individual has the legal authority to sign contracts and agreements to obligate the utility. TDOT USE ONLY:
  • 30. 29 Date: TDOT Region Construction Office (Region) Attn: ,Project Engineer Address: (information is provided on the Utility Begin Work Authorization letter) PROJECT #/S: COUNTY/S: FEDERAL: PIN: DESCRIPTION: UTILITY CONTRACT #: The Utility completed their utility relocation on (date of completion) in accordance with the approved relocation plans for the above referenced project number prior to the date specified and in accordance with the executed contract referenced. NOTE EXCEPTIONS: Maintaining services to business and/or residences is attached. Signed: Date: Print Name: Title: Utility Name: Water Telephone Address: Sewer CATV City, State, Zip: Power Other: Phone No: Gas Fax No: Email: This Certification Letter is accepted. This Certification Letter is accepted pending Final Verification by project staking. This Certification is not accepted. Reason: Certification Contract Obligation Signature indicates this individual has the legal authority to sign contracts and agreements to obligate the utility. TDOT USE ONLY: If a utility decides to relocate their facilities prior to the letting, they will be responsible for the following: • Easements needed if proposed ROW has not been acquired • Providing environmental permits • Coordination of the relocation of their facilities • Construction of the relocation • Providing Erosion Control • Providing all necessary clearing and grubbing • Disposal of waste • Providing Traffic Control • Provide any surveying necessary to complete the relocation Move Prior Certification ObligationCover Sheet Sheet 1.1 Sheet 2.1 Sheet 3.1 Sheet 4.1 Sheet 4.2 Sheet 5.1 Sheet 5.2 Sheet 6.1 Sheet 6.2
  • 31. 30 Date: TDOT Region Construction Office (Region) Attn: ,Project Engineer Address: (information is provided on the Utility Begin Work Authorization letter) PROJECT #/S: COUNTY/S: FEDERAL: PIN: DESCRIPTION: UTILITY CONTRACT #: The Utility completed their utility relocation on (date of completion) in accordance with the approved relocation plans for the above referenced project number prior to the date specified and in accordance with the executed contract referenced. NOTE EXCEPTIONS: Maintaining services to business and/or residences is attached. Signed: Date: Print Name: Title: Utility Name: Water Telephone Address: Sewer CATV City, State, Zip: Power Other: Phone No: Gas Fax No: Email: This Certification Letter is accepted. This Certification Letter is accepted pending Final Verification by project staking. This Certification is not accepted. Reason: Certification Contract Obligation Signature indicates this individual has the legal authority to sign contracts and agreements to obligate the utility. TDOT USE ONLY: Once the relocation of their facilities is complete, the Utility must completethissheetandreturntoTDOTConstruction Supervisor for approval and confirmation that the reloca- tion of their facilities is complete. Make sure to reference the TDOT Contract No. which you will findintheUpperRightCorneroftheUtilityRelocationContract between TDOT and the utility relocating on the project. Once the Certification is approved, TDOT Construction will return the certification to the Utility with copies to the TDOT HeadquartersinNashvilleandalsototheRegionalUtilityOffice. Only then will the Utility be able to submit their invoice for reimbursement along with the approved certification toTDOT for payment. Move Prior Certification ObligationCover Sheet Sheet 1.1 Sheet 2.1 Sheet 3.1 Sheet 4.1 Sheet 4.2 Sheet 5.1 Sheet 5.2 Sheet 6.1 Sheet 6.2
  • 32. 31 Certification ExceptionsCover Sheet Sheet 1.1 Sheet 2.1 Sheet 3.1 Sheet 4.1 Sheet 4.2 Sheet 5.1 Sheet 5.2 Sheet 6.1 Sheet 6.2 CERTIFICATION EXCEPTIONS: Type of Utility Service (water, sewer, gas, electric, CATV) Remarks: 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 Revision 10-25-2013 TDOT Utility Form 2013-16 Type of Occupied Property Period of time utility obligates to remove facility (Calendar Days) Address The following business and/or residences on proposed State right-of-way have not been vacated at the time of the relocation, and utility services are being maintained temporarily. Upon written notice to the utility contact listed below, the utility will State Project Tract No.
  • 33. 32 TheDeclarationofScheduledCalendar Days must be filled out and signed by the Utility for both“move prior” and“move in”relocation projects. Note that all estimated days are to beexpressedin“calendar”days,not “business or work”days. The“Total DaysToComplete”willautomatically be filled in as the other three tasks are assigned days for completion. Ifthereareanyspecialconditionsto therelocationofthefacilities,number theconditionsinthelinesprovided, and note the number in the appro- priate block of the table above. Declaration of Scheduled Calendar DaysCover Sheet Sheet 1.1 Sheet 2.1 Sheet 3.1 Sheet 4.1 Sheet 4.2 Sheet 5.1 Sheet 5.2 Sheet 6.1 Sheet 6.2 Project Number: Date: Description: County: Utility Name: Address: City, State: Zip Code: Phone Number: Type of Facilities: Water Sewer Gas Telephone Electric CATV Fiberoptic Other Required Period services cannot be interrupted: Special Conditions: Signature of submitting Date Signature of submitting Date Utility Representative State Representative Revisioin 10-25-2013 TDOT Utility Form 2013-16 Page 6.1 Declaration of Scheduled Calendar Days January 27, 2014 0 All estimated days should be expresses in "Calendar" days to complete installation, relocation or 0 Fax Number: adjustment of the utility facilities on the above referenced project. The utility can as an option submit an "On or Before" date all work will be completed. In accordance with provisions set forth in TCA 54-5-854. Subject to provisions of the TDOT Utility Office Maintenance of Traffic Procedures. Stock Pile Material (Including ordering material) Mobilize Work Force (including Bidding process if Required) Complete Relocation Total Days To Complete Task Special ConditionsDays to Complete
  • 34. 33 Maintenance of Traffic Procedures When putting together an esti- mate for calendar days, take into consideration days in whichTDOT will not allow traffic restrictions or lane closures. These days are as follows: • Good Friday • Easter - After 6:00 pm on the Thursday preceding Good Friday through and including Easter Sunday • Memorial Day - After 12:00 noon on the preceding Friday through Memorial Day • July 4 - The observed holiday and preceding day plus weekend days either preceding or following these two days Cover Sheet Sheet 1.1 Sheet 2.1 Sheet 3.1 Sheet 4.1 Sheet 4.2 Sheet 5.1 Sheet 5.2 Sheet 6.1 Sheet 6.2 Revision 10-25-2013 TDOT Utility Form 2013-16 Page 6.2 Except in emergencies, no lane closures will be permitted on any state routes with 30,000 or greater Average Daily traffic or any interstate routes, without the explicit consent of the TDOT Project Engineer. On projects where work is required in traffic lane(s) or where a lane closure is necessary for public safety, the Utility must submit a request to the Department at least seven (7) working days prior to the date of the anticipated lane closure(s). All requests for lane closure(s) must list the exact location, the time that the closure will begin, the estimated duration and reasons for the proposed lane closure(s). If all lanes in one or both directions on an interstate route are to be closed for any length of time, the Utility must submit their request at least fourteen (14) calendar days before the anticipated event. No lane closures or traffic restrictions will be allowed on the following days Good Friday Easter After 6:00 pm on the Thursday preceding Good Friday through and including Easter Sunday Memorial Day After 12:00 noon on the preceding Friday through Memorial Day July 4 The observed holiday and preceding day plus weekend days either preceding or following these two days Labor Day After 12:00 noon on the preceding Friday through Labor Day Thanksgiving After 12:00 noon on Wednesday before Thanksgiving through Sunday following Thanksgiving Christmas/New year’s Day December 24 through January 1 and any preceding and/or following days that fall on a weekend Offroad work will be allowed but only to the extent that NO impact will be caused to the highway users. During any suspension of work, the Utility shall make passable and shall open to traffic such portions of the project and temporary roadways or portions thereof as may be directed by the TDOT Project Engineer for the temporary accommodation of necessary traffic during the anticipated period of suspension. Thereafter, and until issuance of an order for the resumption of construction operations, the maintenance of the temporary route or line of travel will be by the Utility. When work is resumed, the Utility will replace or renew any work or materials lost or damaged because of such temporary use of the project; shall remove, to the extent directed by the TDOT Project Engineer, any work or materials used in the temporary maintenance, and shall complete the project in every respect as though its prosecution had been continuous. TDOT Utility Office Maintenance of Traffic Procedures.
  • 35. 34 Revision 10-25-2013 TDOT Utility Form 2013-16 Page 6.2 Except in emergencies, no lane closures will be permitted on any state routes with 30,000 or greater Average Daily traffic or any interstate routes, without the explicit consent of the TDOT Project Engineer. On projects where work is required in traffic lane(s) or where a lane closure is necessary for public safety, the Utility must submit a request to the Department at least seven (7) working days prior to the date of the anticipated lane closure(s). All requests for lane closure(s) must list the exact location, the time that the closure will begin, the estimated duration and reasons for the proposed lane closure(s). If all lanes in one or both directions on an interstate route are to be closed for any length of time, the Utility must submit their request at least fourteen (14) calendar days before the anticipated event. No lane closures or traffic restrictions will be allowed on the following days Good Friday Easter After 6:00 pm on the Thursday preceding Good Friday through and including Easter Sunday Memorial Day After 12:00 noon on the preceding Friday through Memorial Day July 4 The observed holiday and preceding day plus weekend days either preceding or following these two days Labor Day After 12:00 noon on the preceding Friday through Labor Day Thanksgiving After 12:00 noon on Wednesday before Thanksgiving through Sunday following Thanksgiving Christmas/New year’s Day December 24 through January 1 and any preceding and/or following days that fall on a weekend Offroad work will be allowed but only to the extent that NO impact will be caused to the highway users. During any suspension of work, the Utility shall make passable and shall open to traffic such portions of the project and temporary roadways or portions thereof as may be directed by the TDOT Project Engineer for the temporary accommodation of necessary traffic during the anticipated period of suspension. Thereafter, and until issuance of an order for the resumption of construction operations, the maintenance of the temporary route or line of travel will be by the Utility. When work is resumed, the Utility will replace or renew any work or materials lost or damaged because of such temporary use of the project; shall remove, to the extent directed by the TDOT Project Engineer, any work or materials used in the temporary maintenance, and shall complete the project in every respect as though its prosecution had been continuous. TDOT Utility Office Maintenance of Traffic Procedures. Maintenance of Traffic ProceduresCover Sheet Sheet 1.1 Sheet 2.1 Sheet 3.1 Sheet 4.1 Sheet 4.2 Sheet 5.1 Sheet 5.2 Sheet 6.1 Sheet 6.2 • Labor Day - After 12:00 noon on the preceding Friday through Labor Day • Thanksgiving - After 12:00 noon on Wednesday before Thanksgiving through Sunday following Thanksgiving • Christmas/New year’s Day - December 24 through January 1 and any preceding and/ or following days that fall on a weekend Off-road work will be allowed but only to the extent that NO impact will be caused to the highway users.
  • 36. 35 “B”Date Requirements, Utility Items and Final Relocation Drawings (In State Contract)
  • 37. “B”Date Requirements, Utility Items and Final Relocation Drawings (In State Contract) Once the requirements have been met to satisfy the“A”date for a project, the next submission for relocation will be at the“B”date submittal. The“B”date submittal consists of completed utility relocation design, construction specifications and an updated construction estimate using the Master Consultant Excel Spreadsheet (MCES) provided to the utility byTDOT .The MCES is to be filled out and included with the“B”date submittal. Utility relocation design must be completed in Microstation (.dgn format) or other CAD program as approved by TDOT. When the final submittal is sent in for the relocation, the Utility (or Consultant working for the utility) will be required to submit, along with all of the other required information, electronic CAD files of the final relocation design. 3636
  • 38. “B”Date Requirements, Utility Items and Final Relocation Drawings (In State Contract) The Master Consultant Excel Spreadsheet (MCES) spreadsheet cannot be modified by the Utility or the Consultant. It must be filled out“as-is”in order to be processed properly when submitted to TDOT. Once a utility or consultant has prepared an accurate listing of Unit Items required for the successful relocation of the facilities owned by the utility, that information will be listed on the Master Consultant Excel Spreadsheet (MCES) spreadsheet and submitted toTDOT.The Standard Utility Item Numbers that are to be used on can be found on TDOT’s website. Each Utility has it’s own standard set of Item Numbers that must be used when relocating facilities on TDOT Roadway projects. 3737
  • 39. “B”Date Requirements, Utility Items and Final Relocation Drawings (In State Contract) Completed PDF format of drawings are to be 22”x34”in size and must follow the guidelines set forth by TDOT for approved layout and information. Each Utility will be assigned a “U-series” number by TDOT to use for their specific utility (ex. U2-X, U3-X, etc.). This number is to be used when numbering the sheets for the relocation design. 3838
  • 40. “B”Date Requirements, Utility Items and Final Relocation Drawings (In State Contract) The Cover sheet (sheet UX-1) must contain the following information: • Index of drawings in the upper left corner • Estimated Quantities table for the project • Utility Information (Utility Name, Address, Contact Name, Phone, Fax and Email) in the lower left corner • A legend may also be included, and if so, must be placed in the lower right corner of the sheet 3939
  • 41. “B”Date Requirements, Utility Items and Final Relocation Drawings (In State Contract) The Plan sheets are to be laid out as close to the TDOT Present Layout sheets as possible, including match lines. Plan View sheets do not need to include the fol- lowing information: • Curve Data • Property Owner Information • Bearing and Distances • Track Numbers 4040
  • 42. “B”Date Requirements, Utility Items and Final Relocation Drawings (In State Contract) Misc. Sheets should follow directly behind the Plan sheets, and may include the following information: • General Notes • Location Information (station & offsets, northing & easting, etc.) • Misc. Details 4141
  • 45. 44 Item Number: The Utility Item Number that has been assigned by TDOT for the specific Unit as listed in the TDOT Standard Item Numbers. Description: Descriptionasitislistedinthe TDOT Standard Utility Item Numbers. Unit: The type of Unit for which the Item shall be priced and paid (ex. EA, LF, LS, CY, etc.) Unit Price: CombinedLaborandMaterial Price for the Unit described. Quantity: TotalquantityofUnitsrequired for the entire project Extension: Total Cost of the Units listed for the relocation of the facilities for the project. Master Consultant Excel Spreadsheet (MCES)
  • 46. 45 Utility Requirements – Move In State Contract
  • 47. Utility Requirements – Move In State Contract When a Utility decides to MOVE IN the state contract, there is certain information that the utility needs to provide to TDOT and the General Contractor to assist in the relocation of their facilities. The information needed is as follows: TDOT • Detailed Relocation Plans • Detailed Construction Specifications 4646
  • 48. Utility Requirements – Move In State Contract Contractor – Specify to the contractor exactly what the Utility wants concerning… • Time periods of acceptable service outages • Requirements for License, Certification, Drug testing of workers doing the relocation • Liability Insurance requirements • Approval of material submitted to the utility • Approval of shop drawings submitted to the utility • Approval of field changes submitted to the utility • Approval of substitution materials or methods submitted to the utility • Clearing and trimming of overhead lines inside/outside public ROW • Locating utility lines during construction that are not identified by utility locate services • Industry standards, safety standards and materials standards that are required by the utility • Name, address, phone number, email, fax and cell phone of approved utility contact personnel 4747
  • 49. 48 Utility Requirements – Utility Diaries and Inspections
  • 50. Utility Requirements – Utility Diaries and Inspections WhentheUtilityRelocationisincludedintheStateContract,theUtilityisresponsible for providing inspection services on all phases of the relocation, perTCA 54-5-804, 2003 Public Chapter 86. A portion of inspection services may be reimbursable under Chapter 86 if a portion of the relocation is on existing Private ROW. 4949
  • 51. Utility Requirements – Utility Diaries and Inspections The inspector for the Utility will be provided a Project Utility Diary (TDOT Form DT-0667), along with Form DT-1716 (Utility Item Certification/Final Acceptance) and Form DT-1716A (Summary of Installed Utility Items). The responsibilities of the inspector provided by the utility company are as follows: • Complete TDOT Form DT-0667 and submit it each estimate period, as directed by the TDOT Project Supervisor. Along with the item descriptions, the inspector will include the quantities and stations of installed items. • Complete“Installed Item Certification”portion of TDOT Form DT-1716 (UTILITY ITEM CERTIFICATION/FINAL ACCEPTANCE) and submit it each estimate period, as directed by the TDOT Project Supervisor. This form will be signed to certify that the items installed during that estimate period met all applicable specifications. 5050
  • 52. Utility Requirements – Utility Diaries and Inspections • Complete and attach TDOT Form DT-1716A (SUMMARY OF INSTALLED UTILITY ITEMS) to DT-1716 and submit it each estimate period, as directed by the TDOT Project Supervisor. This form will be used to summarize, by project number, the utility items installed during that estimate period. • Complete“Final Acceptance of Work”portion of TDOT Form DT-1716 and submit it to the TDOT Project Supervisor’s office when the utility relocation work is complete. When a Utility is relocating at its own expense or under a lump sum reimbursement con- tract, the“Description ofWork Performed”section ofTDOT Form DT-0667 will be the only notation required. The notation shall indicate if the relocation is a non-reimbursable or lump sum reimbursement contract. 5151
  • 56. 55 TDOT“Go To Work”Letters STATE OF TENNESSEE DEPARTMENT OF TRANSPORTATION NASHVILLE, TN 37243-0360 JOHN C. SCHROER BILL HASLAM COMMISSIONER GOVERNOR Begin Work Authorization Date: 5/24/2011 JOE SHAW TENNESSEE DEPARTMENT OF TRANSPORTATION Power SUITE 600, JAMES K. POLK BUILDING NASHVILLE, TN 37243 PROJECT#/S: XXXXX-XXXX-XX COUNTY/S: WILSON FEDERAL: XX-XXX-XXX(XX) PIN #: 123456.00 DESCRIPTION: SAMPLE ROADWAY PROJECT TYPE: 54-5-804 MOVE-IN STATE CONTRACT Please refer to the above captioned project number on all correspondence concerning utility relocation. Dear Mr. Joe Shaw, This is to notify you to proceed with adjustment of facilities as shown on the enclosed, approved utility relocation plan for the above mentioned project. On the basis of this notice, you should proceed on this project as follows: A) If contract is to relocate facilities PRIOR to the State Roadway contract, then: 1. Proceed in ordering materials and/or begin work IMMEDIATELY in order to clear the roadway for the construction of this project at the earliest possible date. 2. Submit the Certification Contract Obligation form (TDOT Form 2004-16, Sheets 7.1 & 7.2) to the Project Engineer listed below for the completion of the utility relocation to maintain eligibility for reimbursement prior to the date specified on the contract. 3. All State right-of-way may not be available as of this date. Utility needs to verify with this office if a specific tract is available before beginning construction if the schedule depends on access. B) If contract is to relocate facilities IN the State Roadway contract, then please proceed in ordering any Owner Furnished materials that will be supplied for the relocation of your facilities for the above mentioned project. This project is currently scheduled for letting: 06/12/2012 You will be advised after the Letting Date of a Time and Location for the pre-construction conference. Whether relocation is to be done IN the State Contract or PRIOR TO, the following information applies: 1. Billing is to be made in accordance with the provisions of 23 CFR 645A of the Federal Aid Policy Guide. Any charges billed by the utility that cannot be certified by the Regional Project Engineer’s records cannot be reimbursed. 2. Utility will be responsible for its own erosion control, clearing and grubbing and staking. The Utility is responsible for acquiring the TDEC Notice of Coverage (NOC) necessary for the work performed by the Utility. 3. All employees of this Department assigned to this project will be acting solely for highway construction purposes and shall not be held responsible for the location of utility facilities. 4. Three (3) days prior to the day that construction work is to be performed, the Utility must notify the Regional Project Engineer of the date the work is expected to begin to arrange for inspection and staking before doing actual work on the highway Right- of-way. 5. In accordance with TCA 54-5-854(h)(3) the Utility will submit monthly progress reports to the Project Engineer. PROJECT ENGINEER: David Reddon TELEPHONE: (615) 350-4382 x ADDRESS: 6601 Centennial Blvd., 3 rd Floor, Nashville, TN 37243-0360 Sincerely, Whenthefinalcontractsaresigned by both the Utility andTDOT,TDOT will prepare a “Go To Work” letter that will be sent to the Utility along withacopyoftheFinalContractfor theproject. Thisletter,althoughitis wordedfairlygenerally,meansdiffer- ent things to the Utility depending on the type of Contract the Utility has withTDOT for the relocation of their facilities. The differences are as follows:
  • 57. 56 TDOT“Go To Work”Letters Chapter 86 or Private/Public“Move In”Contracts • If the Utility is moving their facilities in the state contract, and the State Contractor is supplying ALL of the Labor and Materials for the relocation of their facilities, then the Utility does not need to do anything. • If the Utility is moving their facilities in the state contract, and they are supplying the materials, but the Contractor is supplying the Labor, then the Utility has authorization with the letter to start ordering and stockpiling the materials needed for the relocation once they receive the“Go To Work”letter.
  • 58. 57 TDOT“Go To Work”Letters Chapter 86 or Private/Public“Move Prior”Contracts or NO-COST Relocation • If the Utility is moving their facilities prior to construction of the state contract, or if a Utility is relocating their facilities at NO-COST to the State, then the Utility has authorization with this letter to start the relocation of their facilities so that they are out of the way prior to the Letting Date for the project.
  • 60. Invoicing When invoicingTDOT for reimbursement of expense (whether for Engineering or for Relocation), the following information will assist you in correctly submitting your invoices. Process: • Submit all invoices to the Regional Utility Office for review • Invoices are then submitted to the Construction office for review and approval • Once approved by the Construction office and the Regional Utility Office, invoices are then coded and submitted to accounts for payment. 5959
  • 61. Invoicing In order to expedite payment, follow the following guidelines… • Submit invoices in the same format as the estimate • Invoices MUST cite which sequential bill is being submitted (Progressive #1, #2, #3, etc.), and should list the total accumulated cost to date of the last bill • Remember that progressive payments are capped at 80% • Remember that if the final bill exceeds the contract amount, justification must be submitted for the excess amount • Be sure to submit the final bill within one (1) year of the completion of the project 6060
  • 62. Region Map and Contact Information Below is a map showing the (4) regions of TDOT and how they are divided across the state. REGION IV REGION III REGION II REGION I 61
  • 63. Contact Information for the Regional Utility Offices Tommy Cox 300 Benchmark Place Jackson, TN 38301 Phone: 731.935.0105 tommy.cox@tn.gov Jim Nikahd 6601 Centennial Blvd. Nashville, TN 37243 Phone: 615.350.4233 jim.nikahd@tn.gov Steve Langford 4005 Cromwell Road Chattanooga, TN 37421 Phone: 423.510.1243 steve.langford@tn.gov John Barrett 7345 Region Lane Knoxville, TN 37914 Phone: 865.594.2484 john.barrett@tn.gov 62
  • 64. STATE OF TENNESSEE DEPARTMENT OF TRANSPORTATION NASHVILLE, TN 37243-0360 JOHN C. SCHROER BILL HASLAM COMMISSIONER GOVERNOR Engineering Authorization Date: 5/24/2011 Federal Funds: 3/15/2011 JOE SHAW TENNESSEE DEPARTMENT OF TRANSPORTATION Power SUITE 600, JAMES K. POLK BUILDING NASHVILLE, TN 37243 Project Eligible For PROJECT#/S: XXXXX-XXXX-XX COUNTY/S: WILSON Chapter 86 FEDERAL: XX-XXX-XXX(XX) PIN #: 123456.00 Reimbursement: DESCRIPTION: SAMPLE ROADWAY PROJECT YES X NO Please refer to the above captioned project number on all correspondence concerning utility relocation. Dear Mr. Joe Shaw, This letter will serve as authority for the Utility to proceed with ALL engineering that is necessary to prepare plans, schedule of working days, and estimates of cost for the adjustment of your facilities which may be in conflict with this project. This is done in accordance with the provisions of TCA 54-5-854. If a consultant is needed, see paragraph “A” on page 2. Consultant package must be submitted and approved by this office before consultant engineering will be eligible for reimbursement. Estimates of cost prepared in response to this authorization are confidential and shall not be released or made available to anyone other than the Utility, the approved consultant, and TDOT. Reimbursement will be in accordance with TCA 54-5-804 and as amended by Public Chapter No. 86 of the Public Acts of 2003. The cost of any work done prior to the authorization date of this letter will not be eligible for reimbursement. This notice is not to be construed as authority to actually relocate any of your facilities. Any relocation work done prior to written approval from the State Utility Coordinator will not be eligible for reimbursement. This project is currently scheduled for letting: 06/12/2012 To be eligible for reimbursement, if the project is qualified for Chapter 86 reimbursement as noted above, the Utility MUST submit to this office for Location Approval by the revised due date (A): 10/14/2011 1) (5) half-sized, color coded relocation plans. 2) Completed TDOT Form 2004-16, including signed Schedule of Working Days and Chapter 86 Eligibility. 3) Utility declaration for reimbursement. In addition, to be eligible for inclusion of the utility relocation work in the State Construction contract, the following must be submitted by due date (B): 04/01/2012 1) PDF files of detailed Utility relocation plans. 2) PDF file of detailed Utility Specifications. 3) Completed Utility Item Spreadsheet in Excel format, including estimated construction costs. 4) Completed Utility individual permit sketches, if required. The following will be provided to assist you in responding to the Department request: SA M PLE
  • 65. Utility Name: Utility Address: City, State: Zip Code: Phone: Contact Name: Email: Consultant Name: Consultant Address: Zip Code: Phone: Contact Name: Email: Project Description: Federal Project No.: State Project No.: County(ies): TDOT PROJECT INFORMATION CONSULTANT INFORMATION UTILITY ENGINEERING AND RELOCATION ESTIMATE UTILITY INFORMATION
  • 66. TDOT Project Number(s): Utility Name & Address: Consultant Name & Address: Place an "X" in the appropriate box: Standard Contract Continuing Contract (attach copy of Contract for TDOT verification) I. ENGINEERING SERVICES Classification Rate/Hr Hours Total Hours Total Hours Total Principal -$ -$ -$ -$ Project Manager -$ -$ -$ -$ Design Engineer -$ -$ -$ -$ Designer / Senior Designer -$ -$ -$ -$ Techician / Draftsperson -$ -$ -$ -$ Administrative -$ -$ -$ -$ Field Inspector -$ -$ -$ -$ Licensed Surveyor -$ -$ -$ -$ Rod Person -$ -$ -$ -$ -$ -$ -$ -$ 0 -$ 0 -$ 0 -$ II. REIMBURSABLE EXPENSES Cost/Unit Quantity Total Quantity Total Quantity Total Transportation / Mile: 0.47$ X = -$ -$ = -$ Meals / Day: -$ X = -$ -$ = -$ Lodging / Day: -$ X = -$ -$ = -$ Printing / Shipping: Other (Specify): Other (Specify): Total Reimbursable Expenses -$ -$ -$ Indirect/Overhead Rate (not to exceed 145%): 0.00% -$ 0.00% -$ 0.00% -$ Allowable Rate (Maximum of 13%): 0.00% -$ 0.00% -$ 0.00% -$ TOTAL ENGINEERING / SURVEY COST: Standard Consultant: (I+II+III+IV) = -$ Private: -$ Private: -$ Continuing Contract: (I+II) = -$ Public: -$ Public: -$ Standard Consultant: -$ Continuing Contract: -$ I. ENGINEERING SERVICES Classification Rate/Hr Hours Total Hours Total Hours Total Project Manager -$ -$ -$ -$ Engineer -$ -$ -$ -$ Draftperson -$ -$ -$ -$ Administrative -$ -$ -$ -$ Field Inspector -$ -$ -$ -$ Licensed Surveyor -$ -$ -$ -$ Rod Person -$ -$ -$ -$ -$ -$ -$ -$ 0 -$ 0 -$ 0 -$ II. REIMBURSABLE EXPENSES Cost/Unit Quantity Total Quantity Total Quantity Total Transportation / Mile: 0.47$ X = -$ -$ = -$ Meals / Day: -$ X = -$ -$ = -$ Lodging / Day: -$ X = -$ -$ = -$ Printing / Shipping: Other (Specify): Other (Specify): Total Reimbursable Expenses -$ -$ -$ Indirect/Overhead Rate (not to exceed 145%): 0.00% -$ 0.00% -$ 0.00% -$ -$ Private: -$ Public: -$ Revision 10-25-2013 TDOT Utility Form 2013-16 Sheet 1.1 0 0 TOTAL ENGINEERING COST: TOTAL INSPECTION COST: ESTIMATE OF ENGINEERING COST CONSULTANT ENGINEERING ESTIMATE IN-HOUSE ENGINEERING ESTIMATE III. INDIRECT / OVERHEAD EXPENSES PRE-CONSTRUCTION/CONSTRUCTION FIELD SURVEYING CONSTRUCTION INSPECTION Total Engineering Services County(ies): TOTAL COST (Engineering and Inspection) (Expenses for Sections III and IV only apply to Consultant Engineering Services without a Continuing Contract agreement with the Utility) INSPECTION (Standard) INSPECTION (Continuing) Total Engineering Services CONSTRUCTION INSPECTIONFIELD SURVEYINGPRE-CONSTRUCTION/CONSRUCTION IV. PROFIT: (2.35x(1,2,3)x ALLOWABLE RATE) III. INDIRECT / OVERHEAD EXPENSES
  • 67. EQUIPMENT COST INCLUDED WITH INSTALLATION COST TDOT Item No. Item Description Qty Unit Cost Extended Unit Cost Extended -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ TOTAL INSTALLATION COSTS -$ -$ -$ -$ -$ -$       TDOT Item No. Item Description Qty Unit Cost Extended Unit Cost Extended Clearing & Grubbing: -$ -$ -$ Traffic Control: -$ -$ -$ Erosion Control: -$ -$ -$ -$ -$ TOTAL SITE COST -$ -$ -$  -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ TOTAL REMOVAL COSTS -$ -$ -$ -$ -$     Revision 10-25-2013 TDOT Utility Form 2013-16 Sheet 2.1 Salvage Value: If scrapped material is saleable, the estimated sale value must be shown as a credit. If no net value, must footnote that the item has no value. Percentage: Salvage Value to be established by using "Salvage Value Percentage" calculation. INSTALLATION LABOR AND MATERIALS; BETTERMENT; MATERIALS PROVIDED TO THE STATE REMOVAL LABOR; SALVAGE AND NON-USABLE (JUNKED) MATERIALS (Move Prior Only) Labor Material BETTERMENT SITE COSTS LABOR In House Cost Contract (Bid/Continuing) MATERIAL Unit Cost In House Cost LABOR Provided to State Install Extended MATERIAL Salvage / Reused Contract (Bid/Continuing) Junked / Scrapped
  • 68. EXISTING EASEMENT (SF) PROPOSED EASEMENT (SF) SURVEY & ENGINEERING COST ATTORNEYS FEES RECORDING & OFFICE COST EASEMENT COST SHEET SUBTOTAL COST -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ Total Easement Acquisition Expenses TOTAL -$  STANDARD CONTINUING STANDARD CONTINUING $ - $ - -$ -$ -$ -$ -$ NO - the utility will not seek reimbursement of eligible inspection expenses (PRIVATE) incurred in accordance with TCA 54-5-804 (a)(3) YES - the utility will seek reimbursement of eligible inspection expenses (PRIVATE) incurred in accordance with TCA 54-5-804 (a)(3) -$ Replacement Easement Acquisition Expenses INSPECTION COSTS (PUBLIC) CONSULTANT IN-HOUSE IN-HOUSE Attached Additional Sheets: Y / N SHEET NUMBER CONSULTANT INSPECTION COSTS (PRIVATE)
  • 69. Project No: County: Date: Primary Contact: E-mail: Phone: Secondary Contact: RG Approval and Date: E-mail: Phone: Utility Name: Consult Appr. Date: / / Address: Amount Approved: -$ City, State: Zip: 0 HQ Approval and Date: Percent On Private: 0% Private ROW - #Poles / Length of facility: CH86 Y / N PIN#: Percent On Public: 0% Public ROW - #Poles / Length of facility: LET: / / Contract #: Total Percentage: 0% Total #Poles / Length of facility: 0 Easement Contract # N REIMBURSEMENT MOVE PRIOR % Private / Public Relocation REQUESTED MOVE IN State Contract % Private / Public MOVE IN State Contract (Please check ONE) Other Utility Replacement Easement Reimbursement Amount Pre-Construction / Construction -$ -$ -$ -$ -$ -$ -$ -$ -$ Amount N -$ Y -$ -$ -$ -$ -$ RELOCATION EXCEEDS $1.75M CAP: -$ -$ AMOUNT OVER 75% REIMBURSEMENT: -$ -$ Amount -$ CHAPTER 86 MOVE-IN CONTRACT: -$ -$ NON-CHAPTER 86 MOVE-IN CONTRACT: -$ -$ -$ ESTIMATED TOTAL CONSTRUCTION COST: $ - Revision 10-25-2013 TDOT Utility Form 2013-16 Page 4.1 UTLITY DEPOSIT (IF APPLICABLE) ENGINEERING COST: Description BETTERMENT ESTIMATED CONSTRUCTION COST: Does Estimate Exceed $1.75M Cap? - Does Estimate Require 75% Cap? - CHAPTER 86 MOVE PRIOR: NON-CHAPTER 86 MOVE-IN CONTRACT: NON-CHAPTER 86 MOVE PRIOR: CONSTRUCTION (LABOR & MATERIAL) January 27, 2014 Description NO COST / NO REIMBURSEMENT (STOP HERE, REMAINDER OF FORM IS NOT REQUIRED) TDOT USE ONLY Is Utility Chapter 86 Certified (Obtained from Certification Sheet)? (If project does not qualify for Chapter 86 Reimbursement, then "Percent on Private" will be used to calculate total amount due to Utility) NON-CHAPTER 86CHAPTER 86 ENGINEERING Installation Materials Removal Labor Site Costs Material Provided to State Salvage Materials Non-Usable Materials **Submittal and completion of this form is required for consideration of reimbursement on this project.** Field Surveying Construction Inspection Reimbursable Expenses Installation Labor UTILITY REIMBURSEMENT CHAPTER 86 MOVE-IN CONTRACT: If cost is listed above, separate Easement Contract is needed AMOUNT TO BE PAID BY THE UTILITY Installation Labor Installation Materials Description The Utility will reference the page number where designated on the form when other Detail Cost Estimate sheets are attached. ESTIMATED UTILITY BETTERMENT COST: ESTIMATED REPLACEMENT EASEMENT COST:
  • 70. PROJECT #/S: COUNTY/S: FEDERAL: PIN: 1. The utility is seeking reimbursement under provisions of TCA 54-5-804 as ameneded by Public Acts 2003, Chapter number 86. Water Waste Water Gas Distribution Transmission Electric Distribution Transmission Communication CATV Phone Fiberoptic Broadband Street Lighting Other Signature: Date: Print Name: Title: Utility Name: Utility Address: City, State, Zip: Phone Number: Fax Number: Email Address: Revision 10-25-2013 TDOT Utility Form 2013-16 Page 4.2 Municipally Owned Utility District Utility Cooperative Chapter 86 Certification 5. The utility is considered to be a specific utility category listed in accordance with the Limitation provisions of the TDOT Policy 340-07: 4. The utility is eligible for reimbursement in accordance with the Limitation provisions of the TDOT Policy 340-07 in that it is: 3. To the best of my knowledge the utility is in compliance with TCA 54-5-804(b) in that the utility has a valid permit to locate its utility facility on the public highway right-of-way. In accordance with Tennessee Department of Transportation policy number 340-07, the following information is provided with regards to required compliance documentation for utility relocation reimbursement in accordance with TCA 54-5-804 and TCA 54-5-854. Signature indicates this individual has the legal authority to sign contracts and agreements to obligate the utility. 2. To the best of my knowledge the utility is in compliance with TCA § 54-5-804(a)(1) and this policy in that the utility has returned its relocation plan, schedule, and cost estimate to the Department within 120 days after receipt of the Department’s project plans, or within such additional time as may be allowed in accordance with TCA § 54-5-854(b).
  • 71. Date: TDOT Region Construction Office (Region) Attn: ,Project Engineer Address: (information is provided on the Utility Begin Work Authorization letter) PROJECT #/S: COUNTY/S: FEDERAL: PIN: DESCRIPTION: UTILITY CONTRACT #: The Utility completed their utility relocation on (date of completion) in accordance with the approved relocation plans for the above referenced project number prior to the date specified and in accordance with the executed contract referenced. NOTE EXCEPTIONS: Maintaining services to business and/or residences is attached. Signed: Date: Print Name: Title: Utility Name: Water Telephone Address: Sewer CATV City, State, Zip: Power Other: Phone No: Gas Fax No: Email: This Certification Letter is accepted. This Certification Letter is accepted pending Final Verification by project staking. This Certification is not accepted. Reason: Signed: Date: CC: TDOT Construction Project File TDOT Regional Utility Office Revision 10-25-2013 TDOT Utility Form 2013-16 Page 5.1 TDOT Construction office representative Certification Contract Obligation Signature indicates this individual has the legal authority to sign contracts and agreements to obligate the utility. TDOT USE ONLY:
  • 72. CERTIFICATION EXCEPTIONS: Type of Utility Service (water, sewer, gas, electric, CATV) Remarks: 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 Revision 10-25-2013 TDOT Utility Form 2013-16 Type of Occupied Property Period of time utility obligates to remove facility (Calendar Days) Address The following business and/or residences on proposed State right-of-way have not been vacated at the time of the relocation, and utility services are being maintained temporarily. Upon written notice to the utility contact listed below, the utility will State Project Tract No.
  • 73. Project Number: Date: Description: County: Utility Name: Address: City, State: Zip Code: Phone Number: Type of Facilities: Water Sewer Gas Telephone Electric CATV Fiberoptic Other Required Period services cannot be interrupted: Special Conditions: Signature of submitting Date Signature of submitting Date Utility Representative State Representative Revisioin 10-25-2013 TDOT Utility Form 2013-16 Page 6.1 Declaration of Scheduled Calendar Days January 27, 2014 0 All estimated days should be expresses in "Calendar" days to complete installation, relocation or 0 Fax Number: adjustment of the utility facilities on the above referenced project. The utility can as an option submit an "On or Before" date all work will be completed. In accordance with provisions set forth in TCA 54-5-854. Subject to provisions of the TDOT Utility Office Maintenance of Traffic Procedures. Stock Pile Material (Including ordering material) Mobilize Work Force (including Bidding process if Required) Complete Relocation Total Days To Complete Task Special ConditionsDays to Complete
  • 74. Revision 10-25-2013 TDOT Utility Form 2013-16 Page 6.2 Except in emergencies, no lane closures will be permitted on any state routes with 30,000 or greater Average Daily traffic or any interstate routes, without the explicit consent of the TDOT Project Engineer. On projects where work is required in traffic lane(s) or where a lane closure is necessary for public safety, the Utility must submit a request to the Department at least seven (7) working days prior to the date of the anticipated lane closure(s). All requests for lane closure(s) must list the exact location, the time that the closure will begin, the estimated duration and reasons for the proposed lane closure(s). If all lanes in one or both directions on an interstate route are to be closed for any length of time, the Utility must submit their request at least fourteen (14) calendar days before the anticipated event. No lane closures or traffic restrictions will be allowed on the following days Good Friday Easter After 6:00 pm on the Thursday preceding Good Friday through and including Easter Sunday Memorial Day After 12:00 noon on the preceding Friday through Memorial Day July 4 The observed holiday and preceding day plus weekend days either preceding or following these two days Labor Day After 12:00 noon on the preceding Friday through Labor Day Thanksgiving After 12:00 noon on Wednesday before Thanksgiving through Sunday following Thanksgiving Christmas/New year’s Day December 24 through January 1 and any preceding and/or following days that fall on a weekend Offroad work will be allowed but only to the extent that NO impact will be caused to the highway users. During any suspension of work, the Utility shall make passable and shall open to traffic such portions of the project and temporary roadways or portions thereof as may be directed by the TDOT Project Engineer for the temporary accommodation of necessary traffic during the anticipated period of suspension. Thereafter, and until issuance of an order for the resumption of construction operations, the maintenance of the temporary route or line of travel will be by the Utility. When work is resumed, the Utility will replace or renew any work or materials lost or damaged because of such temporary use of the project; shall remove, to the extent directed by the TDOT Project Engineer, any work or materials used in the temporary maintenance, and shall complete the project in every respect as though its prosecution had been continuous. TDOT Utility Office Maintenance of Traffic Procedures.
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  • 78. STATE OF TENNESSEE DEPARTMENT OF TRANSPORTATION NASHVILLE, TN 37243-0360 JOHN C. SCHROER BILL HASLAM COMMISSIONER GOVERNOR Begin Work Authorization Date: 5/24/2011 JOE SHAW TENNESSEE DEPARTMENT OF TRANSPORTATION Power SUITE 600, JAMES K. POLK BUILDING NASHVILLE, TN 37243 PROJECT#/S: XXXXX-XXXX-XX COUNTY/S: WILSON FEDERAL: XX-XXX-XXX(XX) PIN #: 123456.00 DESCRIPTION: SAMPLE ROADWAY PROJECT TYPE: 54-5-804 MOVE-IN STATE CONTRACT Please refer to the above captioned project number on all correspondence concerning utility relocation. Dear Mr. Joe Shaw, This is to notify you to proceed with adjustment of facilities as shown on the enclosed, approved utility relocation plan for the above mentioned project. On the basis of this notice, you should proceed on this project as follows: A) If contract is to relocate facilities PRIOR to the State Roadway contract, then: 1. Proceed in ordering materials and/or begin work IMMEDIATELY in order to clear the roadway for the construction of this project at the earliest possible date. 2. Submit the Certification Contract Obligation form (TDOT Form 2004-16, Sheets 7.1 & 7.2) to the Project Engineer listed below for the completion of the utility relocation to maintain eligibility for reimbursement prior to the date specified on the contract. 3. All State right-of-way may not be available as of this date. Utility needs to verify with this office if a specific tract is available before beginning construction if the schedule depends on access. B) If contract is to relocate facilities IN the State Roadway contract, then please proceed in ordering any Owner Furnished materials that will be supplied for the relocation of your facilities for the above mentioned project. This project is currently scheduled for letting: 06/12/2012 You will be advised after the Letting Date of a Time and Location for the pre-construction conference. Whether relocation is to be done IN the State Contract or PRIOR TO, the following information applies: 1. Billing is to be made in accordance with the provisions of 23 CFR 645A of the Federal Aid Policy Guide. Any charges billed by the utility that cannot be certified by the Regional Project Engineer’s records cannot be reimbursed. 2. Utility will be responsible for its own erosion control, clearing and grubbing and staking. The Utility is responsible for acquiring the TDEC Notice of Coverage (NOC) necessary for the work performed by the Utility. 3. All employees of this Department assigned to this project will be acting solely for highway construction purposes and shall not be held responsible for the location of utility facilities. 4. Three (3) days prior to the day that construction work is to be performed, the Utility must notify the Regional Project Engineer of the date the work is expected to begin to arrange for inspection and staking before doing actual work on the highway Right- of-way. 5. In accordance with TCA 54-5-854(h)(3) the Utility will submit monthly progress reports to the Project Engineer. PROJECT ENGINEER: David Reddon TELEPHONE: (615) 350-4382 x ADDRESS: 6601 Centennial Blvd., 3 rd Floor, Nashville, TN 37243-0360 Sincerely,