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Debrah Harding
Managing Director
MRS
General Data Protection Regulation
(GDPR): Do you understand it and are you
ready?
Overview
10 Key elements of the General Data Protection
Regulation (GDPR)
10 activities for preparing for GDPR
Discussion and Questions
Topics for today
- 25th May 2018
- Evolutionary not revolutionary:
Fairness, transparency, accuracy,
security, minimisation and respect for
individuals all remain from current
legislation
- Strengthened individual rights
- Increased business accountability
- Embedded privacy-centric focus
Some context
Element 1: Extra
territorial reach
GDPR comes
into force 25
May 2018
Adequacy
for cross-
border
transfers
Extra-
territorial
reach
4
Element 1:
Extraterritorial Reach
GLOBAL
REACH
EU data
controllers and
processors
processing data
of EU residents
Other data
processors and
controllers offering
goods or services to
individuals in the EU
Other data
processors and
controllers
monitoring
behaviour of
individuals in the
EU
5
- Current privacy framework is a Directive:
Each EU state has own law and own
interpretation
- GDPR is a directly applicable Regulation:
…but Member States can legislate on
specific areas including employment and
research
Element 2: Regulation
v. national law
- Philosophical approach:
Privacy is a fundamental human right
- Privacy by design and default is core to GDPR:
Supported on one side by transparency
and the other by accountability
Element 3: Privacy
by design & default
- Definition of personal data has been expanded:
Data from which a living individual is identifiable
(by anyone) directly or indirectly
- Online data which may be personal:
Online identifiers, device identifiers, cookies
IDs and IP identifiers
- Special categories of data (sensitive data):
Current classes of data retained and extended to
cover genetic and biometric data
Element 4: Definition
Of personal data
- Children:
Children under 13 can never, themselves, give
consent to the processing of their personal
data in relation to online services
For children between 13 and 15 (inclusive) the
general rules is that parental consent must be
obtained unless Member States legislate to reduce
the age threshold
Children aged 16 and over may give consent for
the processing of their personal data
Element 5: Children
Consent: freely given, specific, informed and
unambiguous…by a clear statement or by a clear
affirmative action signifying agreement to processing…
Have the right to withdraw consent at any time
Presumption that consent will not be valid unless
separate consents are obtained for different
processing activities
Forced or “omnibus” consent mechanisms will not be
valid – no pre-ticked boxes or inactivity implying
consent
Explicit consent for sensitive data
Element 6: Consent
- Necessary for…
the performance of a contract
compliance with a legal obligation
protect the vital interests of data subject
performance of tasks in the public interest
purposes of legitimate interests
Element 7: Processing
using other grounds
- New processing purposes are compatible with original
data processing purposes. Where processing is not
based upon consent should take account of the following:
Link between original and proposed purpose
Context in which data has been collected
The nature of the data
The consequences of the proposed processing
The existence of safeguards (including
pseudonymisation)
Element 8: Further
processing
- Data minimisation:
Personal data must be adequate, relevant and
limited
- Pseudonymisation:
Personal data that has been processed so that it
can no longer be attributed to a specific data
subject without the use of additional information
Element 9: Data
minimisation &
pseudonymisation
- The current individual rights remain – right to know
about processing, access, provided with supplemental
information about processing. Plus new and enhanced
rights:
Right to be forgotten
Right to request the porting of data to a new
organisation
Right to object to certain processing activities
Right to object to decisions taken by automated
means
Element 10: Enhanced
rights and fines
- Fines may be imposed instead of, or in addition to,
measures that may be ordered by supervisory
authorities. There are two tiers of administrative fines:
- Some contraventions will be subject to administrative
fines of up to €10,000,000 or, 2% of global turnover,
whichever is the higher
- Others will be subject to administrative fines of up to
€20,000,000 or 4% of global turnover, whichever is the
higher
- Higher fines for breaches of basic principles including consent
conditions, data subject rights, transfers and non-compliance with
orders by supervisory authorities
Element 10: Enhanced
rights and fines
1.Determine whether GDPR affects your organisation
Are you or your organisation a Data Controller?
A Data Processor?
Both?
10 Next Steps:
Step 1
2.Conduct an organisational information audit including all
subcontractors relating to the data supply chain. Some
questions to consider…
Where is personal data stored?
Who has control and access to personal data?
Is personal data shared with third parties?
Is personal data shared with other processors?
Are your subcontractor arrangements sufficient?
What about your subcontractors’ subcontractors?
10 Next Steps:
Step 2
3. Understand the legal grounds for collecting data
Do you collect data using consent?
If you use consent – look at notices, policies -
to ensure you are being fair and transparent
about processing
10 Next Steps:
Step 3
3. Understand the legal grounds for collecting data. Fair
processing notices, some things to consider:
Written clearly in an accessible manner
Layered & tailored to communication platforms
- condensed overview
- link to full policy
- direct to website if using other means
Include for example: identity, contact details, legal
basis for processing, recipients of data, transfers,
retention, right to access
10 Next Steps:
Step 3
4. Review and strengthen your IT arrangements
Can your IT systems and processes cope with the new
rights including right to be forgotten, data portability?
What security measures are in place? Are these
sufficient?
Who has access to personal data? Within your
organisation? Outside of your organisation and staff?
What arrangements are in place to manage data
retention and destruction?
10 Next Steps:
Step 4
5.Review your policies, processes and training
Do staff understand the new obligations?
Have all staff had appropriate training for their
data responsibilities?
What arrangements are in place for freelancers,
casual workers, etc?
What happens when role’s change? Is top-up
training given?
What about subcontractors?
10 Next Steps:
Step 5
6.Determine if you need a Data Protection Officer (DPO)
Must appoint a DPO if…
a) core activities require regular and systematic
monitoring of data subjects on a large scale; and/or
b) large scale processing of sensitive data
DPOs must be:
- autonomous
- well resourced
- report to a senior level
- have high job security (if employed)
- necessary level of legal/data expertise based upon processing
undertaken
10 Next Steps:
Step 6
7. Build a comprehensive GDPR implementation and
compliance programme
Start GDPR implementation NOW if not started
Clear set of activities, priorities, timings with
resource allocated
10 Next Steps:
Step 7
8.Prioritise on areas with highest risks and impact
Think about high risk data processing within
your business
Consider those activities with the higher
fines attached – sensitive data, consent,
subject access rights, etc
10 Next Steps:
Step 8
9.Instigate and conduct Privacy Impact Assessments/
Data Protection Impact Assessments
This is one way to ensure that Privacy by
Design becomes embedded into your
corporate culture
Assessments can include:
- a description of envisaged data processing
- assessment of the need for processing
- assessment of the risks to data subjects
- measures to mitigate risks
- steps to ensure GDPR compliance
10 Next Steps:
Step 9
10. Prepare for data breach notifications
Set up internal procedures including:
- breach notifications
- monitoring to enable detection of breaches
- breach reporting lines
10 Next Steps:
Step 10
Discussion &
Questions

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General Data Protection Regulations (GDPR): Do you understand it and are you ready?

  • 1. Debrah Harding Managing Director MRS General Data Protection Regulation (GDPR): Do you understand it and are you ready?
  • 2. Overview 10 Key elements of the General Data Protection Regulation (GDPR) 10 activities for preparing for GDPR Discussion and Questions Topics for today
  • 3. - 25th May 2018 - Evolutionary not revolutionary: Fairness, transparency, accuracy, security, minimisation and respect for individuals all remain from current legislation - Strengthened individual rights - Increased business accountability - Embedded privacy-centric focus Some context
  • 4. Element 1: Extra territorial reach GDPR comes into force 25 May 2018 Adequacy for cross- border transfers Extra- territorial reach 4
  • 5. Element 1: Extraterritorial Reach GLOBAL REACH EU data controllers and processors processing data of EU residents Other data processors and controllers offering goods or services to individuals in the EU Other data processors and controllers monitoring behaviour of individuals in the EU 5
  • 6. - Current privacy framework is a Directive: Each EU state has own law and own interpretation - GDPR is a directly applicable Regulation: …but Member States can legislate on specific areas including employment and research Element 2: Regulation v. national law
  • 7. - Philosophical approach: Privacy is a fundamental human right - Privacy by design and default is core to GDPR: Supported on one side by transparency and the other by accountability Element 3: Privacy by design & default
  • 8. - Definition of personal data has been expanded: Data from which a living individual is identifiable (by anyone) directly or indirectly - Online data which may be personal: Online identifiers, device identifiers, cookies IDs and IP identifiers - Special categories of data (sensitive data): Current classes of data retained and extended to cover genetic and biometric data Element 4: Definition Of personal data
  • 9. - Children: Children under 13 can never, themselves, give consent to the processing of their personal data in relation to online services For children between 13 and 15 (inclusive) the general rules is that parental consent must be obtained unless Member States legislate to reduce the age threshold Children aged 16 and over may give consent for the processing of their personal data Element 5: Children
  • 10. Consent: freely given, specific, informed and unambiguous…by a clear statement or by a clear affirmative action signifying agreement to processing… Have the right to withdraw consent at any time Presumption that consent will not be valid unless separate consents are obtained for different processing activities Forced or “omnibus” consent mechanisms will not be valid – no pre-ticked boxes or inactivity implying consent Explicit consent for sensitive data Element 6: Consent
  • 11. - Necessary for… the performance of a contract compliance with a legal obligation protect the vital interests of data subject performance of tasks in the public interest purposes of legitimate interests Element 7: Processing using other grounds
  • 12. - New processing purposes are compatible with original data processing purposes. Where processing is not based upon consent should take account of the following: Link between original and proposed purpose Context in which data has been collected The nature of the data The consequences of the proposed processing The existence of safeguards (including pseudonymisation) Element 8: Further processing
  • 13. - Data minimisation: Personal data must be adequate, relevant and limited - Pseudonymisation: Personal data that has been processed so that it can no longer be attributed to a specific data subject without the use of additional information Element 9: Data minimisation & pseudonymisation
  • 14. - The current individual rights remain – right to know about processing, access, provided with supplemental information about processing. Plus new and enhanced rights: Right to be forgotten Right to request the porting of data to a new organisation Right to object to certain processing activities Right to object to decisions taken by automated means Element 10: Enhanced rights and fines
  • 15. - Fines may be imposed instead of, or in addition to, measures that may be ordered by supervisory authorities. There are two tiers of administrative fines: - Some contraventions will be subject to administrative fines of up to €10,000,000 or, 2% of global turnover, whichever is the higher - Others will be subject to administrative fines of up to €20,000,000 or 4% of global turnover, whichever is the higher - Higher fines for breaches of basic principles including consent conditions, data subject rights, transfers and non-compliance with orders by supervisory authorities Element 10: Enhanced rights and fines
  • 16. 1.Determine whether GDPR affects your organisation Are you or your organisation a Data Controller? A Data Processor? Both? 10 Next Steps: Step 1
  • 17. 2.Conduct an organisational information audit including all subcontractors relating to the data supply chain. Some questions to consider… Where is personal data stored? Who has control and access to personal data? Is personal data shared with third parties? Is personal data shared with other processors? Are your subcontractor arrangements sufficient? What about your subcontractors’ subcontractors? 10 Next Steps: Step 2
  • 18. 3. Understand the legal grounds for collecting data Do you collect data using consent? If you use consent – look at notices, policies - to ensure you are being fair and transparent about processing 10 Next Steps: Step 3
  • 19. 3. Understand the legal grounds for collecting data. Fair processing notices, some things to consider: Written clearly in an accessible manner Layered & tailored to communication platforms - condensed overview - link to full policy - direct to website if using other means Include for example: identity, contact details, legal basis for processing, recipients of data, transfers, retention, right to access 10 Next Steps: Step 3
  • 20. 4. Review and strengthen your IT arrangements Can your IT systems and processes cope with the new rights including right to be forgotten, data portability? What security measures are in place? Are these sufficient? Who has access to personal data? Within your organisation? Outside of your organisation and staff? What arrangements are in place to manage data retention and destruction? 10 Next Steps: Step 4
  • 21. 5.Review your policies, processes and training Do staff understand the new obligations? Have all staff had appropriate training for their data responsibilities? What arrangements are in place for freelancers, casual workers, etc? What happens when role’s change? Is top-up training given? What about subcontractors? 10 Next Steps: Step 5
  • 22. 6.Determine if you need a Data Protection Officer (DPO) Must appoint a DPO if… a) core activities require regular and systematic monitoring of data subjects on a large scale; and/or b) large scale processing of sensitive data DPOs must be: - autonomous - well resourced - report to a senior level - have high job security (if employed) - necessary level of legal/data expertise based upon processing undertaken 10 Next Steps: Step 6
  • 23. 7. Build a comprehensive GDPR implementation and compliance programme Start GDPR implementation NOW if not started Clear set of activities, priorities, timings with resource allocated 10 Next Steps: Step 7
  • 24. 8.Prioritise on areas with highest risks and impact Think about high risk data processing within your business Consider those activities with the higher fines attached – sensitive data, consent, subject access rights, etc 10 Next Steps: Step 8
  • 25. 9.Instigate and conduct Privacy Impact Assessments/ Data Protection Impact Assessments This is one way to ensure that Privacy by Design becomes embedded into your corporate culture Assessments can include: - a description of envisaged data processing - assessment of the need for processing - assessment of the risks to data subjects - measures to mitigate risks - steps to ensure GDPR compliance 10 Next Steps: Step 9
  • 26. 10. Prepare for data breach notifications Set up internal procedures including: - breach notifications - monitoring to enable detection of breaches - breach reporting lines 10 Next Steps: Step 10

Editor's Notes

  1. Brexit irrelevant Implementation on 25 May 2018 confirmed by UK Government Will need adequate regime to ensure cross-border transfers after Brexit Also GDPR reaches across borders with its extraterritorial reach - Impacts on researchers wherever located – data subject centric – responsibilities and obligations attach to the individuals in the EU – so if processing data of an individual in the EU need to be aware In short term will apply – UK derogations/flexibilities In medium longer term may start to diverge but this could impact on free flow of data