Ethics in a Digital Age
Louise StangerEd.D, LCSW, CDWF
Meet Dr. Louise
Clinician
Author
Educator
Interventionist
Family Specialist
Cell Phones
How many of you text?
How many of you text
clients? “nonsecure
transmission”
Record that you texted
24 hour availability
Objectives
To articulate your philosophy of practice
Review Duty to Warn, Duty to Protect & Privilege
Communication
Explore Ethics in Todays world-Opioid Crisis - Me
Too- Legalization of Marijuana - Medication
Assisted Treatment
Objectives
Explain, Describe & Differentiate Digital Policies
and Ethics for Licensed Clinicians
View Social Media & Advertising in Digital Age
Evaluate Tele Psychology
Examine The Emergence of Open Notes as an
Ethical Issue
Ethics
Top Clinical Concerns
What is your Philosophy of
Treatment ?
Take a few minutes and
write down 3 or 4
(words) sentences that
describes your
philosophy of treatment
You are in the Possibility Business
What are Ethics?
Beliefs an individual or
group makes about
what constitutes proper
behavior
Standard of Conduct
Ethics are Not Laws
Do Not Confuse Ethics With Morality
Ethics are Not Religion
Types of Ethics
Mandatory Ethics
Must do or Must not do
Actions that are safe
and legal
Aspirational Ethics
More the meeting basic
code
Principal or Virtue Ethics
Is what I am doing
best for client
Character traits
Situation Unethical?
Methods or Obligations
Ethical Codes
Ethics are not absolute in all situations
Ethical Codes are not Cookbooks
Consider the code within professional organizations
Each client is unique
Each situation is different requiring unique
solutions.
Purpose of Ethical Codes
Protect the welfare of
clients
Protect the public
Guide professionals in
Daily work
Provide Guidance
Limitations
Some issues cant be handled relying on ethical codes by
themselves
Some lack clarity/precision, blurred lines
Simply learning codes and guidelines wont always lead to
ethical practice
Conflicts can e within codes and among various organizations
Members may hold state and national certifications and
licensees which may all not be uniform.
Codes need to be reactive not proactive
Personal Values may conflict with a standard ethic
code
Codes must be understood within a cultural frame
Codes may vary with state laws and regulations
Not all members of within a professorial
organization will agree with all elements of a code
Steps for Addressing and
Reporting unethical behaviors
Obligation to deal with unethical conduct
Talk to person, intervene if possible
Try to resolve at lower, informal level
Seek consultation
If egregious act , reporting is necessary
If you see clients that are professionals,
encourage them to self report
Reporting Obligations
We are Gatekeepers
Don’t Assume someone else will
do it
Responsibility to confront
recognized unethical behavior
Legal Responsibilities
Ignoring ethical misconduct is an
ethical violation
Document, Consult, Obtain
Supervision
What are the 3 most difficult topics for you to be
objective about with a client
List at least 1 type of client you find challenging?
Think of a case an how did you handle that?
What personal value did you struggle with ?
Did you talk with a supervisor ?
Do you seek out professional therapy?
What’s our Job?
To star on a TV Show, Dr Phil, The Doctors Etc
To help client adopt better values
To indoctrinate clients
To teach proper behavior
To prescribe happiness
To be a guru and share wisdom
To preach, pontificate , persuade, lecture ?
Where do you Stand on ?
Your Client asks you
To let the TV Camera
Into Your Office.
Questions
If she wants her sessions to be filmed is that in alignment with my values?
This would generate new business for my practice and also put me under scrutiny.
What kind of guard rails do I need to put in place to protect me, my business and my
families?
Would the MFT, LPC, Social work, Psychology Board allow our sessions not only to
be filmed but to be shown on TV?
Would I be able to edit?
What type of oversight might I have?
What type of disclosure would I have to sign/
Would I need an agent?
Ethical Principles
Respect for one another
Universality
Utility - the duty to provide
the greatest good or least
harm to the greatest number
of people
Ordering of priorities
Principles of Ethics
Autonomy - freedom of choice
Non-malfeasance - To Cause
No Harm
Gratitude
Beneficence - To Do Good
Justice - Treat all Fairly
Fidelity - honoring Commitments
Reparation - duty to make up for
wrongs
Competence
Integrity
Importance Of
Human Relationships
Dignity of
Individual
Social Justice
Service
VALUES
Ethical Issues
Individual
Group
Organizational
Societal
Teen Line-Michele Carlson MPH
How do Ethical Problems Occur
Human error
Clients misreport
Inexperience
Ignorance
Unpredictable / Unforeseen
situations
Inadequate Agency policies
Ethics in conflict with law
Ethical Considerations
Fiduciary Relationships with
Provider
Call Centers
Pay per Click
Truth In Advertising
Gifts and Kickbacks
Confidentiality
Top Issues
Dual Relationships
Friendships / Counselor-Client
Sexual Relationships
Professional - Client and
colleague are professionals
Business - Counselor and
client are business partners or
have an employer relationship
Communal (both belong to
same community: AA,
ALANON, NA, etc.)
Confidentiality and Duty to Warn
Hallmark of therapeutic
relationships
Record Keeping
Gossiping/Slander
Photos
Intentional infliction of emotional
distress
Tarasoff Rule
With minors and with groups
Competence
How do you achieve and
maintain?
Cultural
Is it ok to practice outside of
cultural competence?
More Issues
Patient deaths
Non-profits set up to run call
centers
Ownership - should labs own
treatment centers
Insurance companies dictate
treatment
Public's distrust of the behavioral
healthcare industry
Lack of generalized training and
standards
Need Clients
Ethical Responsibilities
Micro-Individual Level
To Clients
To Colleagues
To Practice Settings
To Professional Affiliations
To Broader Society
The Dilemma
To Tell the Truth
Herein lies the dilemma
between self, IP,
Agency and Outside
World.
“Rated the Number One Rehab in the World”
“The Two Week Detox, Treatment &
Golf Plan”
Promise More Then You can Deliver
Using your Internet Site & Name
What is yours?
How Many of Your Clients
Guidelines
What’s good about social
media
Provide services to folks who
are remote, have disabilities
Engage in professional
networking
Obtain continuing education
Obtain support-self support
groups
Collaborating
Social Media
Provide Therapy
Access to records
Means of maintaining
communication
Who are our Clients ?
Digital Natives
Digital Immigrants
Digital Fugitives
Confidentiality
A Clients Right to Privacy
A clinician may not
disclose information
without a clients consent-
Identify of client , content
of communications,
professional opinions
about the client and
materials from record
Confidentiality etc.
Patient or client privacy
Confidentiality
Matters of Informed
Consent
Solicitation of Clients
Conflicts of Interest
Faxing
Faxing
Cover sheets- contain
notice of prohibition of
disclosure
Where is the fax?
Where is the other fax?
Who is receiving fax?
Duty to Warn
Threatens on the internet
Duty To Warn
Tarasoff Ruling 1974
Does client pose a
serious threat to an other
?
The ethical obligation of
confidentiality comes in
conflict with duty to warn
and duty to protect
Duty to Protect
With Homicidal or Suicidal
Clients
? HIV and AIDS
Domestic Violence
Client Cutting Themselves
Geriatric patient ability to
care for herself
Decision Making Duty to
Warn Duty To Protect
Gather relevant Data
Evaluate
Dangerousness
Determine Course
Distinguish between
making a threat and
posing a threat
Privileged Communication
Privileged Communication is guaranteed by all the
states and federal statue 501.
Based on Court Case 1995 Jaffee vs,. Redmond
How many of you?
Have a website?
Facebook?
Instagram?
Twitter/
Linked In?
Snap Chat?
Messages
Consult via Phone ,
Skype, Zoom etc
Professionals Using Social
Media
Addiction counselors
Interventionists
Nurses
Marriage and Family Counselors
Physicians- Dentists
Pilots
Psychologists
Social Workers
Teachers
How many of you have ?
Silly photos
Perhaps at a party
drinking
Doing something
dangerous
Calling Out Someone
Not Checked your privacy
settings
88% of 18-29 years
olds use facebook
84% of 30-49 year olds
use Facebook
72 of 50-64 year old
Facebook
62%of 65 year old use
Facebook
Demographics
• 82% of adults with some college experience use Facebook.
• 79% of adults who graduated college use Facebook.
• 77% of adults with a high school diploma or less use Facebook.
Education
• 84% of adults who make less than $30,000 use Facebook.
• 80% of adults who make between $30,000–$49,999 use Facebook.
• 75% of adults who make over $75,000 use Facebook.
• 77% of adults who make between $50,000–$74,999 use Facebook.
Income
Instagram
• 59% of 18–29 year olds use Instagram.
• 33% of 30–49 year olds use Instagram.
• 18% of 50–64 year olds use Instagram.
• 8% of people 65+ use Instagram.
Age
• 38% of online women use Instagram.
• 28% of online men use Instagram.
Gender
• 39% of adults living in urban areas use Instagram.
• 31% of adults living in rural areas use Instagram.
• 28% of adults living in suburban areas use Instagram.
Live
33% of adults who graduated college
37% of adults with some college experience
27% of adults with a high school diploma or less
Education
38% of adults who make less than $30,000
37% of adults who make more than $75,000
32% of adults who make $30,000–$49,999
32% of adults who make $49,999–$74,999
Income
All Social Media
79% useFacebook
32%use Instagram
31% use Pinterest
295 use LinkedIn
29% use messaging
apps
24% use auto-delete app
Daily User Social Media
Demographics
76% Facebook
51% Instagram
42% Twitter
25% Pinterest
18% Linked in
Global Issues
Should every home have
Narcan?
Should cannabis be used for
opiate withdrawal?
How should cannabis be
marketed and regulated?
Advertising and regulating
Drug trafficking - human
trafficking
Top Macro Concerns
Patient Brokering - Paying for
Referrals
Improper Billing - UA Billings
Incorrect Billing with Insurance
and Private Pay (Waving
Deductibles)
Unlawful Kickbacks
Deployment of Staff - Having
Non-Credentialed Staff
Facilitate Clinical Events
More Issues
Patient deaths
Non-profits set up to run call
centers
Ownership - should labs own
treatment centers
Insurance companies dictate
treatment
Public's distrust of the behavioral
healthcare industry
Lack of generalized training and
standards
Google Analytics and Other Issues
Buying ad words
Fake positive reviews
Buying competition's
keywords
Kickbacks - reciprocation
Stealing websites - called
redirecting
McDonald, Sohn & Ellis 2010
We must become e-professionals
E-mailing
Do you have written
permission?
Recorded in File
Policies- Availability,
consent emergencies
Informed Consent
Discoverable in court
Emailing
Encrypt
De-identify
Email has no expiration
date and can be
Case Study
Technology Breach of Confidentiality
A therapist updated files while
on a flight. As she completed a
treatment summary she was
directed to turn off all electronic
equipment . She saved it to a
hard drive and backed it up on
removable disc
She left the disc on the airplane
The use of encryption would of
prevented this
Case Study
Where did that email go?
Ever hit the send button
and realize that it was
confidential material
that went the wrong
place!
You have a consent
form to fax to X , its all
prepared , you turn your
head and OHNO
Mailings
If a treatment center
send out a mailing that
highlights their alumni
program and lists
names of alumni
If we take a photo after
this course and I send it
out in a mailing…
E-Etiquette
No inappropriate email
addresses
Formal
Check spell check spell
check spell check
Read and reread emails
to guarantee tine and
message
Managing Electronic Files
Firewalls
Encryption
Complex Passwords
privacy Screens
Protect physical security of
portable devices
zUpdate Virus Protection
Remove all information when
disposing of files.
Boundaries -Dual
Relationships
No physical contact with Client
No Contact outside of
consulting room
Maintain objectivity and
neutrality and avoid excessive
worrying
Seek Supervision
Counter Transference
Enactment- Edgar Levenson
Boundary Crossing Vs.
Boundary Violation
Boundary Crossing
Change in role
Most likely to benefit the client
One time event - Unintentional Disclosure
Discussed with client setting healthy boundaries
Can be therapeutic
BUT -can lead to BLURRED LINES
A Slippery Slope
Attempt to blend roles
that do not mix
May be harmful to client
Multiple Roles gets
Confusing
Social Networking
Problems
Self -Disclosure!
Dual Relationships!
We are not our clients friends!
Confidentiality
Questions to address
Do you know the difference between Facebook Profile and
FaceBook Page? ( 2014 ACA tells to keep Facebook Page
Separate)
Do you use Privacy Controls to Control Access?
What can a Client view on therapist profile?
What did the client request? Who is the client?
Boundary Violation
Exploitation of client to
some extent
Can do harm to client
Repeated on numerous
occasions
Checking Social Media
Profiles..
A patients or client is
admitted too a
Psychiatric ward or ER
and indicates desire for
self harm , up to and
including suicide or or
harm someone else.
What would you do?
Reach out On Facebook
A friend reaches out to
you on Facebook and
says they want to harm
themselves. You are a
licensed clinician what
do you do?
The question that must be
answered
How might the
therapists response to a
client’s Facebook friend
request affect treatment
and the therapist
alliance
What is the nature of the therapy relationship ?
Where is therapy taking place?
What does friend mean to client too therapist?
Does accepting a friends Request automatically
How might the therapist response to a friend req
Checking Social Media
Files
Ghosting- looking up the
address where a person lives
Following their Twitter feed
Checking out Linked in and
commenting
Blogging about client
Blogging about unethical
practices and calling out other
practitioners or centers
What would you do?
A colleague posts and vents
about her supervisor on social
media?
An interventionist says “off to
save other life”?
A treatment center posts
accepting new clients?
A clinician indicates they are
a “international thought
leader”!
George / Sally is a professional Counselor who
works with clients with co-occurring disorders He/
She makes a decision to join Facebook so he can
search his clients and see what they are doing.
Issues- Client right to privacy
Client-Therapist Relationship
Ghosting or Haunting Clients
More What Would You do?
People rant on
Facebook about Ethics
People Develop
websites on Ethics
Your client
Dual Relationships
Case Study
A Therapist and an ex client decided they would
become friends because the therapeutic
relationship was quite harmonious. They became
friends on Facebook, Linked in and Instagram.
And Then they started Dating ….
Transference
Countertransference
Prickly Situations
Love, lust , curiosity,
envy,
Competition, distaste
and even hatred
Relationships
Blogging
Post only if clients gave
written permission
Be prepared for reader
response
Be Consistent
Refrain from liking
groups and causes on
Facebook
Clients subscribing to
Blog Sites
“I do not accept friend or contact
requests from current or former
clients on any social networking
site” I believe that adding clients
as friends or contacts on these
sites can compromise your
confidentiality and our respective
privacy. It may also blur the
boundaries of our therapeutic
relationship. If you have
questions about this we can
meet and discuss ?
Case Study Blogging for
Suicide
Strategy
Set goal for Blog Post
Determine Audience
Address specific
Actions
Measure Blog post
results
Writing Safe Content
Avoid overstating issue
-don’t use words like
“suicide epidemic or
skyrocketing
Avoid words like
“successful”,
unsuccessful
Writing Safe Content
Avoid using phrases that overstate problem -“Epidemic or
Skyrocketing”
Do not depict or use images showing methods of suicide, self harm
or violence
Avoid words like “successful, unsuccessful, failed attempt,” instead
use “died by suicide, completed or “killed himself or herself”
Include prevention hotlines, warning signs and other prevention
focused information
Do not include personal details of the person who died by suicide.
Use the persons story to talk about prevention, coping seeking help
Personal Safety and
Privacy
Only disclose personal
details you are
comfortable with
Before publishing
disclose personal details
privately to those it may
impact negatively
Be Sensitive Be
Respectful
Monitoring Your Blog
Comments
Check comment section regularly
Do not ignore suicidal threats
Take action against reuse,
derogatory or discriminatory
comments
Avoid arguing in comment section
Steer conversation back on topic
Choose a comment thread that
works best for you
Talking With Media
Personal Story _be sure
story is appropriate for wide
audience’
Refer Journalist to speak
with an expert and if you
are the expert do not
confuse your story with
expert facts
If you don’t know an answer
say so
Advertising
Are you depressed/ Stressed Out/ We can Help
You. Call
We can “Cure “ Addiction
Dr. X- Your one-stop station for mental health
‘We offer evidenced based treatment
If Bill W were alive he would sign u for counseling
with me.
Promises
Health and Wellness
Personal Power and
Creative Change -The
Karma Institute
In a weekend you can
become ………
Federal Trade
Commission
by 2018 , 50% of all smartphone
users will be using mobile health
phone applications improve and
facilitate patient care
Focus on apps to consumers -
Head space, LacMac Provides
nursing mothers , diabetics etc.
https://www.fda.gov/MedicalDevices/DigitalHealt
h/MobileMedicalApplications/default.htm
The FDA
Provide patients with simple tools to
organize and track health information
provide easy access to information
related to health conditions and
treatment’
Help patients document potential medical
conditions’
Automate simple health care tasks
Enable Patients to interact with Personal
Health Records or Electronic Health
Records
Does not apply to Electronic Health
Records
In Your Face Solicitation
Sally G bragged to her
colleague that she
attracted many of her
clients by frequenting
upscale bars at night
who seemed depression
and gave out her card
I go to Soul Cycle and
hand out cards
Acceptable advertising
“You are not alone we are here to help”
Does not generate fear
Offers encouragement to seek help
for emotional problems
“Depression & anxiety are
treatable.
Chronic Pain & substance abuse is
treatable
Heres some ways to help you
APA Guidelines
Must avoid making false or deceptive statements related to one’s practice
,research or credentials
Maintain the integrity of statements made by other on our behalf
Do not compensate the media for publicity about our practice news items
When we offer public advice must cite scientific basis for claims
Do not solicit testimonials from clients who are vulnerable to undue
influence
Do not personally or through agents, attempt uninvited in-person solicitation
of business from actual or potential clients which make them vulnerable to
undue influence
List degrees correctly
Testimonials
She is an “international
world class speaker”
This is “World Class
Addiction and Mental
Health Treatment
Center”
Telepsychology
Guidelines and Questions
Definition
The Provision of psychological services using
telecommunication technologies
Telephone, mobile devices, interactive technologies,
videoconferencing, email , chat, text, internet( send help
websites, blogs, and social media)
Can be use to augment services or provide direct services
, eg email for scheduling, telephone for direct services
Skyping- Face Time
Offering Access
Increased access for folks
with physical, medical
and/or mobility disabilities
Increased access to areas
that have little mental
health services
Flexible scheduling
Access to therapy in native
languages (American sign)
Terms
Synchronous Service-
Communication in real
time between a
Professional and a
consumer
Asynchronous Service-
Communication in a time
delayed Manner between
a professional and a
consumer
Considerations
Legal Requirements
Ethical standards
Telecommunication
technologies
Interagency polices
External constraints
Mobile Aps
Digital Aps
8 Step Model For Ethical Decision Making
(Cory, Cory, Callahan)
1. Identify the Problem or
Issue
Clinical
Legal
System - Policies, etc.
Cultural
Personal
Steps 2 - 4
Identify the potential issues
Look at relevant codes of
ethics for general guidance
Consider applicable laws
and regulations and
determine how they may
have bearing on ethical
dilemma
Steps 5 - 7
Seek consultation from more
then one source to gain
multiple perspectives to the
dilemma
Brainstorm various courses
of Action
List pros and cons of
potential action
Step 8
What are you going to do?
Additional Thoughts
Corporate Responsibilities
Rene Popovitz JD
1.Written Policies and Procedures
High Level Responsibility
Effective Training and Communication
Response and Correction
Discipline and Enforce meant
Auditing and Monitoring
All Staff- Clinical Staff-Leadership
Ethics applies to everyone
All Staff Code of Ethics
Care and Respect
Confidentiality
Recovery Environment
Professionalism
Integrity
Accountability
Corporate Compliance
Clinical Code of Ethics
Therapeutic
Relationship
Quality Evidenced
Based Practices
Compliance and
Licensing Standards
Truthful billing and
Documentation
Leadership Code of Ethics
Ethical Business Practices
Responsible Technology
Marketing & Community Relations
Financial Accountability
Quality and Outcomes Monitoring
Talent Management, Innovation
and inspiration
Risk Management , Safety &
Security
Employee Reporting
Mechanisms
Responsibility to report illegal or unethical conduct
External or internal hotline
Reports follow existing supervision lines
Prompt responses to reports is essential
No retaliation / disciple for deliberate false accusations
Efforts to preserve Confidentiality
Categories Of Decisions
What is Moral
What is Ethical
What is Legal
What is Professional
Appropriate
White & Popovits 2001
One of the greatest threats to our field
comes not from changing drug trend,
external regulations or changing methods
of reimbursement but from our own failure
to clearly define work and ourselves
Zones of Ethical
Vulnerability
Conduct related to business, marketing & referral practices
Personal Conduct
Professional Conduct
Conduct in professional peer relationships
Conduct in relationships with service consumers
Conduct related to public safety
Conduct related to Technology
Conduct related to managing care and population health
Business Practices
Most troublesome areas
Financial Improprieties
Conflicts of interest
Unethical Marketing
Practices
Referral Fees and
Renumeration
Transparency
Ownership Disclosures
Coordination between state
& local
Coordination between
government and private
sector insurance
Data Collection & sharing
Integration of Data Sources
Resources
Zur, O. PHD. ,The National Psychologist -Social Networking
How Should Psychologists Respond To Online Requests. Our
Institute http://www.zurinstitute.com/social_networking.html
“Sorry Your Therapist Can’t be your Friend”-American
Psychoanalytic Society Sept. 14,
2017https://www.psychologytoday.com/us/blog/psychoanalysis
-unplugged/201709/sorry-your-therapist-can-t-be-your-friend
Code of Ethics American Association for Marriage and family
Therapy
http://www.aamft.org/iMIS15/AAMFT/Content/Legal_Ethics/Co
de_of_Ethics.aspx
Resources
Patterson, Francis. PHD, LADAC II, MAC -Not The
Usual Ethics Training : Navigating Difficult and
Challenging Situations
Journal of Social Work Values and Ethics, Spring, 2014
Vol.11 page 1
Zur, O. To Google or Not Google our clients/ When
psychotherapist and other mental health professionals
search their clients on the web. Independent
Practitioner 30, 144-148
Resources
Katheryn Chernak PHD Social Media and Social
Work : A Question of Ethics
https://socialworklicensure.org/articles/social-
media-social-work
Telepsychology with Persons with Disabilities
www.apa.org/pi/disability/resources/publications/telepsycho
Resources
Robb, Matthew. “Pause Before Posting: Using
Social Media Responsibly.”Social Work Today.
Jam-Feb.2011
Blogging for Suicide.
orghttps://www.bloggingonsuicide.org
Ethical Decision- Making in Social Work Practice,
Sept. 2015, NLASW Professional Issues
Committee
Resources
digital-interventions-for-reducing-alcohol-consumption-do-t
ining The Virtues of Compliance- Renee Popovits , Sept 1,

Ethics In A Digital Age

  • 1.
    Ethics in aDigital Age Louise StangerEd.D, LCSW, CDWF
  • 3.
  • 4.
    Cell Phones How manyof you text? How many of you text clients? “nonsecure transmission” Record that you texted 24 hour availability
  • 6.
    Objectives To articulate yourphilosophy of practice Review Duty to Warn, Duty to Protect & Privilege Communication Explore Ethics in Todays world-Opioid Crisis - Me Too- Legalization of Marijuana - Medication Assisted Treatment
  • 7.
    Objectives Explain, Describe &Differentiate Digital Policies and Ethics for Licensed Clinicians View Social Media & Advertising in Digital Age Evaluate Tele Psychology Examine The Emergence of Open Notes as an Ethical Issue
  • 8.
  • 9.
  • 10.
    What is yourPhilosophy of Treatment ? Take a few minutes and write down 3 or 4 (words) sentences that describes your philosophy of treatment
  • 11.
    You are inthe Possibility Business
  • 12.
    What are Ethics? Beliefsan individual or group makes about what constitutes proper behavior Standard of Conduct
  • 13.
    Ethics are NotLaws Do Not Confuse Ethics With Morality Ethics are Not Religion
  • 14.
    Types of Ethics MandatoryEthics Must do or Must not do Actions that are safe and legal Aspirational Ethics More the meeting basic code
  • 15.
    Principal or VirtueEthics Is what I am doing best for client Character traits Situation Unethical? Methods or Obligations
  • 16.
    Ethical Codes Ethics arenot absolute in all situations Ethical Codes are not Cookbooks Consider the code within professional organizations Each client is unique Each situation is different requiring unique solutions.
  • 17.
    Purpose of EthicalCodes Protect the welfare of clients Protect the public Guide professionals in Daily work Provide Guidance
  • 18.
    Limitations Some issues cantbe handled relying on ethical codes by themselves Some lack clarity/precision, blurred lines Simply learning codes and guidelines wont always lead to ethical practice Conflicts can e within codes and among various organizations Members may hold state and national certifications and licensees which may all not be uniform.
  • 19.
    Codes need tobe reactive not proactive Personal Values may conflict with a standard ethic code Codes must be understood within a cultural frame Codes may vary with state laws and regulations Not all members of within a professorial organization will agree with all elements of a code
  • 20.
    Steps for Addressingand Reporting unethical behaviors Obligation to deal with unethical conduct Talk to person, intervene if possible Try to resolve at lower, informal level Seek consultation If egregious act , reporting is necessary If you see clients that are professionals, encourage them to self report
  • 21.
    Reporting Obligations We areGatekeepers Don’t Assume someone else will do it Responsibility to confront recognized unethical behavior Legal Responsibilities Ignoring ethical misconduct is an ethical violation Document, Consult, Obtain Supervision
  • 23.
    What are the3 most difficult topics for you to be objective about with a client List at least 1 type of client you find challenging? Think of a case an how did you handle that? What personal value did you struggle with ? Did you talk with a supervisor ? Do you seek out professional therapy?
  • 24.
    What’s our Job? Tostar on a TV Show, Dr Phil, The Doctors Etc To help client adopt better values To indoctrinate clients To teach proper behavior To prescribe happiness To be a guru and share wisdom To preach, pontificate , persuade, lecture ?
  • 25.
    Where do youStand on ?
  • 27.
    Your Client asksyou To let the TV Camera Into Your Office.
  • 28.
    Questions If she wantsher sessions to be filmed is that in alignment with my values? This would generate new business for my practice and also put me under scrutiny. What kind of guard rails do I need to put in place to protect me, my business and my families? Would the MFT, LPC, Social work, Psychology Board allow our sessions not only to be filmed but to be shown on TV? Would I be able to edit? What type of oversight might I have? What type of disclosure would I have to sign/ Would I need an agent?
  • 29.
    Ethical Principles Respect forone another Universality Utility - the duty to provide the greatest good or least harm to the greatest number of people Ordering of priorities
  • 30.
    Principles of Ethics Autonomy- freedom of choice Non-malfeasance - To Cause No Harm Gratitude Beneficence - To Do Good Justice - Treat all Fairly Fidelity - honoring Commitments Reparation - duty to make up for wrongs
  • 31.
    Competence Integrity Importance Of Human Relationships Dignityof Individual Social Justice Service VALUES
  • 32.
  • 34.
  • 36.
    How do EthicalProblems Occur Human error Clients misreport Inexperience Ignorance Unpredictable / Unforeseen situations Inadequate Agency policies Ethics in conflict with law
  • 38.
    Ethical Considerations Fiduciary Relationshipswith Provider Call Centers Pay per Click Truth In Advertising Gifts and Kickbacks Confidentiality
  • 39.
    Top Issues Dual Relationships Friendships/ Counselor-Client Sexual Relationships Professional - Client and colleague are professionals Business - Counselor and client are business partners or have an employer relationship Communal (both belong to same community: AA, ALANON, NA, etc.)
  • 40.
    Confidentiality and Dutyto Warn Hallmark of therapeutic relationships Record Keeping Gossiping/Slander Photos Intentional infliction of emotional distress Tarasoff Rule With minors and with groups
  • 41.
    Competence How do youachieve and maintain? Cultural Is it ok to practice outside of cultural competence?
  • 42.
    More Issues Patient deaths Non-profitsset up to run call centers Ownership - should labs own treatment centers Insurance companies dictate treatment Public's distrust of the behavioral healthcare industry Lack of generalized training and standards
  • 43.
  • 44.
    Ethical Responsibilities Micro-Individual Level ToClients To Colleagues To Practice Settings To Professional Affiliations To Broader Society
  • 45.
    The Dilemma To Tellthe Truth Herein lies the dilemma between self, IP, Agency and Outside World.
  • 46.
    “Rated the NumberOne Rehab in the World”
  • 47.
    “The Two WeekDetox, Treatment & Golf Plan”
  • 48.
    Promise More ThenYou can Deliver
  • 49.
  • 51.
  • 52.
    How Many ofYour Clients
  • 53.
  • 54.
    What’s good aboutsocial media Provide services to folks who are remote, have disabilities Engage in professional networking Obtain continuing education Obtain support-self support groups Collaborating
  • 55.
    Social Media Provide Therapy Accessto records Means of maintaining communication
  • 56.
    Who are ourClients ? Digital Natives Digital Immigrants Digital Fugitives
  • 58.
    Confidentiality A Clients Rightto Privacy A clinician may not disclose information without a clients consent- Identify of client , content of communications, professional opinions about the client and materials from record
  • 59.
    Confidentiality etc. Patient orclient privacy Confidentiality Matters of Informed Consent Solicitation of Clients Conflicts of Interest
  • 60.
  • 61.
    Faxing Cover sheets- contain noticeof prohibition of disclosure Where is the fax? Where is the other fax? Who is receiving fax?
  • 62.
    Duty to Warn Threatenson the internet
  • 63.
    Duty To Warn TarasoffRuling 1974 Does client pose a serious threat to an other ? The ethical obligation of confidentiality comes in conflict with duty to warn and duty to protect
  • 64.
    Duty to Protect WithHomicidal or Suicidal Clients ? HIV and AIDS Domestic Violence Client Cutting Themselves Geriatric patient ability to care for herself
  • 65.
    Decision Making Dutyto Warn Duty To Protect Gather relevant Data Evaluate Dangerousness Determine Course Distinguish between making a threat and posing a threat
  • 66.
    Privileged Communication Privileged Communicationis guaranteed by all the states and federal statue 501. Based on Court Case 1995 Jaffee vs,. Redmond
  • 69.
    How many ofyou? Have a website? Facebook? Instagram? Twitter/ Linked In? Snap Chat? Messages Consult via Phone , Skype, Zoom etc
  • 71.
    Professionals Using Social Media Addictioncounselors Interventionists Nurses Marriage and Family Counselors Physicians- Dentists Pilots Psychologists Social Workers Teachers
  • 72.
    How many ofyou have ? Silly photos Perhaps at a party drinking Doing something dangerous Calling Out Someone Not Checked your privacy settings
  • 76.
    88% of 18-29years olds use facebook 84% of 30-49 year olds use Facebook 72 of 50-64 year old Facebook 62%of 65 year old use Facebook
  • 77.
    Demographics • 82% ofadults with some college experience use Facebook. • 79% of adults who graduated college use Facebook. • 77% of adults with a high school diploma or less use Facebook. Education • 84% of adults who make less than $30,000 use Facebook. • 80% of adults who make between $30,000–$49,999 use Facebook. • 75% of adults who make over $75,000 use Facebook. • 77% of adults who make between $50,000–$74,999 use Facebook. Income
  • 79.
    Instagram • 59% of18–29 year olds use Instagram. • 33% of 30–49 year olds use Instagram. • 18% of 50–64 year olds use Instagram. • 8% of people 65+ use Instagram. Age • 38% of online women use Instagram. • 28% of online men use Instagram. Gender • 39% of adults living in urban areas use Instagram. • 31% of adults living in rural areas use Instagram. • 28% of adults living in suburban areas use Instagram. Live 33% of adults who graduated college 37% of adults with some college experience 27% of adults with a high school diploma or less Education 38% of adults who make less than $30,000 37% of adults who make more than $75,000 32% of adults who make $30,000–$49,999 32% of adults who make $49,999–$74,999 Income
  • 82.
    All Social Media 79%useFacebook 32%use Instagram 31% use Pinterest 295 use LinkedIn 29% use messaging apps 24% use auto-delete app
  • 83.
    Daily User SocialMedia Demographics 76% Facebook 51% Instagram 42% Twitter 25% Pinterest 18% Linked in
  • 85.
    Global Issues Should everyhome have Narcan? Should cannabis be used for opiate withdrawal? How should cannabis be marketed and regulated? Advertising and regulating Drug trafficking - human trafficking
  • 86.
    Top Macro Concerns PatientBrokering - Paying for Referrals Improper Billing - UA Billings Incorrect Billing with Insurance and Private Pay (Waving Deductibles) Unlawful Kickbacks Deployment of Staff - Having Non-Credentialed Staff Facilitate Clinical Events
  • 87.
    More Issues Patient deaths Non-profitsset up to run call centers Ownership - should labs own treatment centers Insurance companies dictate treatment Public's distrust of the behavioral healthcare industry Lack of generalized training and standards
  • 89.
    Google Analytics andOther Issues Buying ad words Fake positive reviews Buying competition's keywords Kickbacks - reciprocation Stealing websites - called redirecting
  • 90.
    McDonald, Sohn &Ellis 2010 We must become e-professionals
  • 91.
    E-mailing Do you havewritten permission? Recorded in File Policies- Availability, consent emergencies Informed Consent Discoverable in court
  • 92.
  • 93.
    Case Study Technology Breachof Confidentiality A therapist updated files while on a flight. As she completed a treatment summary she was directed to turn off all electronic equipment . She saved it to a hard drive and backed it up on removable disc She left the disc on the airplane The use of encryption would of prevented this
  • 94.
    Case Study Where didthat email go? Ever hit the send button and realize that it was confidential material that went the wrong place! You have a consent form to fax to X , its all prepared , you turn your head and OHNO
  • 95.
    Mailings If a treatmentcenter send out a mailing that highlights their alumni program and lists names of alumni If we take a photo after this course and I send it out in a mailing…
  • 96.
    E-Etiquette No inappropriate email addresses Formal Checkspell check spell check spell check Read and reread emails to guarantee tine and message
  • 97.
    Managing Electronic Files Firewalls Encryption ComplexPasswords privacy Screens Protect physical security of portable devices zUpdate Virus Protection Remove all information when disposing of files.
  • 100.
    Boundaries -Dual Relationships No physicalcontact with Client No Contact outside of consulting room Maintain objectivity and neutrality and avoid excessive worrying Seek Supervision Counter Transference Enactment- Edgar Levenson
  • 101.
  • 102.
    Boundary Crossing Change inrole Most likely to benefit the client One time event - Unintentional Disclosure Discussed with client setting healthy boundaries Can be therapeutic BUT -can lead to BLURRED LINES
  • 103.
    A Slippery Slope Attemptto blend roles that do not mix May be harmful to client Multiple Roles gets Confusing
  • 104.
    Social Networking Problems Self -Disclosure! DualRelationships! We are not our clients friends! Confidentiality
  • 106.
    Questions to address Doyou know the difference between Facebook Profile and FaceBook Page? ( 2014 ACA tells to keep Facebook Page Separate) Do you use Privacy Controls to Control Access? What can a Client view on therapist profile? What did the client request? Who is the client?
  • 107.
    Boundary Violation Exploitation ofclient to some extent Can do harm to client Repeated on numerous occasions
  • 108.
    Checking Social Media Profiles.. Apatients or client is admitted too a Psychiatric ward or ER and indicates desire for self harm , up to and including suicide or or harm someone else. What would you do?
  • 109.
    Reach out OnFacebook A friend reaches out to you on Facebook and says they want to harm themselves. You are a licensed clinician what do you do?
  • 110.
    The question thatmust be answered How might the therapists response to a client’s Facebook friend request affect treatment and the therapist alliance
  • 111.
    What is thenature of the therapy relationship ? Where is therapy taking place? What does friend mean to client too therapist? Does accepting a friends Request automatically How might the therapist response to a friend req
  • 112.
    Checking Social Media Files Ghosting-looking up the address where a person lives Following their Twitter feed Checking out Linked in and commenting Blogging about client Blogging about unethical practices and calling out other practitioners or centers
  • 113.
    What would youdo? A colleague posts and vents about her supervisor on social media? An interventionist says “off to save other life”? A treatment center posts accepting new clients? A clinician indicates they are a “international thought leader”!
  • 114.
    George / Sallyis a professional Counselor who works with clients with co-occurring disorders He/ She makes a decision to join Facebook so he can search his clients and see what they are doing. Issues- Client right to privacy Client-Therapist Relationship Ghosting or Haunting Clients
  • 115.
    More What WouldYou do? People rant on Facebook about Ethics People Develop websites on Ethics Your client
  • 116.
    Dual Relationships Case Study ATherapist and an ex client decided they would become friends because the therapeutic relationship was quite harmonious. They became friends on Facebook, Linked in and Instagram. And Then they started Dating ….
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  • 118.
  • 119.
    Prickly Situations Love, lust, curiosity, envy, Competition, distaste and even hatred Relationships
  • 120.
    Blogging Post only ifclients gave written permission Be prepared for reader response Be Consistent Refrain from liking groups and causes on Facebook
  • 121.
    Clients subscribing to BlogSites “I do not accept friend or contact requests from current or former clients on any social networking site” I believe that adding clients as friends or contacts on these sites can compromise your confidentiality and our respective privacy. It may also blur the boundaries of our therapeutic relationship. If you have questions about this we can meet and discuss ?
  • 122.
    Case Study Bloggingfor Suicide Strategy Set goal for Blog Post Determine Audience Address specific Actions Measure Blog post results
  • 123.
    Writing Safe Content Avoidoverstating issue -don’t use words like “suicide epidemic or skyrocketing Avoid words like “successful”, unsuccessful
  • 124.
    Writing Safe Content Avoidusing phrases that overstate problem -“Epidemic or Skyrocketing” Do not depict or use images showing methods of suicide, self harm or violence Avoid words like “successful, unsuccessful, failed attempt,” instead use “died by suicide, completed or “killed himself or herself” Include prevention hotlines, warning signs and other prevention focused information Do not include personal details of the person who died by suicide. Use the persons story to talk about prevention, coping seeking help
  • 125.
    Personal Safety and Privacy Onlydisclose personal details you are comfortable with Before publishing disclose personal details privately to those it may impact negatively Be Sensitive Be Respectful
  • 126.
    Monitoring Your Blog Comments Checkcomment section regularly Do not ignore suicidal threats Take action against reuse, derogatory or discriminatory comments Avoid arguing in comment section Steer conversation back on topic Choose a comment thread that works best for you
  • 127.
    Talking With Media PersonalStory _be sure story is appropriate for wide audience’ Refer Journalist to speak with an expert and if you are the expert do not confuse your story with expert facts If you don’t know an answer say so
  • 129.
    Advertising Are you depressed/Stressed Out/ We can Help You. Call We can “Cure “ Addiction Dr. X- Your one-stop station for mental health ‘We offer evidenced based treatment If Bill W were alive he would sign u for counseling with me.
  • 130.
    Promises Health and Wellness PersonalPower and Creative Change -The Karma Institute In a weekend you can become ………
  • 131.
    Federal Trade Commission by 2018, 50% of all smartphone users will be using mobile health phone applications improve and facilitate patient care Focus on apps to consumers - Head space, LacMac Provides nursing mothers , diabetics etc. https://www.fda.gov/MedicalDevices/DigitalHealt h/MobileMedicalApplications/default.htm
  • 132.
    The FDA Provide patientswith simple tools to organize and track health information provide easy access to information related to health conditions and treatment’ Help patients document potential medical conditions’ Automate simple health care tasks Enable Patients to interact with Personal Health Records or Electronic Health Records Does not apply to Electronic Health Records
  • 133.
    In Your FaceSolicitation Sally G bragged to her colleague that she attracted many of her clients by frequenting upscale bars at night who seemed depression and gave out her card I go to Soul Cycle and hand out cards
  • 134.
    Acceptable advertising “You arenot alone we are here to help” Does not generate fear Offers encouragement to seek help for emotional problems “Depression & anxiety are treatable. Chronic Pain & substance abuse is treatable Heres some ways to help you
  • 135.
    APA Guidelines Must avoidmaking false or deceptive statements related to one’s practice ,research or credentials Maintain the integrity of statements made by other on our behalf Do not compensate the media for publicity about our practice news items When we offer public advice must cite scientific basis for claims Do not solicit testimonials from clients who are vulnerable to undue influence Do not personally or through agents, attempt uninvited in-person solicitation of business from actual or potential clients which make them vulnerable to undue influence List degrees correctly
  • 136.
    Testimonials She is an“international world class speaker” This is “World Class Addiction and Mental Health Treatment Center”
  • 137.
  • 139.
    Definition The Provision ofpsychological services using telecommunication technologies Telephone, mobile devices, interactive technologies, videoconferencing, email , chat, text, internet( send help websites, blogs, and social media) Can be use to augment services or provide direct services , eg email for scheduling, telephone for direct services Skyping- Face Time
  • 140.
    Offering Access Increased accessfor folks with physical, medical and/or mobility disabilities Increased access to areas that have little mental health services Flexible scheduling Access to therapy in native languages (American sign)
  • 141.
    Terms Synchronous Service- Communication inreal time between a Professional and a consumer Asynchronous Service- Communication in a time delayed Manner between a professional and a consumer
  • 142.
  • 143.
  • 144.
  • 146.
    8 Step ModelFor Ethical Decision Making (Cory, Cory, Callahan) 1. Identify the Problem or Issue Clinical Legal System - Policies, etc. Cultural Personal
  • 147.
    Steps 2 -4 Identify the potential issues Look at relevant codes of ethics for general guidance Consider applicable laws and regulations and determine how they may have bearing on ethical dilemma
  • 148.
    Steps 5 -7 Seek consultation from more then one source to gain multiple perspectives to the dilemma Brainstorm various courses of Action List pros and cons of potential action
  • 149.
  • 150.
    What are yougoing to do?
  • 151.
    Additional Thoughts Corporate Responsibilities RenePopovitz JD 1.Written Policies and Procedures High Level Responsibility Effective Training and Communication Response and Correction Discipline and Enforce meant Auditing and Monitoring
  • 152.
    All Staff- ClinicalStaff-Leadership Ethics applies to everyone
  • 153.
    All Staff Codeof Ethics Care and Respect Confidentiality Recovery Environment Professionalism Integrity Accountability Corporate Compliance
  • 154.
    Clinical Code ofEthics Therapeutic Relationship Quality Evidenced Based Practices Compliance and Licensing Standards Truthful billing and Documentation
  • 155.
    Leadership Code ofEthics Ethical Business Practices Responsible Technology Marketing & Community Relations Financial Accountability Quality and Outcomes Monitoring Talent Management, Innovation and inspiration Risk Management , Safety & Security
  • 156.
    Employee Reporting Mechanisms Responsibility toreport illegal or unethical conduct External or internal hotline Reports follow existing supervision lines Prompt responses to reports is essential No retaliation / disciple for deliberate false accusations Efforts to preserve Confidentiality
  • 157.
    Categories Of Decisions Whatis Moral What is Ethical What is Legal What is Professional Appropriate
  • 158.
    White & Popovits2001 One of the greatest threats to our field comes not from changing drug trend, external regulations or changing methods of reimbursement but from our own failure to clearly define work and ourselves
  • 159.
    Zones of Ethical Vulnerability Conductrelated to business, marketing & referral practices Personal Conduct Professional Conduct Conduct in professional peer relationships Conduct in relationships with service consumers Conduct related to public safety Conduct related to Technology Conduct related to managing care and population health
  • 160.
    Business Practices Most troublesomeareas Financial Improprieties Conflicts of interest Unethical Marketing Practices Referral Fees and Renumeration
  • 161.
    Transparency Ownership Disclosures Coordination betweenstate & local Coordination between government and private sector insurance Data Collection & sharing Integration of Data Sources
  • 162.
    Resources Zur, O. PHD.,The National Psychologist -Social Networking How Should Psychologists Respond To Online Requests. Our Institute http://www.zurinstitute.com/social_networking.html “Sorry Your Therapist Can’t be your Friend”-American Psychoanalytic Society Sept. 14, 2017https://www.psychologytoday.com/us/blog/psychoanalysis -unplugged/201709/sorry-your-therapist-can-t-be-your-friend Code of Ethics American Association for Marriage and family Therapy http://www.aamft.org/iMIS15/AAMFT/Content/Legal_Ethics/Co de_of_Ethics.aspx
  • 163.
    Resources Patterson, Francis. PHD,LADAC II, MAC -Not The Usual Ethics Training : Navigating Difficult and Challenging Situations Journal of Social Work Values and Ethics, Spring, 2014 Vol.11 page 1 Zur, O. To Google or Not Google our clients/ When psychotherapist and other mental health professionals search their clients on the web. Independent Practitioner 30, 144-148
  • 164.
    Resources Katheryn Chernak PHDSocial Media and Social Work : A Question of Ethics https://socialworklicensure.org/articles/social- media-social-work Telepsychology with Persons with Disabilities www.apa.org/pi/disability/resources/publications/telepsycho
  • 165.
    Resources Robb, Matthew. “PauseBefore Posting: Using Social Media Responsibly.”Social Work Today. Jam-Feb.2011 Blogging for Suicide. orghttps://www.bloggingonsuicide.org Ethical Decision- Making in Social Work Practice, Sept. 2015, NLASW Professional Issues Committee
  • 166.